Vault-13

PRUDENTIAL PLC PUK

ADR · ADR · CUSIP 74435K204 · ISIN US74435K2042

British multinational life insurance and financial services company

192 institutional holders +21 vs Q3 2023
30,436,44230.4m shares reported held*
$683.3mreported value*
33 new 73 added 52 reduced 20 sold out net bought ≈ $41.6m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($735.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.45. Options: 4 managers hold calls ($354.6k notional), 3 hold puts ($423.5k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 165Q1 23: 168Q2 23: 174Q3 23: 171Q4 23: 192192Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022165
Q1 2023168
Q2 2023174
Q3 2023171
Q4 2023192

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 70 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 83 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 72 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229168
Q1 20237678
Q2 20239270
Q3 20238583
Q4 202310672

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $325.0kQ1 23 puts: $68.3kQ1 23P/C 0.21Q2 23 calls: $76.5kQ2 23 puts: $19.8kQ2 23P/C 0.26Q3 23 calls: $43.8kQ3 23 puts: $221.4kQ3 23P/C 5.05Q4 23 calls: $354.6kQ4 23 puts: $423.5kQ4 23P/C 1.19
Numbers
QuarterCallsPutsP/C
Q1 2023$325.0k$68.3k0.21
Q2 2023$76.5k$19.8k0.26
Q3 2023$43.8k$221.4k5.05
Q4 2023$354.6k$423.5k1.19

Biggest buyers

MORGAN STANLEY Added +3,675,699+3.7m
JPMORGAN CHASE & CO Added +378,930+378.9k
GOLDMAN SACHS GROUP INC Added +274,674+274.7k
Optiver Holding B.V. New +226,109+226.1k
OLD MISSION CAPITAL LLC New +182,682+182.7k
CAUSEWAY CAPITAL MANAGEMENT LLC Added +153,332+153.3k
DIMENSIONAL FUND ADVISORS LP Added +128,949+128.9k
NATIXIS ADVISORS, LLC Added +125,548+125.5k
TWO SIGMA ADVISERS, LP New +47,200+47.2k
CANTOR FITZGERALD, L. P. New +45,057+45.1k

Biggest sellers

Credential Qtrade Securities Inc. Reduced -1,067,071-1.1m
BANK OF AMERICA CORP /DE/ Reduced -918,990-919.0k
FMR LLC Reduced -605,179-605.2k
D. E. Shaw & Co., Inc. Reduced -275,208-275.2k
CITADEL ADVISORS LLC Reduced -211,633-211.6k
BlackRock Inc. Reduced -180,445-180.4k
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC Sold out -119,174-119.2k
MILLENNIUM MANAGEMENT LLC Reduced -100,938-100.9k
BANK OF MONTREAL /CAN/ Reduced -95,421-95.4k
CIBC Asset Management Inc Reduced -90,500-90.5k

Biggest calls

SIMPLEX TRADING, LLC New $285.0k12.7k shares
CITADEL ADVISORS LLC Added $65.1k2.9k shares
GROUP ONE TRADING LLC Unchanged $4.5k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $334.5k14.9k shares
SIMPLEX TRADING, LLC New $89.0k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,909,0585.9m $132.7m $132.7m 0.01% Added +3.7m +3,675,699
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,554,2943.6m $79.8m $79.8m 0.00% Reduced -180.4k -180,445
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,511,6372.5m $56.4m $56.4m 0.01% Reduced -919.0k -918,990
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,041,1702.0m $45.8m $45.8m 0.01% Reduced -63.2k -63,210
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,011,5512.0m $45.2m $45.2m 0.01% Added +274.7k +274,674
6 CAUSEWAY CAPITAL MANAGEMENT LLC 0.85% of their portfolio LOS ANGELES, CA 1,481,7601.5m $33.3m $33.3m 0.85% Added +153.3k +153,332
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,373,5451.4m $30.8m $30.8m 0.01% Added +41.7k +41,707
8 FMR LLC 0.00% of their portfolio BOSTON, MA 1,252,1301.3m $28.1m $28.1m 0.00% Reduced -605.2k -605,179
9 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 965,429965.4k $21.7m $21.7m 0.00% Added +22.0k +22,027
10 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 913,220913.2k $20.5m $20.5m 0.01% Added +128.9k +128,949
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 754,828754.8k $16.9m $16.9m 0.01% Added +25.4k +25,401
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 602,246602.2k $13.5m $13.5m 0.00% Added +378.9k +378,930
13 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 537,636537.6k $12.1m $12.1m 0.03% Added +125.5k +125,548
14 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 537,482537.5k $12.1m $12.1m 0.00% Reduced -95.4k -95,421
15 Solel Partners LP 1.08% of their portfolio BOSTON, MA 339,824339.8k $7.6m $7.6m 1.08% Unchanged
16 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 316,098316.1k $7.1m $7.1m 0.01% Added +16.0k +16,028
17 Altrius Capital Management Inc 1.74% of their portfolio NEW BERN, NC 278,654278.7k $6.3m $6.3m 1.74% Added +10.4k +10,430
18 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 270,157270.2k $6.1m $6.1m 0.03% First filing
19 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 267,032267.0k $6.0m $6.0m 0.01% Reduced -8.4k -8,387
20 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 261,900261.9k $5.9m $5.9m 0.01% Added +5.3k +5,300
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 226,691226.7k $5.1m $5.1m 0.00% Reduced -14.9k -14,919
22 Optiver Holding B.V. 0.15% of their portfolio AMSTERDAM, P7 226,109226.1k $5.1m $5.1m 0.15% New
23 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 195,977196.0k $4.4m $4.4m 0.01% Reduced -35.5k -35,502
24 Ramirez Asset Management, Inc. 0.89% of their portfolio NEW YORK, NY 195,839195.8k $4.4m $4.4m 0.89% Reduced -20.4k -20,409
25 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 182,682182.7k $4.1m $4.1m 0.11% New
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 163,315163.3k $3.7m $3.7m 0.00% Reduced -211.6k -211,633
27 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 154,783154.8k $3.5m $3.5m 0.01% Added +14.5k +14,533
28 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 153,508153.5k $3.4m $3.4m 0.00% Added +9.5k +9,548
29 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 120,926120.9k $2.7m $2.7m 0.00% Reduced -275.2k -275,208
30 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 117,416117.4k $2.6m $2.6m 0.04% Added +9.7k +9,709
31 AMG National Trust Bank 0.07% of their portfolio GREENWOOD VILLAGE, CO 99,66399.7k $2.2m $2.2m 0.07% Reduced -26.3k -26,323
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 97,43297.4k $2.2m $2.2m 0.00% Reduced -23.1k -23,072
33 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 92,47792.5k $2.1m $2.1m 0.03% Reduced -6.7k -6,706
34 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 85,98486.0k $1.9m $1.9m 0.04% Added +7.2k +7,169
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 85,72585.7k $1.9m $1.9m 0.00% Reduced -100.9k -100,938
36 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 85,34185.3k $1.9m $1.9m 0.06% Added +28.1k +28,110
37 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 80,80280.8k $1.8m $1.8m 0.01% Reduced -90.5k -90,500
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,34759.3k $1.3m $1.3m 0.00% Reduced -2.2k -2,199
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 58,38358.4k $1.3m $1.3m 0.00% Reduced -10.9k -10,915
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 52,07152.1k $1.2m $1.2m 0.00% Reduced -21.3k -21,283
41 Quantinno Capital Management LP 0.04% of their portfolio NEW YORK, NY 50,41850.4k $1.1m $1.1m 0.04% Added +33.0k +32,958
42 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 49,74649.7k $1.1m $1.1m 0.01% Reduced -39.5k -39,452
43 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 47,65847.7k $1.1m $1.1m 0.02% Reduced -4.2k -4,250
44 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 47,20047.2k $1.1m $1.1m 0.00% New
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 45,80245.8k $1.0m $1.0m 0.00% Added +5.0k +4,990
46 CANTOR FITZGERALD, L. P. 0.21% of their portfolio NEW YORK, NY 45,05745.1k $1.0m $1.0m 0.21% New
47 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 44,77144.8k $1.0m $1.0m 0.00% Added +25.8k +25,848
48 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 42,63242.6k $957.1k $957.1k 0.00% Reduced -282 -282
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 42,34442.3k $950.6k $950.6k 0.00% Added +16.7k +16,736
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,71041.7k $936.4k $936.4k 0.00% Added +1.9k +1,929
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,27140.3k $906.0k $906.0k 0.00% Added +27.1k +27,088
52 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 37,91437.9k $851.2k $851.2k 0.00% Reduced -901 -901
53 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 37,60037.6k $844.0k $844.0k 0.02% Added +37.5k +37,500
54 Susquehanna International Securities, Ltd. 0.59% of their portfolio DUBLIN, L2 36,14836.1k $811.5k $811.5k 0.59% New
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,29635.3k $792.4k $792.4k 0.00% Reduced -1.9k -1,863
56 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 34,74634.7k $780.0k $780.0k 0.02% Added +15.7k +15,670
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 34,12334.1k $766.1k $766.1k 0.00% Added +27.3k +27,278
58 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 33,91333.9k $761.3k $761.3k 0.00% Added +18.2k +18,172
59 Y-Intercept (Hong Kong) Ltd 0.06% of their portfolio HONG KONG, K3 27,51427.5k $617.7k $617.7k 0.06% New
60 Covenant Partners, LLC 0.19% of their portfolio Nashville, TN 27,49827.5k $617.3k $617.3k 0.19% Added +1.5k +1,525
61 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,72226.7k $599.9k $599.9k 0.00% Added +372 +372
62 HIGHLAND CAPITAL MANAGEMENT, LLC 0.04% of their portfolio MEMPHIS, TN 25,82425.8k $579.7k $579.7k 0.04% Added +200 +200
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,15324.2k $542.2k $542.2k 0.00% Added +6.8k +6,802
64 First Trust Direct Indexing L.P. 0.05% of their portfolio Boston, MA 23,97924.0k $538.3k $538.3k 0.05% Reduced -955 -955
65 Legacy Wealth Asset Management, LLC 0.18% of their portfolio WOODBURY, MN 23,95924.0k $537.9k $537.9k 0.18% Reduced -453 -453
66 Quantbot Technologies LP 0.03% of their portfolio NEW YORK, NY 23,41723.4k $525.7k $525.7k 0.03% Added +5.7k +5,722
67 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 23,35323.4k $524.3k $524.3k 0.01% Added +8.1k +8,052
68 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 22,46622.5k $504.4k $504.4k 0.01% Unchanged
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 22,11122.1k $496.4k $496.4k 0.00% Added +12.4k +12,435
70 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 21,96622.0k $493.1k $493.1k 0.01% Added +21.9k +21,939
71 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 20,94320.9k $470.2k $470.2k 0.00% Added +6.0k +5,972
72 CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio PARIS, I0 20,86420.9k $468.4k $468.4k 0.01% Added +5.1k +5,097
73 AXQ CAPITAL, LP 0.12% of their portfolio JERSEY CITY, NJ 20,57520.6k $461.9k $461.9k 0.12% New
74 Naviter Wealth, LLC 0.09% of their portfolio LITTLE ROCK, AR 20,12420.1k $451.8k $451.8k 0.09% Added +385 +385
75 Pinnacle Wealth Planning Services, Inc. 0.07% of their portfolio MANSFIELD, OH 19,98420.0k $448.6k $448.6k 0.07% Added +645 +645
76 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 18,32118.3k $411.3k $411.3k 0.01% Reduced -2.3k -2,289
77 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 17,97618.0k $404.0k $404.0k 0.03% New
78 GC Wealth Management RIA, LLC 0.18% of their portfolio Cambridge, MA 17,97618.0k $403.6k $403.6k 0.18% First filing
79 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,77817.8k $399.1k $399.1k 0.00% Added +3.0k +3,040
80 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 17,70717.7k $397.5k $397.5k 0.06% Added +343 +343
81 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,48717.5k $393.0k $393.0k 0.00% Added +1.2k +1,209
82 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,23017.2k $386.8k $386.8k 0.00% Reduced -1.1k -1,134
83 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 16,65816.7k $374.0k $374.0k 0.00% Added +3.4k +3,428
84 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 16,63316.6k $373.4k $373.4k 0.01% Reduced -198 -198
85 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 15,64415.6k $351.2k $351.2k 0.00% New
86 Ellevest, Inc. 0.02% of their portfolio NEW YORK, NY 15,49115.5k $347.8k $347.8k 0.02% Added +6.2k +6,217
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,45315.5k $346.9k $346.9k 0.00% Reduced -499 -499
88 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 14,92614.9k $335.1k $335.1k 0.01% Added +9.7k +9,652
89 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,81514.8k $333.0k $333.0k 0.00% Reduced -1.1k -1,075
90 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 14,53614.5k $326.3k $326.3k 0.00% New
91 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 14,29014.3k $311.4k $311.4k 0.00% Reduced -3.9k -3,915
92 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 14,29014.3k $311.4k $311.4k 0.00% Reduced -3.9k -3,915
93 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 13,36513.4k $300.1k $300.1k 0.00% New
94 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 12,77212.8k $286.7k $286.7k 0.00% New
95 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 12,59212.6k $282.7k $282.7k 0.06% New
96 Aigen Investment Management, LP 0.05% of their portfolio NEW YORK, NY 12,45412.5k $279.6k $279.6k 0.05% New
97 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 12,34212.3k $277.1k $277.1k 0.00% Reduced -276 -276
98 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 12,24612.2k $274.9k $274.9k 0.01% Added +736 +736
99 SYSTM Wealth Solutions LLC 0.04% of their portfolio Chicago, IL 12,15412.2k $272.9k $272.9k 0.04% Added +366 +366
100 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 12,11712.1k $272.0k $272.0k 0.03% New