Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

403 institutional holders +36 vs Q3 2023
33,450,89733.5m shares reported held*
$3.1bnreported value*
58 new 157 added 130 reduced 39 sold out net bought ≈ $362.9m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.99. Options: 1 managers hold calls ($351.3k notional), 1 hold puts ($249.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375Q3 23: 367Q4 23: 403403Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375
Q3 2023367
Q4 2023403

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ4 22Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 192 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 215 bought or addedQ4 23: 169 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163
Q2 2023189158
Q3 2023192157
Q4 2023215169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $351.3kQ4 23 puts: $249.6kQ4 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$351.3k$249.6k0.71

Biggest buyers

MORGAN STANLEY Added +3,039,879+3.0m
CWM, LLC Added +473,431+473.4k
JPMORGAN CHASE & CO Added +322,929+322.9k
Koss-Olinger Consulting, LLC New +277,970+278.0k
UBS Group AG Added +276,508+276.5k
Vickerman Investment Advisors, Inc. New +257,563+257.6k
ROYAL BANK OF CANADA Added +214,472+214.5k
Freedom Investment Management, Inc. New +208,982+209.0k
Your Advocates Ltd., LLP Added +205,115+205.1k
Alpha Cubed Investments, LLC Added +174,430+174.4k

Biggest sellers

Orion Porfolio Solutions, LLC Reduced -587,524-587.5k
Orion Portfolio Solutions, LLC Reduced -587,524-587.5k
KWB Wealth Reduced -387,810-387.8k
OSAIC HOLDINGS, INC. Reduced -363,932-363.9k
Ferguson Shapiro LLC Reduced -269,026-269.0k
HighTower Advisors, LLC Reduced -171,820-171.8k
Horizon Investments, LLC Reduced -169,903-169.9k
3D/L Capital Management, LLC Sold out -154,687-154.7k
Bank of New York Mellon Corp Reduced -143,937-143.9k
JANE STREET GROUP, LLC Reduced -115,366-115.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $351.3k3.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $249.6k2.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,993,0525.0m $461.6m $461.6m 0.02% Added +3.0m +3,039,879
2 CWM, LLC 1.31% of their portfolio OMAHA, NE 2,628,5412.6m $243.0m $243.0m 1.31% Added +473.4k +473,431
3 TECTONIC ADVISORS LLC 13.19% of their portfolio FRISCO, TX 1,704,5901.7m $157.6m $157.6m 13.19% Added +32.4k +32,435
4 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,506,3131.5m $139.3m $139.3m 0.06% Added +34.7k +34,731
5 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,312,7381.3m $121.4m $121.4m 0.21% Reduced -363.9k -363,932
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 823,734823.7k $76.2m $76.2m 0.02% Added +66.8k +66,760
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 807,156807.2k $74.6m $74.6m 0.05% Added +127.7k +127,740
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 743,033743.0k $68.7m $68.7m 0.01% Added +92.2k +92,204
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 737,475737.5k $68.2m $68.2m 0.02% Added +214.5k +214,472
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 644,165644.2k $59.6m $59.6m 0.02% Added +276.5k +276,508
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 545,848545.8k $50.5m $50.5m 0.00% Added +322.9k +322,929
12 OneDigital Investment Advisors LLC 0.83% of their portfolio OVERLAND PARK, KS 515,809515.8k $47.7m $47.7m 0.83% Added +57.7k +57,695
13 Essential Planning, LLC. 23.68% of their portfolio PORTSMOUTH, NH 507,560507.6k $46.9m $46.9m 23.68% Reduced -14.5k -14,524
14 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 420,440420.4k $38.9m $38.9m 0.12% Reduced -49.5k -49,531
15 SCOTIA CAPITAL INC. 0.21% of their portfolio TORONTO, A6 360,652360.7k $33.3m $33.3m 0.21% Reduced -29.6k -29,632
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 303,282303.3k $28.0m $28.0m 0.02% Added +1.6k +1,647
17 Your Advocates Ltd., LLP 11.24% of their portfolio HOUSTON, TX 302,127302.1k $27.9m $27.9m 11.24% Added +205.1k +205,115
18 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 300,000300.0k $27.7m $27.7m 0.10% Added +69.2k +69,186
19 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 288,015288.0k $26.6m $26.6m 0.15% Added +62.1k +62,082
20 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 279,727279.7k $25.9m $25.9m 0.04% Reduced -38.1k -38,069
21 Koss-Olinger Consulting, LLC 2.52% of their portfolio GAINESVILLE, FL 277,970278.0k $25.7m $25.7m 2.52% New
22 Hudson Capital Management LLC 8.66% of their portfolio RAMSEY, NJ 258,394258.4k $23.9m $23.9m 8.66% Added +1.5k +1,500
23 Vickerman Investment Advisors, Inc. 8.12% of their portfolio SPOKANE, WA 257,563257.6k $23.8m $23.8m 8.12% New
24 WCG Wealth Advisors LLC 1.67% of their portfolio LAS VEGAS, NV 245,484245.5k $22.7m $22.7m 1.67% Reduced -27.0k -27,006
25 Flaharty Asset Management, LLC 3.43% of their portfolio CLEARWATER, FL 234,708234.7k $21.7m $21.7m 3.43% Reduced -110.5k -110,461
26 Horizon Investments, LLC 0.59% of their portfolio Charlotte, NC 229,163229.2k $21.1m $21.1m 0.59% Reduced -169.9k -169,903
27 RFG Advisory, LLC 0.80% of their portfolio BIRMINGHAM, AL 221,808221.8k $20.5m $20.5m 0.80% Reduced -69.0k -68,995
28 Ferguson Shapiro LLC 9.85% of their portfolio DECATUR, GA 220,952221.0k $20.4m $20.4m 9.85% Reduced -269.0k -269,026
29 Goldstein Advisors, LLC 3.41% of their portfolio Madison, WI 218,658218.7k $20.2m $20.2m 3.41% Added +4.4k +4,376
30 Southland Equity Partners LLC 6.21% of their portfolio WILDWOOD, MO 214,929214.9k $19.9m $19.9m 6.21% Added +10.2k +10,201
31 Freedom Investment Management, Inc. 1.57% of their portfolio SOUTH WINDSOR, CT 208,982209.0k $19.3m $19.3m 1.57% New
32 Financial Gravity Asset Management, Inc. 0.05% of their portfolio Lakeway, TX 208,267208.3k $4.2m $4.2m 0.05% Added +3.5k +3,492
33 Kelman-Lazarov, Inc. 4.06% of their portfolio MEMPHIS, TN 202,636202.6k $18.7m $18.7m 4.06% Added +7.3k +7,254
34 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 188,838188.8k $17.5m $17.5m 0.03% Added +18.5k +18,459
35 John W. Brooker & Co., CPAs 10.04% of their portfolio OAKLAND, CA 188,390188.4k $17.4m $17.4m 10.04% Reduced -866 -866
36 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 182,714182.7k $16.9m $16.9m 0.07% Added +285 +285
37 Alpha Cubed Investments, LLC 0.91% of their portfolio COSTA MESA, CA 176,738176.7k $16.3m $16.3m 0.91% Added +174.4k +174,430
38 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 172,517172.5k $15.9m $15.9m 0.02% Reduced -7.8k -7,758
39 Orion Porfolio Solutions, LLC 0.18% of their portfolio OMAHA, NE 168,685168.7k $15.5m $15.5m 0.18% Reduced -587.5k -587,524
40 Orion Portfolio Solutions, LLC 0.18% of their portfolio Omaha, NE 168,685168.7k $15.5m $15.5m 0.18% Reduced -587.5k -587,524
41 Cardinal Point Capital Management ULC 3.74% of their portfolio TORONTO, A6 166,690166.7k $15.5m $15.5m 3.74% Added +13.5k +13,516
42 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 166,222166.2k $15.4m $15.4m 0.15% Added +151.3k +151,310
43 GM Advisory Group, LLC 1.14% of their portfolio MELVILLE, NY 163,700163.7k $15.1m $15.1m 1.14% Added +47.1k +47,096
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 161,539161.5k $14.9m $14.9m 0.04% Added +16.3k +16,295
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 152,228152.2k $14.1m $14.1m 0.00% Reduced -143.9k -143,937
46 VALLEY NATIONAL ADVISERS INC 2.13% of their portfolio BETHLEHEM, PA 145,428145.4k $13.4m $13.4m 2.13% Added +2.4k +2,382
47 Stratos Wealth Partners, LTD. 0.24% of their portfolio BEACHWOOD, OH 140,742140.7k $13.0m $13.0m 0.24% Added +9.4k +9,395
48 Sowell Financial Services LLC 0.70% of their portfolio NORTH LITTLE ROCK, AR 140,167140.2k $13.0m $13.0m 0.70% Added +23.9k +23,851
49 Sheridan Capital Management, LLC 10.10% of their portfolio San Rafael, CA 135,392135.4k $12.5m $12.5m 10.10% First filing
50 ACIMA PRIVATE WEALTH, LLC 4.46% of their portfolio RICHMOND, VA 123,486123.5k $11.4m $11.4m 4.46% New
51 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 123,409123.4k $11.4m $11.4m 0.02% Added +120.9k +120,854
52 FSM Wealth Advisors, LLC 4.84% of their portfolio CLEVELAND, OH 123,182123.2k $11.4m $11.4m 4.84% Added +28.2k +28,228
53 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 120,249120.2k $11.1m $11.1m 0.11% Added +67.4k +67,426
54 Intelligence Driven Advisers, LLC 1.75% of their portfolio CARLSBAD, CA 116,909116.9k $10.8m $10.8m 1.75% Added +67.5k +67,475
55 Simplicity Solutions, LLC 0.29% of their portfolio MINNEAPOLIS, MN 115,135115.1k $10.6m $10.6m 0.29% Added +1.6k +1,590
56 Bleakley Financial Group, LLC 0.34% of their portfolio PARSIPPANY, NJ 115,105115.1k $10.6m $10.6m 0.34% Added +1.6k +1,560
57 KWMG, LLC 1.23% of their portfolio OVERLAND PARK, KS 113,849113.8k $10.5m $10.5m 1.23% Added +1.9k +1,863
58 Legacy Private Trust Co. 0.83% of their portfolio NEENAH, WI 113,567113.6k $10.5m $10.5m 0.83% New
59 VICUS CAPITAL 1.06% of their portfolio STATE COLLEGE, PA 113,200113.2k $10.5m $10.5m 1.06% Added +6.8k +6,799
60 TD Capital Management LLC 1.19% of their portfolio MEMPHIS, TN 113,050113.0k $10.5m $10.5m 1.19% Added +19.0k +19,031
61 CreativeOne Wealth, LLC 0.67% of their portfolio OVERLAND PARK, KS 112,649112.6k $10.4m $10.4m 0.67% Added +41.7k +41,744
62 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 110,258110.3k $10.2m $10.2m 0.08% Added +28.5k +28,517
63 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 109,547109.5k $10.1m $10.1m 0.08% Added +52.9k +52,897
64 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.31% of their portfolio NORFOLK, VA 109,382109.4k $10.1m $10.1m 0.31% Added +64.3k +64,255
65 Regis Acquisition Inc. 3.76% of their portfolio DENVER, CO 106,156106.2k $9.8m $9.8m 3.76% Reduced -42.5k -42,497
66 Elwood & Goetz Wealth Advisory Group, LLC 2.07% of their portfolio ATHENS, GA 106,007106.0k $9.8m $9.8m 2.07% Added +13.0k +13,028
67 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 104,247104.2k $9.6m $9.6m 0.01% Added +19.0k +19,022
68 FOUNDERS FINANCIAL SECURITIES LLC 1.06% of their portfolio TOWSON, MD 103,705103.7k $9.6m $9.6m 1.06% Added +6.8k +6,799
69 GeoWealth Management, LLC 0.77% of their portfolio CHICAGO, IL 101,209101.2k $9.4m $9.4m 0.77% Reduced -37.2k -37,244
70 B. Riley Wealth Advisors, Inc. 0.25% of their portfolio MEMPHIS, TN 100,434100.4k $9.3m $9.3m 0.25% Reduced -56.3k -56,262
71 FinTrust Capital Advisors, LLC 1.84% of their portfolio Greenville, SC 99,76299.8k $9.2m $9.2m 1.84% Added +26.4k +26,375
72 STEPH & CO 4.36% of their portfolio MARINETTE, WI 95,89295.9k $8.9m $8.9m 4.36% Added +28.3k +28,296
73 Cornerstone Wealth Management, LLC 0.75% of their portfolio ST. PETERS, MO 94,85994.9k $8.8m $8.8m 0.75% Reduced -3.7k -3,674
74 M Holdings Securities, Inc. 0.96% of their portfolio PORTLAND, OR 91,44991.4k $8.5m $8.5m 0.96% Added +755 +755
75 Csenge Advisory Group 0.53% of their portfolio CLEARWATER, FL 91,31591.3k $8.4m $8.4m 0.53% Reduced -2.1k -2,117
76 Vantage Financial Partners Ltd., Inc. 2.52% of their portfolio ARLINGTON HEIGHTS, IL 89,50189.5k $8.3m $8.3m 2.52% New
77 IFG Advisory, LLC 0.59% of their portfolio ATLANTA, GA 87,76287.8k $8.1m $8.1m 0.59% New
78 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 85,36085.4k $7.9m $7.9m 0.27% Added +3.3k +3,342
79 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 83,85383.9k $7.8m $7.8m 0.03% Added +21.5k +21,478
80 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 83,44683.4k $7.7m $7.7m 0.06% Reduced -6.3k -6,325
81 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 82,20382.2k $7.6m $7.6m 0.04% Reduced -81.0k -80,993
82 Bouvel Investment Partners, LLC 3.46% of their portfolio PHOENIXVILLE, PA 80,14580.1k $7.4m $7.4m 3.46% Reduced -306 -306
83 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.50% of their portfolio LONG BEACH, CA 77,23677.2k $7.1m $7.1m 0.50% Added +3.8k +3,797
84 Denver PWM, LLC 3.26% of their portfolio DENVER, CO 76,58976.6k $7.0m $7.0m 3.26% Reduced -7.7k -7,658
85 PAX Financial Group, LLC 1.41% of their portfolio SAN ANTONIO, TX 74,59974.6k $6.8m $6.8m 1.41% Added +42.6k +42,627
86 Visionary Wealth Advisors 0.50% of their portfolio O'FALLON, IL 74,08774.1k $6.8m $6.8m 0.50% Reduced -9.3k -9,322
87 MinichMacGregor Wealth Management, LLC 1.95% of their portfolio Saratoga Springs, NY 73,12873.1k $6.8m $6.8m 1.95% Reduced -177 -177
88 Treasure Coast Financial Planning 4.64% of their portfolio VERO BEACH, FL 71,95272.0k $6.7m $6.7m 4.64% Reduced -76.3k -76,264
89 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 71,85571.9k $6.6m $6.6m 0.11% Added +36.2k +36,155
90 Cornerstone Advisory, LLC 1.03% of their portfolio HUNT VALLEY, MD 71,60871.6k $6.6m $6.6m 1.03% Added +7.6k +7,571
91 Roger Wittlin Investment Advisory, LLC 4.57% of their portfolio San Francisco, CA 66,96067.0k $6.2m $6.2m 4.57% Added +7.2k +7,191
92 Pacifica Partners Inc. 2.92% of their portfolio SURREY, Z4 65,79365.8k $5.9m $5.9m 2.92% Added +2.5k +2,512
93 Lee Financial Group Hawaii, Inc. 5.12% of their portfolio HONOLULU, HI 65,06965.1k $6.0m $6.0m 5.12% Added +237 +237
94 Merriman Wealth Management, LLC 0.29% of their portfolio SEATTLE, WA 64,82664.8k $6.0m $6.0m 0.29% New
95 MorganRosel Wealth Management, LLC 2.32% of their portfolio HIGHLANDS RANCH, CO 64,76164.8k $6.0m $6.0m 2.32% Added +20.5k +20,452
96 CFO4Life Group, LLC 1.11% of their portfolio COPPELL, TX 62,83562.8k $5.8m $5.8m 1.11% New
97 Smart Portfolios, LLC 6.55% of their portfolio LAKE FOREST PARK, WA 61,56561.6k $5.6m $5.6m 6.55% Added +638 +638
98 Fragasso Financial Advisors Inc 0.52% of their portfolio SEWICKLEY, PA 61,46061.5k $5.7m $5.7m 0.52% Added +22.9k +22,882
99 Norway Savings Bank 2.49% of their portfolio NORWAY, ME 60,70860.7k $5.6m $5.6m 2.49% Reduced -1.2k -1,217
100 Landmark Wealth Management, LLC 2.72% of their portfolio MELVILLE, NY 59,79859.8k $5.5m $5.5m 2.72% Added +2.3k +2,298