CANTOR FITZGERALD, L. P.

NEW YORK, NY · CIK 1024896 · 13F filing filed 2024-02-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$487.0m reported value -86.9% vs Q3 2023

257positions

60.1%in top 10

86 new 48 added 55 reduced 362 sold out vs Q3 2023

This report includes the holdings of 3 other managers that share the investment decisions:

CANTOR FITZGERALD & CO. – reports through this filing
CANTOR FITZGERALD SECURITIES – reports through this filing
Cantor Fitzgerald Europe – reports through this filing

Also in the report of:

Shares in two reports are counted once in each security's totals.

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	GCM GROSVENOR INC COM CL A GCMG	GCMG	6,451,535	$57.8m11.87%	11.87%	Unchanged
2	PROSHARES TR ULTRAPRO QQQ TQQQ	TQQQ	714,386	$36.2m7.44%	7.44%	Reduced -222.9k	-222,858 -23.8%
3	RUMBLE INC COM CL A RUM	RUM	9,332,035	$35.4m7.27%	7.27%	Unchanged
4	XBP GLOBAL HOLDINGS INC COM COM		6,601,904	$35.0m7.19%	7.19%	New
5	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	32,658	$27.8m5.71%	5.71%	Added +17.6k	+17,558 116.3%
6	SATELLOGIC INC CLASS A ORD SHS SATL	SATL	15,458,937	$23.9m4.90%	4.90%	Added +2.1m	+2,078,064 15.5%
7	GSK PLC SPONSORED ADR GSK	GSK	638,657	$23.7m4.86%	4.86%	Added +630.4k	+630,390 7625.4%
8	TESLA INC COM TSLA	TSLA	83,178	$20.7m4.24%	4.24%	Added +27.0k	+27,016 48.1%
9	CYTOKINETICS INC COM NEW CYTK	CYTK	197,282	$16.5m3.38%	3.38%	New
10	COINBASE GLOBAL INC COM CL A COIN	COIN	6,343	$15.7m3.22%	3.22%	New
11	REKOR SYSTEMS INC COM REKR	REKR	3,507,335	$11.7m2.40%	2.40%	Added +320.3k	+320,265 10.1%
12	ALCOA CORP COM AA	AA	210,036	$7.1m1.47%	1.47%	Added +936	+936 0.5%
13	OCCIDENTAL PETE CORP COM OXY	OXY	118,725	$7.1m1.46%	1.46%	Added +64.4k	+64,406 118.6%
14	RIO TINTO PLC SPONSORED ADR RIO	RIO	92,100	$6.9m1.41%	1.41%	New
15	CME GROUP INC COM CME	CME	30,036	$6.3m1.30%	1.30%	Unchanged
16	BP PLC SPONSORED ADR BP	BP	174,665	$6.2m1.27%	1.27%	Added +17.2k	+17,227 10.9%
17	ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR		81,771	$5.5m1.13%	1.13%	New
18	SPDR GOLD TR GOLD SHS GLD	GLD	21,371	$4.1m0.84%	0.84%	Added +16.8k	+16,798 367.3%
19	META PLATFORMS INC CL A META	META	8,944	$3.7m0.77%	0.77%	Reduced -173.4k	-173,396 -95.1%
20	INSIGHT ACQUISITION CORP COM CL A COM CL A		333,340	$3.6m0.74%	0.74%	Reduced -944.5k	-944,462 -73.9%
21	AMAZON COM INC COM AMZN	AMZN	14,843	$3.5m0.73%	0.73%	Reduced -306.7k	-306,715 -95.4%
22	TALPHERA INC COM NEW TLPH	TLPH	712,050	$3.5m0.72%	0.72%	Added +7.0k	+7,050 1.0%
23	BHP GROUP LTD SPONSORED ADS BHP	BHP	49,724	$3.4m0.70%	0.70%	Reduced -128.9k	-128,873 -72.2%
24	CAPRI HOLDINGS LIMITED SHS CPRI	CPRI	66,850	$3.4m0.69%	0.69%	Reduced -127.8k	-127,841 -65.7%
25	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	7,848	$3.2m0.66%	0.66%	Reduced -112.1k	-112,140 -93.5%
26	SPLUNK INC COM SPLK	SPLK	20,664	$3.1m0.65%	0.65%	Added +17.1k	+17,093 478.7%
27	AMERICAN EQTY INVT LIFE HLD COM AEL	AEL	56,362	$3.1m0.65%	0.65%	New
28	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	31,779	$2.9m0.60%	0.60%	Reduced -6.0k	-6,014 -15.9%
29	MICROSOFT CORP COM MSFT	MSFT	7,536	$2.8m0.58%	0.58%	Reduced -305.6k	-305,575 -97.6%
30	ADVANCED MICRO DEVICES INC COM AMD	AMD	6,622	$2.8m0.58%	0.58%	Reduced -244.2k	-244,220 -97.4%
31	BATTERY FUTURE ACQUISITION C CL A ORD SHS CL A ORD SHS		2,760,000	$2.8m0.57%	0.57%	Unchanged
32	10X CAP VENTURE ACQSTN CORP COM CL A COM CL A		272,000	$2.7m0.56%	0.56%	Reduced -200.0k	-200,000 -42.4%
33	DISNEY WALT CO COM DIS	DIS	28,524	$2.6m0.53%	0.53%	Added +1.1k	+1,128 4.1%
34	SILENCE THERAPEUTICS PLC ADS SLN	SLN	146,777	$2.5m0.52%	0.52%	Reduced -21.4k	-21,416 -12.7%
35	HCM ACQUISITION CO W EXP 01/20/202 W EXP 01/20/202		2,500,000	$2.5m0.51%	0.51%	New
36	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	142,915	$2.5m0.50%	0.50%	New
37	PAYPAL HLDGS INC COM PYPL	PYPL	38,453	$2.4m0.48%	0.48%	Added +12.3k	+12,328 47.2%
38	JOHNSON & JOHNSON COM JNJ	JNJ	14,472	$2.3m0.47%	0.47%	Reduced -234.4k	-234,352 -94.2%
39	PAPAYA GRWT OPPORTUNITY CORP CLASS A COM PPYA	PPYA	212,500	$2.1m0.44%	0.44%	Reduced -97.4k	-97,400 -31.4%
40	PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG PBR.A	PBR.A	133,278	$2.0m0.42%	0.42%	Added +7.9k	+7,905 6.3%
41	WESTROCK CO COM WRK	WRK	46,320	$1.9m0.39%	0.39%	New
42	NEWCOURT ACQUISITION CORP CLASS A ORD SHS CLASS A ORD SHS		187,000	$1.9m0.38%	0.38%	Unchanged
43	EXELA TECHNOLOGIES INC 6% CONV PFD SR B XELA 6 PERP B	XELA 6 PERP B	151,056	$1.8m0.37%	0.37%	Unchanged
44	INTEGRATED WELLNESS ACQ CORP ORD SHS CL A WELNF	WELNF	158,021	$1.8m0.36%	0.36%	New
45	ROVER GROUP INC COM CL A COM CL A		156,334	$1.7m0.35%	0.35%	New
46	SIGMA LITHIUM CORPORATION COM SGML	SGML	49,100	$1.5m0.32%	0.32%	New
47	APX ACQUISITION CORP I CLASS A ORD SHS APXIF	APXIF	135,900	$1.5m0.31%	0.31%	New
48	SEMPER PARATUS ACQUISITION C W EXP 11/04/202 W EXP 11/04/202		335,500	$1.5m0.31%	0.31%	Added +150.0k	+150,000 80.9%
49	M & T BK CORP COM MTB	MTB	10,886	$1.5m0.31%	0.31%	Reduced -56.1k	-56,064 -83.7%
50	ALPHABET INC CAP STK CL C GOOG	GOOG	9,843	$1.4m0.28%	0.28%	Reduced -172.4k	-172,413 -94.6%
51	ISHARES TR MSCI ACWI ETF ACWI	ACWI	13,056	$1.3m0.27%	0.27%	Reduced -8.7k	-8,722 -40.0%
52	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	145,310	$1.3m0.27%	0.27%	Added +44.9k	+44,855 44.6%
53	RAMACO RES INC COM CL A METC	METC	46,887	$1.3m0.27%	0.27%	New
54	SNOWFLAKE INC CL A SNOW	SNOW	6,480	$1.3m0.26%	0.26%	New
55	PROSHARES TR ULTRAPRO SHT QQQ ULTRAPRO SHT QQQ		94,480	$1.3m0.26%	0.26%	Reduced -7.9k	-7,877 -7.7%
56	ISHARES TR IBOXX HI YD ETF HYG	HYG	15,891	$1.2m0.25%	0.25%	Added +13.0k	+13,036 456.6%
57	SOUTHPORT ACQUISITION CORP CL A COM CL A COM		111,986	$1.2m0.24%	0.24%	New
58	ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW ALAR	ALAR	153,313	$1.2m0.24%	0.24%	New
59	NEOGAMES S A SHS NGMS	NGMS	40,275	$1.2m0.24%	0.24%	New
60	EVE MOBILITY ACQUISITION COR CL A ORD SHS CL A ORD SHS		110,000	$1.1m0.23%	0.23%	Unchanged
61	KENVUE INC COM KVUE	KVUE	50,000	$1.1m0.22%	0.22%	Reduced -69.3k	-69,262 -58.1%
62	DIREXION SHS ETF TR DAILY 20+ YEAR T TMF	TMF	16,306	$1.1m0.22%	0.22%	New
63	ARRIVAL COM NEW ARVLF	ARVLF	141,980	$1.0m0.22%	0.22%	Added +12.0k	+11,980 9.2%
64	DIREXION SHS ETF TR DRX DLYSOKOR3X DRX DLYSOKOR3X		109,801	$1.0m0.21%	0.21%	New
65	PRUDENTIAL PLC ADR PUK	PUK	45,057	$1.0m0.21%	0.21%	New
66	ROSE HILL ACQUISITION CORP W EXP 10/07/202 W EXP 10/07/202		905,000	$1.0m0.21%	0.21%	Added +805.0k	+805,000 805.0%
67	ELI LILLY & CO COM LLY	LLY	1,717	$1.0m0.21%	0.21%	Reduced -16.0k	-16,022 -90.3%
68	FUTURE HEALTH ESG CORP W EXP 99/99/999 W EXP 99/99/999		1,000,000	$1.0m0.21%	0.21%	Unchanged
69	ALBERTSONS COS INC COMMON STOCK ACI	ACI	41,885	$963.4k0.20%	0.20%	Added +5.1k	+5,120 13.9%
70	VISTA OUTDOOR INC COM VSTO	VSTO	32,500	$961.0k0.20%	0.20%	New
71	MAPLEBEAR INC COM CART	CART	1,850	$901.2k0.19%	0.19%	New
72	MASTERCARD INCORPORATED CL A MA	MA	2,102	$896.5k0.18%	0.18%	Reduced -5	-5 -0.2%
73	TH INTERNATIONAL LIMITED ORDINARY SHARES THCH	THCH	493,775	$864.1k0.18%	0.18%	Reduced -332.7k	-332,671 -40.2%
74	ARMADA ACQUISITION CORP I COM COM		76,152	$820.2k0.17%	0.17%	Unchanged
75	PROSHARES TR ULTRAPRO SHORT S ULTRAPRO SHORT S		91,041	$783.0k0.16%	0.16%	Reduced -9.0k	-8,959 -9.0%
76	BIONANO GENOMICS INC COM NEW BNGO	BNGO	55,000	$750.3k0.15%	0.15%	Added +5.0k	+5,000 10.0%
77	CIPHER MINING INC COM CIFR	CIFR	180,810	$746.7k0.15%	0.15%	New
78	ADOBE INC COM ADBE	ADBE	1,214	$724.3k0.15%	0.15%	Reduced -41.5k	-41,539 -97.2%
79	AFRICAN AGRICULTURE HOLDINGS COM AAGR	AAGR	558,224	$697.8k0.14%	0.14%	New
80	FIRST TR EXCHANGE TRADED FD INDXX METAVERSE ARVR	ARVR	20,000	$697.8k0.14%	0.14%	Reduced -10.0k	-10,000 -33.3%
81	LIFEMD INC COM LFMD	LFMD	78,785	$653.1k0.13%	0.13%	New
82	GCM GROSVENOR INC *W EXP 11/17/202 GCMGW	GCMGW	1,800,000	$648.0k0.13%	0.13%	New
83	SENSEONICS HLDGS INC COM COM		366,938	$642.0k0.13%	0.13%	Added +3.0k	+3,038 0.8%
84	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,786	$637.0k0.13%	0.13%	Reduced -1.1k	-1,127 -38.7%
85	VANECK ETF TRUST JUNIOR GOLD MINE GDXJ	GDXJ	16,635	$630.6k0.13%	0.13%	Added +5.1k	+5,072 43.9%
86	MERCK & CO INC COM MRK	MRK	5,621	$612.8k0.13%	0.13%	Reduced -365.2k	-365,153 -98.5%
87	ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS PPLT	PPLT	6,526	$594.9k0.12%	0.12%	Added +1.0k	+1,000 18.1%
88	APA CORPORATION COM APA	APA	16,568	$594.5k0.12%	0.12%	Added +553	+553 3.5%
89	LOCKHEED MARTIN CORP COM LMT	LMT	1,296	$587.4k0.12%	0.12%	Reduced -23.3k	-23,267 -94.7%
90	CITIGROUP INC COM NEW C	C	11,278	$580.1k0.12%	0.12%	Reduced -26	-26 -0.2%
91	VIEW INC CL A NEW CL A NEW		236,372	$559.7k0.11%	0.11%	Unchanged
92	AMEDISYS INC COM AMED	AMED	5,857	$556.8k0.11%	0.11%	New
93	MORGAN STANLEY COM NEW MS	MS	5,857	$546.2k0.11%	0.11%	Added +1.2k	+1,197 25.7%
94	ZOOM COMMUNICATIONS INC CL A ZM	ZM	7,566	$544.1k0.11%	0.11%	Added +197	+197 2.7%
95	BANK MONTREAL MEDIUM BIG OIL 3X LEV BIG OIL 3X LEV		1,287	$533.1k0.11%	0.11%	Reduced -442	-442 -25.6%
96	AMERICAN AIRLS GROUP INC COM AAL	AAL	38,550	$529.7k0.11%	0.11%	Added +16.9k	+16,950 78.5%
97	RUMBLE INC *W EXP 09/16/202 RUMBW	RUMBW	550,000	$525.9k0.11%	0.11%	Unchanged
98	ISHARES TR IBOXX INV CP ETF LQD	LQD	4,742	$524.8k0.11%	0.11%	Added +72	+72 1.5%
99	DIREXION SHS ETF TR DAILY JR GLD MIN JNUG	JNUG	15,481	$524.7k0.11%	0.11%	New
100	HESS CORP COM HES	HES	3,579	$515.9k0.11%	0.11%	Unchanged

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
APPLE INC AAPL	AAPL	576,389	$98.7m576.4k shares
ISHARES TR IVV	IVV	151,111	$64.9m151.1k shares
VANGUARD INDEX FDS VOO	VOO	151,577	$59.5m151.6k shares
ISHARES TR IEI	IEI	520,708	$58.9m520.7k shares
VANGUARD SCOTTSDALE FDS VMBS	VMBS	1,341,552	$58.7m1.3m shares
JPMORGAN CHASE & CO JPM	JPM	390,700	$56.7m390.7k shares
BROADCOM INC AVGO	AVGO	62,084	$51.6m62.1k shares
CADENCE DESIGN SYSTEM INC CDNS	CDNS	192,220	$45.0m192.2k shares
ALPHABET INC GOOGL	GOOGL	327,498	$42.9m327.5k shares
NVIDIA CORPORATION NVDA	NVDA	85,596	$37.2m85.6k shares
VANGUARD TAX-MANAGED FDS VEA	VEA	836,874	$36.6m836.9k shares
LEARN CW INVESTMENT COR		3,427,000	$36.5m3.4m shares
VEEVA SYS INC VEEV	VEEV	177,656	$36.1m177.7k shares
FORTINET INC FTNT	FTNT	613,566	$36.0m613.6k shares
MCKESSON CORP MCK	MCK	82,312	$35.8m82.3k shares
CLEAN HARBORS INC CLH	CLH	210,916	$35.3m210.9k shares
PRUDENTIAL FINL INC PRU	PRU	361,798	$34.3m361.8k shares
UNITEDHEALTH GROUP INC UNH	UNH	67,715	$34.1m67.7k shares
CONOCOPHILLIPS COP	COP	245,927	$29.5m245.9k shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	200,171	$28.1m200.2k shares
ELECTRONIC ARTS INC EA	EA	218,467	$26.3m218.5k shares
SCHWAB STRATEGIC TR SCHX	SCHX	506,436	$25.6m506.4k shares
CISCO SYS INC CSCO	CSCO	476,505	$25.6m476.5k shares
MARRIOTT INTL INC NEW MAR	MAR	129,543	$25.5m129.5k shares
ATMOS ENERGY CORP ATO	ATO	236,259	$25.0m236.3k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BGC GROUP INC BGC · 13D · filed 2025-10-06	BGC	23.4%≈ $1.2bn	-0.1 pts	13D	2025-10-06
NEWMARK GROUP INC NMRK · 13D · filed 2025-10-06	NMRK	22.3%≈ $665.2m	-0.1 pts	13D	2025-10-06
XBP GLOBAL HOLDINGS INC 13D · filed 2026-09-22		7.2%	+0.4 pts	13D	2026-09-22

Trades reported as a company insider in Q4 2023

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2023-12-14	XBP GLOBAL HOLDINGS INC 10% owner	XBP	Sold	100,676	$1.2m100.7k shares	-2%