Vault-13

SPDR SERIES TRUST SPYG

PRTFLO S&P500 GW · ETP · CUSIP 78464A409

919 institutional holders +91 vs Q3 2023
265,946,978265.9m shares reported held*
$17.4bnreported value*
65 new 359 added 318 reduced 37 sold out net bought ≈ $1.2bn (+17.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.60. Options: 6 managers hold calls ($12.0m notional), 4 hold puts ($4.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 678Q4 22: 757Q1 23: 760Q2 23: 802Q3 23: 828Q4 23: 919919Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022678
Q4 2022757
Q1 2023760
Q2 2023802
Q3 2023828
Q4 2023919

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 421 bought or addedQ4 22: 243 cut or sold outQ4 22Q1 23: 383 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 304 cut or sold outQ2 23Q3 23: 425 bought or addedQ3 23: 328 cut or sold outQ3 23Q4 23: 424 bought or addedQ4 23: 355 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022421243
Q1 2023383306
Q2 2023410304
Q3 2023425328
Q4 2023424355

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $49.1mQ1 23 puts: $10.2mQ1 23P/C 0.21Q2 23 calls: $33.2mQ2 23 puts: $6.4mQ2 23P/C 0.19Q3 23 calls: $11.1mQ3 23 puts: $6.5mQ3 23P/C 0.58Q4 23 calls: $12.0mQ4 23 puts: $4.9mQ4 23P/C 0.41
Numbers
QuarterCallsPutsP/C
Q1 2023$49.1m$10.2m0.21
Q2 2023$33.2m$6.4m0.19
Q3 2023$11.1m$6.5m0.58
Q4 2023$12.0m$4.9m0.41

Biggest buyers

JPMORGAN CHASE & CO Added +7,384,677+7.4m
MORGAN STANLEY Added +6,711,635+6.7m
LPL Financial LLC Added +3,324,346+3.3m
Horizon Investments, LLC Added +2,234,208+2.2m
AMERIPRISE FINANCIAL INC Added +1,887,610+1.9m
SCS Capital Management LLC Added +1,302,351+1.3m
NorthRock Partners, LLC Added +912,180+912.2k
BANK OF AMERICA CORP /DE/ Added +900,364+900.4k
First National Trust Co Added +799,660+799.7k
Black Swift Group, LLC Added +614,203+614.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -4,524,427-4.5m
OSAIC HOLDINGS, INC. Reduced -4,242,660-4.2m
Clark Capital Management Group, Inc. Sold out -2,506,806-2.5m
SYNOVUS FINANCIAL CORP Reduced -1,235,733-1.2m
Orion Porfolio Solutions, LLC Reduced -829,996-830.0k
Orion Portfolio Solutions, LLC Reduced -829,996-830.0k
Boyd Wealth Management, LLC Reduced -318,581-318.6k
Hilltop Partners LLC Reduced -299,315-299.3k
AE Wealth Management LLC Reduced -284,081-284.1k
Hibernia Wealth Partners, LLC Sold out -271,674-271.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.9m152.5k shares
WOLVERINE TRADING, LLC Reduced $949.9k14.6k shares
JANE STREET GROUP, LLC Added $572.5k8.8k shares
CITADEL ADVISORS LLC Reduced $501.0k7.7k shares
Cutler Group LLC / CA Reduced $33.0k7.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.7m56.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $806.7k12.4k shares
WOLVERINE TRADING, LLC Reduced $416.4k6.4k shares
Cutler Group LLC / CA Reduced $2.0k6.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 1.04% of their portfolio FORT MILL, SC 26,473,67226.5m $1.7bn $1.7bn 1.04% Added +3.3m +3,324,346
2 Financial Engines Advisors L.L.C. 3.45% of their portfolio SANTA CLARA, CA 22,455,58622.5m $1.5bn $1.5bn 3.45% Added +275.3k +275,318
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 12,456,95412.5m $810.4m $810.4m 0.04% Added +6.7m +6,711,635
4 Allworth Financial LP 6.19% of their portfolio FOLSOM, CA 12,447,36912.4m $809.8m $809.8m 6.19% Added +350.3k +350,344
5 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 7,855,9727.9m $511.1m $511.1m 0.03% Added +7.4m +7,384,677
6 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 7,136,1427.1m $464.3m $464.3m 0.14% Added +1.9m +1,887,610
7 Horizon Investments, LLC 12.23% of their portfolio Charlotte, NC 6,754,5986.8m $439.5m $439.5m 12.23% Added +2.2m +2,234,208
8 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 5,740,4565.7m $373.5m $373.5m 0.15% Reduced -4.5m -4,524,427
9 Valmark Advisers, Inc. 5.97% of their portfolio AKRON, OH 4,900,2274.9m $318.8m $318.8m 5.97% Added +36.2k +36,180
10 Equitable Holdings, Inc. 3.89% of their portfolio NEW YORK, NY 4,848,8204.8m $315.5m $315.5m 3.89% Added +229.4k +229,450
11 HB Wealth Management, LLC 3.56% of their portfolio Atlanta, GA 3,911,0383.9m $247.4m $247.4m 3.56% Added +84.6k +84,644
12 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,827,9953.8m $249.0m $249.0m 0.03% Added +900.4k +900,364
13 UBS Group AG 0.10% of their portfolio ZURICH, V8 3,644,8083.6m $237.1m $237.1m 0.10% Added +217.9k +217,894
14 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 3,404,3993.4m $221.5m $221.5m 0.39% Reduced -4.2m -4,242,660
15 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 2,980,9753.0m $193.9m $193.9m 0.04% Added +406.7k +406,667
16 Orgel Wealth Management, LLC 5.58% of their portfolio ALTOONA, WI 2,901,6132.9m $188.8m $188.8m 5.58% Reduced -91.3k -91,326
17 Quotient Wealth Partners, LLC 7.15% of their portfolio DALLAS, TX 2,832,3982.8m $184.3m $184.3m 7.15% First filing
18 Advisory Alpha, LLC 7.99% of their portfolio HOLLAND, MI 2,680,2032.7m $174.4m $174.4m 7.99% Added +8.6k +8,556
19 RFG Advisory, LLC 6.66% of their portfolio BIRMINGHAM, AL 2,624,2662.6m $170.7m $170.7m 6.66% Reduced -48.6k -48,598
20 Private Advisor Group, LLC 1.25% of their portfolio MORRISTOWN, NJ 2,469,4312.5m $160.7m $160.7m 1.25% Added +4.2k +4,192
21 Raymond James Financial Services Advisors, Inc. 0.26% of their portfolio ST. PETERSBURG, FL 2,451,0462.5m $159.5m $159.5m 0.26% Added +409.2k +409,182
22 Willis Johnson & Associates, Inc. 14.62% of their portfolio Houston, TX 2,340,3712.3m $152.3m $152.3m 14.62% Added +69.8k +69,800
23 Financial Gravity Asset Management, Inc. 2.28% of their portfolio Lakeway, TX 2,095,8752.1m $205.1m $205.1m 2.28% Added +251.5k +251,523
24 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 2,087,1702.1m $135.8m $135.8m 0.25% Added +271.6k +271,564
25 FMR LLC 0.01% of their portfolio BOSTON, MA 2,083,0672.1m $135.5m $135.5m 0.01% Reduced -146.0k -146,005
26 SCS Capital Management LLC 1.49% of their portfolio BOSTON, MA 2,002,5762.0m $130.3m $130.3m 1.49% Added +1.3m +1,302,351
27 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,846,5091.8m $120.1m $120.1m 0.03% Added +63.4k +63,412
28 NorthRock Partners, LLC 4.97% of their portfolio MINNEAPOLIS, MN 1,823,0991.8m $118.6m $118.6m 4.97% Added +912.2k +912,180
29 TOWNSQUARE CAPITAL LLC 2.03% of their portfolio Lehi, UT 1,820,0471.8m $118.4m $118.4m 2.03% Added +38.0k +37,975
30 AE Wealth Management LLC 0.62% of their portfolio TOPEKA, KS 1,772,1061.8m $120.4m $120.4m 0.62% Reduced -284.1k -284,081
31 NICOLET ADVISORY SERVICES, LLC 11.96% of their portfolio GREEN BAY, WI 1,760,6421.8m $111.2m $111.2m 11.96% Reduced -154.2k -154,180
32 Corient Private Wealth LP 0.21% of their portfolio MIAMI, FL 1,738,7381.7m $113.1m $113.1m 0.21% Reduced -40.4k -40,403
33 CWM, LLC 0.59% of their portfolio OMAHA, NE 1,680,1281.7m $109.3m $109.3m 0.59% Added +330.6k +330,635
34 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,664,0301.7m $108.3m $108.3m 0.03% Added +232.8k +232,803
35 Bridgeworth, LLC 10.23% of their portfolio BIRMINGHAM, AL 1,589,2241.6m $103.4m $103.4m 10.23% Reduced -20.6k -20,613
36 First National Trust Co 4.34% of their portfolio Johnstown, PA 1,520,2531.5m $98.9m $98.9m 4.34% Added +799.7k +799,660
37 First Command Advisory Services, Inc. 1.08% of their portfolio FORT WORTH, TX 1,415,8961.4m $92.1m $92.1m 1.08% Added +50.1k +50,133
38 Focused Wealth Management, Inc 14.46% of their portfolio Newburgh, NY 1,351,1281.4m $87.9m $87.9m 14.46% Reduced -45.4k -45,379
39 Cetera Advisor Networks LLC 0.48% of their portfolio EL SEGUNDO, CA 1,337,0741.3m $87.0m $87.0m 0.48% Reduced -44.4k -44,376
40 Connecticut Wealth Management, LLC 4.99% of their portfolio FARMINGTON, CT 1,336,2931.3m $86.9m $86.9m 4.99% Reduced -2.8k -2,772
41 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 1,302,0021.3m $84.7m $84.7m 0.27% Added +90.1k +90,116
42 HighTower Advisors, LLC 0.14% of their portfolio CHICAGO, IL 1,300,4911.3m $84.6m $84.6m 0.14% Reduced -29.5k -29,515
43 TIAA TRUST, NATIONAL ASSOCIATION 0.28% of their portfolio CHARLOTTE, NC 1,284,6361.3m $83.6m $83.6m 0.28% Added +40.8k +40,818
44 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,283,2081.3m $83.5m $83.5m 0.02% Added +511.6k +511,646
45 AlphaStar Capital Management, LLC 14.97% of their portfolio CORNELIUS, NC 1,259,9081.3m $163.9m $163.9m 14.97% Reduced -49.8k -49,835
46 GLOBALT Investments LLC / GA 3.33% of their portfolio Atlanta, GA 1,231,4151.2m $80.1m $80.1m 3.33% First filing
47 KWB Wealth 11.43% of their portfolio REDLANDS, CA 1,217,5881.2m $79.2m $79.2m 11.43% Added +269.3k +269,348
48 Savant Capital, LLC 0.98% of their portfolio ROCKFORD, IL 1,166,0411.2m $75.9m $75.9m 0.98% Reduced -6.4k -6,420
49 Black Swift Group, LLC 22.56% of their portfolio BOULDER, CO 1,155,0281.2m $75.1m $75.1m 22.56% Added +614.2k +614,203
50 Syntegra Private Wealth Group, LLC 10.13% of their portfolio Chesterfield, MO 1,102,7221.1m $71.7m $71.7m 10.13% Reduced -13.5k -13,481
51 OLD NATIONAL BANCORP /IN/ 1.77% of their portfolio EVANSVILLE, IN 1,036,3671.0m $67.4m $67.4m 1.77% Added +26.7k +26,690
52 Roberts Financial Services LLC 14.30% of their portfolio MARQUETTE, MI 1,018,7661.0m $66.3m $66.3m 14.30% Added +29.3k +29,335
53 FLAGSHIP HARBOR ADVISORS, LLC 4.72% of their portfolio BOSTON, MA 997,616997.6k $64.9m $64.9m 4.72% Added +76.9k +76,870
54 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 11.83% of their portfolio GRAND BLANC, MI 956,305956.3k $62.2m $62.2m 11.83% Added +192.8k +192,797
55 PRUDENTIAL FINANCIAL INC 0.09% of their portfolio NEWARK, NJ 882,278882.3k $57.4m $57.4m 0.09% Added +165.4k +165,371
56 Cannon Financial Strategists, Inc. 11.56% of their portfolio ATHENS, GA 830,016830.0k $54.0m $54.0m 11.56% Added +157 +157
57 CoreCap Advisors, LLC 3.35% of their portfolio SOUTHFIELD, MI 797,093797.1k $51.9m $51.9m 3.35% Added +36.8k +36,787
58 FOUNDERS FINANCIAL SECURITIES LLC 5.67% of their portfolio TOWSON, MD 785,640785.6k $51.1m $51.1m 5.67% Added +8.6k +8,618
59 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.25% of their portfolio MINNEAPOLIS, MN 771,625771.6k $50.2m $50.2m 1.25% Added +11.7k +11,684
60 Mariner, LLC 0.12% of their portfolio Overland Park, KS 770,413770.4k $50.1m $50.1m 0.12% Reduced -1.8k -1,786
61 Envestnet Portfolio Solutions, Inc. 0.20% of their portfolio BERWYN, PA 749,922749.9k $48.8m $48.8m 0.20% Added +8.7k +8,733
62 NOTTINGHAM ADVISORS, INC. 5.81% of their portfolio AMHERST, NY 746,693746.7k $41.6m $41.6m 5.81% Added +10.2k +10,236
63 Klingman & Associates, LLC 3.49% of their portfolio New York, NY 731,560731.6k $47.6m $47.6m 3.49% Reduced -3.8k -3,762
64 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 707,194707.2k $46.0m $46.0m 0.37% Added +87.6k +87,558
65 RESTON WEALTH MANAGEMENT LLC 20.38% of their portfolio Reston, VA 684,570684.6k $44.5m $44.5m 20.38% Added +7.6k +7,624
66 Financial Planning & Information Services, Inc. 6.91% of their portfolio DE PERE, WI 673,540673.5k $43.8m $43.8m 6.91% Added +111.6k +111,604
67 Perennial Investment Advisors, LLC 7.15% of their portfolio Los Angeles, CA 660,854660.9k $43.0m $43.0m 7.15% Added +120.4k +120,415
68 Brookstone Capital Management 0.83% of their portfolio WHEATON, IL 657,664657.7k $42.8m $42.8m 0.83% Added +151.0k +150,960
69 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 657,201657.2k $42.8m $42.8m 0.09% Reduced -187.2k -187,218
70 Trilogy Capital Inc. 2.58% of their portfolio IRVINE, CA 641,141641.1k $41.7m $41.7m 2.58% Added +30.1k +30,100
71 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 629,616629.6k $41.0m $41.0m 0.03% Reduced -3.5k -3,501
72 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 617,745617.7k $40.2m $40.2m 0.19% Reduced -65.3k -65,331
73 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 617,665617.7k $40.2m $40.2m 0.17% Added +114.8k +114,780
74 Goodman Advisory Group, LLC 13.55% of their portfolio NEEDHAM, MA 611,568611.6k $39.8m $39.8m 13.55% Added +45.9k +45,881
75 Leicht Financial Planning & Wealth Management, Inc. 22.79% of their portfolio PARSIPPANY, NJ 610,805610.8k $39.7m $39.7m 22.79% Added +116.3k +116,342
76 Compton Financial Group, LLC 13.85% of their portfolio TOWSON, MD 601,807601.8k $39.2m $39.2m 13.85% Reduced -11.5k -11,511
77 Merit Financial Group, LLC 1.18% of their portfolio ALPHARETTA, GA 596,707596.7k $38.8m $38.8m 1.18% Added +180.8k +180,833
78 ESL Trust Services, LLC 11.07% of their portfolio ROCHESTER, NY 589,763589.8k $38.4m $38.4m 11.07% Added +2.0k +2,001
79 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 572,754572.8k $37.3m $37.3m 0.30% Reduced -75.4k -75,439
80 Rodgers & Associates, LTD 4.98% of their portfolio Lancaster, PA 564,376564.4k $36.7m $36.7m 4.98% Reduced -15.7k -15,650
81 Alera Investment Advisors, LLC 4.65% of their portfolio DEERFIELD, IL 546,082546.1k $35.5m $35.5m 4.65% Reduced -5.0k -4,979
82 FFT WEALTH MANAGEMENT LLC 3.07% of their portfolio PHILADELPHIA, PA 545,981546.0k $35.5m $35.5m 3.07% Added +6.0k +6,024
83 LGL PARTNERS, LLC 4.56% of their portfolio PHILADELPHIA, PA 511,735511.7k $33.3m $33.3m 4.56% Added +1.6k +1,601
84 TRUEFG, LLC 12.67% of their portfolio CEDAR PARK, TX 492,216492.2k $32.0m $32.0m 12.67% Added +910 +910
85 IHT Wealth Management, LLC 1.42% of their portfolio Chicago, IL 489,799489.8k $31.9m $31.9m 1.42% Added +8.7k +8,721
86 SilverOak Wealth Management LLC 8.55% of their portfolio Edina, MN 486,405486.4k $31.6m $31.6m 8.55% First filing
87 Integrated Wealth Concepts LLC 0.51% of their portfolio WALTHAM, MA 479,134479.1k $31.2m $31.2m 0.51% Added +3.9k +3,863
88 MMA ASSET MANAGEMENT LLC 8.72% of their portfolio New York, NY 472,933472.9k $32.2m $32.2m 8.72% Added +2.2k +2,160
89 Measured Wealth Private Client Group, LLC 10.88% of their portfolio PORTSMOUTH, NH 453,968454.0k $29.5m $29.5m 10.88% Reduced -11.8k -11,776
90 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 440,095440.1k $28.6m $28.6m 0.08% Reduced -9.4k -9,427
91 Horizon Wealth Management, LLC 7.92% of their portfolio LA GRANGE, IL 437,972438.0k $28.5m $28.5m 7.92% Added +282.0k +281,981
92 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 431,857431.9k $28.1m $28.1m 0.04% Added +20.6k +20,560
93 Strategic Wealth Partners, Ltd. 3.42% of their portfolio INDEPENDENCE, OH 426,388426.4k $27.7m $27.7m 3.42% Added +2.7k +2,711
94 NICOLET BANKSHARES INC 7.39% of their portfolio GREEN BAY, WI 422,160422.2k $27.5m $27.5m 7.39% Reduced -12.3k -12,321
95 NewEdge Advisors, LLC 0.26% of their portfolio NEW ORLEANS, LA 421,190421.2k $27.8m $27.8m 0.26% Reduced -112.4k -112,380
96 Ackerman Capital Advisors, LLC 7.67% of their portfolio DALLAS, TX 420,645420.6k $27.4m $27.4m 7.67% Added +35.7k +35,706
97 Ameritas Advisory Services, LLC 1.51% of their portfolio Lincoln, NE 417,830417.8k $27.3m $27.3m 1.51% Reduced -72.3k -72,289
98 Gerber Kawasaki Wealth & Investment Management 1.60% of their portfolio SANTA MONICA, CA 410,797410.8k $26.7m $26.7m 1.60% Added +24.0k +23,971
99 Edmonds Duncan Registered Investment Advisors, LLC 6.84% of their portfolio LAWRENCE, KS 404,513404.5k $26.3m $26.3m 6.84% Added +15.3k +15,310
100 Whitcomb & Hess, Inc. 8.88% of their portfolio ASHLAND, OH 397,395397.4k $25.9m $25.9m 8.88% Reduced -2.4k -2,369