Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

560 institutional holders +29 vs Q3 2023
175,051,080175.1m shares reported held*
$5.3bnreported value*
51 new 177 added 231 reduced 48 sold out net bought ≈ $68.2m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.35.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572Q1 23: 552Q2 23: 550Q3 23: 531Q4 23: 560560Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022531
Q4 2022572
Q1 2023552
Q2 2023550
Q3 2023531
Q4 2023560

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 237 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 289 cut or sold outQ1 23Q2 23: 245 bought or addedQ2 23: 279 cut or sold outQ2 23Q3 23: 219 bought or addedQ3 23: 283 cut or sold outQ3 23Q4 23: 228 bought or addedQ4 23: 279 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022237260
Q1 2023237289
Q2 2023245279
Q3 2023219283
Q4 2023228279

Biggest buyers

JPMORGAN CHASE & CO Added +15,738,935+15.7m
MORGAN STANLEY Added +3,969,510+4.0m
Creative Planning Added +3,186,219+3.2m
RENAISSANCE TECHNOLOGIES LLC Added +1,597,900+1.6m
Banco Santander, S.A. Added +549,562+549.6k
LPL Financial LLC Added +541,709+541.7k
Hardy Reed LLC New +466,852+466.9k
Strategic Point Investment Advisors, LLC Added +463,889+463.9k
ENVESTNET ASSET MANAGEMENT INC Added +299,161+299.2k
Valmark Advisers, Inc. Added +294,773+294.8k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -11,798,104-11.8m
OAKWORTH CAPITAL, INC. Reduced -1,951,920-2.0m
Advocacy Wealth Management, LLC Reduced -1,833,107-1.8m
UBS Group AG Reduced -1,780,739-1.8m
Destination Wealth Management Reduced -1,464,862-1.5m
BANK OF AMERICA CORP /DE/ Reduced -676,977-677.0k
OSAIC HOLDINGS, INC. Reduced -535,392-535.4k
JANE STREET GROUP, LLC Reduced -533,907-533.9k
ALLSTATE CORP Reduced -521,140-521.1k
Thrivent Financial for Lutherans Reduced -490,255-490.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.34% of their portfolio OVERLAND PARK, KS 24,288,40024.3m $723.3m $723.3m 1.34% Added +3.2m +3,186,219
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 15,989,19216.0m $476.2m $476.2m 0.02% Added +15.7m +15,738,935
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,426,51210.4m $310.5m $310.5m 0.01% Added +4.0m +3,969,510
4 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 5,842,8795.8m $174.0m $174.0m 0.07% Added +299.2k +299,161
5 Valmark Advisers, Inc. 3.13% of their portfolio AKRON, OH 5,617,3725.6m $167.3m $167.3m 3.13% Added +294.8k +294,773
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,412,8365.4m $161.2m $161.2m 0.02% Reduced -677.0k -676,977
7 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 5,096,6415.1m $151.8m $151.8m 0.09% Added +541.7k +541,709
8 Baird Financial Group, Inc. 0.23% of their portfolio MILWAUKEE, WI 3,411,7763.4m $101.6m $101.6m 0.23% Reduced -98.7k -98,684
9 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 3,060,4433.1m $91.1m $91.1m 0.05% Reduced -48.7k -48,668
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,618,0022.6m $78.0m $78.0m 0.00% Added +147.5k +147,530
11 HUNTINGTON NATIONAL BANK 0.69% of their portfolio COLUMBUS, OH 2,536,5412.5m $75.5m $75.5m 0.69% Reduced -12.4k -12,395
12 TIAA TRUST, NATIONAL ASSOCIATION 0.22% of their portfolio CHARLOTTE, NC 2,219,6692.2m $66.1m $66.1m 0.22% Reduced -204.6k -204,628
13 RiverFront Investment Group, LLC 2.07% of their portfolio RICHMOND, VA 2,213,7862.2m $65.9m $65.9m 2.07% Reduced -44.9k -44,924
14 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,175,6132.2m $64.8m $64.8m 0.02% Added +280.5k +280,544
15 RENAISSANCE TECHNOLOGIES LLC 0.10% of their portfolio NEW YORK, NY 2,094,3002.1m $62.4m $62.4m 0.10% Added +1.6m +1,597,900
16 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,083,3372.1m $62.0m $62.0m 0.02% Reduced -1.8m -1,780,739
17 Destination Wealth Management 2.13% of their portfolio Walnut Creek, CA 2,059,1662.1m $61.3m $61.3m 2.13% Reduced -1.5m -1,464,862
18 Litman Gregory Wealth Management LLC 5.48% of their portfolio LARKSPUR, CA 1,940,6931.9m $57.8m $57.8m 5.48% Reduced -169.3k -169,273
19 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,887,6491.9m $56.2m $56.2m 0.01% Reduced -277.2k -277,238
20 Advocacy Wealth Management, LLC 4.88% of their portfolio ATLANTA, GA 1,726,8881.7m $51.4m $51.4m 4.88% Reduced -1.8m -1,833,107
21 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,710,9431.7m $51.0m $51.0m 0.04% Added +77.5k +77,514
22 TOWNSQUARE CAPITAL LLC 0.85% of their portfolio Lehi, UT 1,670,4671.7m $49.7m $49.7m 0.85% Reduced -118.0k -118,036
23 MCF Advisors LLC 3.93% of their portfolio LEXINGTON, KY 1,615,9301.6m $48.1m $48.1m 3.93% Added +43.1k +43,148
24 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,562,9321.6m $46.6m $46.6m 0.01% Reduced -159.6k -159,600
25 ALLSTATE CORP 3.19% of their portfolio NORTHBROOK, IL 1,551,6151.6m $46.2m $46.2m 3.19% Reduced -521.1k -521,140
26 Rodgers & Associates, LTD 5.58% of their portfolio Lancaster, PA 1,381,1271.4m $41.1m $41.1m 5.58% Reduced -9.1k -9,075
27 Relative Value Partners Group, LLC 2.26% of their portfolio NORTHBROOK, IL 1,240,8211.2m $37.0m $37.0m 2.26% Reduced -8.5k -8,497
28 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,182,2721.2m $35.2m $35.2m 0.06% Reduced -535.4k -535,392
29 RED CEDAR INVESTMENT MANAGEMENT, LLC 4.94% of their portfolio GRAND RAPIDS, MI 1,151,4941.2m $34.3m $34.3m 4.94% Reduced -68.4k -68,353
30 Mariner Managed Account Solutions, LLC 2.51% of their portfolio Boston, MA 1,150,9491.2m $34.3m $34.3m 2.51% Reduced -180.2k -180,175
31 AE Wealth Management LLC 0.16% of their portfolio TOPEKA, KS 1,062,3871.1m $31.7m $31.7m 0.16% Reduced -122.6k -122,649
32 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 1,041,9001.0m $31.0m $31.0m 0.06% Added +233.2k +233,160
33 Concord Wealth Partners 6.17% of their portfolio ABINGDON, VA 1,035,5651.0m $30.8m $30.8m 6.17% Reduced -70.0k -70,042
34 Buckingham Capital Management, Inc. 4.08% of their portfolio DAYTON, OH 1,024,3591.0m $30.5m $30.5m 4.08% Reduced -156.5k -156,546
35 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.42% of their portfolio FORT WORTH, TX 1,017,1011.0m $30.3m $30.3m 5.42% Added +70.0k +69,963
36 Strategic Point Investment Advisors, LLC 5.58% of their portfolio PROVIDENCE, RI 970,347970.3k $28.9m $28.9m 5.58% Added +463.9k +463,889
37 Concord Asset Management, LLC/VA 8.45% of their portfolio ABINGDON, VA 964,315964.3k $28.7m $28.7m 8.45% Added +41.4k +41,398
38 Gemmer Asset Management LLC 3.16% of their portfolio WALNUT CREEK, CA 863,792863.8k $25.7m $25.7m 3.16% Reduced -8.9k -8,866
39 Willow Creek Wealth Management Inc. 3.22% of their portfolio Sebastopol, CA 863,285863.3k $25.7m $25.7m 3.22% Added +149.7k +149,665
40 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $25.2m $25.2m 0.04% Unchanged
41 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 845,705845.7k $25.2m $25.2m 0.01% Added +27.0k +27,025
42 Strategic Wealth Partners, Ltd. 3.02% of their portfolio INDEPENDENCE, OH 822,499822.5k $24.5m $24.5m 3.02% Reduced -19.3k -19,310
43 Flagstone Financial Management 9.79% of their portfolio LINCOLN, NE 802,849802.8k $23.9m $23.9m 9.79% Reduced -12.2k -12,220
44 Walker Financial Services, Inc. 22.73% of their portfolio BOWLING GREEN, KY 738,206738.2k $22.0m $22.0m 22.73% Reduced -95.6k -95,621
45 CREATIVE FINANCIAL DESIGNS INC /ADV 2.14% of their portfolio KOKOMO, IN 706,035706.0k $21.0m $21.0m 2.14% Reduced -196.0k -195,951
46 Banco Santander, S.A. 0.25% of their portfolio Madrid, U3 697,236697.2k $20.8m $20.8m 0.25% Added +549.6k +549,562
47 BIP Wealth, LLC 1.61% of their portfolio ATLANTA, GA 687,629687.6k $20.5m $20.5m 1.61% Reduced -74.0k -74,012
48 Cedar Mountain Advisors, LLC 5.41% of their portfolio LAKE OSWEGO, OR 671,176671.2k $20.0m $20.0m 5.41% Reduced -28.5k -28,523
49 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 667,445667.4k $19.9m $19.9m 0.03% Added +633 +633
50 ARKANSAS FINANCIAL GROUP, INC. 3.67% of their portfolio LITTLE ROCK, AR 667,402667.4k $19.9m $19.9m 3.67% Added +22.2k +22,176
51 Winthrop Capital Management, LLC 6.48% of their portfolio Carmel, IN 667,077667.1k $19.9m $19.9m 6.48% First filing
52 Cherry Tree Wealth Management, LLC 5.02% of their portfolio MINNETONKA, MN 630,648630.6k $18.8m $18.8m 5.02% Reduced -16.9k -16,927
53 CAPITAL WEALTH MANAGEMENT, LLC 9.49% of their portfolio W. WARWICK, RI 625,264625.3k $18.6m $18.6m 9.49% Added +40.8k +40,778
54 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 624,471624.5k $18.6m $18.6m 0.03% Added +28.7k +28,694
55 CoreCap Advisors, LLC 1.16% of their portfolio SOUTHFIELD, MI 603,929603.9k $18.0m $18.0m 1.16% Added +118.2k +118,167
56 StrategIQ Financial Group, LLC 2.01% of their portfolio MERRILLVILLE, IN 597,611597.6k $17.8m $17.8m 2.01% Reduced -40.7k -40,695
57 Mariner, LLC 0.04% of their portfolio Overland Park, KS 594,601594.6k $17.7m $17.7m 0.04% Reduced -250.2k -250,236
58 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 590,922590.9k $17.6m $17.6m 0.01% Reduced -48.9k -48,882
59 Manning & Napier Group, LLC 0.21% of their portfolio Fairport, NY 583,069583.1k $17.4m $17.4m 0.21% Reduced -61.2k -61,152
60 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 580,193580.2k $17.3m $17.3m 0.10% Reduced -5.3k -5,341
61 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 562,383562.4k $16.7m $16.7m 0.13% Added +34.4k +34,429
62 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 545,177545.2k $16.2m $16.2m 0.00% Reduced -11.8m -11,798,104
63 Meiji Yasuda Life Insurance Co 0.34% of their portfolio TOKYO, M0 530,500530.5k $15.8m $15.8m 0.34% Unchanged
64 Smithfield Trust Co 0.88% of their portfolio PITTSBURGH, PA 527,809527.8k $15.7m $15.7m 0.88% Added +44.8k +44,815
65 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 512,148512.1k $15.3m $15.3m 0.02% Added +52.1k +52,115
66 COHEN & STEERS, INC. 0.03% of their portfolio NEW YORK, NY 502,348502.3k $15.0m $15.0m 0.03% Added +252.2k +252,222
67 Orange Investment Advisors, Inc. 1.99% of their portfolio GOSHEN, NY 487,831487.8k $14.5m $14.5m 1.99% Added +61.0k +61,040
68 Occidental Asset Management, LLC 2.94% of their portfolio Burlingame, CA 476,673476.7k $14.2m $14.2m 2.94% Added +7.4k +7,424
69 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 475,237475.2k $14.2m $14.2m 0.06% Added +34.7k +34,655
70 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 475,080475.1k $14.1m $14.1m 0.03% Reduced -272.3k -272,310
71 Hardy Reed LLC 1.88% of their portfolio TUPELO, MS 466,852466.9k $13.9m $13.9m 1.88% New
72 Trilogy Capital Inc. 0.85% of their portfolio IRVINE, CA 461,540461.5k $13.7m $13.7m 0.85% Reduced -111.0k -110,970
73 Coulter & Justus Financial Services, LLC 9.26% of their portfolio KNOXVILLE, TN 458,842458.8k $13.7m $13.7m 9.26% Reduced -6.7k -6,726
74 Dynamic Advisor Solutions LLC 0.50% of their portfolio PHOENIX, AZ 454,345454.3k $13.5m $13.5m 0.50% Added +11.9k +11,939
75 Destiny Wealth Partners, LLC 2.48% of their portfolio TAVARES, FL 444,933444.9k $13.2m $13.2m 2.48% Reduced -5.4k -5,417
76 Whitcomb & Hess, Inc. 4.50% of their portfolio ASHLAND, OH 439,525439.5k $13.1m $13.1m 4.50% Added +5.4k +5,360
77 Windham Capital Management, LLC 4.51% of their portfolio BOSTON, MA 411,542411.5k $12.3m $12.3m 4.51% Added +5.8k +5,810
78 Convergence Financial, LLC 5.45% of their portfolio COLUMBIA, MO 409,948409.9k $12.2m $12.2m 5.45% Reduced -184.0k -183,967
79 Obsidian Personal Planning Solutions LLC 9.13% of their portfolio ROCKVILLE, MD 402,982403.0k $12.0m $12.0m 9.13% Added +9.3k +9,260
80 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 395,509395.5k $11.8m $11.8m 0.00% Reduced -10.1k -10,144
81 Kingsview Wealth Management, LLC 0.34% of their portfolio GRANTS PASS, OR 387,901387.9k $11.6m $11.6m 0.34% Added +27.3k +27,295
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 382,821382.8k $11.4m $11.4m 0.02% Added +141.3k +141,274
83 M Holdings Securities, Inc. 1.29% of their portfolio PORTLAND, OR 382,631382.6k $11.4m $11.4m 1.29% Reduced -2.0k -1,980
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 379,204379.2k $11.3m $11.3m 0.03% Reduced -886 -886
85 Cornerstone Management, Inc. 2.83% of their portfolio DULUTH, GA 372,640372.6k $11.1m $11.1m 2.83% Added +2.2k +2,221
86 Kraft, Davis & Associates, LLC 3.15% of their portfolio St. Louis, MO 352,117352.1k $10.5m $10.5m 3.15% Reduced -22.5k -22,525
87 Pinnacle Financial Partners Inc 0.24% of their portfolio Nashville, TN 336,055336.1k $10.0m $10.0m 0.24% Reduced -54.9k -54,940
88 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 335,876335.9k $10.0m $10.0m 0.10% Added +43.0k +43,033
89 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 333,780333.8k $9.9m $9.9m 0.03% Reduced -30.3k -30,288
90 ROGCO, LP 4.23% of their portfolio CLAREMORE, OK 325,181325.2k $9.7m $9.7m 4.23% Added +72.1k +72,102
91 Horizon Investments, LLC 0.26% of their portfolio Charlotte, NC 318,681318.7k $9.5m $9.5m 0.26% Reduced -57.9k -57,868
92 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 315,502315.5k $9.4m $9.4m 0.00% Added +31.0k +31,000
93 Geneos Wealth Management Inc. 0.46% of their portfolio ENGLEWOOD, CO 309,899309.9k $9.2m $9.2m 0.46% Reduced -36.7k -36,677
94 Great Point Wealth Advisors, LLC 2.38% of their portfolio BOSTON, MA 307,504307.5k $9.2m $9.2m 2.38% Reduced -21.0k -20,985
95 CreativeOne Wealth, LLC 0.58% of their portfolio OVERLAND PARK, KS 305,929305.9k $9.1m $9.1m 0.58% Added +1.9k +1,858
96 Elwood & Goetz Wealth Advisory Group, LLC 1.86% of their portfolio ATHENS, GA 295,294295.3k $8.8m $8.8m 1.86% Added +1.7k +1,690
97 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 281,301281.3k $8.4m $8.4m 0.20% Added +16.9k +16,910
98 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 278,407278.4k $8.3m $8.3m 0.07% New
99 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.49% of their portfolio Greenbrae, CA 277,884277.9k $8.3m $8.3m 0.49% Reduced -24.9k -24,900
100 DLK Investment Management, LLC 3.68% of their portfolio SOLANA BEACH, CA 271,443271.4k $8.1m $8.1m 3.68% First filing