Vault-13

ISHARES TR IWO

RUS 2000 GRW ETF · ETP · CUSIP 464287648

927 institutional holders +88 vs Q3 2023
36,766,71636.8m shares reported held*
$9.3bnreported value*
98 new 294 added 257 reduced 50 sold out net bought ≈ $1.1bn (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $252.26. Options: 6 managers hold calls ($47.8m notional), 10 hold puts ($95.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 791Q4 22: 837Q1 23: 814Q2 23: 831Q3 23: 839Q4 23: 927927Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022791
Q4 2022837
Q1 2023814
Q2 2023831
Q3 2023839
Q4 2023927

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 348 bought or addedQ4 22: 304 cut or sold outQ4 22Q1 23: 282 bought or addedQ1 23: 382 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 312 bought or addedQ3 23: 284 cut or sold outQ3 23Q4 23: 392 bought or addedQ4 23: 307 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022348304
Q1 2023282382
Q2 2023303313
Q3 2023312284
Q4 2023392307

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $32.2mQ1 23 puts: $85.8mQ1 23P/C 2.66Q2 23 calls: $14.1mQ2 23 puts: $89.8mQ2 23P/C 6.35Q3 23 calls: $18.1mQ3 23 puts: $110.2mQ3 23P/C 6.10Q4 23 calls: $47.8mQ4 23 puts: $95.8mQ4 23P/C 2.00
Numbers
QuarterCallsPutsP/C
Q1 2023$32.2m$85.8m2.66
Q2 2023$14.1m$89.8m6.35
Q3 2023$18.1m$110.2m6.10
Q4 2023$47.8m$95.8m2.00

Biggest buyers

MORGAN STANLEY Added +3,644,376+3.6m
JPMORGAN CHASE & CO Added +549,615+549.6k
BANK OF AMERICA CORP /DE/ Added +159,576+159.6k
Pacific Life Fund Advisors LLC New +133,138+133.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +114,151+114.2k
CSM Advisors, LLC New +104,000+104.0k
NSI Retail Advisors, LLC New +104,000+104.0k
Twin Tree Management, LP New +95,114+95.1k
Weiss Asset Management LP New +90,116+90.1k
Fiera Capital Corp Added +86,370+86.4k

Biggest sellers

VICTORY CAPITAL MANAGEMENT INC Sold out -568,420-568.4k
JANE STREET GROUP, LLC Reduced -388,582-388.6k
Corient Private Wealth LP Reduced -307,201-307.2k
UBS Group AG Reduced -228,598-228.6k
PNC Financial Services Group, Inc. Reduced -99,622-99.6k
CITADEL ADVISORS LLC Reduced -94,118-94.1k
Creative Planning Reduced -58,245-58.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -44,102-44.1k
WELLINGTON MANAGEMENT GROUP LLP Reduced -42,874-42.9k
Tower Research Capital LLC (TRC) Reduced -42,227-42.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $32.2m127.5k shares
CITADEL ADVISORS LLC Added $12.5m49.4k shares
GTS SECURITIES LLC Added $1.3m5.0k shares
WOLVERINE TRADING, LLC Reduced $1.1m4.3k shares
TWO SIGMA SECURITIES, LLC New $756.7k3.0k shares
Cutler Group LLC / CA Added $102.0k25.4k shares

Biggest puts

Parallax Volatility Advisers, L.P. Unchanged $50.4m200.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $27.8m110.3k shares
CAPITAL FUND MANAGEMENT S.A. New $6.4m25.3k shares
CITADEL ADVISORS LLC Added $4.8m19.2k shares
GTS SECURITIES LLC Reduced $3.3m13.2k shares
WOLVERINE TRADING, LLC Reduced $2.3m9.2k shares
Lido Advisors, LLC Unchanged $277.4k1.1k shares
TWO SIGMA SECURITIES, LLC Reduced $201.8k800 shares
HighTower Advisors, LLC New $181.1k4.2k shares
Cutler Group LLC / CA Reduced $6.0k45.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 6,679,4246.7m $1.7bn $1.7bn 0.07% Added +3.6m +3,644,376
2 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 3,262,0603.3m $822.8m $822.8m 0.09% Added +159.6k +159,576
3 BARINGS LLC 12.10% of their portfolio CHARLOTTE, NC 1,505,2501.5m $379.7m $379.7m 12.10% Added +47.2k +47,200
4 TIAA TRUST, NATIONAL ASSOCIATION 1.13% of their portfolio CHARLOTTE, NC 1,343,5611.3m $338.9m $338.9m 1.13% Reduced -10.4k -10,426
5 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 1,108,2471.1m $279.5m $279.5m 0.12% Reduced -44.1k -44,102
6 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 976,557976.6k $246.3m $246.3m 0.07% Added +65.7k +65,651
7 Cassaday & Co Wealth Management LLC 7.19% of their portfolio MCLEAN, VA 822,438822.4k $207.4m $207.4m 7.19% Added +4.2k +4,193
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 810,064810.1k $204.3m $204.3m 0.01% Added +549.6k +549,615
9 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 714,572714.6k $180.2m $180.2m 0.04% Reduced -5.8k -5,847
10 COMMONWEALTH EQUITY SERVICES, LLC 0.32% of their portfolio WALTHAM, MA 697,063697.1k $175.8m $175.8m 0.32% Added +27.7k +27,706
11 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 679,883679.9k $171.5m $171.5m 0.13% Reduced -99.6k -99,622
12 Cohen Klingenstein LLC 5.85% of their portfolio NEW YORK, NY 566,974567.0k $143.0m $143.0m 5.85% Unchanged
13 UBS Group AG 0.06% of their portfolio ZURICH, V8 543,888543.9k $137.2m $137.2m 0.06% Reduced -228.6k -228,598
14 Alaska Permanent Fund Corp 2.13% of their portfolio JUNEAU, AK 512,689512.7k $129.3m $129.3m 2.13% Unchanged
15 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 463,435463.4k $116.9m $116.9m 0.04% Added +6.6k +6,576
16 US BANCORP \DE\ 0.17% of their portfolio MINNEAPOLIS, MN 452,711452.7k $114.2m $114.2m 0.17% Reduced -2.5k -2,456
17 D.A. DAVIDSON & CO. 1.12% of their portfolio GREAT FALLS, MT 452,048452.0k $114.0m $114.0m 1.12% Added +5.3k +5,281
18 M&T Bank Corp 0.41% of their portfolio BUFFALO, NY 445,110445.1k $112.3m $112.3m 0.41% Added +2.0k +2,002
19 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 437,255437.3k $110.3m $110.3m 0.02% Added +3.6k +3,607
20 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 394,788394.8k $99.6m $99.6m 0.02% Added +37.1k +37,134
21 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 362,949362.9k $91.5m $91.5m 0.06% Added +7.4k +7,435
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 340,164340.2k $85.8m $85.8m 0.02% Reduced -25.6k -25,554
23 Financial Engines Advisors L.L.C. 0.19% of their portfolio SANTA CLARA, CA 324,097324.1k $81.7m $81.7m 0.19% Reduced -2.4k -2,355
24 FMR LLC 0.01% of their portfolio BOSTON, MA 310,611310.6k $78.3m $78.3m 0.01% Added +37.4k +37,398
25 COMMERCE BANK 0.50% of their portfolio KANSAS CITY, MO 280,600280.6k $70.8m $70.8m 0.50% Reduced -13.2k -13,158
26 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 270,284270.3k $68.2m $68.2m 0.01% Reduced -10.7k -10,724
27 BROWN ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 240,593240.6k $60.7m $60.7m 0.09% Added +25.9k +25,876
28 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 231,910231.9k $58.5m $58.5m 0.04% Added +81.1k +81,123
29 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 214,160214.2k $54.0m $54.0m 0.09% Added +6.3k +6,275
30 Badgley Phelps Wealth Managers, LLC 1.34% of their portfolio SEATTLE, WA 195,597195.6k $49.3m $49.3m 1.34% Added +14.0k +14,038
31 Creative Planning 0.09% of their portfolio OVERLAND PARK, KS 183,717183.7k $46.3m $46.3m 0.09% Reduced -58.2k -58,245
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 170,056170.1k $42.9m $42.9m 0.05% Added +43.5k +43,530
33 Cresset Asset Management, LLC 0.26% of their portfolio Chicago, IL 168,665168.7k $42.5m $42.5m 0.26% Added +10.3k +10,270
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 160,020160.0k $40.4m $40.4m 0.12% Added +1.8k +1,766
35 Cetera Advisor Networks LLC 0.22% of their portfolio EL SEGUNDO, CA 157,069157.1k $39.6m $39.6m 0.22% Added +15.8k +15,784
36 KEYBANK NATIONAL ASSOCIATION/OH 0.18% of their portfolio BROOKLYN, OH 156,251156.3k $39.4m $39.4m 0.18% Reduced -1.6k -1,637
37 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 154,807154.8k $39.0m $39.0m 0.06% Reduced -16.7k -16,727
38 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 151,088151.1k $38.1m $38.1m 0.07% Reduced -307.2k -307,201
39 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 147,678147.7k $37.2m $37.2m 0.01% Reduced -42.9k -42,874
40 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 145,030145.0k $36.6m $36.6m 0.06% Added +4.7k +4,722
41 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.24% of their portfolio NEW YORK, NY 134,160134.2k $33.8m $33.8m 0.24% Added +20.2k +20,162
42 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 133,423133.4k $33.6m $33.6m 0.06% Reduced -31.7k -31,696
43 Pacific Life Fund Advisors LLC 3.36% of their portfolio NEWPORT BEACH, CA 133,138133.1k $33.6m $33.6m 3.36% New
44 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 133,102133.1k $33.6m $33.6m 0.06% Added +14.1k +14,099
45 Orion Porfolio Solutions, LLC 0.38% of their portfolio OMAHA, NE 133,009133.0k $32.9m $32.9m 0.38% Reduced -5.1k -5,102
46 Orion Portfolio Solutions, LLC 0.38% of their portfolio Omaha, NE 133,009133.0k $32.9m $32.9m 0.38% Reduced -5.1k -5,102
47 Avantax Planning Partners, Inc. 1.25% of their portfolio DUBUQUE, IA 129,712129.7k $32.7m $32.7m 1.25% Reduced -1.7k -1,668
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 128,314128.3k $32.4m $32.4m 0.05% Added +114.2k +114,151
49 Shepherd Financial Partners LLC 4.22% of their portfolio WINCHESTER, MA 117,771117.8k $29.7m $29.7m 4.22% Added +5.8k +5,807
50 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 108,068108.1k $27.3m $27.3m 0.01% Added +10.8k +10,849
51 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 107,486107.5k $27.1m $27.1m 0.04% Reduced -12.9k -12,862
52 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.18% of their portfolio Cincinnati, OH 105,534105.5k $26.6m $26.6m 0.18% Unchanged
53 CHOREO, LLC 0.72% of their portfolio ROCKFORD, IL 104,651104.7k $26.4m $26.4m 0.72% Reduced -7.1k -7,069
54 CSM Advisors, LLC 1.89% of their portfolio WARRENDALE, PA 104,000104.0k $26.2m $26.2m 1.89% New
55 NSI Retail Advisors, LLC 4.25% of their portfolio WARRENDALE, PA 104,000104.0k $26.2m $26.2m 4.25% New
56 STEPHENS INC /AR/ 0.44% of their portfolio LITTLE ROCK, AR 100,872100.9k $25.4m $25.4m 0.44% Reduced -3.5k -3,491
57 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 98,80198.8k $24.9m $24.9m 0.08% Added +3.3k +3,327
58 Waldron Private Wealth LLC 1.15% of their portfolio BRIDGEVILLE, PA 95,74195.7k $24.1m $24.1m 1.15% Reduced -1.8k -1,847
59 Twin Tree Management, LP 0.43% of their portfolio DALLAS, TX 95,11495.1k $24.0m $24.0m 0.43% New
60 MAI Capital Management 0.31% of their portfolio INDEPENDENCE, OH 94,26994.3k $23.8m $23.8m 0.31% Added +1.2k +1,237
61 TimesSquare Capital Management, LLC 0.35% of their portfolio NEW YORK, NY 93,78093.8k $23.7m $23.7m 0.35% Added +19.3k +19,280
62 Pathstone Holdings, LLC 0.13% of their portfolio ENGLEWOOD, NJ 93,32693.3k $23.5m $23.5m 0.13% First filing
63 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 91,67091.7k $23.1m $23.1m 0.08% Added +2.7k +2,710
64 Weiss Asset Management LP 1.63% of their portfolio BOSTON, MA 90,11690.1k $22.7m $22.7m 1.63% New
65 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 88,78188.8k $22.4m $22.4m 0.18% Reduced -827 -827
66 Fiera Capital Corp 0.07% of their portfolio MONTREAL, A8 88,71588.7k $22.4m $22.4m 0.07% Added +86.4k +86,370
67 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 88,64988.6k $22.4m $22.4m 0.04% Added +2.8k +2,829
68 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 86,19286.2k $21.7m $21.7m 0.03% Added +12.5k +12,476
69 MONETA GROUP INVESTMENT ADVISORS LLC 0.42% of their portfolio ST LOUIS, MO 84,47484.5k $21.3m $21.3m 0.42% Reduced -515 -515
70 Arax Advisory Partners 2.36% of their portfolio NEW YORK, NY 84,12684.1k $21.2m $21.2m 2.36% Reduced -96 -96
71 MMA ASSET MANAGEMENT LLC 5.78% of their portfolio New York, NY 83,78183.8k $21.3m $21.3m 5.78% Added +507 +507
72 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 82,23582.2k $20.7m $20.7m 0.05% Reduced -11.6k -11,636
73 WoodTrust Financial Corp 3.38% of their portfolio WISCONSIN RAPIDS, WI 78,41678.4k $19.8m $19.8m 3.38% Added +4.1k +4,134
74 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 77,65577.7k $19.9m $19.9m 0.01% Added +3.0k +2,965
75 HANTZ FINANCIAL SERVICES, INC. 0.42% of their portfolio SOUTHFIELD, MI 76,22676.2k $19.2m $19.2m 0.42% Reduced -1.2k -1,234
76 CW Advisors, LLC 0.35% of their portfolio BOSTON, MA 75,46475.5k $19.0m $19.0m 0.35% Added +40.6k +40,642
77 COMERICA BANK 0.09% of their portfolio DALLAS, TX 75,21075.2k $19.0m $19.0m 0.09% Reduced -1.4k -1,387
78 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 75,09775.1k $18.9m $18.9m 0.07% Added +97 +97
79 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 74,11374.1k $18.3m $18.3m 0.09% Added +30.7k +30,726
80 BlackRock Inc. 0.00% of their portfolio New York, NY 71,32171.3k $18.0m $18.0m 0.00% Added +23.4k +23,445
81 VAUGHAN & Co SECURITIES, INC. 11.91% of their portfolio Ridgewood, NJ 70,40670.4k $17.8m $17.8m 11.91% Added +2.0k +1,999
82 Covenant Partners, LLC 5.46% of their portfolio Nashville, TN 68,60168.6k $17.3m $17.3m 5.46% Added +2.4k +2,361
83 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 67,20467.2k $16.9m $16.9m 0.02% New
84 Crestone Asset Management LLC 3.76% of their portfolio BOULDER, CO 65,94065.9k $16.6m $16.6m 3.76% Added +682 +682
85 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 65,71165.7k $16.6m $16.6m 0.01% Added +64.9k +64,911
86 Mariner, LLC 0.04% of their portfolio Overland Park, KS 63,41263.4k $16.0m $16.0m 0.04% Added +2.4k +2,367
87 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 63,27363.3k $16.0m $16.0m 0.05% Added +32.9k +32,869
88 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 63,11463.1k $15.9m $15.9m 0.07% Reduced -20 -20
89 GENEVA CAPITAL MANAGEMENT LLC 0.30% of their portfolio MILWAUKEE, WI 62,05162.1k $15.7m $15.7m 0.30% Added +20.3k +20,254
90 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 61,05661.1k $15.4m $15.4m 0.12% Added +327 +327
91 Flaharty Asset Management, LLC 2.42% of their portfolio CLEARWATER, FL 60,66660.7k $15.3m $15.3m 2.42% Added +418 +418
92 Geller Advisors LLC 1.45% of their portfolio New York, NY 58,85058.9k $14.8m $14.8m 1.45% Added +22.1k +22,118
93 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 56,27856.3k $14.2m $14.2m 0.06% Reduced -1.2k -1,175
94 AMG National Trust Bank 0.44% of their portfolio GREENWOOD VILLAGE, CO 55,65355.7k $14.0m $14.0m 0.44% Reduced -1.1k -1,134
95 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 55,07455.1k $13.9m $13.9m 0.05% Added +19.1k +19,125
96 WADE G W & INC 0.45% of their portfolio Wellesley, MA 54,89454.9k $13.8m $13.8m 0.45% Added +1.6k +1,560
97 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 53,45053.5k $13.5m $13.5m 0.02% Added +3.7k +3,712
98 First Horizon Advisors, Inc. 0.44% of their portfolio MEMPHIS, TN 53,19553.2k $13.4m $13.4m 0.44% Added +8.5k +8,508
99 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 52,77452.8k $13.3m $13.3m 0.10% New
100 Cetera Advisors LLC 0.18% of their portfolio DENVER, CO 52,34052.3k $13.2m $13.2m 0.18% Added +1.2k +1,227