Vault-13

ISHARES TR IUSV

CORE S&P US VLU · ETP · CUSIP 464287663

627 institutional holders +55 vs Q3 2023
148,912,819148.9m shares reported held*
$12.5bnreported value*
55 new 221 added 176 reduced 28 sold out net bought ≈ $1.4bn (+16.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.81. Options: 1 managers hold calls ($261.4k notional), 1 hold puts ($8.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 478Q4 22: 548Q1 23: 551Q2 23: 577Q3 23: 572Q4 23: 627627Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022478
Q4 2022548
Q1 2023551
Q2 2023577
Q3 2023572
Q4 2023627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 167 cut or sold outQ4 22Q1 23: 229 bought or addedQ1 23: 255 cut or sold outQ1 23Q2 23: 225 bought or addedQ2 23: 224 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 221 cut or sold outQ3 23Q4 23: 276 bought or addedQ4 23: 204 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269167
Q1 2023229255
Q2 2023225224
Q3 2023217221
Q4 2023276204

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $261.4kQ4 23 puts: $8.4kQ4 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$261.4k$8.4k0.03

Biggest buyers

MORGAN STANLEY Added +8,256,409+8.3m
JPMORGAN CHASE & CO Added +2,852,812+2.9m
BANK OF AMERICA CORP /DE/ Added +2,192,399+2.2m
LPL Financial LLC Added +620,117+620.1k
Corient Private Wealth LP Added +609,238+609.2k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +375,013+375.0k
Denver PWM, LLC Added +359,378+359.4k
JONES FINANCIAL COMPANIES LLLP Added +345,707+345.7k
Atria Investments, Inc Added +290,301+290.3k
DEAN INVESTMENT ASSOCIATES, LLC New +246,709+246.7k

Biggest sellers

Blue Trust, Inc. Reduced -330,103-330.1k
Beacon Pointe Advisors, LLC Reduced -300,486-300.5k
Venturi Wealth Management, LLC Reduced -187,995-188.0k
BlackRock Inc. Reduced -179,742-179.7k
Symphony Financial, Ltd. Co. Reduced -179,636-179.6k
Grey Fox Wealth Advisors, LLC Reduced -135,094-135.1k
Trek Financial, LLC Reduced -103,555-103.6k
CWM, LLC Reduced -93,570-93.6k
OSAIC HOLDINGS, INC. Reduced -82,920-82.9k
Sigma Planning Corp Reduced -79,505-79.5k

Biggest calls

Belvedere Trading LLC New $261.4k3.1k shares

Biggest puts

Belvedere Trading LLC New $8.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.56% of their portfolio CHARLOTTE, NC 58,243,00958.2m $4.9bn $4.9bn 0.56% Added +2.2m +2,192,399
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 16,012,50616.0m $1.4bn $1.4bn 0.06% Added +8.3m +8,256,409
3 LPL Financial LLC 0.62% of their portfolio FORT MILL, SC 12,175,49212.2m $1.0bn $1.0bn 0.62% Added +620.1k +620,117
4 Blue Trust, Inc. 5.79% of their portfolio BRENTWOOD, TN 4,835,1034.8m $360.8m $360.8m 5.79% Reduced -330.1k -330,103
5 SIGNATUREFD, LLC 8.21% of their portfolio ATLANTA, GA 4,218,0264.2m $355.7m $355.7m 8.21% Added +196.2k +196,239
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,329,6643.3m $280.8m $280.8m 0.01% Added +2.9m +2,852,812
7 JONES FINANCIAL COMPANIES LLLP 0.35% of their portfolio DES PERES, MO 2,730,1862.7m $230.2m $230.2m 0.35% Added +345.7k +345,707
8 ASPIRIANT, LLC 9.22% of their portfolio San Francisco, CA 2,426,8692.4m $204.7m $204.7m 9.22% Added +104.9k +104,918
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,958,0472.0m $165.1m $165.1m 0.07% Reduced -28.0k -27,971
10 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,853,5711.9m $156.3m $156.3m 0.06% Added +75.6k +75,649
11 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,387,1641.4m $117.0m $117.0m 0.21% Added +18.4k +18,419
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.28% of their portfolio PLYMOUTH, MN 1,145,2451.1m $96.6m $96.6m 0.28% Added +65.0k +65,018
13 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,073,2671.1m $90.5m $90.5m 0.03% Reduced -31.2k -31,193
14 BLAIR WILLIAM & CO/IL 0.30% of their portfolio CHICAGO, IL 1,060,2341.1m $89.4m $89.4m 0.30% Added +43.9k +43,920
15 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 999,315999.3k $84.3m $84.3m 0.02% Added +199.7k +199,686
16 Modera Wealth Management, LLC 1.36% of their portfolio WESTWOOD, NJ 978,165978.2k $82.5m $82.5m 1.36% Added +76.8k +76,806
17 Auto-Owners Insurance Co 2.20% of their portfolio LANSING, MI 864,000864.0k $72.8m $72.8m 2.20% Unchanged
18 CWM, LLC 0.38% of their portfolio OMAHA, NE 846,748846.7k $71.4m $71.4m 0.38% Reduced -93.6k -93,570
19 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 830,143830.1k $70.0m $70.0m 0.02% Added +22.8k +22,805
20 BENJAMIN F. EDWARDS & COMPANY, INC. 1.22% of their portfolio ST. LOUIS, MO 721,476721.5k $60.8m $60.8m 1.22% Added +38.3k +38,318
21 Corient Private Wealth LP 0.11% of their portfolio MIAMI, FL 699,481699.5k $59.0m $59.0m 0.11% Added +609.2k +609,238
22 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 693,306693.3k $58.5m $58.5m 0.10% Added +168.2k +168,249
23 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 640,400640.4k $54.0m $54.0m 0.09% Reduced -44.0k -44,028
24 Venturi Wealth Management, LLC 3.80% of their portfolio AUSTIN, TX 638,457638.5k $53.8m $53.8m 3.80% Reduced -188.0k -187,995
25 Allworth Financial LP 0.39% of their portfolio FOLSOM, CA 597,137597.1k $50.4m $50.4m 0.39% Added +139.7k +139,651
26 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 553,252553.3k $46.7m $46.7m 0.04% Added +10.1k +10,083
27 McGlone Suttner Wealth Management, Inc. 9.00% of their portfolio APPLETON, WI 540,136540.1k $45.5m $45.5m 9.00% Added +6.3k +6,285
28 Tanglewood Legacy Advisors, LLC 23.80% of their portfolio HOUSTON, TX 516,566516.6k $43.6m $43.6m 23.80% Added +20.0k +20,037
29 Allspring Global Investments Holdings, LLC 0.07% of their portfolio CHARLOTTE, NC 509,978510.0k $43.0m $43.0m 0.07% Reduced -8.8k -8,794
30 GDS Wealth Management 5.68% of their portfolio FLOWER MOUND, TX 499,117499.1k $42.1m $42.1m 5.68% Reduced -10.5k -10,489
31 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 478,314478.3k $40.3m $40.3m 0.07% Reduced -82.9k -82,920
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 463,558463.6k $39.6m $39.6m 0.01% Reduced -54.0k -53,971
33 Townsend & Associates, Inc 4.85% of their portfolio WESTMINSTER, CO 462,412462.4k $38.7m $38.7m 4.85% Added +5.1k +5,144
34 FMR LLC 0.00% of their portfolio BOSTON, MA 455,925455.9k $38.4m $38.4m 0.00% Reduced -4.9k -4,920
35 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 413,147413.1k $34.8m $34.8m 0.03% Added +125.2k +125,206
36 Sandy Spring Bank 1.70% of their portfolio Olney, MD 404,871404.9k $34.1m $34.1m 1.70% Reduced -9.5k -9,526
37 Denver PWM, LLC 1.57% of their portfolio DENVER, CO 401,889401.9k $3.4m $3.4m 1.57% Added +359.4k +359,378
38 Atria Investments, Inc 0.51% of their portfolio Charlotte, NC 394,133394.1k $33.2m $33.2m 0.51% Added +290.3k +290,301
39 Gallagher Fiduciary Advisors, LLC 1.14% of their portfolio ROLLING MEADOWS, IL 392,497392.5k $33.1m $33.1m 1.14% Reduced -18.0k -18,027
40 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.45% of their portfolio ST. LOUIS, MO 378,244378.2k $31.9m $31.9m 0.45% Added +375.0k +375,013
41 HANTZ FINANCIAL SERVICES, INC. 0.69% of their portfolio SOUTHFIELD, MI 376,014376.0k $31.7m $31.7m 0.69% Added +11.9k +11,934
42 Focus Partners Wealth 0.40% of their portfolio ST LOUIS, MO 365,750365.8k $30.8m $30.8m 0.40% First filing
43 Nadler Financial Group, Inc. 4.13% of their portfolio DEERFIELD, IL 363,619363.6k $30.7m $30.7m 4.13% Added +26.9k +26,906
44 Veracity Capital LLC 11.57% of their portfolio Atlanta, GA 341,153341.2k $28.8m $28.8m 11.57% Added +16.1k +16,117
45 ForthRight Wealth Management, LLC 10.76% of their portfolio ALPHARETTA, GA 329,514329.5k $27.8m $27.8m 10.76% Added +14.9k +14,938
46 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 326,180326.2k $27.5m $27.5m 0.06% Added +143.1k +143,079
47 Atria Wealth Solutions, Inc. 0.34% of their portfolio NEW YORK, NY 317,879317.9k $26.8m $26.8m 0.34% Added +5.7k +5,697
48 Petix & Botte Co 7.70% of their portfolio LA MESA, CA 310,356310.4k $26.2m $26.2m 7.70% Added +420 +420
49 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 283,438283.4k $23.9m $23.9m 0.06% Added +33.5k +33,462
50 KESTRA PRIVATE WEALTH SERVICES, LLC 0.60% of their portfolio AUSTIN, TX 279,339279.3k $23.6m $23.6m 0.60% Added +33.4k +33,393
51 PRINCIPAL SECURITIES, INC. 0.87% of their portfolio DES MOINES, IA 275,550275.6k $23.2m $23.2m 0.87% First filing
52 AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio DALLAS, TX 262,475262.5k $22.1m $22.1m 0.22% Reduced -24.4k -24,417
53 SOUTHERN CAPITAL ADVISORS, LLC 15.40% of their portfolio Jackson, TN 257,071257.1k $21.7m $21.7m 15.40% Reduced -17.9k -17,918
54 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 251,721251.7k $21.3m $21.3m 0.11% Added +85.5k +85,466
55 DEAN INVESTMENT ASSOCIATES, LLC 2.97% of their portfolio BEAVERCREEK, OH 246,709246.7k $20.8m $20.8m 2.97% New
56 COREPATH WEALTH PARTNERS LLC 11.29% of their portfolio SCOTTSDALE, AZ 240,541240.5k $20.3m $20.3m 11.29% Added +586 +586
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 238,896238.9k $20.1m $20.1m 0.02% Reduced -20.2k -20,243
58 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 238,753238.8k $20.1m $20.1m 0.11% Added +12.1k +12,124
59 Garde Capital, Inc. 1.49% of their portfolio SEATTLE, WA 231,168231.2k $19.5m $19.5m 1.49% Added +14.0k +13,958
60 Roberts Financial Services LLC 4.19% of their portfolio MARQUETTE, MI 230,065230.1k $19.4m $19.4m 4.19% Added +995 +995
61 Drake & Associates, LLC 7.82% of their portfolio WAUKESHA, WI 226,409226.4k $19.1m $19.1m 7.82% Added +4.1k +4,082
62 Steele Capital Management, Inc. 1.22% of their portfolio DUBUQUE, IA 222,272222.3k $18.7m $18.7m 1.22% First filing
63 Trek Financial, LLC 1.62% of their portfolio Scottsdale, AZ 221,451221.5k $18.7m $18.7m 1.62% Reduced -103.6k -103,555
64 DDFG, Inc 6.27% of their portfolio THOUSAND OAKS, CA 219,691219.7k $18.5m $18.5m 6.27% Added +2.1k +2,098
65 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 218,314218.3k $17.9m $17.9m 0.00% Reduced -32.1k -32,075
66 Madison Wealth Partners, Inc 7.18% of their portfolio MADISON, WI 214,609214.6k $18.1m $18.1m 7.18% Added +11.2k +11,241
67 Vident Advisory, LLC 0.45% of their portfolio Alpharetta, GA 213,930213.9k $18.0m $18.0m 0.45% Added +37.1k +37,145
68 IRONWOOD WEALTH MANAGEMENT, INC. 9.45% of their portfolio HURRICANE, WV 205,787205.8k $17.3m $17.3m 9.45% Reduced -1.6k -1,594
69 Integrated Advisors Network LLC 0.97% of their portfolio DALLAS, TX 203,395203.4k $17.2m $17.2m 0.97% Reduced -13.7k -13,699
70 Bank Julius Baer & Co. Ltd, Zurich 0.07% of their portfolio ZURICH, V8 198,207198.2k $16.7m $16.7m 0.07% Reduced -2.3k -2,336
71 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 192,120192.1k $16.2m $16.2m 0.07% Reduced -7.9k -7,856
72 High Probability Advisors, LLC 3.12% of their portfolio Pittsford, NY 183,398183.4k $15.5m $15.5m 3.12% Reduced -4.5k -4,544
73 Strategies Wealth Advisors, LLC 2.61% of their portfolio GRAND RAPIDS, MI 181,498181.5k $15.3m $15.3m 2.61% Reduced -6.8k -6,776
74 SkyOak Wealth, LLC 3.96% of their portfolio SOUTHFIELD, MI 180,486180.5k $15.2m $15.2m 3.96% Added +4.8k +4,831
75 FIRST HAWAIIAN BANK 0.46% of their portfolio HONOLULU, HI 172,266172.3k $14.5m $14.5m 0.46% Reduced -1.5k -1,471
76 HOWE & RUSLING INC 1.53% of their portfolio ROCHESTER, NY 171,667171.7k $14.5m $14.5m 1.53% Added +11.3k +11,317
77 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 171,662171.7k $14.5m $14.5m 0.11% Added +8.0k +8,047
78 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 166,230166.2k $14.0m $14.0m 0.03% Added +57.0k +57,000
79 Global Strategic Investment Solutions, LLC 1.70% of their portfolio Scottsdale, AZ 162,834162.8k $13.7m $13.7m 1.70% Reduced -829 -829
80 TD PRIVATE CLIENT WEALTH LLC 0.48% of their portfolio NEW YORK, NY 157,235157.2k $13.3m $13.3m 0.48% Added +42.7k +42,656
81 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 151,627151.6k $12.8m $12.8m 0.03% Added +4.9k +4,931
82 Crescent Grove Advisors, LLC 1.42% of their portfolio LAKE FOREST, IL 151,119151.1k $12.7m $12.7m 1.42% Reduced -9.9k -9,880
83 CENTAURUS FINANCIAL, INC. 0.96% of their portfolio ANAHEIM, CA 150,373150.4k $12.7m $12.7m 0.96% Reduced -923 -923
84 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 148,483148.5k $12.5m $12.5m 0.05% Reduced -24.6k -24,573
85 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 148,316148.3k $12.5m $12.5m 0.15% Added +7.5k +7,499
86 Amplius Wealth Advisors, LLC 1.50% of their portfolio BLUE BELL, PA 147,514147.5k $12.4m $12.4m 1.50% Reduced -1.7k -1,652
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 142,561142.6k $12.0m $12.0m 0.10% Reduced -57.4k -57,388
88 Cosner Financial Group, LLC 10.04% of their portfolio WINDSOR, CO 140,946140.9k $11.9m $11.9m 10.04% Added +11.4k +11,389
89 Eaton Financial Holdings Company, LLC 2.85% of their portfolio Coral Springs, FL 139,813139.8k $11.8m $11.8m 2.85% Added +706 +706
90 MFA WEALTH ADVISORS, LLC 3.29% of their portfolio PITTSBURGH, PA 138,820138.8k $11.7m $11.7m 3.29% Added +4.1k +4,090
91 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 138,722138.7k $11.7m $11.7m 0.05% Reduced -4.2k -4,235
92 Richard W. Paul & Associates, LLC 4.85% of their portfolio NOVI, MI 136,987137.0k $11.6m $11.6m 4.85% Added +4.6k +4,588
93 Carl P. Sherr & Co., LLC 6.94% of their portfolio WORCESTER, MA 136,041136.0k $11.5m $11.5m 6.94% Reduced -3.8k -3,791
94 Tortoise Investment Management, LLC 1.56% of their portfolio WHITE PLAINS, NY 136,017136.0k $11.5m $11.5m 1.56% Reduced -6.6k -6,617
95 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 134,574134.6k $11.3m $11.3m 0.09% Added +4.9k +4,945
96 STEVENS CAPITAL PARTNERS 7.76% of their portfolio OMAHA, NE 132,422132.4k $11.2m $11.2m 7.76% Reduced -16.6k -16,640
97 Lutz Financial Services LLC 1.04% of their portfolio OMAHA, NE 131,227131.2k $11.1m $11.1m 1.04% Added +52 +52
98 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 130,884130.9k $11.0m $11.0m 0.01% Added +18.7k +18,680
99 Savant Capital, LLC 0.14% of their portfolio ROCKFORD, IL 130,269130.3k $11.0m $11.0m 0.14% Reduced -2.0k -2,046
100 PCA Investment Advisory Services Inc. 7.24% of their portfolio CINCINNATI, OH 129,910129.9k $11.0m $11.0m 7.24% Added +3.2k +3,241