Vault-13

FLEXSHARES TR BNDC

CRE SLCT BD FD · ETP · CUSIP 33939L670

31 institutional holders +3 vs Q3 2023
7,295,1737.3m shares reported held*
$163.2mreported value*
5 new 8 added 12 reduced 4 sold out net sold ≈ $12.5m (-556.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.37.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 22Q4 22: 23Q1 23: 29Q2 23: 28Q3 23: 28Q4 23: 3131Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202222
Q4 202223
Q1 202329
Q2 202328
Q3 202328
Q4 202331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 16 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221212
Q1 2023206
Q2 2023219
Q3 20231412
Q4 20231316

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +52,017+52.0k
Freedom Investment Management, Inc. New +52,014+52.0k
MML INVESTORS SERVICES, LLC Added +16,995+17.0k
Atlantic Union Bankshares Corp New +16,400+16.4k
Sound Income Strategies, LLC New +15,944+15.9k
Olde Wealth Management, LLC Added +10,811+10.8k
Herold Advisors, Inc. Added +5,622+5.6k
Cetera Investment Advisers Added +1,406+1.4k
PARK NATIONAL CORP /OH/ Added +1,144+1.1k
OSAIC HOLDINGS, INC. Added +799+799

Biggest sellers

CoreCap Advisors, LLC Reduced -178,963-179.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -149,354-149.4k
Colonial River Investments, LLC Reduced -82,089-82.1k
NORTHERN TRUST CORP Reduced -68,827-68.8k
Occidental Asset Management, LLC Reduced -63,926-63.9k
3D/L Capital Management, LLC Sold out -46,723-46.7k
VestGen Investment Management Reduced -41,502-41.5k
JANE STREET GROUP, LLC Reduced -38,922-38.9k
CITADEL ADVISORS LLC Reduced -38,279-38.3k
Snowden Capital Advisors LLC Reduced -10,851-10.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,744,3033.7m $83.8m $83.8m 0.02% Reduced -68.8k -68,827
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,389,8261.4m $31.1m $31.1m 0.01% Added +52.0k +52,017
3 Occidental Asset Management, LLC 3.50% of their portfolio Burlingame, CA 753,948753.9k $16.9m $16.9m 3.50% Reduced -63.9k -63,926
4 Olde Wealth Management, LLC 3.54% of their portfolio SAMMAMISH, WA 365,462365.5k $8.2m $8.2m 3.54% Added +10.8k +10,811
5 PARK NATIONAL CORP /OH/ 0.26% of their portfolio NEWARK, OH 287,626287.6k $6.4m $6.4m 0.26% Added +1.1k +1,144
6 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 248,654248.7k $5.6m $5.6m 0.03% Added +17.0k +16,995
7 VestGen Investment Management 0.63% of their portfolio EGG HARBOR TOWNSHIP, NJ 89,37889.4k $2.0m $2.0m 0.63% Reduced -41.5k -41,502
8 Freedom Investment Management, Inc. 0.09% of their portfolio SOUTH WINDSOR, CT 52,01452.0k $1.2m $1.2m 0.09% New
9 Herold Advisors, Inc. 0.28% of their portfolio New York, NY 45,98546.0k $1.0m $1.0m 0.28% Added +5.6k +5,622
10 ROI Financial Advisors, LLC 0.80% of their portfolio Beaverton, OR 42,93842.9k $961.0k $961.0k 0.80% First filing
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 42,84142.8k $958.4k $958.4k 0.01% Added +1.4k +1,406
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,25838.3k $855.8k $855.8k 0.00% Reduced -38.9k -38,922
13 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 28,94628.9k $647.5k $647.5k 0.04% Reduced -1.2k -1,184
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,77828.8k $643.8k $643.8k 0.00% Reduced -38.3k -38,279
15 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 28,47228.5k $636.9k $636.9k 0.02% Reduced -10.9k -10,851
16 Atlantic Union Bankshares Corp 0.03% of their portfolio GLEN ALLEN, VA 16,40016.4k $366.9k $366.9k 0.03% New
17 Sound Income Strategies, LLC 0.03% of their portfolio FT LAUDERDALE, FL 15,94415.9k $356.7k $356.7k 0.03% New
18 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.31% of their portfolio Pittsburgh, PA 15,36915.4k $343.8k $343.8k 0.31% Added +116 +116
19 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 12,84512.8k $287.3k $287.3k 0.02% Reduced -179.0k -178,963
20 CITIZENS & NORTHERN CORP 0.10% of their portfolio WELLSBORO, PA 12,46812.5k $278.9k $278.9k 0.10% Reduced -492 -492
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,67711.7k $261.2k $261.2k 0.00% Reduced -2.5k -2,455
22 Colonial River Investments, LLC 0.13% of their portfolio MIDLOTHIAN, VA 9,6649.7k $216.2k $216.2k 0.13% Reduced -82.1k -82,089
23 MARQUETTE ASSOCIATES, INC. 0.13% of their portfolio CHICAGO, IL 5,7075.7k $127.7k $127.7k 0.13% First filing
24 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,8004.8k $107.4k $107.4k 0.00% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5151.5k $33.9k $33.9k 0.00% Added +799 +799
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,1341.1k $25.0k $25.0k 0.00% Unchanged
27 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 174174 $3.9k $3.9k 0.00% Unchanged
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 4444 $984 $984 0.00% Reduced -2.0k -1,988
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $66 $66 0.00% New
30 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $22 $22 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged