Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

348 institutional holders +42 vs Q3 2023
32,810,28632.8m shares reported held*
$2.4bnreported value*
44 new 130 added 99 reduced 23 sold out net bought ≈ $499.0m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.31.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303Q3 23: 306Q4 23: 348348Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303
Q3 2023306
Q4 2023348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 138 cut or sold outQ3 23Q4 23: 174 bought or addedQ4 23: 122 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153
Q2 2023129137
Q3 2023131138
Q4 2023174122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 23 calls: $26.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$26.4k$00.00
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +2,726,536+2.7m
Clark Capital Management Group, Inc. Added +1,162,535+1.2m
OSAIC HOLDINGS, INC. Added +754,490+754.5k
MORGAN STANLEY Added +571,470+571.5k
Orion Portfolio Solutions, LLC Added +549,277+549.3k
Orion Porfolio Solutions, LLC Added +549,277+549.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +520,489+520.5k
NorthRock Partners, LLC Added +518,570+518.6k
LPL Financial LLC Added +248,842+248.8k
Kestra Advisory Services, LLC Added +143,259+143.3k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -607,066-607.1k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -449,428-449.4k
Alesco Advisors, LLC, An ESL Co Reduced -430,111-430.1k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -272,757-272.8k
RAYMOND JAMES & ASSOCIATES Reduced -159,124-159.1k
Prospera Financial Services Inc Sold out -62,123-62.1k
Cordatus Wealth Management LLC Sold out -58,163-58.2k
Private Advisor Group, LLC Reduced -52,057-52.1k
First National Trust Co Reduced -50,575-50.6k
Koshinski Asset Management, Inc. Sold out -47,741-47.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.96% of their portfolio PLYMOUTH, MN 4,515,3984.5m $331.3m $331.3m 0.96% Added +520.5k +520,489
2 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,137,3643.1m $230.2m $230.2m 0.10% Added +2.7m +2,726,536
3 Financial Engines Advisors L.L.C. 0.30% of their portfolio SANTA CLARA, CA 1,716,4511.7m $126.0m $126.0m 0.30% Reduced -7.0k -7,039
4 Clark Capital Management Group, Inc. 0.84% of their portfolio PHILADELPHIA, PA 1,404,9461.4m $103.1m $103.1m 0.84% Added +1.2m +1,162,535
5 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,370,7571.4m $100.6m $100.6m 0.06% Added +248.8k +248,842
6 NorthRock Partners, LLC 3.54% of their portfolio MINNEAPOLIS, MN 1,149,0401.1m $84.3m $84.3m 3.54% Added +518.6k +518,570
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,051,5961.1m $77.2m $77.2m 0.00% Added +571.5k +571,470
8 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 985,243985.2k $72.3m $72.3m 0.13% Added +754.5k +754,490
9 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 930,579930.6k $68.3m $68.3m 0.09% Reduced -607.1k -607,066
10 TOWNSQUARE CAPITAL LLC 0.97% of their portfolio Lehi, UT 773,444773.4k $56.8m $56.8m 0.97% Added +43.8k +43,764
11 TIAA TRUST, NATIONAL ASSOCIATION 0.16% of their portfolio CHARLOTTE, NC 653,271653.3k $47.9m $47.9m 0.16% Added +81.8k +81,823
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.96% of their portfolio ST. LOUIS, MO 648,922648.9k $47.6m $47.6m 0.96% Reduced -449.4k -449,428
13 Lutz Financial Services LLC 4.44% of their portfolio OMAHA, NE 645,203645.2k $47.3m $47.3m 4.44% Added +37.9k +37,891
14 FAS Wealth Partners, Inc. 3.93% of their portfolio LEAWOOD, KS 563,857563.9k $41.4m $41.4m 3.93% Added +72.4k +72,396
15 Orion Porfolio Solutions, LLC 0.47% of their portfolio OMAHA, NE 554,679554.7k $40.3m $40.3m 0.47% Added +549.3k +549,277
16 Orion Portfolio Solutions, LLC 0.47% of their portfolio Omaha, NE 554,679554.7k $40.3m $40.3m 0.47% Added +549.3k +549,277
17 First National Trust Co 1.19% of their portfolio Johnstown, PA 368,645368.6k $27.1m $27.1m 1.19% Reduced -50.6k -50,575
18 Klingman & Associates, LLC 1.88% of their portfolio New York, NY 349,449349.4k $25.6m $25.6m 1.88% Added +1.5k +1,549
19 JNBA Financial Advisors 2.91% of their portfolio BLOOMINGTON, MN 348,366348.4k $25.6m $25.6m 2.91% Added +13.7k +13,660
20 First Pacific Financial 7.69% of their portfolio VANCOUVER, WA 342,858342.9k $25.2m $25.2m 7.69% Added +382 +382
21 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.34% of their portfolio ST. LOUIS, MO 331,507331.5k $24.3m $24.3m 0.34% Reduced -272.8k -272,757
22 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 315,746315.7k $23.2m $23.2m 0.01% Added +2.3k +2,284
23 Asset Dedication, LLC 1.63% of their portfolio SAN FRANCISCO, CA 272,670272.7k $20.0m $20.0m 1.63% Reduced -11.0k -10,968
24 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 265,665265.7k $19.2m $19.2m 0.10% Added +133.6k +133,556
25 GHP Investment Advisors, Inc. 1.04% of their portfolio Denver, CO 262,321262.3k $19.2m $19.2m 1.04% Added +5.4k +5,394
26 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 255,090255.1k $18.7m $18.7m 0.03% Added +27.8k +27,825
27 McAdam, LLC 1.30% of their portfolio Philadelphia, PA 245,228245.2k $18.0m $18.0m 1.30% Reduced -3.4k -3,407
28 Convergence Financial, LLC 7.95% of their portfolio COLUMBIA, MO 242,578242.6k $17.8m $17.8m 7.95% Reduced -4.6k -4,590
29 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.79% of their portfolio RICHMOND, VA 227,578227.6k $16.7m $16.7m 0.79% Added +41.8k +41,847
30 ERn Financial, LLC 2.93% of their portfolio MIDDLETON, WI 219,182219.2k $15.5m $15.5m 2.93% Added +26.0k +26,029
31 Alesco Advisors, LLC, An ESL Co 0.53% of their portfolio Pittsford, NY 206,697206.7k $15.2m $15.2m 0.53% Reduced -430.1k -430,111
32 Rockbridge Investment Management, LCC 2.28% of their portfolio Syracuse, NY 203,569203.6k $14.9m $14.9m 2.28% Added +4.1k +4,107
33 Rodgers & Associates, LTD 2.02% of their portfolio Lancaster, PA 203,271203.3k $14.9m $14.9m 2.02% Added +13.8k +13,813
34 KWB Wealth 2.07% of their portfolio REDLANDS, CA 195,104195.1k $14.3m $14.3m 2.07% Added +58.9k +58,851
35 SIGNET FINANCIAL MANAGEMENT, LLC 2.08% of their portfolio PARSIPPANY, NJ 189,672189.7k $13.9m $13.9m 2.08% Reduced -1.1k -1,124
36 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 187,086187.1k $13.7m $13.7m 0.02% Added +138.2k +138,197
37 PRINCIPAL SECURITIES, INC. 0.48% of their portfolio DES MOINES, IA 177,423177.4k $13.0m $13.0m 0.48% First filing
38 Marathon Mission, Inc. 10.17% of their portfolio ALBANY, NY 167,042167.0k $12.3m $12.3m 10.17% Added +3.8k +3,788
39 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 154,761154.8k $11.4m $11.4m 0.09% Added +143.3k +143,259
40 FinTrust Capital Advisors, LLC 2.27% of their portfolio Greenville, SC 154,613154.6k $11.3m $11.3m 2.27% Added +1.9k +1,896
41 Avior Wealth Management, LLC 0.68% of their portfolio OMAHA, NE 153,367153.4k $11.3m $11.3m 0.68% Added +12.4k +12,351
42 WCG Wealth Advisors LLC 0.80% of their portfolio LAS VEGAS, NV 148,889148.9k $10.9m $10.9m 0.80% Reduced -11.8k -11,839
43 Private Wealth Management Group, LLC 5.06% of their portfolio PRINCETON, NJ 140,355140.4k $10.3m $10.3m 5.06% First filing
44 Retirement Group, LLC 4.15% of their portfolio SAN DIEGO, CA 140,273140.3k $10.3m $10.3m 4.15% Reduced -684 -684
45 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 135,632135.6k $10.0m $10.0m 0.06% Added +45.8k +45,778
46 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 131,642131.6k $9.7m $9.7m 0.08% Added +79.4k +79,425
47 IHT Wealth Management, LLC 0.42% of their portfolio Chicago, IL 129,270129.3k $9.5m $9.5m 0.42% Reduced -3.8k -3,799
48 ABLE Financial Group, LLC 3.98% of their portfolio SCOTTSDALE, AZ 125,560125.6k $9.2m $9.2m 3.98% Added +8.8k +8,754
49 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 123,339123.3k $9.1m $9.1m 0.11% Added +32.9k +32,862
50 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 120,675120.7k $8.9m $8.9m 0.02% Reduced -862 -862
51 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 120,378120.4k $8.8m $8.8m 0.02% Reduced -19.6k -19,632
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,657108.7k $8.0m $8.0m 0.00% Reduced -13.0k -13,032
53 Mariner, LLC 0.02% of their portfolio Overland Park, KS 108,533108.5k $8.0m $8.0m 0.02% Reduced -1.8k -1,786
54 Total Wealth Planning, LLC 1.42% of their portfolio CINCINNATI, OH 106,436106.4k $7.8m $7.8m 1.42% Reduced -3.3k -3,340
55 Freedom Investment Management, Inc. 0.55% of their portfolio SOUTH WINDSOR, CT 91,79691.8k $6.7m $6.7m 0.55% Reduced -3.6k -3,570
56 Diligent Investors, LLC 1.83% of their portfolio REDLANDS, CA 90,83990.8k $6.7m $6.7m 1.83% Reduced -6.9k -6,927
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 87,56387.6k $6.4m $6.4m 0.00% Added +21.9k +21,883
58 Garden State Investment Advisory Services LLC 2.54% of their portfolio Red Bank, NJ 85,72985.7k $6.3m $6.3m 2.54% Added +3.8k +3,763
59 SAGE FINANCIAL GROUP INC 0.58% of their portfolio W. CONSHOHOCKEN, PA 81,13381.1k $6.0m $6.0m 0.58% Reduced -109 -109
60 WealthShield Partners, LLC 0.98% of their portfolio CARY, NC 81,12981.1k $6.0m $6.0m 0.98% Added +3.0k +3,047
61 Marotta Asset Management 1.24% of their portfolio CHARLOTTESVILLE, VA 78,49378.5k $5.8m $5.8m 1.24% Added +3.0k +2,950
62 Councilor Wealth, LLC 2.94% of their portfolio BETHESDA, MD 77,88877.9k $5.7m $5.7m 2.94% First filing
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 77,84377.8k $5.7m $5.7m 0.00% Added +1.8k +1,794
64 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 75,89975.9k $5.6m $5.6m 0.02% New
65 Prestige Wealth Management Group LLC 1.23% of their portfolio FLEMINGTON, NJ 74,00574.0k $5.4m $5.4m 1.23% Reduced -170 -170
66 CWM, LLC 0.03% of their portfolio OMAHA, NE 72,68272.7k $5.3m $5.3m 0.03% Added +20.0k +19,984
67 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 71,80571.8k $5.3m $5.3m 0.03% First filing
68 Koss-Olinger Consulting, LLC 0.50% of their portfolio GAINESVILLE, FL 69,72769.7k $5.1m $5.1m 0.50% Reduced -1.8k -1,848
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 69,11369.1k $5.1m $5.1m 0.01% Added +54.8k +54,811
70 RTD Financial Advisors, Inc. 0.70% of their portfolio Philadelphia, PA 68,11068.1k $5.0m $5.0m 0.70% Reduced -4.0k -4,002
71 CAPITAL WEALTH MANAGEMENT, LLC 2.50% of their portfolio W. WARWICK, RI 66,98967.0k $4.9m $4.9m 2.50% Reduced -429 -429
72 IAG Wealth Partners, LLC 1.08% of their portfolio WAUKESHA, WI 64,45064.5k $4.7m $4.7m 1.08% Added +2.6k +2,608
73 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 63,47563.5k $4.7m $4.7m 0.26% Added +2.0k +1,983
74 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 62,56962.6k $4.6m $4.6m 0.14% Added +2.3k +2,274
75 WALLER FINANCIAL PLANNING GROUP, INC 1.21% of their portfolio COLUMBUS, OH 62,48062.5k $4.6m $4.6m 1.21% Reduced -59 -59
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,11660.1k $4.4m $4.4m 0.00% Reduced -2.7k -2,739
77 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 59,75459.8k $4.4m $4.4m 0.03% Reduced -52.1k -52,057
78 Perennial Investment Advisors, LLC 0.71% of their portfolio Los Angeles, CA 57,90257.9k $4.2m $4.2m 0.71% Added +15.0k +14,979
79 Clarus Wealth Advisors 2.38% of their portfolio PEORIA, AZ 56,91056.9k $4.0m $4.0m 2.38% First filing
80 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 53,61853.6k $3.9m $3.9m 0.02% Added +43.0k +42,960
81 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 50,87750.9k $3.7m $3.7m 0.00% Reduced -9.3k -9,261
82 BAILARD, INC. 0.11% of their portfolio Foster City, CA 50,11350.1k $3.7m $3.7m 0.11% Added +1.2k +1,226
83 Annapolis Financial Services, LLC 0.91% of their portfolio ANNAPOLIS, MD 49,68049.7k $3.6m $3.6m 0.91% Reduced -2.3k -2,340
84 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 49,21849.2k $3.6m $3.6m 0.01% New
85 Financial Guidance Group, Inc. 2.50% of their portfolio Palm Harbor, FL 49,13749.1k $3.6m $3.6m 2.50% Added +552 +552
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 47,88147.9k $3.5m $3.5m 0.00% Reduced -3.6k -3,561
87 SigFig Wealth Management, LLC 0.12% of their portfolio SAN FRANCISCO, CA 43,45743.5k $3.2m $3.2m 0.12% New
88 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 43,26043.3k $3.2m $3.2m 0.09% Reduced -799 -799
89 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 42,82842.8k $3.1m $3.1m 0.00% Added +27.7k +27,689
90 Geneos Wealth Management Inc. 0.15% of their portfolio ENGLEWOOD, CO 42,39942.4k $3.1m $3.1m 0.15% Added +9.4k +9,430
91 BALANCED WEALTH GROUP LLC 1.60% of their portfolio WESTLAKE, OH 41,82641.8k $3.1m $3.1m 1.60% First filing
92 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 41,66541.7k $3.0m $3.0m 0.08% New
93 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 39,94039.9k $2.9m $2.9m 0.04% New
94 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 38,93738.9k $2.9m $2.9m 0.11% Added +580 +580
95 BENJAMIN EDWARDS INC 0.62% of their portfolio Clayton, MO 38,46738.5k $2.8m $2.8m 0.62% Reduced -14.8k -14,848
96 Portside Wealth Group, LLC 0.52% of their portfolio Provo, UT 38,30338.3k $2.8m $2.8m 0.52% Added +1.7k +1,651
97 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 36,91436.9k $2.7m $2.7m 0.07% Added +33.8k +33,807
98 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 35,76135.8k $2.6m $2.6m 0.04% Added +22.3k +22,322
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.40% of their portfolio ALAMO, CA 35,28435.3k $2.6m $2.6m 0.40% Reduced -857 -857
100 Farther Finance Advisors, LLC 0.17% of their portfolio SAN FRANCISCO, CA 32,75432.8k $2.4m $2.4m 0.17% Reduced -1.1k -1,061