Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

846 institutional holders +87 vs Q3 2023
436,829,422436.8m shares reported held*
$14.8bnreported value*
76 new 323 added 279 reduced 43 sold out net bought ≈ $608.7m (+10.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.97. Options: 1 managers hold calls ($2.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 622Q4 22: 690Q1 23: 711Q2 23: 738Q3 23: 759Q4 23: 846846Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022622
Q4 2022690
Q1 2023711
Q2 2023738
Q3 2023759
Q4 2023846

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 341 bought or addedQ4 22: 268 cut or sold outQ4 22Q1 23: 333 bought or addedQ1 23: 318 cut or sold outQ1 23Q2 23: 360 bought or addedQ2 23: 309 cut or sold outQ2 23Q3 23: 367 bought or addedQ3 23: 304 cut or sold outQ3 23Q4 23: 399 bought or addedQ4 23: 322 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022341268
Q1 2023333318
Q2 2023360309
Q3 2023367304
Q4 2023399322

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $301.9kQ1 23 puts: $160.6kQ1 23P/C 0.53Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $15.5kQ3 23 puts: $61.5kQ3 23P/C 3.97Q4 23 calls: $2.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$301.9k$160.6k0.53
Q2 2023$0$0—
Q3 2023$15.5k$61.5k3.97
Q4 2023$2.0k$00.00

Biggest buyers

MORGAN STANLEY Added +4,772,494+4.8m
UBS Group AG Added +4,032,713+4.0m
TRUIST FINANCIAL CORP Added +3,521,531+3.5m
LPL Financial LLC Added +2,247,432+2.2m
Advocacy Wealth Management, LLC New +2,244,252+2.2m
CWM, LLC Added +1,915,733+1.9m
Financial Engines Advisors L.L.C. Added +1,831,580+1.8m
SEI INVESTMENTS CO New +1,576,508+1.6m
BANK OF AMERICA CORP /DE/ Added +1,298,603+1.3m
Raymond James Financial Services Advisors, Inc. Added +1,275,350+1.3m

Biggest sellers

Edmonds Duncan Registered Investment Advisors, LLC Reduced -7,714,314-7.7m
JANE STREET GROUP, LLC Reduced -4,009,589-4.0m
STIFEL FINANCIAL CORP Reduced -3,480,166-3.5m
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -2,318,438-2.3m
OSAIC HOLDINGS, INC. Reduced -1,516,218-1.5m
BANK OF MONTREAL /CAN/ Reduced -1,486,249-1.5m
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -1,291,249-1.3m
Gradient Investments LLC Reduced -881,375-881.4k
Moran Wealth Management, LLC Sold out -815,820-815.8k
Gateway Wealth Partners, LLC Reduced -687,917-687.9k

Biggest calls

Cutler Group LLC / CA New $2.0k1.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 4.68% of their portfolio SANTA CLARA, CA 58,333,45958.3m $2.0bn $2.0bn 4.68% Added +1.8m +1,831,580
2 Creative Planning 3.39% of their portfolio OVERLAND PARK, KS 53,750,05053.8m $1.8bn $1.8bn 3.39% Added +133.7k +133,680
3 Allworth Financial LP 7.15% of their portfolio FOLSOM, CA 27,505,13327.5m $935.4m $935.4m 7.15% Added +694.3k +694,340
4 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 24,912,56424.9m $847.3m $847.3m 0.51% Added +2.2m +2,247,432
5 TIAA TRUST, NATIONAL ASSOCIATION 1.43% of their portfolio CHARLOTTE, NC 12,587,68812.6m $428.1m $428.1m 1.43% Added +322.4k +322,362
6 Auto-Owners Insurance Co 11.80% of their portfolio LANSING, MI 11,466,00011.5m $390.0m $390.0m 11.80% Added +291.0k +291,000
7 CWM, LLC 1.65% of their portfolio OMAHA, NE 9,026,4539.0m $307.0m $307.0m 1.65% Added +1.9m +1,915,733
8 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,416,8358.4m $286.3m $286.3m 0.01% Reduced -283.2k -283,165
9 UBS Group AG 0.11% of their portfolio ZURICH, V8 7,743,8047.7m $263.4m $263.4m 0.11% Added +4.0m +4,032,713
10 Stadion Money Management, LLC 17.35% of their portfolio WATKINSVILLE, GA 7,701,6557.7m $261.9m $261.9m 17.35% Added +62.4k +62,431
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,415,0807.4m $252.2m $252.2m 0.01% Added +4.8m +4,772,494
12 Horizon Investments, LLC 6.08% of their portfolio Charlotte, NC 6,420,1826.4m $218.4m $218.4m 6.08% Reduced -242.3k -242,302
13 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6.24% of their portfolio LOS ANGELES, CA 6,235,3366.2m $212.1m $212.1m 6.24% Added +179.8k +179,779
14 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 6,119,1066.1m $208.1m $208.1m 0.09% Reduced -67.8k -67,842
15 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,056,4915.1m $172.0m $172.0m 0.02% Added +1.3m +1,298,603
16 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 4,422,1664.4m $150.4m $150.4m 0.26% Reduced -1.5m -1,516,218
17 TOWNSQUARE CAPITAL LLC 2.55% of their portfolio Lehi, UT 4,379,1994.4m $148.9m $148.9m 2.55% Added +118.2k +118,152
18 TRUIST FINANCIAL CORP 0.21% of their portfolio CHARLOTTE, NC 3,844,4363.8m $130.7m $130.7m 0.21% Added +3.5m +3,521,531
19 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 3,813,9383.8m $129.7m $129.7m 0.03% Reduced -295.3k -295,326
20 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,689,5013.7m $125.5m $125.5m 0.04% Added +11.4k +11,424
21 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 3,202,5973.2m $108.9m $108.9m 0.18% Added +1.3m +1,275,350
22 Gradient Investments LLC 2.60% of their portfolio ARDEN HILLS, MN 3,166,6003.2m $107.7m $107.7m 2.60% Reduced -881.4k -881,375
23 Pathstone Holdings, LLC 0.57% of their portfolio ENGLEWOOD, NJ 3,129,3863.1m $105.8m $105.8m 0.57% First filing
24 Advisory Alpha, LLC 4.68% of their portfolio HOLLAND, MI 3,000,5093.0m $102.1m $102.1m 4.68% Added +127.9k +127,884
25 Mariner Managed Account Solutions, LLC 7.47% of their portfolio Boston, MA 2,996,3413.0m $101.9m $101.9m 7.47% Added +109.3k +109,273
26 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.64% of their portfolio NORFOLK, VA 2,535,0312.5m $86.2m $86.2m 2.64% Added +203.9k +203,909
27 ASSETMARK, INC 0.31% of their portfolio CONCORD, CA 2,487,8422.5m $84.6m $84.6m 0.31% Reduced -135.4k -135,433
28 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 2,398,7422.4m $81.6m $81.6m 0.10% Reduced -4.0m -4,009,589
29 Private Advisor Group, LLC 0.63% of their portfolio MORRISTOWN, NJ 2,393,9522.4m $81.4m $81.4m 0.63% Added +148.2k +148,157
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,391,5702.4m $81.3m $81.3m 0.00% Added +1.3m +1,254,017
31 Equitable Holdings, Inc. 0.94% of their portfolio NEW YORK, NY 2,248,2692.2m $76.5m $76.5m 0.94% Added +91.8k +91,810
32 Advocacy Wealth Management, LLC 7.24% of their portfolio ATLANTA, GA 2,244,2522.2m $76.3m $76.3m 7.24% New
33 Granite Bay Wealth Management, LLC 0.61% of their portfolio PORTSMOUTH, NH 2,122,3682.1m $67.7m $67.7m 0.61% Added +784.8k +784,756
34 Savant Capital, LLC 0.89% of their portfolio ROCKFORD, IL 2,037,0112.0m $69.3m $69.3m 0.89% Added +12.1k +12,101
35 McNamara Financial Services, Inc. 15.33% of their portfolio MARSHFIELD, MA 2,015,1902.0m $68.5m $68.5m 15.33% Added +32.7k +32,707
36 AlphaStar Capital Management, LLC 5.96% of their portfolio CORNELIUS, NC 1,919,7981.9m $65.3m $65.3m 5.96% Reduced -40.2k -40,196
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,830,3781.8m $62.3m $62.3m 0.02% Reduced -315.5k -315,533
38 First Ascent Asset Management, LLC 6.81% of their portfolio DENVER, CO 1,785,6341.8m $60.7m $60.7m 6.81% Added +199.3k +199,266
39 MML INVESTORS SERVICES, LLC 0.26% of their portfolio SPRINGFIELD, MA 1,641,3191.6m $55.8m $55.8m 0.26% Added +217.1k +217,125
40 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,640,6161.6m $55.8m $55.8m 0.13% Reduced -36.3k -36,290
41 Strategies Wealth Advisors, LLC 9.41% of their portfolio GRAND RAPIDS, MI 1,620,5321.6m $55.1m $55.1m 9.41% Added +1.1m +1,072,169
42 PARK AVENUE SECURITIES LLC 0.75% of their portfolio NEW YORK, NY 1,598,4671.6m $54.4m $54.4m 0.75% Added +26.8k +26,813
43 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 1,576,5081.6m $53.6m $53.6m 0.09% New
44 Peterson Wealth Advisors, LLC 12.07% of their portfolio Orem, UT 1,495,3751.5m $50.9m $50.9m 12.07% Added +51.9k +51,930
45 Envestnet Portfolio Solutions, Inc. 0.21% of their portfolio BERWYN, PA 1,472,9491.5m $50.1m $50.1m 0.21% Added +118.2k +118,205
46 IAG Wealth Partners, LLC 10.36% of their portfolio WAUKESHA, WI 1,335,0221.3m $45.4m $45.4m 10.36% Added +370.5k +370,483
47 KWB Wealth 6.26% of their portfolio REDLANDS, CA 1,276,3671.3m $43.4m $43.4m 6.26% Reduced -419.3k -419,261
48 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 1,252,1951.3m $42.6m $42.6m 0.14% Added +55.9k +55,882
49 AXXCESS WEALTH MANAGEMENT, LLC 1.27% of their portfolio CARLSBAD, CA 1,250,3631.3m $42.5m $42.5m 1.27% Reduced -64.5k -64,538
50 WALLER FINANCIAL PLANNING GROUP, INC 11.04% of their portfolio COLUMBUS, OH 1,234,6781.2m $42.0m $42.0m 11.04% Added +17.4k +17,409
51 TRUEFG, LLC 16.16% of their portfolio CEDAR PARK, TX 1,200,3221.2m $40.8m $40.8m 16.16% Reduced -6.8k -6,751
52 Capital Asset Advisory Services LLC 2.50% of their portfolio Williamston, MI 1,186,9471.2m $40.4m $40.4m 2.50% Reduced -51.2k -51,233
53 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,184,4881.2m $40.3m $40.3m 0.07% Added +34.8k +34,810
54 Financial Advisory Group 7.58% of their portfolio HOUSTON, TX 1,175,4141.2m $40.0m $40.0m 7.58% Added +9.6k +9,640
55 Schneider Downs Wealth Management Advisors, LP 10.37% of their portfolio Pittsburgh, PA 1,172,3421.2m $39.9m $39.9m 10.37% Added +152.3k +152,269
56 Callan Capital, LLC 3.58% of their portfolio LA JOLLA, CA 1,114,6371.1m $37.9m $37.9m 3.58% Added +134.3k +134,267
57 Clearwater Capital Advisors, LLC 4.20% of their portfolio HOFFMAN ESTATES, IL 1,103,3901.1m $37.5m $37.5m 4.20% Added +18.7k +18,675
58 Global Strategic Investment Solutions, LLC 4.59% of their portfolio Scottsdale, AZ 1,090,7031.1m $37.1m $37.1m 4.59% Reduced -92.4k -92,426
59 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 1,064,9421.1m $36.2m $36.2m 0.15% Reduced -16.0k -15,993
60 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,039,8741.0m $35.4m $35.4m 0.06% Added +352.9k +352,876
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 1,004,4061.0m $34.2m $34.2m 0.10% Added +106.1k +106,091
62 Stratos Wealth Partners, LTD. 0.63% of their portfolio BEACHWOOD, OH 988,735988.7k $33.6m $33.6m 0.63% Reduced -58.4k -58,357
63 IHT Wealth Management, LLC 1.49% of their portfolio Chicago, IL 980,436980.4k $33.3m $33.3m 1.49% Reduced -6.4k -6,394
64 Rinkey Investments 12.93% of their portfolio San Diego, CA 965,328965.3k $32.8m $32.8m 12.93% Added +11.5k +11,482
65 N.E.W. Advisory Services LLC 3.92% of their portfolio DE PERE, WI 952,720952.7k $32.4m $32.4m 3.92% Added +22.1k +22,129
66 Ballentine Partners, LLC 0.66% of their portfolio Waltham, MA 944,535944.5k $32.1m $32.1m 0.66% Added +31.3k +31,310
67 Bristlecone Advisors, LLC 3.19% of their portfolio BELLEVUE, WA 927,001927.0k $31.5m $31.5m 3.19% Reduced -14.7k -14,654
68 Boston Standard Wealth Management, LLC 7.49% of their portfolio WINCHESTER, MA 914,725914.7k $28.4m $28.4m 7.49% Unchanged
69 Edmonds Duncan Registered Investment Advisors, LLC 7.62% of their portfolio LAWRENCE, KS 862,775862.8k $29.3m $29.3m 7.62% Reduced -7.7m -7,714,314
70 Atlas Private Wealth Advisors 5.41% of their portfolio RED BANK, NJ 855,594855.6k $29.1m $29.1m 5.41% Added +322.6k +322,599
71 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 855,379855.4k $29.1m $29.1m 0.16% Added +59.4k +59,402
72 OLD MISSION CAPITAL LLC 0.80% of their portfolio CHICAGO, IL 842,635842.6k $28.7m $28.7m 0.80% Added +170.2k +170,239
73 Facet Wealth, Inc. 1.08% of their portfolio WEST PALM BEACH, FL 836,836836.8k $28.3m $28.3m 1.08% Reduced -82.2k -82,163
74 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 836,522836.5k $28.2m $28.2m 0.14% Added +78.9k +78,920
75 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 833,473833.5k $28.3m $28.3m 0.04% Added +63.8k +63,751
76 JNBA Financial Advisors 3.11% of their portfolio BLOOMINGTON, MN 803,890803.9k $27.3m $27.3m 3.11% Added +53.7k +53,703
77 Auour Investments LLC 10.41% of their portfolio WOBURN, MA 793,442793.4k $26.4m $26.4m 10.41% Added +20.9k +20,915
78 Second Line Capital, LLC 10.50% of their portfolio METAIRIE, LA 771,716771.7k $26.2m $26.2m 10.50% First filing
79 RESTON WEALTH MANAGEMENT LLC 11.29% of their portfolio Reston, VA 725,538725.5k $24.7m $24.7m 11.29% Added +16.8k +16,776
80 Meeder Advisory Services, Inc. 2.80% of their portfolio DUBLIN, OH 719,628719.6k $24.5m $24.5m 2.80% Added +87.2k +87,205
81 Integrated Wealth Concepts LLC 0.39% of their portfolio WALTHAM, MA 708,199708.2k $24.1m $24.1m 0.39% Added +3.9k +3,920
82 Brio Consultants, LLC 4.27% of their portfolio SAN FRANCISCO, CA 707,984708.0k $24.1m $24.1m 4.27% Added +5.1k +5,110
83 Halpern Financial, Inc. 7.23% of their portfolio ASHBURN, VA 697,914697.9k $23.3m $23.3m 7.23% Added +304.6k +304,594
84 OneAscent Financial Services LLC 2.94% of their portfolio BIRMINGHAM, AL 697,570697.6k $23.7m $23.7m 2.94% New
85 Goodman Financial Corp 6.29% of their portfolio HOUSTON, TX 688,922688.9k $23.4m $23.4m 6.29% Added +7.4k +7,362
86 GREAT LAKES ADVISORS, LLC 0.22% of their portfolio CHICAGO, IL 685,445685.4k $23.3m $23.3m 0.22% Reduced -3.5k -3,538
87 Pure Financial Advisors, LLC 0.80% of their portfolio SAN DIEGO, CA 678,821678.8k $23.1m $23.1m 0.80% Added +133.5k +133,486
88 Fairfield University 22.51% of their portfolio FAIRFIELD, CT 676,577676.6k $23.0m $23.0m 22.51% Added +6.9k +6,867
89 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 668,881668.9k $22.7m $22.7m 0.01% Reduced -43.3k -43,339
90 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 656,497656.5k $22.3m $22.3m 0.03% Reduced -3.5m -3,480,166
91 Wealthcare Advisory Partners LLC 0.89% of their portfolio WEST CHESTER, PA 654,611654.6k $22.3m $22.3m 0.89% Added +1.2k +1,235
92 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 643,835643.8k $21.9m $21.9m 0.07% Added +141.4k +141,379
93 Global Retirement Partners, LLC 0.89% of their portfolio San Rafael, CA 641,139641.1k $21.3m $21.3m 0.89% Added +58.8k +58,842
94 Higgins & Schmidt Wealth Strategies LLC 17.09% of their portfolio DENVER, CO 623,958624.0k $21.2m $21.2m 17.09% First filing
95 Aptus Capital Advisors, LLC 0.62% of their portfolio FAIRHOPE, AL 618,472618.5k $21.0m $21.0m 0.62% Added +68.2k +68,237
96 Flagstone Financial Management 8.54% of their portfolio LINCOLN, NE 613,113613.1k $20.9m $20.9m 8.54% Reduced -3.9k -3,949
97 ProVise Management Group, LLC 1.74% of their portfolio CLEARWATER, FL 601,993602.0k $20.5m $20.5m 1.74% Added +3.9k +3,871
98 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 600,369600.4k $20.4m $20.4m 0.04% Added +149.9k +149,933
99 JT Stratford LLC 4.63% of their portfolio GAINESVILLE, GA 595,532595.5k $20.3m $20.3m 4.63% Added +34.7k +34,679
100 Graypoint LLC 1.59% of their portfolio Albany, NY 578,574578.6k $19.7m $19.7m 1.59% Added +63.4k +63,429