Vault-13

PROSHARES TR TQQQ

ULTRAPRO QQQ · ETP · CUSIP 74347X831

228 institutional holders +52 vs Q3 2023
20,876,30120.9m shares reported held*
$1.1bnreported value*
61 new 51 added 61 reduced 26 sold out net bought ≈ $370.7m (+7.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.64. Options: 10 managers hold calls ($1.1bn notional), 15 hold puts ($489.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 151Q4 22: 183Q1 23: 190Q2 23: 194Q3 23: 176Q4 23: 228228Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022183
Q1 2023190
Q2 2023194
Q3 2023176
Q4 2023228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 100 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 101 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 94 cut or sold outQ3 23Q4 23: 112 bought or addedQ4 23: 87 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210554
Q1 202395100
Q2 202385101
Q3 20238594
Q4 202311287

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ1 23 calls: $630.6mQ1 23 puts: $240.6mQ1 23P/C 0.38Q2 23 calls: $831.0mQ2 23 puts: $382.6mQ2 23P/C 0.46Q3 23 calls: $646.0mQ3 23 puts: $667.2mQ3 23P/C 1.03Q4 23 calls: $1.1bnQ4 23 puts: $489.8mQ4 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q1 2023$630.6m$240.6m0.38
Q2 2023$831.0m$382.6m0.46
Q3 2023$646.0m$667.2m1.03
Q4 2023$1.1bn$489.8m0.44

Biggest buyers

IMC-Chicago, LLC Added +8,662,153+8.7m
JANE STREET GROUP, LLC Added +1,641,487+1.6m
JPMORGAN CHASE & CO New +774,464+774.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +534,921+534.9k
McElhenny Sheffield Capital Management, LLC New +474,478+474.5k
Howard Capital Management, LLC New +345,380+345.4k
FLOW TRADERS U.S. LLC Added +265,004+265.0k
CHURCHILL MANAGEMENT Corp New +138,722+138.7k
Cutler Group LLC / CA Added +126,489+126.5k
Orion Porfolio Solutions, LLC New +114,336+114.3k

Biggest sellers

GTS SECURITIES LLC Sold out -1,995,619-2.0m
Paragon Advisors, LLC Reduced -800,532-800.5k
TB Alternative Assets Ltd. Sold out -666,200-666.2k
Jump Financial, LLC Reduced -619,070-619.1k
GOLDMAN SACHS GROUP INC Reduced -496,727-496.7k
Prosperity Wealth Management, Inc. Reduced -355,270-355.3k
Avidian Wealth Enterprises, LLC Reduced -255,560-255.6k
CANTOR FITZGERALD, L. P. Reduced -222,858-222.9k
Rollins Financial Sold out -218,501-218.5k
CTC LLC Reduced -200,000-200.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $594.9m11.7m shares
CITADEL ADVISORS LLC Added $325.8m6.4m shares
WOLVERINE TRADING, LLC New $95.1m1.9m shares
GTS SECURITIES LLC Reduced $62.0m1.2m shares
Quarry LP New $12.2m240.0k shares
Cutler Group LLC / CA Reduced $5.4m1.1m shares
XR Securities LLC Added $3.5m69.8k shares
SteelPeak Wealth, LLC Added $1.1m21.0k shares
HAP Trading, LLC Reduced $480.8k127.1k shares
Walleye Trading LLC New $329.6k6.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $293.9m5.8m shares
CITADEL ADVISORS LLC Added $119.3m2.4m shares
WOLVERINE TRADING, LLC New $56.5m1.1m shares
GTS SECURITIES LLC Added $13.5m266.3k shares
PRELUDE CAPITAL MANAGEMENT, LLC Added $4.1m81.1k shares
XR Securities LLC Reduced $1.1m21.1k shares
Cutler Group LLC / CA Reduced $366.0k530.2k shares
Calamos Advisors LLC Added $327.7k9.2k shares
Lido Advisors, LLC Unchanged $289.0k5.7k shares
Prosperity Wealth Management, Inc. New $182.5k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IMC-Chicago, LLC 14.85% of their portfolio CHICAGO, IL 9,191,7419.2m $466.0m $466.0m 14.85% Added +8.7m +8,662,153
2 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 1,887,9471.9m $95.7m $95.7m 0.12% Added +1.6m +1,641,487
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 774,464774.5k $39.3m $39.3m 0.00% New
4 CANTOR FITZGERALD, L. P. 7.44% of their portfolio NEW YORK, NY 714,386714.4k $36.2m $36.2m 7.44% Reduced -222.9k -222,858
5 Paragon Advisors, LLC 13.48% of their portfolio COLLEGE STATION, TX 629,089629.1k $31.9m $31.9m 13.48% Reduced -800.5k -800,532
6 Prosperity Wealth Management, Inc. 19.21% of their portfolio San Ramon, CA 578,861578.9k $29.3m $29.3m 19.21% Reduced -355.3k -355,270
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 543,214543.2k $27.5m $27.5m 0.05% Added +534.9k +534,921
8 McElhenny Sheffield Capital Management, LLC 9.79% of their portfolio DALLAS, TX 474,478474.5k $24.1m $24.1m 9.79% New
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 359,549359.5k $18.2m $18.2m 0.00% Added +68.3k +68,265
10 Howard Capital Management, LLC 2.16% of their portfolio Alpharetta, GA 345,380345.4k $17.5m $17.5m 2.16% New
11 Jump Financial, LLC 0.56% of their portfolio Chicago, IL 344,151344.2k $17.4m $17.4m 0.56% Reduced -619.1k -619,070
12 FLOW TRADERS U.S. LLC 0.45% of their portfolio NEW YORK, NY 286,970287.0k $14.5m $14.5m 0.45% Added +265.0k +265,004
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 243,730243.7k $12.4m $12.4m 0.00% Reduced -167.0k -166,953
14 Ridgepath Capital Management LLC 18.07% of their portfolio Knoxville, TN 185,425185.4k $9.4m $9.4m 18.07% First filing
15 Cutler Group LLC / CA 1.15% of their portfolio SAN FRANCISCO, CA 162,859162.9k $8.3m $8.3m 1.15% Added +126.5k +126,489
16 Avidian Wealth Enterprises, LLC 0.51% of their portfolio Houston, TX 160,714160.7k $8.1m $8.1m 0.51% Reduced -255.6k -255,560
17 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 150,000150.0k $7.6m $7.6m 0.01% Unchanged
18 CHURCHILL MANAGEMENT Corp 0.11% of their portfolio Los Angeles, CA 138,722138.7k $7.0m $7.0m 0.11% New
19 Rollins Financial Advisors, LLC 1.47% of their portfolio ATLANTA, GA 138,484138.5k $7.0m $7.0m 1.47% First filing
20 INDEPENDENT FINANCIAL GROUP, LLC 0.36% of their portfolio SAN DIEGO, CA 132,750132.8k $6.7m $6.7m 0.36% Reduced -26.6k -26,580
21 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 118,959119.0k $6.0m $6.0m 0.01% Added +2.9k +2,870
22 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 114,336114.3k $5.6m $5.6m 0.06% New
23 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 114,336114.3k $5.6m $5.6m 0.06% New
24 TOTH FINANCIAL ADVISORY CORP 0.79% of their portfolio LEESBURG, VA 114,146114.1k $5.8m $5.8m 0.79% Added +2.1k +2,059
25 DRW Securities, LLC 0.16% of their portfolio CHICAGO, IL 104,206104.2k $5.3m $5.3m 0.16% New
26 CPR Investments Inc. 4.05% of their portfolio Rochester, MI 82,37682.4k $4.2m $4.2m 4.05% Added +68.5k +68,451
27 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 80,36080.4k $4.1m $4.1m 0.05% Added +19.9k +19,899
28 OLD NATIONAL BANCORP /IN/ 0.10% of their portfolio EVANSVILLE, IN 76,61376.6k $3.9m $3.9m 0.10% Reduced -1.6k -1,623
29 Ashton Thomas Private Wealth, LLC 0.24% of their portfolio SCOTTSDALE, AZ 75,20375.2k $3.8m $3.8m 0.24% New
30 Edgestream Partners, L.P. 0.27% of their portfolio Princeton, NJ 75,08675.1k $3.8m $3.8m 0.27% Reduced -80.3k -80,332
31 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 73,42673.4k $3.7m $3.7m 0.01% Added +5.2k +5,236
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,01173.0k $3.7m $3.7m 0.00% Added +10.6k +10,554
33 AXXCESS WEALTH MANAGEMENT, LLC 0.10% of their portfolio CARLSBAD, CA 68,98069.0k $3.5m $3.5m 0.10% Reduced -60.7k -60,734
34 Marex Group Ltd 0.13% of their portfolio London, X0 63,32663.3k $3.2m $3.2m 0.13% New
35 Simplicity Solutions, LLC 0.08% of their portfolio MINNEAPOLIS, MN 59,50059.5k $3.0m $3.0m 0.08% New
36 Bleakley Financial Group, LLC 0.10% of their portfolio PARSIPPANY, NJ 59,50059.5k $3.0m $3.0m 0.10% New
37 TWO SIGMA SECURITIES, LLC 0.13% of their portfolio NEW YORK, NY 57,44057.4k $2.9m $2.9m 0.13% Added +38.8k +38,782
38 DeDora Capital, Inc. 1.01% of their portfolio Napa, CA 56,50456.5k $2.9m $2.9m 1.01% Reduced -6.6k -6,553
39 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 55,45955.5k $2.8m $2.8m 0.05% New
40 CTC LLC 0.03% of their portfolio CHICAGO, IL 53,86653.9k $2.7m $2.7m 0.03% Reduced -200.0k -200,000
41 FLAGSTAR SECURITIES, INC 0.86% of their portfolio New York, NY 53,43953.4k $2.7m $2.7m 0.86% Added +233 +233
42 Main Street Group, LTD 0.91% of their portfolio GLEN ALLEN, VA 51,78551.8k $2.6m $2.6m 0.91% First filing
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,09649.1k $2.5m $2.5m 0.00% Reduced -389 -389
44 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 46,91046.9k $2.4m $2.4m 0.01% First filing
45 Cassaday & Co Wealth Management LLC 0.08% of their portfolio MCLEAN, VA 46,37546.4k $2.4m $2.4m 0.08% Unchanged
46 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 45,05445.1k $2.3m $2.3m 0.06% Reduced -1.1k -1,112
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,74944.7k $2.3m $2.3m 0.00% Reduced -5.7k -5,657
48 World Investment Advisors 0.29% of their portfolio LINCROFT, NJ 44,24944.2k $2.2m $2.2m 0.29% Reduced -20.3k -20,320
49 SeaCrest Wealth Management, LLC 0.20% of their portfolio PURCHASE, NY 35,52335.5k $1.6m $1.6m 0.20% Added +2.1k +2,146
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,81031.8k $1.6m $1.6m 0.01% Unchanged
51 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 31,15731.2k $1.6m $1.6m 0.03% Added +2.0k +2,010
52 SP Asset Management LLC 0.16% of their portfolio CUPERTINO, CA 30,74430.7k $1.6m $1.6m 0.16% Reduced -1.9k -1,866
53 Greystone Financial Group, LLC 0.36% of their portfolio BLOOMFIELD HILLS, MI 30,50830.5k $1.5m $1.5m 0.36% Unchanged
54 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 30,02430.0k $1.5m $1.5m 0.01% New
55 Headlands Technologies LLC 0.44% of their portfolio CHICAGO, IL 29,05029.1k $1.5m $1.5m 0.44% New
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,19628.2k $1.4m $1.4m 0.00% Added +3.1k +3,086
57 KINGSWOOD WEALTH ADVISORS, LLC 0.16% of their portfolio SAN DIEGO, CA 27,18227.2k $1.4m $1.4m 0.16% Added +4.2k +4,233
58 Retirement Planning Co of New England, Inc. 0.61% of their portfolio Warwick, RI 26,86326.9k $1.4m $1.4m 0.61% Reduced -6.2k -6,242
59 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 26,28126.3k $1.3m $1.3m 0.01% Reduced -1.8k -1,792
60 Sheaff Brock Investment Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 26,09526.1k $1.3m $1.3m 0.12% New
61 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,74924.7k $1.4m $1.4m 0.01% Added +3.4k +3,422
62 Sage Capital Management, LLC 0.74% of their portfolio Stockton, NJ 24,48524.5k $1.2m $1.2m 0.74% First filing
63 Ground Swell Capital, LLC 4.42% of their portfolio FOLLY BEACH, SC 23,72523.7k $1.2m $1.2m 4.42% New
64 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 22,60022.6k $1.1m $1.1m 0.05% Unchanged
65 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 21,95522.0k $1.1m $1.1m 0.01% New
66 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 20,79120.8k $1.1m $1.1m 0.02% Added +5.0k +4,995
67 Lindbrook Capital, LLC 0.10% of their portfolio CALABASAS, CA 20,15020.1k $1.0m $1.0m 0.10% Added +150 +150
68 Canal Capital Management, LLC 0.18% of their portfolio Richmond, VA 19,25019.2k $976.0k $976.0k 0.18% Unchanged
69 Millington Financial Advisors, LLC 0.74% of their portfolio NAPERVILLE, IL 18,14818.1k $920.1k $920.1k 0.74% Added +412 +412
70 HAP Trading, LLC 0.26% of their portfolio NEW YORK, NY 17,51717.5k $888.1k $888.1k 0.26% New
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 17,50017.5k $887.2k $887.2k 0.00% Reduced -5.7k -5,657
72 KWMG, LLC 0.10% of their portfolio OVERLAND PARK, KS 17,50017.5k $887.2k $887.2k 0.10% Reduced -5.3k -5,287
73 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 17,22617.2k $873.4k $873.4k 0.00% Reduced -13.1k -13,062
74 Executive Wealth Management, LLC 0.08% of their portfolio BRIGHTON, MI 17,04917.0k $864.4k $864.4k 0.08% Reduced -1.8k -1,848
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,03517.0k $864.0k $864.0k 0.00% Reduced -8.7k -8,694
76 Triton Wealth Management, PLLC 0.51% of their portfolio SUN CITY, AZ 16,75216.8k $771.6k $771.6k 0.51% Reduced -10.6k -10,639
77 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 16,45016.4k $834.0k $834.0k 0.00% New
78 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,35715.4k $778.6k $778.6k 0.00% Reduced -496.7k -496,727
79 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 15,10115.1k $270 $270 0.00% New
80 TUCKER ASSET MANAGEMENT LLC 0.18% of their portfolio LITTLETON, CO 14,36114.4k $728.1k $728.1k 0.18% Reduced -21.2k -21,216
81 Fulton Bank, N.A. 0.03% of their portfolio Lancaster, PA 14,18914.2k $719.4k $719.4k 0.03% New
82 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 14,08614.1k $714.2k $714.2k 0.05% Reduced -100 -100
83 SMITH CHAS P & ASSOCIATES PA CPAS 0.05% of their portfolio LAKELAND, FL 13,63613.6k $691.0k $691.0k 0.05% Reduced -8.3k -8,332
84 GUNN & Co INVESTMENT MANAGEMENT, INC. 0.05% of their portfolio JACKSONVILLE, FL 13,63613.6k $691.0k $691.0k 0.05% New
85 Tactive Advisors, LLC 0.44% of their portfolio Jacksonville, FL 13,47113.5k $683.0k $683.0k 0.44% New
86 Sovereign Financial Group, Inc. 0.21% of their portfolio STAMFORD, CT 13,43313.4k $681.1k $681.1k 0.21% New
87 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 13,43213.4k $681.0k $681.0k 0.03% Reduced -1.1k -1,108
88 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 13,42413.4k $680.6k $680.6k 0.05% New
89 AlTi Global, Inc. 0.02% of their portfolio NEW YORK, NY 12,81212.8k $649.5k $649.5k 0.02% First filing
90 Wealth Architects, LLC 0.09% of their portfolio MOUNTAIN VIEW, CA 12,37212.4k $627.3k $627.3k 0.09% Unchanged
91 Clarity Wealth Advisors, LLC 0.23% of their portfolio SAN JOSE, CA 12,21012.2k $619.0k $619.0k 0.23% Added +1.5k +1,500
92 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,68411.7k $594.0k $594.0k 0.00% Unchanged
93 Quotient Wealth Partners, LLC 0.02% of their portfolio DALLAS, TX 11,53611.5k $584.9k $584.9k 0.02% First filing
94 NorthRock Partners, LLC 0.02% of their portfolio MINNEAPOLIS, MN 11,39311.4k $577.6k $577.6k 0.02% Added +1.1k +1,125
95 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,21511.2k $619.5k $619.5k 0.01% Added +10.8k +10,806
96 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,03811.0k $569.6k $569.6k 0.00% Reduced -1.4k -1,417
97 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 11,01311.0k $558.0k $558.0k 0.03% Reduced -2.7k -2,711
98 Archford Capital Strategies, LLC 0.10% of their portfolio SWANSEA, IL 11,00011.0k $557.7k $557.7k 0.10% New
99 Wealth Alliance Advisory Group, LLC 0.14% of their portfolio Wichita, KS 10,77610.8k $546.3k $546.3k 0.14% Added +3.6k +3,643
100 Socha Financial Group, LLC 0.26% of their portfolio CORNING, NY 10,75310.8k $545.2k $545.2k 0.26% Reduced -9.0k -8,998