Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

1,019 institutional holders +92 vs Q3 2023
114,750,204114.8m shares reported held*
$12.0bnreported value*
90 new 345 added 271 reduced 45 sold out net bought ≈ $1.3bn (+12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.48. Options: 5 managers hold calls ($11.7m notional), 4 hold puts ($752.1k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 815Q4 22: 890Q1 23: 886Q2 23: 921Q3 23: 927Q4 23: 1,0191,019Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886
Q2 2023921
Q3 2023927
Q4 20231,019

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23Q2 23: 327 bought or addedQ2 23: 339 cut or sold outQ2 23Q3 23: 311 bought or addedQ3 23: 351 cut or sold outQ3 23Q4 23: 435 bought or addedQ4 23: 316 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384
Q2 2023327339
Q3 2023311351
Q4 2023435316

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $6.5mQ1 23 puts: $1.3mQ1 23P/C 0.20Q2 23 calls: $8.8mQ2 23 puts: $3.1mQ2 23P/C 0.35Q3 23 calls: $8.9mQ3 23 puts: $73.1kQ3 23P/C 0.01Q4 23 calls: $11.7mQ4 23 puts: $752.1kQ4 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q1 2023$6.5m$1.3m0.20
Q2 2023$8.8m$3.1m0.35
Q3 2023$8.9m$73.1k0.01
Q4 2023$11.7m$752.1k0.06

Biggest buyers

MORGAN STANLEY Added +10,943,229+10.9m
JPMORGAN CHASE & CO Added +914,053+914.1k
BARCLAYS PLC Added +510,020+510.0k
CONGRESS ASSET MANAGEMENT CO Added +326,178+326.2k
NSI Retail Advisors, LLC New +249,000+249.0k
CSM Advisors, LLC New +249,000+249.0k
Bishop & Co Investment Management, LLC Added +235,398+235.4k
Angeles Investment Advisors, LLC New +232,000+232.0k
AE Wealth Management LLC Added +198,473+198.5k
Arax Advisory Partners Added +197,925+197.9k

Biggest sellers

SYNOVUS FINANCIAL CORP Reduced -944,860-944.9k
WELLINGTON MANAGEMENT GROUP LLP Reduced -475,728-475.7k
OSAIC HOLDINGS, INC. Reduced -305,668-305.7k
Corient Private Wealth LP Reduced -304,910-304.9k
AMERIPRISE FINANCIAL INC Reduced -232,423-232.4k
PNC Financial Services Group, Inc. Reduced -223,836-223.8k
Certified Advisory Corp Reduced -193,241-193.2k
BANK OF AMERICA CORP /DE/ Reduced -159,300-159.3k
WELLS FARGO & COMPANY/MN Reduced -150,019-150.0k
Summit Rock Advisors, LP Reduced -136,783-136.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.8m65.1k shares
CITADEL ADVISORS LLC Added $3.5m33.8k shares
GTS SECURITIES LLC Added $1.1m10.2k shares
WOLVERINE TRADING, LLC Reduced $250.7k2.4k shares
Cutler Group LLC / CA Reduced $6.0k1.1k shares

Biggest puts

UBS Group AG New $313.4k3.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $240.3k2.3k shares
CITADEL ADVISORS LLC Added $198.5k1.9k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 21,860,94021.9m $2.3bn $2.3bn 0.10% Added +10.9m +10,943,229
2 TIAA TRUST, NATIONAL ASSOCIATION 3.84% of their portfolio CHARLOTTE, NC 11,024,49311.0m $1.2bn $1.2bn 3.84% Reduced -61.5k -61,450
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,588,0386.6m $688.2m $688.2m 0.08% Reduced -159.3k -159,300
4 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 5,632,4475.6m $588.4m $588.4m 0.17% Reduced -150.0k -150,019
5 JONES FINANCIAL COMPANIES LLLP 0.62% of their portfolio DES PERES, MO 3,918,3253.9m $409.3m $409.3m 0.62% Added +92.3k +92,345
6 COMMONWEALTH EQUITY SERVICES, LLC 0.55% of their portfolio WALTHAM, MA 2,871,6142.9m $300.0m $300.0m 0.55% Added +63.5k +63,473
7 PNC Financial Services Group, Inc. 0.23% of their portfolio Pittsburgh, PA 2,811,2582.8m $293.7m $293.7m 0.23% Reduced -223.8k -223,836
8 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 2,466,4962.5m $257.9m $257.9m 0.08% Reduced -232.4k -232,423
9 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,348,6512.3m $245.3m $245.3m 0.10% Added +51.9k +51,922
10 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 2,210,4272.2m $230.9m $230.9m 0.10% Added +43.9k +43,938
11 COMMERCE BANK 1.54% of their portfolio KANSAS CITY, MO 2,071,8392.1m $216.4m $216.4m 1.54% Reduced -40.0k -40,024
12 Cassaday & Co Wealth Management LLC 7.37% of their portfolio MCLEAN, VA 2,034,5982.0m $212.5m $212.5m 7.37% Added +27.0k +26,997
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,866,0561.9m $194.9m $194.9m 0.01% Added +914.1k +914,053
14 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,640,4041.6m $171.4m $171.4m 0.10% Added +40.1k +40,060
15 US BANCORP \DE\ 0.24% of their portfolio MINNEAPOLIS, MN 1,528,1821.5m $159.6m $159.6m 0.24% Added +66.4k +66,389
16 FMR LLC 0.01% of their portfolio BOSTON, MA 1,263,8241.3m $132.0m $132.0m 0.01% Reduced -107.1k -107,136
17 Envestnet Portfolio Solutions, Inc. 0.54% of their portfolio BERWYN, PA 1,254,9411.3m $131.1m $131.1m 0.54% Added +85.5k +85,474
18 FIRST CITIZENS BANK & TRUST CO 2.25% of their portfolio RALEIGH, NC 1,188,4651.2m $124.1m $124.1m 2.25% Added +62.9k +62,900
19 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,148,4991.1m $120.0m $120.0m 0.21% Reduced -305.7k -305,668
20 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 953,327953.3k $99.6m $99.6m 0.02% Added +7.2k +7,226
21 GLOBALT Investments LLC / GA 4.00% of their portfolio Atlanta, GA 920,724920.7k $96.2m $96.2m 4.00% First filing
22 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 911,338911.3k $95.2m $95.2m 0.15% Added +31.2k +31,235
23 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 861,871861.9k $90.0m $90.0m 0.02% Added +72.6k +72,553
24 Zions Bancorporation, N.A. 6.04% of their portfolio SALT LAKE CITY, UT 840,781840.8k $87.8m $87.8m 6.04% Reduced -44.7k -44,688
25 American Family Insurance Mutual Holding Co 5.76% of their portfolio MADISON, WI 754,748754.7k $78.8m $78.8m 5.76% Unchanged
26 CIBC Private Wealth Group LLC 0.17% of their portfolio ATLANTA, GA 752,570752.6k $78.6m $78.6m 0.17% Added +52.4k +52,441
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 691,965692.0k $72.3m $72.3m 0.08% Added +62.6k +62,569
28 Cullen/Frost Bankers, Inc. 1.10% of their portfolio San Antonio, TX 666,877666.9k $69.7m $69.7m 1.10% Added +119.9k +119,872
29 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 654,612654.6k $68.4m $68.4m 0.11% Reduced -120.8k -120,818
30 CONGRESS ASSET MANAGEMENT CO 0.48% of their portfolio BOSTON, MA 588,875588.9k $61.5m $61.5m 0.48% Added +326.2k +326,178
31 Equitable Holdings, Inc. 0.76% of their portfolio NEW YORK, NY 588,791588.8k $61.5m $61.5m 0.76% Added +42.3k +42,287
32 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 535,164535.2k $55.9m $55.9m 0.01% Reduced -475.7k -475,728
33 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 510,940510.9k $53.4m $53.4m 0.03% Added +510.0k +510,020
34 Mariner, LLC 0.12% of their portfolio Overland Park, KS 489,422489.4k $51.1m $51.1m 0.12% Added +7.3k +7,264
35 Summit Rock Advisors, LP 22.51% of their portfolio New York, NY 467,237467.2k $48.8m $48.8m 22.51% Reduced -136.8k -136,783
36 Rodgers & Associates, LTD 6.59% of their portfolio Lancaster, PA 465,440465.4k $48.6m $48.6m 6.59% Reduced -3.0k -2,999
37 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.62% of their portfolio LITTLE ROCK, AR 453,444453.4k $47.4m $47.4m 4.62% Reduced -20.7k -20,684
38 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 437,609437.6k $45.8m $45.8m 0.23% Added +198.5k +198,473
39 JOHNSON INVESTMENT COUNSEL INC 0.53% of their portfolio Cincinnati, OH 434,020434.0k $45.3m $45.3m 0.53% Reduced -4.0k -4,001
40 STEPHENS INC /AR/ 0.68% of their portfolio LITTLE ROCK, AR 376,127376.1k $39.3m $39.3m 0.68% Added +25.0k +25,005
41 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 375,596375.6k $39.2m $39.2m 0.07% Reduced -7.6k -7,625
42 M&T Bank Corp 0.14% of their portfolio BUFFALO, NY 359,840359.8k $37.6m $37.6m 0.14% Reduced -3.4k -3,423
43 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 350,579350.6k $36.6m $36.6m 0.03% Added +23.8k +23,778
44 WADE G W & INC 1.15% of their portfolio Wellesley, MA 337,729337.7k $35.3m $35.3m 1.15% Added +10.6k +10,599
45 AMG National Trust Bank 1.06% of their portfolio GREENWOOD VILLAGE, CO 323,247323.2k $33.8m $33.8m 1.06% Reduced -2.2k -2,219
46 Orion Porfolio Solutions, LLC 0.37% of their portfolio OMAHA, NE 307,253307.3k $31.6m $31.6m 0.37% Added +20.8k +20,835
47 Orion Portfolio Solutions, LLC 0.37% of their portfolio Omaha, NE 307,253307.3k $31.6m $31.6m 0.37% Added +20.8k +20,835
48 HANTZ FINANCIAL SERVICES, INC. 0.68% of their portfolio SOUTHFIELD, MI 298,949298.9k $31.2m $31.2m 0.68% Reduced -14.7k -14,695
49 RTD Financial Advisors, Inc. 4.17% of their portfolio Philadelphia, PA 284,431284.4k $29.7m $29.7m 4.17% Reduced -2.5k -2,458
50 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 277,351277.4k $29.0m $29.0m 0.05% Added +10.4k +10,425
51 Avantax Planning Partners, Inc. 1.08% of their portfolio DUBUQUE, IA 272,347272.3k $28.4m $28.4m 1.08% Added +26.5k +26,454
52 COMERICA BANK 0.13% of their portfolio DALLAS, TX 271,730271.7k $28.4m $28.4m 0.13% Added +7.6k +7,599
53 Cedar Mountain Advisors, LLC 7.65% of their portfolio LAKE OSWEGO, OR 270,658270.7k $28.3m $28.3m 7.65% Reduced -1.6k -1,642
54 Krilogy Financial LLC 2.37% of their portfolio ST. LOUIS, MO 266,218266.2k $27.8m $27.8m 2.37% Reduced -981 -981
55 One Capital Management, LLC 1.10% of their portfolio WESTLAKE VILLAGE, CA 265,365265.4k $27.7m $27.7m 1.10% Reduced -671 -671
56 Truepoint, Inc. 0.79% of their portfolio CINCINNATI, OH 258,388258.4k $27.0m $27.0m 0.79% Added +11.9k +11,931
57 CSM Advisors, LLC 1.88% of their portfolio WARRENDALE, PA 249,000249.0k $26.0m $26.0m 1.88% New
58 NSI Retail Advisors, LLC 4.22% of their portfolio WARRENDALE, PA 249,000249.0k $26.0m $26.0m 4.22% New
59 Accredited Investors Inc. 1.81% of their portfolio EDINA, MN 244,291244.3k $25.5m $25.5m 1.81% Reduced -1.6k -1,597
60 Bishop & Co Investment Management, LLC 10.35% of their portfolio Erie, PA 235,398235.4k $24.6m $24.6m 10.35% Added +235.4k +235,398
61 Angeles Investment Advisors, LLC 1.46% of their portfolio SANTA MONICA, CA 232,000232.0k $24.2m $24.2m 1.46% New
62 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 231,145231.1k $24.1m $24.1m 0.10% Reduced -4.6k -4,593
63 Proficio Capital Partners LLC 2.97% of their portfolio NEWTON, MA 229,558229.6k $24.0m $24.0m 2.97% Added +1.7k +1,722
64 Badgley Phelps Wealth Managers, LLC 0.63% of their portfolio SEATTLE, WA 222,049222.0k $23.2m $23.2m 0.63% Added +17.0k +16,951
65 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 219,391219.4k $22.9m $22.9m 0.05% Added +25.1k +25,107
66 Falcon Wealth Planning 3.91% of their portfolio Ontario, CA 213,809213.8k $22.3m $22.3m 3.91% Added +17.9k +17,868
67 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 209,892209.9k $21.9m $21.9m 0.10% Reduced -948 -948
68 Forvis Mazars Wealth Advisors, LLC 0.59% of their portfolio Springfield, MO 202,835202.8k $21.2m $21.2m 0.59% Reduced -12.8k -12,828
69 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 200,541200.5k $20.9m $20.9m 0.07% Added +16.5k +16,465
70 Arax Advisory Partners 2.31% of their portfolio NEW YORK, NY 198,177198.2k $20.7m $20.7m 2.31% Added +197.9k +197,925
71 BlackRock Inc. 0.00% of their portfolio New York, NY 196,482196.5k $20.5m $20.5m 0.00% Reduced -2.9k -2,923
72 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 190,230190.2k $19.9m $19.9m 0.02% Reduced -5.1k -5,089
73 Steward Partners Investment Advisory, LLC 0.26% of their portfolio STAMFORD, CT 187,378187.4k $19.6m $19.6m 0.26% Added +24.3k +24,300
74 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 182,378182.4k $19.2m $19.2m 0.01% Added +43.8k +43,786
75 Integrated Investment Consultants, LLC 5.98% of their portfolio BLOOMFIELD HILLS, MI 181,038181.0k $18.9m $18.9m 5.98% Added +2.1k +2,077
76 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 177,000177.0k $18.5m $18.5m 0.07% Unchanged
77 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 175,121175.1k $18.3m $18.3m 0.10% Added +7.4k +7,367
78 Sterling Manor Financial, LLC 14.46% of their portfolio Saratoga Springs, NY 163,504163.5k $17.1m $17.1m 14.46% Reduced -2.0k -1,965
79 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 162,705162.7k $17.0m $17.0m 0.06% Added +7.8k +7,784
80 CW Advisors, LLC 0.31% of their portfolio BOSTON, MA 159,526159.5k $16.7m $16.7m 0.31% Added +133.4k +133,419
81 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 153,358153.4k $16.0m $16.0m 0.00% Added +16.7k +16,715
82 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 153,322153.3k $16.0m $16.0m 0.07% Reduced -88.9k -88,861
83 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 151,377151.4k $15.8m $15.8m 0.02% Added +7.3k +7,286
84 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 150,452150.5k $15.7m $15.7m 0.07% Added +19.0k +18,987
85 GenWealth Group, Inc. 4.26% of their portfolio Maplewood, NJ 147,683147.7k $15.4m $15.4m 4.26% Reduced -12.3k -12,315
86 SYNOVUS FINANCIAL CORP 0.22% of their portfolio Columbus, GA 147,376147.4k $15.4m $15.4m 0.22% Reduced -944.9k -944,860
87 Ausdal Financial Partners, Inc. 1.85% of their portfolio Davenport, IA 142,782142.8k $14.9m $14.9m 1.85% Reduced -6.9k -6,876
88 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 137,112137.1k $14.3m $14.3m 0.12% Added +3.9k +3,912
89 Legacy Edge Advisors, LLC 3.27% of their portfolio SYOSSET, NY 136,900136.9k $14.3m $14.3m 3.27% First filing
90 FSA Wealth Management LLC 6.77% of their portfolio Needham, MA 136,592136.6k $14.3m $14.3m 6.77% Reduced -1.8k -1,820
91 Octavia Wealth Advisors, LLC 2.50% of their portfolio CINCINNATI, OH 135,623135.6k $14.2m $14.2m 2.50% Added +3.8k +3,765
92 LBJ Family Wealth Advisors, Ltd. 9.80% of their portfolio AUSTIN, TX 135,575135.6k $14.2m $14.2m 9.80% Reduced -7.5k -7,466
93 Cetera Advisors LLC 0.19% of their portfolio DENVER, CO 133,412133.4k $13.9m $13.9m 0.19% Added +7.1k +7,077
94 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 132,884132.9k $13.9m $13.9m 0.02% Added +4.5k +4,549
95 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 131,712131.7k $13.8m $13.8m 0.11% Reduced -7.6k -7,645
96 Bartlett & Co. LLC 0.22% of their portfolio CINCINNATI, OH 131,465131.5k $13.8m $13.8m 0.22% Reduced -28.7k -28,671
97 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.22% of their portfolio CINCINNATI, OH 131,465131.5k $13.8m $13.8m 0.22% Reduced -28.7k -28,671
98 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 131,336131.3k $13.7m $13.7m 0.00% Reduced -11.0k -11,021
99 BOKF, NA 0.27% of their portfolio TULSA, OK 130,359130.4k $13.6m $13.6m 0.27% Added +5.0k +4,972
100 JMG Financial Group, Ltd. 0.57% of their portfolio DOWNERS GROVE, IL 129,345129.3k $13.5m $13.5m 0.57% Reduced -3.3k -3,317