Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

725 institutional holders +95 vs Q3 2023
188,970,976189.0m shares reported held*
$6.7bnreported value*
72 new 295 added 244 reduced 31 sold out net bought ≈ $462.4m (+13.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.24. Options: 2 managers hold calls ($3.7m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614Q1 23: 620Q2 23: 633Q3 23: 630Q4 23: 725725Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620
Q2 2023633
Q3 2023630
Q4 2023725

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 327 bought or addedQ4 22: 256 cut or sold outQ4 22Q1 23: 344 bought or addedQ1 23: 241 cut or sold outQ1 23Q2 23: 359 bought or addedQ2 23: 234 cut or sold outQ2 23Q3 23: 317 bought or addedQ3 23: 279 cut or sold outQ3 23Q4 23: 367 bought or addedQ4 23: 275 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022327256
Q1 2023344241
Q2 2023359234
Q3 2023317279
Q4 2023367275

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $3.2mQ1 23 puts: $1.4kQ1 23P/C 0.00Q2 23 calls: $2.3mQ2 23 puts: $309Q2 23P/C 0.00Q3 23 calls: $2.7mQ3 23 puts: $42.2kQ3 23P/C 0.02Q4 23 calls: $3.7mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$3.2m$1.4k0.00
Q2 2023$2.3m$3090.00
Q3 2023$2.7m$42.2k0.02
Q4 2023$3.7m$00.00

Biggest buyers

MORGAN STANLEY Added +2,706,647+2.7m
JANE STREET GROUP, LLC Added +1,087,435+1.1m
RAYMOND JAMES & ASSOCIATES Added +833,207+833.2k
Horizon Investments, LLC Added +760,987+761.0k
AE Wealth Management LLC Added +731,192+731.2k
Koss-Olinger Consulting, LLC New +727,438+727.4k
Financial Engines Advisors L.L.C. Added +720,236+720.2k
WELLS FARGO & COMPANY/MN Added +688,304+688.3k
Thrivent Financial for Lutherans Added +586,401+586.4k
Stadion Money Management, LLC Added +564,212+564.2k

Biggest sellers

Moran Wealth Management, LLC Sold out -669,762-669.8k
OSAIC HOLDINGS, INC. Reduced -595,731-595.7k
WEALTHSOURCE PARTNERS, LLC Reduced -499,615-499.6k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -413,722-413.7k
Strategies Wealth Advisors, LLC Reduced -369,929-369.9k
Redwood Investment Management, LLC Reduced -319,384-319.4k
Beacon Pointe Advisors, LLC Reduced -312,318-312.3k
BANK OF MONTREAL /CAN/ Reduced -294,446-294.4k
CWM, LLC Reduced -280,533-280.5k
MA Private Wealth Reduced -254,084-254.1k

Biggest calls

SIMPLEX TRADING, LLC Added $3.7m78.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.67% of their portfolio OVERLAND PARK, KS 25,451,34825.5m $901.2m $901.2m 1.67% Added +504.8k +504,808
2 Financial Engines Advisors L.L.C. 1.39% of their portfolio SANTA CLARA, CA 16,677,50116.7m $590.6m $590.6m 1.39% Added +720.2k +720,236
3 LPL Financial LLC 0.20% of their portfolio FORT MILL, SC 9,161,3929.2m $324.4m $324.4m 0.20% Reduced -24.7k -24,732
4 Horizon Investments, LLC 6.10% of their portfolio Charlotte, NC 6,185,6886.2m $219.0m $219.0m 6.10% Added +761.0k +760,987
5 Allworth Financial LP 1.61% of their portfolio FOLSOM, CA 5,948,8475.9m $210.6m $210.6m 1.61% Added +144.6k +144,613
6 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 5,107,0315.1m $180.8m $180.8m 0.60% Added +382.1k +382,150
7 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,990,8045.0m $176.7m $176.7m 0.05% Added +348.5k +348,534
8 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,745,0654.7m $168.0m $168.0m 0.07% Added +232.5k +232,533
9 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 4,571,7904.6m $161.9m $161.9m 0.01% Added +353.7k +353,681
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,425,0804.4m $156.7m $156.7m 0.01% Added +2.7m +2,706,647
11 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 3,320,2263.3m $117.6m $117.6m 0.02% Reduced -35.0k -35,047
12 Financial Gravity Asset Management, Inc. 0.95% of their portfolio Lakeway, TX 3,218,3463.2m $85.6m $85.6m 0.95% Added +251.8k +251,850
13 Stadion Money Management, LLC 5.85% of their portfolio WATKINSVILLE, GA 2,493,3822.5m $88.3m $88.3m 5.85% Added +564.2k +564,212
14 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,491,9232.5m $88.2m $88.2m 0.02% Added +688.3k +688,304
15 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,286,7742.3m $81.0m $81.0m 0.01% Added +135.8k +135,807
16 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 1,963,9422.0m $69.5m $69.5m 0.25% Reduced -45.0k -44,986
17 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,953,0412.0m $69.2m $69.2m 0.12% Reduced -595.7k -595,731
18 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 1,790,2321.8m $63.4m $63.4m 0.21% Added +149.7k +149,664
19 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,683,9191.7m $59.6m $59.6m 0.07% Added +1.1m +1,087,435
20 TOWNSQUARE CAPITAL LLC 0.98% of their portfolio Lehi, UT 1,611,6511.6m $57.1m $57.1m 0.98% Reduced -192.8k -192,797
21 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,572,1291.6m $55.7m $55.7m 0.02% Added +148.6k +148,551
22 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,505,4151.5m $53.3m $53.3m 0.13% Added +56.9k +56,928
23 CWM, LLC 0.28% of their portfolio OMAHA, NE 1,472,6891.5m $52.1m $52.1m 0.28% Reduced -280.5k -280,533
24 Advisory Alpha, LLC 2.31% of their portfolio HOLLAND, MI 1,423,0751.4m $50.4m $50.4m 2.31% Added +23.0k +22,982
25 McNamara Financial Services, Inc. 11.05% of their portfolio MARSHFIELD, MA 1,394,5251.4m $49.4m $49.4m 11.05% Added +13.6k +13,566
26 Private Advisor Group, LLC 0.36% of their portfolio MORRISTOWN, NJ 1,293,4311.3m $45.8m $45.8m 0.36% Added +37.1k +37,089
27 Envestnet Portfolio Solutions, Inc. 0.19% of their portfolio BERWYN, PA 1,263,1461.3m $44.7m $44.7m 0.19% Added +174.0k +173,971
28 Aptus Capital Advisors, LLC 1.17% of their portfolio FAIRHOPE, AL 1,117,9891.1m $39.6m $39.6m 1.17% Reduced -89.1k -89,139
29 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 1,110,7731.1m $39.3m $39.3m 0.09% Added +586.4k +586,401
30 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,104,7611.1m $39.1m $39.1m 0.07% Added +206.9k +206,934
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 1,084,3301.1m $38.4m $38.4m 0.11% Added +117.2k +117,236
32 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 1,066,9831.1m $37.8m $37.8m 0.06% Added +139.6k +139,583
33 GREAT LAKES ADVISORS, LLC 0.35% of their portfolio CHICAGO, IL 1,044,0181.0m $37.0m $37.0m 0.35% Added +396 +396
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,036,0341.0m $36.7m $36.7m 0.00% Added +401.2k +401,249
35 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,018,1971.0m $36.1m $36.1m 0.03% Added +833.2k +833,207
36 Focus Partners Wealth 0.43% of their portfolio ST LOUIS, MO 918,701918.7k $32.5m $32.5m 0.43% First filing
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 878,294878.3k $31.1m $31.1m 0.04% Added +454.2k +454,207
38 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 870,935870.9k $30.1m $30.1m 0.15% Added +731.2k +731,192
39 Pathstone Holdings, LLC 0.16% of their portfolio ENGLEWOOD, NJ 850,175850.2k $30.1m $30.1m 0.16% First filing
40 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 823,395823.4k $29.2m $29.2m 0.01% Added +258.9k +258,918
41 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 801,061801.1k $28.4m $28.4m 0.16% Added +121.6k +121,553
42 Betterment LLC 0.08% of their portfolio NEW YORK, NY 788,179788.2k $27.9m $27.9m 0.08% Added +116.9k +116,947
43 Luken Investment Analytics, LLC 14.80% of their portfolio BRENTWOOD, TN 774,975775.0k $27.4m $27.4m 14.80% Reduced -98.5k -98,483
44 Koss-Olinger Consulting, LLC 2.53% of their portfolio GAINESVILLE, FL 727,438727.4k $25.8m $25.8m 2.53% New
45 Global Strategic Investment Solutions, LLC 3.10% of their portfolio Scottsdale, AZ 708,625708.6k $25.1m $25.1m 3.10% Reduced -18.0k -17,991
46 ST GERMAIN D J CO INC 1.23% of their portfolio SPRINGFIELD, MA 666,062666.1k $23.6m $23.6m 1.23% Reduced -104.7k -104,671
47 ICONIQ Capital, LLC 0.43% of their portfolio SAN FRANCISCO, CA 645,696645.7k $22.9m $22.9m 0.43% Added +9.4k +9,419
48 CUTLER INVESTMENT COUNSEL LLC 3.25% of their portfolio Jacksonville, OR 643,001643.0k $22.8m $22.8m 3.25% Added +20.0k +19,982
49 Beacon Pointe Advisors, LLC 0.27% of their portfolio NEWPORT BEACH, CA 626,925626.9k $22.2m $22.2m 0.27% Reduced -312.3k -312,318
50 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.66% of their portfolio NORFOLK, VA 611,772611.8k $21.7m $21.7m 0.66% Reduced -23.7k -23,710
51 Valmark Advisers, Inc. 0.39% of their portfolio AKRON, OH 586,610586.6k $20.8m $20.8m 0.39% Added +37.6k +37,552
52 WCG Wealth Advisors LLC 1.52% of their portfolio LAS VEGAS, NV 582,983583.0k $20.6m $20.6m 1.52% Reduced -93.3k -93,349
53 Trilogy Capital Inc. 1.28% of their portfolio IRVINE, CA 581,945581.9k $20.6m $20.6m 1.28% Added +16.4k +16,372
54 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 579,106579.1k $20.5m $20.5m 0.09% Added +39.4k +39,432
55 Financial Strategies Group, Inc. 5.64% of their portfolio OKEMOS, MI 572,024572.0k $19.7m $19.7m 5.64% Added +17.7k +17,746
56 First Ascent Asset Management, LLC 2.27% of their portfolio DENVER, CO 571,790571.8k $20.2m $20.2m 2.27% Added +62.9k +62,921
57 Ballentine Partners, LLC 0.39% of their portfolio Waltham, MA 541,463541.5k $19.2m $19.2m 0.39% Reduced -10.4k -10,372
58 AlphaStar Capital Management, LLC 1.70% of their portfolio CORNELIUS, NC 525,750525.8k $18.6m $18.6m 1.70% Reduced -59.1k -59,078
59 KWB Wealth 2.62% of their portfolio REDLANDS, CA 512,349512.3k $18.1m $18.1m 2.62% Reduced -24.2k -24,248
60 PARK AVENUE SECURITIES LLC 0.24% of their portfolio NEW YORK, NY 496,408496.4k $17.6m $17.6m 0.24% Added +20.7k +20,664
61 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 488,571488.6k $17.3m $17.3m 0.03% Added +9.8k +9,829
62 CGN Advisors LLC 2.37% of their portfolio MANHATTAN, KS 482,787482.8k $17.1m $17.1m 2.37% Added +16.3k +16,263
63 N.E.W. Advisory Services LLC 2.06% of their portfolio DE PERE, WI 480,808480.8k $17.0m $17.0m 2.06% Added +6.1k +6,115
64 WALLER FINANCIAL PLANNING GROUP, INC 4.43% of their portfolio COLUMBUS, OH 476,355476.4k $16.9m $16.9m 4.43% Added +7.6k +7,594
65 HERITAGE WEALTH MANAGEMENT, LLC 9.13% of their portfolio PHOENIX, AZ 475,630475.6k $16.8m $16.8m 9.13% First filing
66 JNBA Financial Advisors 1.87% of their portfolio BLOOMINGTON, MN 463,935463.9k $16.4m $16.4m 1.87% Added +34.3k +34,261
67 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 453,151453.2k $16.0m $16.0m 0.00% Reduced -100.7k -100,700
68 AXXCESS WEALTH MANAGEMENT, LLC 0.47% of their portfolio CARLSBAD, CA 449,547449.5k $15.9m $15.9m 0.47% Added +64.5k +64,462
69 SigFig Wealth Management, LLC 0.61% of their portfolio SAN FRANCISCO, CA 445,940445.9k $16.0m $16.0m 0.61% Reduced -43.5k -43,483
70 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 427,913427.9k $15.2m $15.2m 0.02% New
71 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 426,592426.6k $15.1m $15.1m 0.07% Added +53.7k +53,712
72 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.44% of their portfolio LOS ANGELES, CA 424,181424.2k $15.0m $15.0m 0.44% Reduced -93.0k -92,984
73 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 422,507422.5k $15.0m $15.0m 0.05% Added +14.1k +14,108
74 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 418,830418.8k $14.8m $14.8m 0.14% Added +49.5k +49,493
75 Venturi Wealth Management, LLC 1.03% of their portfolio AUSTIN, TX 410,544410.5k $14.5m $14.5m 1.03% Reduced -12.2k -12,208
76 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 404,872404.9k $14.3m $14.3m 0.05% Added +37.3k +37,327
77 Meeder Advisory Services, Inc. 1.63% of their portfolio DUBLIN, OH 402,532402.5k $14.3m $14.3m 1.63% Added +2.0k +1,952
78 ERn Financial, LLC 2.47% of their portfolio MIDDLETON, WI 386,288386.3k $13.1m $13.1m 2.47% Reduced -6.5k -6,521
79 Atlas Private Wealth Advisors 2.52% of their portfolio RED BANK, NJ 382,433382.4k $13.5m $13.5m 2.52% Reduced -219.3k -219,309
80 Blueprint Investment Partners LLC 3.68% of their portfolio GREENSBORO, NC 377,439377.4k $13.4m $13.4m 3.68% Added +184.9k +184,881
81 CAPITAL WEALTH MANAGEMENT, LLC 6.67% of their portfolio W. WARWICK, RI 369,931369.9k $13.1m $13.1m 6.67% Reduced -8.6k -8,583
82 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 361,264361.3k $12.8m $12.8m 0.10% Reduced -2.8k -2,756
83 FLOW TRADERS U.S. LLC 0.39% of their portfolio NEW YORK, NY 360,346360.3k $12.8m $12.8m 0.39% New
84 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 3.43% of their portfolio NEWPORT BEACH, CA 342,829342.8k $12.1m $12.1m 3.43% Added +37.8k +37,837
85 Connectus Wealth, LLC 0.25% of their portfolio CINCINNATI, OH 341,638341.6k $12.1m $12.1m 0.25% Added +333.8k +333,836
86 Capital Asset Advisory Services LLC 0.75% of their portfolio Williamston, MI 340,352340.4k $12.1m $12.1m 0.75% Added +41.4k +41,363
87 Onyx Bridge Wealth Group LLC 2.34% of their portfolio TARRYTOWN, NY 328,038328.0k $11.6m $11.6m 2.34% Added +312.7k +312,657
88 Allen Capital Group, LLC 1.92% of their portfolio GRAND ISLAND, NE 327,510327.5k $11.6m $11.6m 1.92% Added +11.8k +11,829
89 Rodgers & Associates, LTD 1.55% of their portfolio Lancaster, PA 323,034323.0k $11.4m $11.4m 1.55% Reduced -84.3k -84,335
90 ISTHMUS PARTNERS, LLC 1.46% of their portfolio MADISON, WI 317,872317.9k $11.3m $11.3m 1.46% New
91 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 312,487312.5k $11.1m $11.1m 0.14% Added +7.3k +7,325
92 Hilltop Partners LLC 4.33% of their portfolio MISHAWAKA, IN 311,019311.0k $11.0m $11.0m 4.33% Added +270.8k +270,799
93 Sterneck Capital Management, LLC 6.99% of their portfolio KANSAS CITY, MO 310,167310.2k $11.0m $11.0m 6.99% Reduced -4.0k -4,009
94 Astor Investment Management LLC 4.13% of their portfolio CHICAGO, IL 304,422304.4k $10.8m $10.8m 4.13% New
95 ATLAS CAPITAL ADVISORS INC. 1.55% of their portfolio JACKSON, WY 303,007303.0k $10.7m $10.7m 1.55% Added +4.6k +4,602
96 Second Line Capital, LLC 4.26% of their portfolio METAIRIE, LA 300,668300.7k $10.6m $10.6m 4.26% First filing
97 WOODMONT INVESTMENT COUNSEL LLC 0.96% of their portfolio NASHVILLE, TN 291,206291.2k $10.3m $10.3m 0.96% New
98 Aspire Private Capital, LLC 2.90% of their portfolio Cornelius, NC 276,463276.5k $9.8m $9.8m 2.90% Reduced -8.7k -8,695
99 Walkner Condon Financial Advisors LLC 2.21% of their portfolio MADISON, WI 273,589273.6k $9.7m $9.7m 2.21% Added +20.3k +20,330
100 Impact Partnership Wealth, LLC 3.54% of their portfolio MARIETTA, GA 273,202273.2k $9.7m $9.7m 3.54% Added +272.6k +272,601