Vault-13

RUMBLE INC RUMBW

*W EXP 09/16/202 · Equity WRT · CUSIP 78137L113

14 institutional holders -2 vs Q3 2023
3,227,3313.2m shares reported held*
$3.5mreported value*
0 new 1 added 3 reduced 2 sold out net sold ≈ $28.7k (-38.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.09. Options: 2 managers hold calls ($48.1k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 17Q1 23: 16Q2 23: 16Q3 23: 16Q4 23: 1414Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202219
Q4 202217
Q1 202316
Q2 202316
Q3 202316
Q4 202314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 1 bought or addedQ4 23: 5 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202269
Q1 202366
Q2 202367
Q3 202346
Q4 202315

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 23 calls: $115.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $105.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $58.9kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $48.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$115.5k$00.00
Q2 2023$105.8k$00.00
Q3 2023$58.9k$00.00
Q4 2023$48.1k$00.00

Biggest buyers

WOLVERINE ASSET MANAGEMENT LLC Added +9,781+9.8k

Biggest sellers

CSS LLC/IL Sold out -31,817-31.8k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -8,461-8.5k
UBS Group AG Sold out -2,976-3.0k
LMR Partners LLP Reduced -2,639-2.6k
JANE STREET GROUP, LLC Reduced -2,341-2.3k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $43.3k45.3k shares
LITTLEJOHN & CO LLC Unchanged $4.8k5.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$9.9m—
DateInsiderTradeSharesPrice ValueTheir holding
2023-12-07 Milnes Ryan Director · See footnote Sold 1,100,000 $4.35 $4.8m1.1m shares -97%
2023-11-27 Milnes Ryan Director · See footnote Sold 1,100,000 $4.65 $5.1m1.1m shares -97%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.03% of their portfolio LONDON, X0 1,286,5111.3m $1.2m $1.2m 0.03% Reduced -2.6k -2,639
2 ZAZOVE ASSOCIATES LLC 0.13% of their portfolio INCLINE VILLAGE, NV 1,065,8151.1m $1.0m $1.0m 0.13% Unchanged
3 CANTOR FITZGERALD, L. P. 0.11% of their portfolio NEW YORK, NY 550,000550.0k $525.9k $525.9k 0.11% Unchanged
4 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 115,569115.6k $518.9k $518.9k 0.02% Reduced -8.5k -8,461
5 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 106,572106.6k $101.9k $101.9k 0.00% Unchanged
6 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 25,00025.0k $23.9k $23.9k 0.00% Unchanged
7 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 15,58315.6k $14.9k $14.9k 0.00% Added +9.8k +9,781
8 Steele Capital Management, Inc. 0.00% of their portfolio DUBUQUE, IA 14,73614.7k $14.1k $14.1k 0.00% First filing
9 Privium Fund Management B.V. 0.00% of their portfolio AMSTERDAM, P7 14,60714.6k $14.6k $14.6k 0.00% Unchanged
10 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,17513.2k $12.6k $12.6k 0.00% Unchanged
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,75710.8k $10.3k $10.3k 0.00% Reduced -2.3k -2,341
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,0009.0k $8.6k $8.6k 0.00% Unchanged
13 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 66 $6 $6 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged