Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

629 institutional holders +19 vs Q3 2023
102,738,795102.7m shares reported held*
$5.2bnreported value*
45 new 195 added 279 reduced 52 sold out net bought ≈ $160.7m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.69.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640Q2 23: 615Q3 23: 610Q4 23: 629629Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640
Q2 2023615
Q3 2023610
Q4 2023629

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 355 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 310 cut or sold outQ3 23Q4 23: 240 bought or addedQ4 23: 331 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392
Q2 2023243355
Q3 2023249310
Q4 2023240331

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $43.3kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$43.3k$00.00
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +4,401,629+4.4m
JPMORGAN CHASE & CO Added +1,255,790+1.3m
NORTHERN TRUST CORP Added +636,112+636.1k
RENAISSANCE TECHNOLOGIES LLC Added +583,500+583.5k
Apollon Wealth Management, LLC Added +549,276+549.3k
Angeles Investment Advisors, LLC New +412,500+412.5k
BlackRock Inc. Added +363,653+363.7k
JANE STREET GROUP, LLC Added +336,596+336.6k
PNC Financial Services Group, Inc. Added +292,597+292.6k
ASSETMARK, INC Added +258,033+258.0k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -1,618,120-1.6m
BANK OF AMERICA CORP /DE/ Reduced -573,474-573.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -532,671-532.7k
BEACON FINANCIAL GROUP Reduced -525,588-525.6k
OSAIC HOLDINGS, INC. Reduced -463,028-463.0k
CAPE COD FIVE CENTS SAVINGS BANK Reduced -400,016-400.0k
BlueCrest Capital Management Ltd Reduced -295,055-295.1k
STATE STREET CORP Sold out -294,598-294.6k
OneDigital Investment Advisors LLC Reduced -231,739-231.7k
UBS Group AG Reduced -230,589-230.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,436,3948.4m $427.1m $427.1m 0.02% Added +4.4m +4,401,629
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,655,4997.7m $387.5m $387.5m 0.04% Reduced -573.5k -573,474
3 BlackRock Inc. 0.01% of their portfolio New York, NY 7,197,4097.2m $364.3m $364.3m 0.01% Added +363.7k +363,653
4 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 4,310,6074.3m $218.2m $218.2m 0.04% Added +636.1k +636,112
5 FRANKLIN RESOURCES INC 0.08% of their portfolio San Mateo, CA 3,523,7933.5m $178.4m $178.4m 0.08% Reduced -142.6k -142,584
6 New York Life Investment Management LLC 1.62% of their portfolio New York, NY 3,132,2063.1m $158.6m $158.6m 1.62% Reduced -31.8k -31,819
7 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,010,1263.0m $152.4m $152.4m 0.09% Reduced -109.9k -109,919
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 2,884,3232.9m $146.0m $146.0m 0.06% Reduced -230.6k -230,589
9 ASSETMARK, INC 0.45% of their portfolio CONCORD, CA 2,435,4202.4m $123.3m $123.3m 0.45% Added +258.0k +258,033
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,379,2402.4m $120.4m $120.4m 0.03% Reduced -99.6k -99,639
11 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 2,259,8992.3m $114.4m $114.4m 0.09% Added +292.6k +292,597
12 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,111,1002.1m $106.9m $106.9m 0.04% Reduced -532.7k -532,671
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,038,8682.0m $103.2m $103.2m 0.01% Added +1.3m +1,255,790
14 Glenview Trust Co 2.27% of their portfolio Louisville, KY 1,823,3051.8m $92.3m $92.3m 2.27% Added +86.3k +86,279
15 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 1,513,4001.5m $76.6m $76.6m 0.12% Added +583.5k +583,500
16 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,460,8381.5m $73.9m $73.9m 0.02% Reduced -109.9k -109,900
17 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,341,7651.3m $68.0m $68.0m 0.02% Reduced -1.6m -1,618,120
18 Haverford Trust Co 0.63% of their portfolio Radnor, PA 1,126,4641.1m $57.0m $57.0m 0.63% Added +53.6k +53,561
19 DAVENPORT & Co LLC 0.36% of their portfolio RICHMOND, VA 1,034,1791.0m $52.4m $52.4m 0.36% Added +8.9k +8,904
20 Advocacy Wealth Management, LLC 4.91% of their portfolio ATLANTA, GA 1,022,3411.0m $51.8m $51.8m 4.91% Reduced -213.4k -213,402
21 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 947,675947.7k $48.0m $48.0m 0.08% Reduced -463.0k -463,028
22 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 918,378918.4k $46.5m $46.5m 0.07% Added +5.2k +5,199
23 FLPUTNAM INVESTMENT MANAGEMENT CO 1.09% of their portfolio PORTLAND, ME 912,299912.3k $46.2m $46.2m 1.09% Added +124.9k +124,941
24 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 908,279908.3k $46.0m $46.0m 0.04% Added +49.5k +49,500
25 BARINGS LLC 1.43% of their portfolio CHARLOTTE, NC 884,000884.0k $44.7m $44.7m 1.43% Reduced -147.0k -147,000
26 Modera Wealth Management, LLC 0.70% of their portfolio WESTWOOD, NJ 831,657831.7k $42.1m $42.1m 0.70% Reduced -53.4k -53,419
27 TRUE Private Wealth Advisors 5.22% of their portfolio Salem, OR 815,486815.5k $41.3m $41.3m 5.22% Added +234.8k +234,758
28 Demars Financial Group, LLC 20.88% of their portfolio SPOKANE VALLEY, WA 771,628771.6k $39.1m $39.1m 20.88% Reduced -76.8k -76,766
29 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 767,768767.8k $38.9m $38.9m 0.07% Added +42.0k +41,983
30 TRUSTMARK BANK TRUST DEPARTMENT 3.18% of their portfolio JACKSON, MS 690,484690.5k $35.0m $35.0m 3.18% Reduced -20.2k -20,237
31 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 632,896632.9k $32.0m $32.0m 0.15% Reduced -30.8k -30,807
32 Towercrest Capital Management 5.32% of their portfolio NEWTOWN, PA 587,542587.5k $29.7m $29.7m 5.32% Added +34.1k +34,075
33 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 570,019570.0k $28.9m $28.9m 0.05% Added +37.3k +37,268
34 Apollon Wealth Management, LLC 0.99% of their portfolio MOUNT PLEASANT, SC 566,559566.6k $28.7m $28.7m 0.99% Added +549.3k +549,276
35 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 525,973526.0k $26.6m $26.6m 0.25% Added +112.0k +111,999
36 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 505,810505.8k $25.6m $25.6m 0.01% Added +40.9k +40,947
37 TELEMUS CAPITAL, LLC 1.97% of their portfolio Southfield, MI 471,757471.8k $23.9m $23.9m 1.97% Added +24.5k +24,483
38 Destination Wealth Management 0.81% of their portfolio Walnut Creek, CA 461,483461.5k $23.4m $23.4m 0.81% Added +10.0k +9,974
39 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 452,447452.4k $22.9m $22.9m 0.13% Added +50.5k +50,526
40 CAPE COD FIVE CENTS SAVINGS BANK 2.27% of their portfolio HYANNIS, MA 440,842440.8k $22.3m $22.3m 2.27% Reduced -400.0k -400,016
41 Integrated Wealth Concepts LLC 0.36% of their portfolio WALTHAM, MA 439,377439.4k $22.2m $22.2m 0.36% Reduced -45.3k -45,298
42 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.26% of their portfolio Madrid, U3 436,524436.5k $22.1m $22.1m 0.26% Reduced -14.1k -14,052
43 Angeles Investment Advisors, LLC 1.26% of their portfolio SANTA MONICA, CA 412,500412.5k $20.9m $20.9m 1.26% New
44 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 403,550403.6k $20.4m $20.4m 0.07% Reduced -28.0k -28,006
45 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 397,365397.4k $20.1m $20.1m 0.03% Added +54.1k +54,056
46 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 375,579375.6k $19.0m $19.0m 0.01% Reduced -40.4k -40,365
47 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 368,701368.7k $18.7m $18.7m 0.08% Added +177.9k +177,868
48 Rezny Wealth Management, Inc. 5.91% of their portfolio Fort Myers, FL 366,435366.4k $18.5m $18.5m 5.91% Added +223.7k +223,729
49 Willis Johnson & Associates, Inc. 1.75% of their portfolio Houston, TX 360,689360.7k $18.3m $18.3m 1.75% Reduced -139.6k -139,621
50 MCMORGAN & CO LLC 2.94% of their portfolio SAN FRANCISCO, CA 350,247350.2k $17.7m $17.7m 2.94% Added +60.5k +60,454
51 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 341,885341.9k $17.3m $17.3m 0.02% Added +336.6k +336,596
52 Atria Wealth Solutions, Inc. 0.22% of their portfolio NEW YORK, NY 341,727341.7k $17.3m $17.3m 0.22% Reduced -23.3k -23,331
53 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 335,537335.5k $17.0m $17.0m 0.03% Reduced -7.2k -7,217
54 Mariner, LLC 0.04% of their portfolio Overland Park, KS 329,355329.4k $16.7m $16.7m 0.04% Reduced -7.6k -7,596
55 Greystone Financial Group, LLC 3.82% of their portfolio BLOOMFIELD HILLS, MI 325,910325.9k $16.5m $16.5m 3.82% Added +23.8k +23,833
56 Allworth Financial LP 0.12% of their portfolio FOLSOM, CA 322,798322.8k $16.3m $16.3m 0.12% Reduced -26.6k -26,572
57 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 307,795307.8k $15.6m $15.6m 0.03% Reduced -113.2k -113,238
58 Capital Advantage, Inc. 3.07% of their portfolio Walnut Creek, CA 299,245299.2k $15.1m $15.1m 3.07% Added +1.1k +1,105
59 LJI Wealth Management, LLC 3.88% of their portfolio INDIANAPOLIS, IN 295,497295.5k $15.0m $15.0m 3.88% Added +1.5k +1,468
60 BEACON FINANCIAL GROUP 1.68% of their portfolio DALLAS, TX 272,099272.1k $13.8m $13.8m 1.68% Reduced -525.6k -525,588
61 Probity Advisors, Inc. 2.91% of their portfolio DALLAS, TX 263,461263.5k $13.3m $13.3m 2.91% Reduced -20.2k -20,245
62 CWM, LLC 0.07% of their portfolio OMAHA, NE 251,880251.9k $12.8m $12.8m 0.07% Added +96.8k +96,787
63 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 246,065246.1k $12.5m $12.5m 0.02% Reduced -79.7k -79,734
64 Advisors Preferred, LLC 1.99% of their portfolio ROCKVILLE, MD 236,701236.7k $12.0m $12.0m 1.99% Reduced -5.8k -5,848
65 Semmax Financial Advisors Inc. 4.34% of their portfolio Winston Salem, NC 234,558234.6k $11.9m $11.9m 4.34% Reduced -29.8k -29,838
66 RFG Advisory, LLC 0.45% of their portfolio BIRMINGHAM, AL 230,132230.1k $11.6m $11.6m 0.45% Added +1.2k +1,203
67 Castle Rock Wealth Management, LLC 3.39% of their portfolio WALNUT CREEK, CA 220,455220.5k $11.2m $11.2m 3.39% Added +30.6k +30,630
68 Occidental Asset Management, LLC 2.31% of their portfolio Burlingame, CA 220,447220.4k $11.2m $11.2m 2.31% Reduced -4.1k -4,084
69 Colonial Trust Advisors 1.17% of their portfolio SPARTANBURG, SC 217,364217.4k $11.0m $11.0m 1.17% Added +6.0k +6,034
70 Alliance Wealth Management Group 3.38% of their portfolio FLEMINGTON, NJ 214,200214.2k $10.8m $10.8m 3.38% First filing
71 COURIER CAPITAL LLC 0.82% of their portfolio BUFFALO, NY 214,150214.2k $10.8m $10.8m 0.82% Added +91.9k +91,882
72 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.51% of their portfolio RICHMOND, VA 211,701211.7k $10.7m $10.7m 0.51% Reduced -6.8k -6,837
73 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 204,841204.8k $10.4m $10.4m 0.18% Reduced -231.7k -231,739
74 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 203,519203.5k $10.3m $10.3m 0.03% Added +18.8k +18,823
75 Diversified Portfolios, Inc. 1.59% of their portfolio Bloomfield Hills, MI 199,551199.6k $10.1m $10.1m 1.59% Added +89.7k +89,698
76 Ifrah Financial Services, Inc. 2.88% of their portfolio Little Rock, AR 194,152194.2k $9.8m $9.8m 2.88% Added +589 +589
77 SCOTIA CAPITAL INC. 0.06% of their portfolio TORONTO, A6 184,968185.0k $9.4m $9.4m 0.06% Reduced -12.0k -12,034
78 RWA WEALTH PARTNERS, LLC 0.13% of their portfolio BOSTON, MA 184,168184.2k $9.3m $9.3m 0.13% Reduced -9.7k -9,680
79 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 178,842178.8k $9.1m $9.1m 0.08% Added +30.9k +30,898
80 Royal Fund Management, LLC 1.13% of their portfolio Lady Lake, FL 176,841176.8k $9.0m $9.0m 1.13% New
81 SSI INVESTMENT MANAGEMENT LLC 0.66% of their portfolio Los Angeles, CA 173,053173.1k $8.8m $8.8m 0.66% Reduced -27.7k -27,738
82 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 170,767170.8k $8.6m $8.6m 0.12% Added +120.0k +119,951
83 Betterment LLC 0.02% of their portfolio NEW YORK, NY 169,552169.6k $8.6m $8.6m 0.02% Reduced -100.9k -100,882
84 Sigma Planning Corp 0.67% of their portfolio ANN ARBOR, MI 169,435169.4k $8.6m $8.6m 0.67% Reduced -179.6k -179,639
85 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 168,330168.3k $8.5m $8.5m 0.07% Added +5.8k +5,774
86 WESCAP Management Group, Inc. 2.70% of their portfolio Glendale, CA 165,787165.8k $8.4m $8.4m 2.70% Reduced -7.9k -7,866
87 Windsor Capital Management, LLC 2.69% of their portfolio Phoenix, AZ 162,601162.6k $8.2m $8.2m 2.69% Reduced -2.5k -2,455
88 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 161,828161.8k $8.2m $8.2m 0.01% Reduced -2.1k -2,054
89 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 160,039160.0k $8.1m $8.1m 0.14% Reduced -17.0k -17,036
90 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 159,021159.0k $8.0m $8.0m 0.07% Added +104.6k +104,590
91 Proficio Capital Partners LLC 0.99% of their portfolio NEWTON, MA 158,820158.8k $8.0m $8.0m 0.99% Added +86.7k +86,677
92 JAMES INVESTMENT RESEARCH, INC. 1.01% of their portfolio ALPHA, OH 158,817158.8k $8.0m $8.0m 1.01% Reduced -7.5k -7,453
93 Quantitative Strategies, Inc. 4.85% of their portfolio CALABASAS, CA 158,095158.1k $8.0m $8.0m 4.85% Added +1.2k +1,209
94 CreativeOne Wealth, LLC 0.51% of their portfolio OVERLAND PARK, KS 156,794156.8k $7.9m $7.9m 0.51% Added +48.1k +48,070
95 MBM WEALTH CONSULTANTS, LLC 2.92% of their portfolio CHESTERFIELD, MO 153,573153.6k $7.8m $7.8m 2.92% Added +25.9k +25,888
96 FIRST AMERICAN TRUST, FSB 0.92% of their portfolio SANTA ANA, CA 146,548146.5k $7.4m $7.4m 0.92% Reduced -21.8k -21,788
97 ROSENBLUM SILVERMAN SUTTON S F INC /CA 2.35% of their portfolio SAN FRANCISCO, CA 145,870145.9k $7.4m $7.4m 2.35% Added +64.6k +64,560
98 HOGE FINANCIAL SERVICES, LLC 7.40% of their portfolio CANONSBURG, PA 145,768145.8k $7.4m $7.4m 7.40% First filing
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 145,102145.1k $7.3m $7.3m 0.01% New
100 Sierra Capital LLC 1.07% of their portfolio MIAMI, FL 143,668143.7k $7.3m $7.3m 1.07% Reduced -3.2k -3,187