Vault-13

BATTERY FUTURE ACQUISITION C

CL A ORD SHS · CUSIP G0888J108

28 institutional holders -8 vs Q3 2023
7,688,7607.7m shares reported held*
$56.3mreported value*
11 new 4 added 10 reduced 18 sold out net sold ≈ $57.7m (-5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.37.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 59Q1 23: 67Q2 23: 36Q3 23: 36Q4 23: 2828Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202258
Q4 202259
Q1 202367
Q2 202336
Q3 202336
Q4 202328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 52 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 28 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221518
Q1 20232813
Q2 20231852
Q3 2023812
Q4 20231528

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC New +500,000+500.0k
Exos TFP Holdings LLC New +300,000+300.0k
Kepos Capital LP New +250,000+250.0k
Shaolin Capital Management LLC Added +213,000+213.0k
Sandia Investment Management LP New +200,000+200.0k
Polar Asset Management Partners Inc. Added +129,793+129.8k
SkyView Investment Advisors, LLC New +114,600+114.6k
Quarry LP New +103,848+103.8k
COWEN AND COMPANY, LLC Added +84,576+84.6k
ROBINSON CAPITAL MANAGEMENT, LLC New +69,500+69.5k

Biggest sellers

Westchester Capital Management, LLC Reduced -880,000-880.0k
NOMURA HOLDINGS INC Sold out -597,448-597.4k
KIM, LLC Sold out -550,000-550.0k
Radcliffe Capital Management, L.P. Reduced -548,455-548.5k
First Trust Capital Management L.P. Reduced -533,347-533.3k
BERKLEY W R CORP Sold out -530,499-530.5k
MIZUHO SECURITIES USA LLC Reduced -470,332-470.3k
Castle Creek Arbitrage, LLC Sold out -441,561-441.6k
Schechter Investment Advisors, LLC Reduced -425,209-425.2k
Verition Fund Management LLC Sold out -400,000-400.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MIZUHO FINANCIAL GROUP INC 13G · institution filed 2025-02-13 8.6% 491.1k 2025-02-13

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CANTOR FITZGERALD, L. P. 0.57% of their portfolio NEW YORK, NY 2,760,0002.8m $2.8m $2.8m 0.57% Unchanged
2 Polar Asset Management Partners Inc. 0.15% of their portfolio TORONTO, A6 500,000500.0k $5.4m $5.4m 0.15% Added +129.8k +129,793
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.26% of their portfolio WEST PALM BEACH, FL 500,000500.0k $5.4m $5.4m 0.26% New
4 First Trust Capital Management L.P. 0.42% of their portfolio CHICAGO, IL 500,000500.0k $5.4m $5.4m 0.42% Reduced -533.3k -533,347
5 FIR TREE CAPITAL MANAGEMENT LP 0.83% of their portfolio New York, NY 350,000350.0k $3.8m $3.8m 0.83% Added +15.8k +15,758
6 MIZUHO SECURITIES USA LLC 0.08% of their portfolio NEW YORK, NY 329,668329.7k $3.6m $3.6m 0.08% Reduced -470.3k -470,332
7 Periscope Capital Inc. 0.60% of their portfolio Toronto, A6 325,000325.0k $3.5m $3.5m 0.60% Reduced -75.0k -75,000
8 Exos TFP Holdings LLC 2.01% of their portfolio NEW YORK, NY 300,000300.0k $3.3m $3.3m 2.01% New
9 Schechter Investment Advisors, LLC 0.26% of their portfolio BIRMINGHAM, MI 274,185274.2k $3.0m $3.0m 0.26% Reduced -425.2k -425,209
10 Shaolin Capital Management LLC 0.10% of their portfolio Miami, FL 263,000263.0k $2.9m $2.9m 0.10% Added +213.0k +213,000
11 Westchester Capital Management, LLC 0.11% of their portfolio VALHALLA, NY 250,000250.0k $2.7m $2.7m 0.11% Reduced -880.0k -880,000
12 Kepos Capital LP 0.88% of their portfolio NEW YORK, NY 250,000250.0k $2.7m $2.7m 0.88% New
13 Sandia Investment Management LP 1.51% of their portfolio BOSTON, MA 200,000200.0k $2.2m $2.2m 1.51% New
14 TENOR CAPITAL MANAGEMENT Co., L.P. 0.03% of their portfolio NEW YORK, NY 150,000150.0k $1.6m $1.6m 0.03% Unchanged
15 Wealthspring Capital LLC 1.72% of their portfolio WEST HARRISON, NY 121,350121.3k $1.3m $1.3m 1.72% Reduced -50.9k -50,850
16 SkyView Investment Advisors, LLC 0.31% of their portfolio SHREWSBURY, NJ 114,600114.6k $1.2m $1.2m 0.31% New
17 Quarry LP 0.57% of their portfolio NEW YORK, NY 103,848103.8k $1.1m $1.1m 0.57% New
18 COWEN AND COMPANY, LLC 0.07% of their portfolio NEW YORK, NY 100,000100.0k $1.1m $1.1m 0.07% Added +84.6k +84,576
19 Radcliffe Capital Management, L.P. 0.13% of their portfolio BALA CYNWYD, PA 86,29686.3k $940.2k $940.2k 0.13% Reduced -548.5k -548,455
20 ROBINSON CAPITAL MANAGEMENT, LLC 0.27% of their portfolio GROSSE POINTE FARMS, MI 69,50069.5k $753.4k $753.4k 0.27% New
21 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 64,00064.0k $694.4k $694.4k 0.01% Reduced -192.0k -192,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 50,00050.0k $542.5k $542.5k 0.00% New
23 DELTEC ASSET MANAGEMENT LLC 0.12% of their portfolio New York, NY 50,00050.0k $542.5k $542.5k 0.12% New
24 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 40,00040.0k $436.0k $436.0k 0.01% New
25 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 36,00036.0k $390.6k $390.6k 0.01% Reduced -108.0k -108,000
26 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 22,58522.6k $245.0k $245.0k 0.01% Reduced -67.9k -67,927
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 7878 $846 $846 0.00% New
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged