Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

802 institutional holders +84 vs Q3 2023
56,003,63656.0m shares reported held*
$5.8bnreported value*
67 new 246 added 256 reduced 45 sold out net bought ≈ $1.4bn (+13.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $103.05. Options: 3 managers hold calls ($3.7m notional), 3 hold puts ($3.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718Q4 23: 802802Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718
Q4 2023802

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23Q3 23: 227 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 313 bought or addedQ4 23: 301 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319
Q3 2023227342
Q4 2023313301

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $1.9mQ1 23 puts: $318.2kQ1 23P/C 0.17Q2 23 calls: $1.7mQ2 23 puts: $294.8kQ2 23P/C 0.17Q3 23 calls: $2.0mQ3 23 puts: $547.2kQ3 23P/C 0.27Q4 23 calls: $3.7mQ4 23 puts: $3.3mQ4 23P/C 0.87
Numbers
QuarterCallsPutsP/C
Q1 2023$1.9m$318.2k0.17
Q2 2023$1.7m$294.8k0.17
Q3 2023$2.0m$547.2k0.27
Q4 2023$3.7m$3.3m0.87

Biggest buyers

MORGAN STANLEY Added +3,917,166+3.9m
ENVESTNET ASSET MANAGEMENT INC Added +3,670,048+3.7m
Clark Capital Management Group, Inc. New +1,627,256+1.6m
OSAIC HOLDINGS, INC. Added +1,120,146+1.1m
FMR LLC Added +670,309+670.3k
Orion Porfolio Solutions, LLC Added +575,380+575.4k
Orion Portfolio Solutions, LLC Added +575,380+575.4k
JPMORGAN CHASE & CO Added +524,237+524.2k
GOLDMAN SACHS GROUP INC Added +427,952+428.0k
BANK OF AMERICA CORP /DE/ Added +263,508+263.5k

Biggest sellers

TRUIST FINANCIAL CORP Reduced -503,240-503.2k
PNC Financial Services Group, Inc. Reduced -246,622-246.6k
World Investment Advisors Reduced -202,447-202.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -197,439-197.4k
Smith Anglin Financial, LLC Reduced -162,831-162.8k
Cosner Financial Group, LLC Reduced -100,554-100.6k
AMERIPRISE FINANCIAL INC Reduced -84,914-84.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -78,586-78.6k
CITADEL ADVISORS LLC Reduced -60,803-60.8k
WELLS FARGO & COMPANY/MN Reduced -59,708-59.7k

Biggest calls

CITADEL ADVISORS LLC Added $2.4m22.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m13.2k shares
Cutler Group LLC / CA Added $28.0k2.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m28.4k shares
CITADEL ADVISORS LLC Added $340.1k3.3k shares
Cutler Group LLC / CA Added $3.0k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,624,2567.6m $785.8m $785.8m 0.03% Added +3.9m +3,917,166
2 ENVESTNET ASSET MANAGEMENT INC 0.21% of their portfolio Berwyn, PA 4,868,5934.9m $501.8m $501.8m 0.21% Added +3.7m +3,670,048
3 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,809,7613.8m $392.7m $392.7m 0.04% Added +263.5k +263,508
4 FMR LLC 0.01% of their portfolio BOSTON, MA 1,824,3111.8m $188.0m $188.0m 0.01% Added +670.3k +670,309
5 Clark Capital Management Group, Inc. 1.37% of their portfolio PHILADELPHIA, PA 1,627,2561.6m $167.7m $167.7m 1.37% New
6 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,458,1291.5m $150.3m $150.3m 0.04% Reduced -59.7k -59,708
7 REGIONS FINANCIAL CORP 1.20% of their portfolio BIRMINGHAM, AL 1,413,5101.4m $145.7m $145.7m 1.20% Reduced -32.9k -32,893
8 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 1,405,4971.4m $144.9m $144.9m 0.25% Added +1.1m +1,120,146
9 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,101,0921.1m $113.5m $113.5m 0.05% Reduced -5.8k -5,845
10 M&T Bank Corp 0.39% of their portfolio BUFFALO, NY 1,024,9911.0m $105.6m $105.6m 0.39% Reduced -33.6k -33,601
11 Prime Capital Investment Advisors, LLC 1.52% of their portfolio OVERLAND PARK, KS 975,339975.3k $100.5m $100.5m 1.52% Added +9.7k +9,651
12 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 854,975855.0k $88.1m $88.1m 0.16% Reduced -12.5k -12,536
13 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 818,338818.3k $84.3m $84.3m 0.05% Added +119.7k +119,737
14 Modera Wealth Management, LLC 1.39% of their portfolio WESTWOOD, NJ 816,381816.4k $84.1m $84.1m 1.39% Reduced -20.7k -20,744
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 761,960762.0k $78.5m $78.5m 0.00% Added +524.2k +524,237
16 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 727,143727.1k $74.9m $74.9m 0.06% Reduced -246.6k -246,622
17 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 701,679701.7k $72.3m $72.3m 0.13% Added +204.8k +204,811
18 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 648,543648.5k $66.8m $66.8m 0.01% Added +428.0k +427,952
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 613,571613.6k $63.2m $63.2m 0.07% Reduced -78.6k -78,586
20 Orion Porfolio Solutions, LLC 0.68% of their portfolio OMAHA, NE 578,016578.0k $58.3m $58.3m 0.68% Added +575.4k +575,380
21 Orion Portfolio Solutions, LLC 0.68% of their portfolio Omaha, NE 578,016578.0k $58.3m $58.3m 0.68% Added +575.4k +575,380
22 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 570,169570.2k $58.8m $58.8m 0.02% Reduced -84.9k -84,914
23 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 522,437522.4k $53.8m $53.8m 0.10% Reduced -1.7k -1,695
24 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 467,503467.5k $48.2m $48.2m 0.08% Added +78.4k +78,402
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 462,549462.5k $47.7m $47.7m 0.01% Added +51.0k +50,977
26 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 416,713416.7k $43.7m $43.7m 0.01% Added +70.0k +69,988
27 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 389,715389.7k $40.2m $40.2m 0.05% Added +27.9k +27,906
28 One Capital Management, LLC 1.55% of their portfolio WESTLAKE VILLAGE, CA 380,295380.3k $39.2m $39.2m 1.55% Reduced -10.9k -10,878
29 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 370,745370.7k $38.2m $38.2m 0.06% Reduced -503.2k -503,240
30 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 320,067320.1k $33.0m $33.0m 0.08% Added +2.0k +2,024
31 EXENCIAL WEALTH ADVISORS, LLC 1.35% of their portfolio OKLAHOMA CITY, OK 319,617319.6k $32.9m $32.9m 1.35% Added +8.1k +8,099
32 BAILARD, INC. 0.92% of their portfolio Foster City, CA 302,132302.1k $31.1m $31.1m 0.92% Reduced -7.3k -7,289
33 Palisades Hudson Asset Management, L.P. 14.66% of their portfolio FORT LAUDERDALE, FL 293,335293.3k $30.2m $30.2m 14.66% Added +942 +942
34 GW HENSSLER & ASSOCIATES LTD 1.92% of their portfolio KENNESAW, GA 282,005282.0k $29.1m $29.1m 1.92% Reduced -12.4k -12,441
35 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 277,040277.0k $28.6m $28.6m 0.02% Reduced -4.5k -4,534
36 Savant Capital, LLC 0.36% of their portfolio ROCKFORD, IL 267,228267.2k $27.5m $27.5m 0.36% Reduced -19.2k -19,211
37 Probity Advisors, Inc. 5.93% of their portfolio DALLAS, TX 264,281264.3k $27.2m $27.2m 5.93% Reduced -11.5k -11,469
38 Mariner, LLC 0.06% of their portfolio Overland Park, KS 254,688254.7k $26.3m $26.3m 0.06% Reduced -7.1k -7,102
39 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 243,405243.4k $25.1m $25.1m 0.04% Reduced -6.8k -6,752
40 SPC Financial, Inc. 2.46% of their portfolio ROCKVILLE, MD 234,007234.0k $24.1m $24.1m 2.46% Reduced -3.9k -3,890
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.20% of their portfolio IRVING, TX 230,359230.4k $23.7m $23.7m 0.20% Reduced -197.4k -197,439
42 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 228,321228.3k $23.5m $23.5m 0.10% Added +149.3k +149,275
43 Waverly Advisors, LLC 0.86% of their portfolio BIRMINGHAM, AL 222,160222.2k $22.9m $22.9m 0.86% Reduced -21.8k -21,841
44 GHP Investment Advisors, Inc. 1.21% of their portfolio Denver, CO 216,384216.4k $22.3m $22.3m 1.21% Reduced -3.1k -3,142
45 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 210,147210.1k $21.7m $21.7m 0.04% Reduced -13.2k -13,214
46 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.85% of their portfolio FORT WAYNE, IN 206,656206.7k $21.3m $21.3m 1.85% Reduced -3.7k -3,737
47 PRINCIPAL SECURITIES, INC. 0.78% of their portfolio DES MOINES, IA 203,611203.6k $21.0m $21.0m 0.78% First filing
48 Heartwood Wealth Advisors LLC 2.79% of their portfolio RICHMOND, VA 203,472203.5k $21.0m $21.0m 2.79% Added +3.2k +3,202
49 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 202,398202.4k $20.9m $20.9m 0.07% Added +8.8k +8,769
50 Ellis Investment Partners, LLC 3.84% of their portfolio Berwyn, PA 160,341160.3k $16.5m $16.5m 3.84% Added +8.1k +8,145
51 MAI Capital Management 0.22% of their portfolio INDEPENDENCE, OH 160,164160.2k $16.5m $16.5m 0.22% Added +10.9k +10,909
52 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 154,638154.6k $15.9m $15.9m 0.13% Added +110.6k +110,557
53 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 153,768153.8k $15.8m $15.8m 0.05% Added +1.6k +1,634
54 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 149,170149.2k $15.4m $15.4m 0.07% Added +72.0k +71,953
55 COMERICA BANK 0.07% of their portfolio DALLAS, TX 147,737147.7k $15.2m $15.2m 0.07% Reduced -3.8k -3,791
56 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 147,072147.1k $15.2m $15.2m 0.03% Added +3.2k +3,184
57 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 130,346130.3k $13.4m $13.4m 0.07% Added +87.3k +87,254
58 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 129,933129.9k $13.4m $13.4m 0.06% Added +24.8k +24,799
59 World Investment Advisors 1.71% of their portfolio LINCROFT, NJ 127,442127.4k $13.1m $13.1m 1.71% Reduced -202.4k -202,447
60 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 123,260123.3k $12.7m $12.7m 0.04% Added +7.0k +7,018
61 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 122,039122.0k $12.6m $12.6m 0.02% Added +51.1k +51,091
62 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 121,968122.0k $12.6m $12.6m 0.04% Reduced -7.4k -7,442
63 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 119,545119.5k $12.3m $12.3m 0.05% New
64 ETFIDEA, LLC 4.57% of their portfolio SYRACUSE, NY 118,027118.0k $12.2m $12.2m 4.57% Reduced -9.4k -9,370
65 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 115,770115.8k $11.9m $11.9m 0.15% Added +60.9k +60,905
66 Relative Value Partners Group, LLC 0.72% of their portfolio NORTHBROOK, IL 114,106114.1k $11.8m $11.8m 0.72% Added +20.2k +20,175
67 One Day In July LLC 1.76% of their portfolio BURLINGTON, VT 112,735112.7k $11.6m $11.6m 1.76% Added +9.0k +9,014
68 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 107,811107.8k $11.1m $11.1m 0.02% Reduced -6.1k -6,091
69 Covenant Partners, LLC 3.48% of their portfolio Nashville, TN 107,099107.1k $11.0m $11.0m 3.48% New
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.22% of their portfolio ST LOUIS, MO 105,786105.8k $10.9m $10.9m 0.22% Reduced -5.5k -5,499
71 Financial Advisors Network, Inc. 2.19% of their portfolio TUSTIN, CA 105,619105.6k $10.9m $10.9m 2.19% Added +1.3k +1,265
72 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 105,494105.5k $10.9m $10.9m 0.03% Added +7.1k +7,120
73 Wealth Architects, LLC 1.50% of their portfolio MOUNTAIN VIEW, CA 103,855103.9k $10.7m $10.7m 1.50% Reduced -716 -716
74 Councilor Wealth, LLC 5.33% of their portfolio BETHESDA, MD 100,551100.6k $10.4m $10.4m 5.33% First filing
75 Asset Dedication, LLC 0.82% of their portfolio SAN FRANCISCO, CA 97,89897.9k $10.1m $10.1m 0.82% Reduced -711 -711
76 Granite Bay Wealth Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 93,32593.3k $9.6m $9.6m 0.09% New
77 Asset Management Group, Inc. 1.90% of their portfolio STAMFORD, CT 92,09292.1k $9.5m $9.5m 1.90% Reduced -382 -382
78 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 91,97292.0k $9.5m $9.5m 0.05% Reduced -5.7k -5,749
79 JFS WEALTH ADVISORS, LLC 0.79% of their portfolio HERMITAGE, PA 90,18790.2k $9.3m $9.3m 0.79% Reduced -233 -233
80 Wealth Quarterback LLC 5.65% of their portfolio TOMS RIVER, NJ 89,77389.8k $9.3m $9.3m 5.65% Added +50.8k +50,784
81 SAX WEALTH ADVISORS, LLC 1.50% of their portfolio PARSIPPANY, NJ 89,32789.3k $9.2m $9.2m 1.50% Reduced -985 -985
82 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 88,43988.4k $9.1m $9.1m 0.07% Added +6.6k +6,620
83 BOKF, NA 0.18% of their portfolio TULSA, OK 87,71687.7k $9.0m $9.0m 0.18% Added +1.4k +1,428
84 Evanson Asset Management, LLC 0.73% of their portfolio CARMEL, CA 86,98687.0k $9.0m $9.0m 0.73% Reduced -230 -230
85 Sterling Financial Planning, Inc. 3.86% of their portfolio SPARTA, NJ 86,51786.5k $8.9m $8.9m 3.86% Added +131 +131
86 BUCKINGHAM STRATEGIC WEALTH, LLC 0.11% of their portfolio CLAYTON, MO 86,14886.1k $8.9m $8.9m 0.11% Reduced -11.3k -11,286
87 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 85,41785.4k $8.8m $8.8m 0.12% Reduced -1.9k -1,917
88 HOME FEDERAL BANK OF TENNESSEE 2.86% of their portfolio KNOXVILLE, TN 82,82982.8k $8.5m $8.5m 2.86% Added +59 +59
89 RTD Financial Advisors, Inc. 1.19% of their portfolio Philadelphia, PA 82,44982.4k $8.5m $8.5m 1.19% Reduced -3.0k -2,956
90 Capital Advisors, Ltd. LLC 1.17% of their portfolio SHAKER HEIGHTS, OH 81,10281.1k $8.4m $8.4m 1.17% Reduced -1.6k -1,587
91 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 80,90180.9k $8.3m $8.3m 0.04% Reduced -18.2k -18,197
92 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 78,97079.0k $8.1m $8.1m 0.11% Reduced -856 -856
93 Forbes Financial Planning, Inc. 7.57% of their portfolio EAST GREENWICH, RI 78,89178.9k $8.1m $8.1m 7.57% Reduced -1.1k -1,090
94 B. Riley Wealth Advisors, Inc. 0.22% of their portfolio MEMPHIS, TN 78,63178.6k $8.1m $8.1m 0.22% Added +65.7k +65,721
95 Access Investment Management LLC 3.01% of their portfolio ATLANTA, GA 78,35078.3k $8.1m $8.1m 3.01% First filing
96 Salomon & Ludwin, LLC 0.73% of their portfolio RICHMOND, VA 78,11778.1k $7.0m $7.0m 0.73% Unchanged
97 Sepio Capital, LP 0.66% of their portfolio Salt Lake City, UT 75,77175.8k $7.8m $7.8m 0.66% Reduced -12.6k -12,649
98 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 74,57674.6k $7.7m $7.7m 0.08% Reduced -11.1k -11,149
99 Regal Investment Advisors LLC 0.58% of their portfolio KENTWOOD, MI 74,47574.5k $7.7m $7.7m 0.58% Added +2.4k +2,411
100 Chicago Partners Investment Group LLC 0.34% of their portfolio CHICAGO, IL 73,88673.9k $7.3m $7.3m 0.34% Reduced -2.9k -2,889