Vault-13

GSK PLC GSK

SPONSORED ADR · ADR · CUSIP 37733W204 · ISIN US37733W2044

British multinational pharmaceutical and biotechnology company

892 institutional holders +45 vs Q3 2023
299,489,763299.5m shares reported held*
$11.1bnreported value*
76 new 270 added 342 reduced 63 sold out net bought ≈ $518.2m (+14.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.04. Options: 22 managers hold calls ($227.4m notional), 20 hold puts ($104.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 806Q1 23: 805Q2 23: 826Q3 23: 847Q4 23: 892892Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022715
Q4 2022806
Q1 2023805
Q2 2023826
Q3 2023847
Q4 2023892

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 375 bought or addedQ4 22: 342 cut or sold outQ4 22Q1 23: 421 bought or addedQ1 23: 287 cut or sold outQ1 23Q2 23: 356 bought or addedQ2 23: 335 cut or sold outQ2 23Q3 23: 390 bought or addedQ3 23: 337 cut or sold outQ3 23Q4 23: 346 bought or addedQ4 23: 405 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022375342
Q1 2023421287
Q2 2023356335
Q3 2023390337
Q4 2023346405

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ1 23 calls: $268.6mQ1 23 puts: $167.2mQ1 23P/C 0.62Q2 23 calls: $207.4mQ2 23 puts: $133.5mQ2 23P/C 0.64Q3 23 calls: $414.1mQ3 23 puts: $127.1mQ3 23P/C 0.31Q4 23 calls: $227.4mQ4 23 puts: $104.3mQ4 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q1 2023$268.6m$167.2m0.62
Q2 2023$207.4m$133.5m0.64
Q3 2023$414.1m$127.1m0.31
Q4 2023$227.4m$104.3m0.46

Biggest buyers

MORGAN STANLEY Added +9,552,791+9.6m
Holocene Advisors, LP Added +3,210,489+3.2m
HSBC HOLDINGS PLC New +2,495,096+2.5m
Mondrian Investment Partners LTD Added +2,152,813+2.2m
ARMISTICE CAPITAL, LLC Added +1,911,000+1.9m
Fisher Asset Management, LLC Added +1,436,488+1.4m
JPMORGAN CHASE & CO Added +1,432,015+1.4m
PROVIDENT TRUST CO Added +1,297,385+1.3m
FMR LLC Added +1,266,618+1.3m
Morningstar Investment Services LLC Added +1,079,892+1.1m

Biggest sellers

DEUTSCHE BANK AG\ Reduced -4,425,000-4.4m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -2,982,809-3.0m
GOLDMAN SACHS GROUP INC Reduced -1,213,268-1.2m
MILLENNIUM MANAGEMENT LLC Reduced -1,181,201-1.2m
Hudson Bay Capital Management LP Reduced -1,086,884-1.1m
Balyasny Asset Management L.P. Reduced -1,065,879-1.1m
Camber Capital Management LP Reduced -675,000-675.0k
AMERIPRISE FINANCIAL INC Reduced -654,666-654.7k
MACQUARIE GROUP LTD Reduced -573,354-573.4k
ACADIAN ASSET MANAGEMENT LLC Reduced -551,668-551.7k

Biggest calls

GOLDMAN SACHS GROUP INC Added $56.4m1.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $37.1m1.0m shares
Optiver Holding B.V. Added $34.2m927.2k shares
CITADEL ADVISORS LLC Reduced $20.8m562.4k shares
Twin Tree Management, LP Added $20.5m552.6k shares
SIMPLEX TRADING, LLC Added $19.8m568.3k shares
GROUP ONE TRADING LLC Added $13.1m352.9k shares
IMC-Chicago, LLC Added $7.0m189.1k shares
WOLVERINE TRADING, LLC Added $4.2m112.4k shares
GTS SECURITIES LLC Added $3.2m87.1k shares

Biggest puts

Optiver Holding B.V. Added $23.2m627.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.1m595.1k shares
CITADEL ADVISORS LLC Reduced $10.8m291.3k shares
SIMPLEX TRADING, LLC Reduced $10.7m308.7k shares
Twin Tree Management, LP Reduced $8.8m236.6k shares
GTS SECURITIES LLC Reduced $5.5m149.6k shares
Walleye Trading LLC Reduced $4.8m129.8k shares
Walleye Capital LLC Added $4.4m117.6k shares
IMC-Chicago, LLC Reduced $4.3m116.3k shares
WOLVERINE TRADING, LLC Added $2.6m69.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: DODGE & COX (4.3%, 2026-08-13)

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 1.62% of their portfolio San Francisco, CA 69,026,79369.0m $2.6bn $2.6bn 1.62% Reduced -254.4k -254,390
2 FMR LLC 0.06% of their portfolio BOSTON, MA 19,366,13119.4m $717.7m $717.7m 0.06% Added +1.3m +1,266,618
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 17,104,34617.1m $633.9m $633.9m 0.03% Added +9.6m +9,552,791
4 Fisher Asset Management, LLC 0.29% of their portfolio PLANO, TX 15,036,88115.0m $557.3m $557.3m 0.29% Added +1.4m +1,436,488
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.06% of their portfolio BALTIMORE, MD 12,818,95812.8m $475.1m $475.1m 0.06% Added +52.1k +52,133
6 JTC Employer Solutions Trustee Ltd 41.35% of their portfolio ST HELIER, Y9 12,340,19012.3m $457.8m $457.8m 41.35% Reduced -104.3k -104,270
7 PRIMECAP MANAGEMENT CO/CA/ 0.35% of their portfolio PASADENA, CA 12,089,37012.1m $448.0m $448.0m 0.35% Added +30.6k +30,600
8 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 8,286,4878.3m $307.1m $307.1m 0.08% Added +206.6k +206,590
9 Holocene Advisors, LP 1.19% of their portfolio New York, NY 8,224,5488.2m $304.8m $304.8m 1.19% Added +3.2m +3,210,489
10 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,052,9907.1m $263.8m $263.8m 0.01% Reduced -5.0k -5,049
11 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.19% of their portfolio BOSTON, MA 4,819,9534.8m $178.6m $178.6m 0.19% Reduced -3.0m -2,982,809
12 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,015,0334.0m $148.8m $148.8m 0.03% Reduced -1.2m -1,213,268
13 Mondrian Investment Partners LTD 2.34% of their portfolio LONDON, X0 3,998,3984.0m $148.2m $148.2m 2.34% Added +2.2m +2,152,813
14 PROVIDENT TRUST CO 2.82% of their portfolio WAUKESHA, WI 3,716,8303.7m $137.7m $137.7m 2.82% Added +1.3m +1,297,385
15 EQUITY INVESTMENT CORP 3.38% of their portfolio ATLANTA, GA 3,243,2593.2m $120.2m $120.2m 3.38% Reduced -34.1k -34,103
16 Eversept Partners, LP 10.80% of their portfolio NEW YORK, NY 2,972,9543.0m $110.2m $110.2m 10.80% Reduced -286.4k -286,388
17 RENAISSANCE TECHNOLOGIES LLC 0.16% of their portfolio NEW YORK, NY 2,765,1932.8m $102.5m $102.5m 0.16% Reduced -146.8k -146,800
18 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.36% of their portfolio Los Angeles, CA 2,749,3462.7m $101.9m $101.9m 0.36% Reduced -82.6k -82,570
19 HSBC HOLDINGS PLC 0.08% of their portfolio LONDON, X0 2,495,0962.5m $92.3m $92.3m 0.08% New
20 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,471,0772.5m $91.6m $91.6m 0.03% Reduced -9.2k -9,177
21 Douglas Lane & Associates, LLC 1.28% of their portfolio NEW YORK, NY 2,236,1642.2m $82.9m $82.9m 1.28% Reduced -75.7k -75,727
22 Morningstar Investment Services LLC 0.46% of their portfolio CHICAGO, IL 2,216,3872.2m $82.2m $82.2m 0.46% Added +1.1m +1,079,892
23 ARMISTICE CAPITAL, LLC 2.16% of their portfolio NEW YORK, NY 2,196,0002.2m $81.4m $81.4m 2.16% Added +1.9m +1,911,000
24 Camber Capital Management LP 2.82% of their portfolio BOSTON, MA 2,175,0002.2m $80.6m $80.6m 2.82% Reduced -675.0k -675,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,114,7582.1m $78.4m $78.4m 0.00% Added +1.4m +1,432,015
26 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,969,8862.0m $73.0m $73.0m 0.01% Reduced -96.7k -96,738
27 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,895,7341.9m $70.3m $70.3m 0.03% Added +270.1k +270,149
28 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,777,6951.8m $65.9m $65.9m 0.02% Added +18.6k +18,585
29 Aristotle Capital Management, LLC 0.13% of their portfolio LOS ANGELES, CA 1,764,2751.8m $65.4m $65.4m 0.13% Added +31.2k +31,171
30 Clark Capital Management Group, Inc. 0.53% of their portfolio PHILADELPHIA, PA 1,756,6371.8m $65.1m $65.1m 0.53% Added +679.4k +679,375
31 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,753,0351.8m $65.0m $65.0m 0.02% Unchanged
32 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,733,5611.7m $64.2m $64.2m 0.01% Added +84.7k +84,683
33 Grantham, Mayo, Van Otterloo & Co. LLC 0.27% of their portfolio Boston, MA 1,678,9491.7m $62.2m $62.2m 0.27% Added +412.5k +412,505
34 Brandywine Global Investment Management, LLC 0.47% of their portfolio PHILADELPHIA, PA 1,566,1111.6m $58.0m $58.0m 0.47% Added +122.5k +122,534
35 BlackRock Inc. 0.00% of their portfolio New York, NY 1,480,3141.5m $54.9m $54.9m 0.00% Reduced -36.2k -36,201
36 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 1,442,9301.4m $53.5m $53.5m 0.05% Reduced -1.2m -1,181,201
37 Magnetar Financial LLC 1.33% of their portfolio EVANSTON, IL 1,407,6791.4m $52.2m $52.2m 1.33% Reduced -215.9k -215,881
38 Soleus Capital Management, L.P. 5.26% of their portfolio GREENWICH, CT 1,278,5401.3m $47.4m $47.4m 5.26% Added +335.5k +335,540
39 CAPTRUST FINANCIAL ADVISORS 0.15% of their portfolio RALEIGH, NC 1,213,8151.2m $45.0m $45.0m 0.15% Reduced -38.3k -38,321
40 LETKO, BROSSEAU & ASSOCIATES INC 0.80% of their portfolio MONTREAL, A8 1,179,9351.2m $43.7m $43.7m 0.80% Reduced -18.0k -18,033
41 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 1,130,3991.1m $41.9m $41.9m 0.05% Reduced -573.4k -573,354
42 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,125,0651.1m $41.7m $41.7m 0.03% Reduced -14.9k -14,878
43 BRANDES INVESTMENT PARTNERS, LP 0.60% of their portfolio LA JOLLA, CA 1,065,3331.1m $39.5m $39.5m 0.60% Added +381.7k +381,698
44 Optiver Holding B.V. 1.15% of their portfolio AMSTERDAM, P7 1,047,0901.0m $38.7m $38.7m 1.15% Added +784.6k +784,581
45 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,043,6241.0m $38.7m $38.7m 0.01% Added +131.0k +131,021
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,031,6671.0m $38.2m $38.2m 0.02% Added +41.6k +41,632
47 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 896,417896.4k $33.2m $33.2m 0.01% Reduced -41.3k -41,272
48 Russell Investments Group, Ltd. 0.06% of their portfolio Seattle, WA 888,227888.2k $32.9m $32.9m 0.06% Added +6.3k +6,292
49 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.06% of their portfolio Boston, MA 816,040816.0k $30.2m $30.2m 0.06% Reduced -428.5k -428,471
50 GW HENSSLER & ASSOCIATES LTD 1.97% of their portfolio KENNESAW, GA 803,441803.4k $29.8m $29.8m 1.97% Reduced -13.6k -13,590
51 CAUSEWAY CAPITAL MANAGEMENT LLC 0.75% of their portfolio LOS ANGELES, CA 795,441795.4k $29.5m $29.5m 0.75% Added +230.7k +230,694
52 ACADIAN ASSET MANAGEMENT LLC 0.11% of their portfolio Boston, MA 792,863792.9k $29.4m $29.4m 0.11% Reduced -551.7k -551,668
53 Schonfeld Strategic Advisors LLC 0.21% of their portfolio NEW YORK, NY 681,900681.9k $25.3m $25.3m 0.21% Added +173.3k +173,298
54 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 647,253647.3k $24.0m $24.0m 0.04% Added +13.7k +13,723
55 CANTOR FITZGERALD, L. P. 4.86% of their portfolio NEW YORK, NY 638,657638.7k $23.7m $23.7m 4.86% Added +630.4k +630,390
56 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 637,405637.4k $23.6m $23.6m 0.03% Reduced -52.8k -52,801
57 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 616,116616.1k $22.8m $22.8m 0.01% Reduced -654.7k -654,666
58 Sio Capital Management, LLC 5.45% of their portfolio NEW YORK, NY 571,391571.4k $21.2m $21.2m 5.45% Added +62.4k +62,391
59 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 556,730556.7k $20.6m $20.6m 0.01% Reduced -22.8k -22,815
60 Pacer Advisors, Inc. 0.06% of their portfolio Malvern, PA 552,662552.7k $20.5m $20.5m 0.06% Reduced -22.3k -22,320
61 UBS Group AG 0.01% of their portfolio ZURICH, V8 548,442548.4k $20.3m $20.3m 0.01% Reduced -100.8k -100,834
62 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 529,588529.6k $19.6m $19.6m 0.04% Reduced -56.6k -56,593
63 Welch & Forbes LLC 0.29% of their portfolio Boston, MA 520,651520.7k $19.3m $19.3m 0.29% Reduced -40 -40
64 HRT FINANCIAL LP 0.14% of their portfolio NEW YORK, NY 516,584516.6k $19.1m $19.1m 0.14% Added +498.1k +498,066
65 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 506,924506.9k $18.8m $18.8m 0.03% Reduced -21.7k -21,734
66 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 494,873494.9k $18.3m $18.3m 0.03% Reduced -57.0k -57,048
67 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 452,937452.9k $16.8m $16.8m 0.02% Added +370.9k +370,853
68 Callodine Capital Management, LP 4.39% of their portfolio BOSTON, MA 450,000450.0k $16.7m $16.7m 4.39% Reduced -25.0k -25,000
69 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 443,182443.2k $16.4m $16.4m 0.02% Added +243.9k +243,920
70 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 432,648432.6k $16.0m $16.0m 0.04% New
71 Thomasville National Bank 1.42% of their portfolio THOMASVILLE, GA 430,773430.8k $16.0m $16.0m 1.42% Added +8.7k +8,727
72 CAMBIAR INVESTORS LLC 0.62% of their portfolio Denver, CO 425,840425.8k $15.8m $15.8m 0.62% Reduced -22.9k -22,899
73 CAPITAL FUND MANAGEMENT S.A. 0.18% of their portfolio PARIS, I0 385,726385.7k $14.3m $14.3m 0.18% Added +193.6k +193,555
74 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 374,729374.7k $13.9m $13.9m 0.02% Reduced -709 -709
75 NorthCrest Asset Manangement, LLC 0.52% of their portfolio PLYMOUTH, MN 369,553369.6k $13.7m $13.7m 0.52% Reduced -6.3k -6,340
76 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 360,772360.8k $13.4m $13.4m 0.04% Reduced -150.5k -150,471
77 KORNITZER CAPITAL MANAGEMENT INC /KS 0.26% of their portfolio SHAWNEE MISSION, KS 356,674356.7k $13.2m $13.2m 0.26% Reduced -58.9k -58,853
78 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 337,070337.1k $12.5m $12.5m 0.01% Added +79.9k +79,907
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 336,578336.6k $12.5m $12.5m 0.00% Reduced -17.3k -17,308
80 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.09% of their portfolio NEW YORK, NY 331,314331.3k $12.3m $12.3m 0.09% Added +764 +764
81 Hudson Bay Capital Management LP 0.11% of their portfolio STAMFORD, CT 326,884326.9k $12.1m $12.1m 0.11% Reduced -1.1m -1,086,884
82 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 325,676325.7k $12.1m $12.1m 0.03% Added +31.6k +31,566
83 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 319,659319.7k $11.8m $11.8m 0.03% Added +16.7k +16,652
84 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 313,206313.2k $11.6m $11.6m 0.04% Reduced -261.8k -261,800
85 Onex Canada Asset Management Inc. 0.57% of their portfolio TORONTO, A6 312,680312.7k $5.8m $5.8m 0.57% Reduced -4.9k -4,920
86 TANG CAPITAL MANAGEMENT LLC 1.03% of their portfolio SAN DIEGO, CA 300,000300.0k $11.1m $11.1m 1.03% New
87 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 297,492297.5k $11.0m $11.0m 0.01% Reduced -113.0k -112,992
88 Sound Income Strategies, LLC 0.91% of their portfolio FT LAUDERDALE, FL 294,744294.7k $10.9m $10.9m 0.91% Added +21.9k +21,913
89 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 294,244294.2k $10.9m $10.9m 0.02% Reduced -12.8k -12,813
90 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 290,575290.6k $10.8m $10.8m 0.03% New
91 LONE PEAK GLOBAL INVESTORS LLC 2.75% of their portfolio ALPINE, UT 287,212287.2k $10.6m $10.6m 2.75% Added +7.0k +6,971
92 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 263,415263.4k $9.8m $9.8m 0.02% Reduced -4.0k -4,035
93 APG Asset Management N.V. 0.02% of their portfolio Amsterdam, P7 259,750259.8k $8.7m $8.7m 0.02% Added +96.3k +96,287
94 ExodusPoint Capital Management, LP 0.11% of their portfolio NEW YORK, NY 236,809236.8k $8.8m $8.8m 0.11% Reduced -62.5k -62,488
95 Euro Pacific Asset Management, LLC 1.87% of their portfolio DORADO, PR 234,116234.1k $8.7m $8.7m 1.87% Added +2.1k +2,070
96 U.S. Capital Wealth Advisors, LLC 0.34% of their portfolio AUSTIN, TX 233,571233.6k $8.7m $8.7m 0.34% Added +12.4k +12,443
97 Hillman Capital Management, Inc. 2.99% of their portfolio BETHESDA, MD 233,386233.4k $8.6m $8.6m 2.99% Added +522 +522
98 Employees Retirement System of Texas 0.10% of their portfolio AUSTIN, TX 230,411230.4k $8.5m $8.5m 0.10% Unchanged
99 Foundry Partners, LLC 0.50% of their portfolio MINNEAPOLIS, MN 222,589222.6k $8.2m $8.2m 0.50% Reduced -27.6k -27,560
100 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 219,479219.5k $8.1m $8.1m 0.04% Added +23.0k +23,009