Vault-13

SCHWAB STRATEGIC TR FNDF

FUNDAMENTAL INTL · ETP · CUSIP 808524755

501 institutional holders +58 vs Q3 2023
282,705,578282.7m shares reported held*
$9.5bnreported value*
59 new 202 added 134 reduced 30 sold out net bought ≈ $775.8m (+23.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.72.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 416Q1 23: 431Q2 23: 441Q3 23: 443Q4 23: 501501Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022416
Q1 2023431
Q2 2023441
Q3 2023443
Q4 2023501

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 212 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 158 cut or sold outQ1 23Q2 23: 241 bought or addedQ2 23: 163 cut or sold outQ2 23Q3 23: 238 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 261 bought or addedQ4 23: 164 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022212153
Q1 2023223158
Q2 2023241163
Q3 2023238151
Q4 2023261164

Biggest buyers

JANE STREET GROUP, LLC New +10,652,718+10.7m
MORGAN STANLEY Added +5,971,342+6.0m
Charles Schwab Investment Advisory, Inc. Added +1,161,484+1.2m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,039,985+1.0m
OLD MISSION CAPITAL LLC Added +749,207+749.2k
REGIONS FINANCIAL CORP Added +390,140+390.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +369,135+369.1k
Thrivent Financial for Lutherans Added +343,204+343.2k
MOODY NATIONAL BANK TRUST DIVISION New +281,151+281.2k
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV New +281,151+281.2k

Biggest sellers

Paragon Wealth Strategies, LLC Sold out -1,280,283-1.3m
Connectus Wealth, LLC Sold out -474,697-474.7k
OSAIC HOLDINGS, INC. Reduced -215,744-215.7k
Asio Capital, LLC Reduced -118,609-118.6k
Rollins Financial Sold out -94,133-94.1k
Ackerman Capital Advisors, LLC Reduced -82,397-82.4k
STUDIO INVESTMENT MANAGEMENT LLC Reduced -78,067-78.1k
Cambridge Investment Research Advisors, Inc. Reduced -68,734-68.7k
American Trust Reduced -66,751-66.8k
Lee Financial Co Reduced -63,180-63.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.33% of their portfolio SAN FRANCISCO, CA 130,702,287130.7m $4.4bn $4.4bn 6.33% Added +1.2m +1,161,484
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.40% of their portfolio PLYMOUTH, MN 14,319,37514.3m $483.0m $483.0m 1.40% Added +1.0m +1,039,985
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,403,92811.4m $384.7m $384.7m 0.02% Added +6.0m +5,971,342
4 JANE STREET GROUP, LLC 0.44% of their portfolio NEW YORK, NY 10,652,71810.7m $359.3m $359.3m 0.44% New
5 REGIONS FINANCIAL CORP 2.71% of their portfolio BIRMINGHAM, AL 9,759,7369.8m $329.2m $329.2m 2.71% Added +390.1k +390,140
6 Auto-Owners Insurance Co 8.53% of their portfolio LANSING, MI 8,353,0008.4m $281.7m $281.7m 8.53% Unchanged
7 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 6,568,5556.6m $221.6m $221.6m 0.06% Added +191.0k +190,961
8 VICTORY CAPITAL MANAGEMENT INC 0.21% of their portfolio San Antonio, TX 5,785,1405.8m $195.1m $195.1m 0.21% Unchanged
9 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,816,9424.8m $162.5m $162.5m 0.02% Added +27.9k +27,949
10 Sequoia Financial Advisors, LLC 1.71% of their portfolio Akron, OH 4,098,9424.1m $138.3m $138.3m 1.71% Added +88.8k +88,767
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 3,987,4774.0m $134.5m $134.5m 0.15% Added +369.1k +369,135
12 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,646,8963.6m $122.7m $122.7m 0.04% Added +84.2k +84,169
13 Corient Private Wealth LP 0.22% of their portfolio MIAMI, FL 3,574,1663.6m $120.6m $120.6m 0.22% Added +56.9k +56,853
14 FOSTER & MOTLEY INC 5.70% of their portfolio CINCINNATI, OH 2,274,5852.3m $76.7m $76.7m 5.70% Added +116.4k +116,439
15 Callan Capital, LLC 6.20% of their portfolio LA JOLLA, CA 1,949,4001.9m $65.8m $65.8m 6.20% Added +36.4k +36,430
16 ALPS ADVISORS INC 0.51% of their portfolio Denver, CO 1,911,5251.9m $64.5m $64.5m 0.51% Added +25.6k +25,595
17 Orion Porfolio Solutions, LLC 0.66% of their portfolio OMAHA, NE 1,698,0351.7m $57.2m $57.2m 0.66% Added +132.0k +131,963
18 Orion Portfolio Solutions, LLC 0.66% of their portfolio Omaha, NE 1,698,0351.7m $57.2m $57.2m 0.66% Added +132.0k +131,963
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,400,8441.4m $47.3m $47.3m 0.02% Added +124.5k +124,540
20 JNBA Financial Advisors 4.87% of their portfolio BLOOMINGTON, MN 1,269,1811.3m $42.8m $42.8m 4.87% Added +81.9k +81,879
21 Trust Co 4.71% of their portfolio MANHATTAN, KS 1,085,7761.1m $36.6m $36.6m 4.71% Added +13.8k +13,847
22 Strata Wealth Advisors, LLC 14.17% of their portfolio DALLAS, TX 1,067,0671.1m $36.0m $36.0m 14.17% Added +42.0k +42,032
23 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,018,4501.0m $34.4m $34.4m 0.02% Reduced -18.1k -18,136
24 MFA WEALTH ADVISORS, LLC 8.70% of their portfolio PITTSBURGH, PA 917,861917.9k $31.0m $31.0m 8.70% Added +17.1k +17,071
25 Tradition Wealth Management, LLC 3.14% of their portfolio EDINA, MN 890,343890.3k $30.0m $30.0m 3.14% Added +161.7k +161,741
26 OLD MISSION CAPITAL LLC 0.83% of their portfolio CHICAGO, IL 876,234876.2k $29.6m $29.6m 0.83% Added +749.2k +749,207
27 EXENCIAL WEALTH ADVISORS, LLC 1.20% of their portfolio OKLAHOMA CITY, OK 866,958867.0k $29.2m $29.2m 1.20% Added +2.2k +2,245
28 Unison Advisors LLC 3.08% of their portfolio PROVIDENCE, RI 860,991861.0k $29.0m $29.0m 3.08% Added +7.8k +7,767
29 Capital Advisors Wealth Management, LLC 6.38% of their portfolio YAKIMA, WA 830,118830.1k $28.0m $28.0m 6.38% Added +85.3k +85,306
30 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 820,040820.0k $27.7m $27.7m 0.01% Reduced -10.4k -10,410
31 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 814,259814.3k $27.5m $27.5m 0.05% Added +143.6k +143,595
32 Capital Advantage, Inc. 5.55% of their portfolio Walnut Creek, CA 811,305811.3k $27.4m $27.4m 5.55% Added +23.4k +23,389
33 Arlington Financial Advisors, LLC 8.13% of their portfolio SANTA BARBARA, CA 806,574806.6k $27.2m $27.2m 8.13% Added +28.8k +28,769
34 CVA Family Office, LLC 5.11% of their portfolio DENVER, CO 776,673776.7k $26.2m $26.2m 5.11% Reduced -3.3k -3,289
35 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 761,161761.2k $25.7m $25.7m 0.11% Reduced -68.7k -68,734
36 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 738,403738.4k $24.9m $24.9m 0.04% Added +118.5k +118,456
37 Barry Investment Advisors, LLC 7.84% of their portfolio NEW BEDFORD, MA 686,751686.8k $23.2m $23.2m 7.84% Added +32.0k +31,973
38 Charles Schwab Trust Co 2.27% of their portfolio HENDERSON, NV 683,449683.4k $23.1m $23.1m 2.27% Added +58.0k +57,986
39 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 667,588667.6k $22.5m $22.5m 0.18% Added +14.9k +14,928
40 LEAVELL INVESTMENT MANAGEMENT, INC. 1.43% of their portfolio MOBILE, AL 665,266665.3k $22.4m $22.4m 1.43% Reduced -571 -571
41 Verde Capital Management 8.11% of their portfolio CLARKSTON, MI 636,287636.3k $21.5m $21.5m 8.11% Reduced -21.2k -21,239
42 Opes Wealth Management LLC 5.08% of their portfolio MENLO PARK, CA 628,150628.1k $21.2m $21.2m 5.08% Reduced -21.2k -21,193
43 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 625,533625.5k $21.1m $21.1m 0.17% Added +56.9k +56,882
44 Bell Investment Advisors, Inc 4.13% of their portfolio ORINDA, CA 597,356597.4k $20.1m $20.1m 4.13% Added +50.3k +50,261
45 WESCAP Management Group, Inc. 6.18% of their portfolio Glendale, CA 568,216568.2k $19.2m $19.2m 6.18% Added +4.1k +4,059
46 CABOT WEALTH MANAGEMENT INC 2.57% of their portfolio BEVERLY, MA 548,102548.1k $18.5m $18.5m 2.57% Reduced -3.9k -3,860
47 Opus Capital Group, LLC 2.98% of their portfolio CINCINNATI, OH 544,132544.1k $18.4m $18.4m 2.98% Added +1.6k +1,558
48 Johnson Bixby & Associates, LLC 3.42% of their portfolio VANCOUVER, WA 537,228537.2k $18.1m $18.1m 3.42% Added +14.8k +14,809
49 Mariner, LLC 0.04% of their portfolio Overland Park, KS 525,816525.8k $17.7m $17.7m 0.04% Added +94.3k +94,307
50 Nadler Financial Group, Inc. 2.31% of their portfolio DEERFIELD, IL 509,009509.0k $17.2m $17.2m 2.31% Added +59.9k +59,941
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 499,429499.4k $16.8m $16.8m 0.00% Added +117.1k +117,117
52 Resonant Capital Advisors, LLC 1.61% of their portfolio Madison, WI 493,096493.1k $16.6m $16.6m 1.61% Added +4.0k +4,049
53 FOCUS FINANCIAL NETWORK INC /ADV 0.61% of their portfolio Minneapolis, MN 481,654481.7k $16.2m $16.2m 0.61% First filing
54 LINCOLN NATIONAL CORP 0.28% of their portfolio RADNOR, PA 471,316471.3k $15.9m $15.9m 0.28% Added +8.4k +8,392
55 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 450,422450.4k $15.2m $15.2m 0.03% Reduced -215.7k -215,744
56 Geneos Wealth Management Inc. 0.74% of their portfolio ENGLEWOOD, CO 443,074443.1k $14.9m $14.9m 0.74% Reduced -6.8k -6,807
57 Savant Capital, LLC 0.19% of their portfolio ROCKFORD, IL 436,326436.3k $14.7m $14.7m 0.19% Reduced -3.4k -3,368
58 American Trust 1.03% of their portfolio LEXINGTON, KY 413,625413.6k $14.0m $14.0m 1.03% Reduced -66.8k -66,751
59 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 410,295410.3k $13.8m $13.8m 0.03% Added +343.2k +343,204
60 Waterford Advisors, LLC 6.46% of their portfolio ORCHARD PARK, NY 408,824408.8k $13.8m $13.8m 6.46% Added +127.5k +127,524
61 Prairiewood Capital, LLC 7.06% of their portfolio FARGO, ND 403,230403.2k $13.6m $13.6m 7.06% Added +54.4k +54,412
62 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 9.62% of their portfolio Dublin, OH 394,346394.3k $13.3m $13.3m 9.62% First filing
63 Seven Springs Wealth Group, LLC 5.93% of their portfolio BRENTWOOD, TN 390,214390.2k $13.2m $13.2m 5.93% Added +78.3k +78,303
64 Red Tortoise LLC 7.41% of their portfolio ATLANTA, GA 388,159388.2k $13.1m $13.1m 7.41% Added +11.1k +11,115
65 MOLLER WEALTH PARTNERS 3.58% of their portfolio NORTHFIELD, IL 376,304376.3k $12.7m $12.7m 3.58% Added +5.4k +5,364
66 Certified Advisory Corp 1.90% of their portfolio ALTAMONTE SPRINGS, FL 371,076371.1k $12.5m $12.5m 1.90% Added +24.9k +24,941
67 BEACON FINANCIAL PLANNING, INC 9.43% of their portfolio HYANNIS, MA 357,100357.1k $12.0m $12.0m 9.43% Added +3.1k +3,130
68 HOWARD FINANCIAL SERVICES, LTD. 2.29% of their portfolio DALLAS, TX 351,588351.6k $11.9m $11.9m 2.29% Added +25.4k +25,399
69 Dynamic Advisor Solutions LLC 0.44% of their portfolio PHOENIX, AZ 351,405351.4k $11.7m $11.7m 0.44% Added +17.8k +17,795
70 STUDIO INVESTMENT MANAGEMENT LLC 3.02% of their portfolio CHICAGO, IL 351,107351.1k $11.8m $11.8m 3.02% Reduced -78.1k -78,067
71 Archford Capital Strategies, LLC 2.15% of their portfolio SWANSEA, IL 347,661347.7k $11.7m $11.7m 2.15% Added +31.0k +31,033
72 KAVAR CAPITAL PARTNERS GROUP, LLC 1.31% of their portfolio LEAWOOD, KS 347,334347.3k $11.7m $11.7m 1.31% Added +169.6k +169,570
73 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 339,050339.1k $11.4m $11.4m 0.05% Reduced -36.6k -36,634
74 1900 WEALTH MANAGEMENT LLC 1.05% of their portfolio SAN ANTONIO, TX 338,200338.2k $11.4m $11.4m 1.05% Reduced -40.8k -40,778
75 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 329,073329.1k $11.1m $11.1m 0.02% Reduced -7.4k -7,423
76 Lee Financial Co 1.83% of their portfolio Dallas, TX 309,338309.3k $10.4m $10.4m 1.83% Reduced -63.2k -63,180
77 BlueSky Wealth Advisors, LLC 1.92% of their portfolio New Bern, NC 306,691306.7k $10.3m $10.3m 1.92% Added +48.4k +48,402
78 CAPITAL WEALTH MANAGEMENT, LLC 5.23% of their portfolio W. WARWICK, RI 304,425304.4k $10.3m $10.3m 5.23% Reduced -1.5k -1,455
79 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 303,754303.8k $10.2m $10.2m 0.02% Added +139.4k +139,435
80 IFP Advisors, Inc 0.48% of their portfolio TAMPA, FL 299,873299.9k $10.1m $10.1m 0.48% Added +4.5k +4,539
81 RHS Financial, LLC 6.37% of their portfolio SAN FRANCISCO, CA 298,614298.6k $10.1m $10.1m 6.37% Added +369 +369
82 ARCADIA INVESTMENT ADVISORS LLC 6.01% of their portfolio EAGLE, ID 295,719295.7k $10.0m $10.0m 6.01% Added +2.7k +2,651
83 Visionary Horizons, LLC 7.98% of their portfolio Knoxville, TN 291,821291.8k $9.8m $9.8m 7.98% First filing
84 Gratus Capital, LLC 0.55% of their portfolio ATLANTA, GA 286,226286.2k $9.7m $9.7m 0.55% Reduced -9.6k -9,593
85 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.56% of their portfolio BOSTON, MA 281,151281.2k $9.5m $9.5m 0.56% New
86 MOODY NATIONAL BANK TRUST DIVISION 0.74% of their portfolio GALVESTON, TX 281,151281.2k $9.5m $9.5m 0.74% New
87 Shilanski & Associates, Inc. 3.50% of their portfolio ANCHORAGE, AK 272,494272.5k $9.2m $9.2m 3.50% Added +10.4k +10,392
88 HENGEHOLD CAPITAL MANAGEMENT LLC 1.06% of their portfolio CINCINNATI, OH 264,592264.6k $8.9m $8.9m 1.06% Reduced -786 -786
89 Von Berge Wealth Management Group, LLC 6.79% of their portfolio SAN DIEGO, CA 263,761263.8k $8.8m $8.8m 6.79% Reduced -15.1k -15,082
90 Verum Partners LLC 3.50% of their portfolio CHARLOTTE, NC 262,318262.3k $8.8m $8.8m 3.50% Added +38.4k +38,389
91 Ethos Financial Group, LLC 1.87% of their portfolio KING OF PRUSSIA, PA 260,335260.3k $8.8m $8.8m 1.87% Added +13.2k +13,218
92 SOA Wealth Advisors, LLC. 1.93% of their portfolio NEW YORK, NY 257,240257.2k $8.7m $8.7m 1.93% Added +5.5k +5,544
93 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 3.30% of their portfolio HUNTINGDON VALLEY, PA 246,506246.5k $8.3m $8.3m 3.30% Reduced -1.5k -1,468
94 Summit Financial, LLC 0.54% of their portfolio PARSIPPANY, NJ 244,538244.5k $8.2m $8.2m 0.54% Unchanged
95 Pallas Capital Advisors LLC 0.44% of their portfolio BRAINTREE, MA 242,908242.9k $8.2m $8.2m 0.44% Added +175.7k +175,719
96 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 241,522241.5k $8.1m $8.1m 0.01% Reduced -29.0k -28,981
97 CAHILL FINANCIAL ADVISORS INC 1.20% of their portfolio EDINA, MN 240,899240.9k $8.1m $8.1m 1.20% Added +3.6k +3,599
98 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.27% of their portfolio Seattle, WA 236,219236.2k $8.0m $8.0m 0.27% Added +4.0k +4,029
99 HHM Wealth Advisors, LLC 1.37% of their portfolio CHATTANOOGA, TN 233,953234.0k $7.9m $7.9m 1.37% Added +19.2k +19,159
100 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 232,589232.6k $7.8m $7.8m 0.10% Added +114.3k +114,347