Vault-13

APX ACQUISITION CORP I APXIF

CLASS A ORD SHS · Common Stock · CUSIP G0440J109

28 institutional holders +4 vs Q3 2023
5,308,8455.3m shares reported held*
$59.3mreported value*
6 new 4 added 9 reduced 2 sold out net sold ≈ $954.5k (-85.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.17.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 43Q1 23: 30Q2 23: 28Q3 23: 24Q4 23: 2828Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202330
Q2 202328
Q3 202324
Q4 202328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 11 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221112
Q1 20232029
Q2 2023410
Q3 2023510
Q4 20231011

Biggest buyers

First Trust Capital Management L.P. Added +200,000+200.0k
Meteora Capital, LLC Added +161,789+161.8k
CANTOR FITZGERALD, L. P. New +135,900+135.9k
MIZUHO SECURITIES USA LLC Added +134,890+134.9k
Flow State Investments, L.P. New +46,389+46.4k
BERKLEY W R CORP Added +40,339+40.3k
K2 PRINCIPAL FUND, L.P. New +22,633+22.6k
COWEN AND COMPANY, LLC New +15,072+15.1k
Spartan Fund Management Inc. New +4,352+4.4k
ROBINSON CAPITAL MANAGEMENT, LLC New +250+250

Biggest sellers

GLAZER CAPITAL, LLC Reduced -421,516-421.5k
Periscope Capital Inc. Reduced -100,000-100.0k
Westchester Capital Management, LLC Reduced -87,072-87.1k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -84,314-84.3k
FIR TREE CAPITAL MANAGEMENT LP Reduced -79,400-79.4k
WOLVERINE ASSET MANAGEMENT LLC Reduced -51,718-51.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -18,512-18.5k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -2,683-2.7k
Karpus Management, Inc. Reduced -1,650-1.6k
CLEAR STREET LLC Sold out -119-119

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MIZUHO SECURITIES USA LLC 0.16% of their portfolio NEW YORK, NY 593,890593.9k $6.6m $6.6m 0.16% Added +134.9k +134,890
2 Westchester Capital Management, LLC 0.22% of their portfolio VALHALLA, NY 489,675489.7k $5.5m $5.5m 0.22% Reduced -87.1k -87,072
3 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 489,187489.2k $5.5m $5.5m 0.09% Reduced -51.7k -51,718
4 First Trust Capital Management L.P. 0.41% of their portfolio CHICAGO, IL 477,600477.6k $5.3m $5.3m 0.41% Added +200.0k +200,000
5 Polar Asset Management Partners Inc. 0.11% of their portfolio TORONTO, A6 367,500367.5k $4.1m $4.1m 0.11% Unchanged
6 Meteora Capital, LLC 0.32% of their portfolio Boca Raton, FL 334,520334.5k $3.7m $3.7m 0.32% Added +161.8k +161,789
7 Saba Capital Management, L.P. 0.09% of their portfolio NEW YORK, NY 310,553310.6k $3.5m $3.5m 0.09% Unchanged
8 GLAZER CAPITAL, LLC 0.34% of their portfolio New York, NY 293,822293.8k $3.3m $3.3m 0.34% Reduced -421.5k -421,516
9 Radcliffe Capital Management, L.P. 0.43% of their portfolio BALA CYNWYD, PA 284,071284.1k $3.2m $3.2m 0.43% Unchanged
10 BERKLEY W R CORP 0.22% of their portfolio Greenwich, CT 277,153277.2k $3.1m $3.1m 0.22% Added +40.3k +40,339
11 Periscope Capital Inc. 0.38% of their portfolio Toronto, A6 200,000200.0k $2.2m $2.2m 0.38% Reduced -100.0k -100,000
12 KIM, LLC 0.23% of their portfolio WICHITA, KS 200,000200.0k $2.2m $2.2m 0.23% Unchanged
13 Centiva Capital, LP 0.13% of their portfolio New York, NY 190,400190.4k $2.1m $2.1m 0.13% Unchanged
14 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.07% of their portfolio CHICAGO, IL 187,581187.6k $2.1m $2.1m 0.07% Reduced -84.3k -84,314
15 CANTOR FITZGERALD, L. P. 0.31% of their portfolio NEW YORK, NY 135,900135.9k $1.5m $1.5m 0.31% New
16 FIR TREE CAPITAL MANAGEMENT LP 0.29% of their portfolio New York, NY 117,400117.4k $1.3m $1.3m 0.29% Reduced -79.4k -79,400
17 LMR Partners LLP 0.03% of their portfolio LONDON, X0 100,000100.0k $1.1m $1.1m 0.03% Unchanged
18 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 74,49774.5k $832.9k $832.9k 0.03% Reduced -2.7k -2,683
19 Flow State Investments, L.P. 0.18% of their portfolio CHICAGO, IL 46,38946.4k $518.2k $518.2k 0.18% New
20 Karpus Management, Inc. 0.02% of their portfolio Pittsford, NY 46,20046.2k $515.6k $515.6k 0.02% Reduced -1.6k -1,650
21 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 32,00032.0k $357.8k $357.8k 0.01% Unchanged
22 K2 PRINCIPAL FUND, L.P. 0.06% of their portfolio TORONTO, A6 22,63322.6k $252.6k $252.6k 0.06% New
23 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 18,00018.0k $201.2k $201.2k 0.00% Unchanged
24 COWEN AND COMPANY, LLC 0.01% of their portfolio NEW YORK, NY 15,07215.1k $168.5k $168.5k 0.01% New
25 Spartan Fund Management Inc. 0.06% of their portfolio TORONTO, ONTARIO, Z4 4,3524.4k $48.6k $48.6k 0.06% New
26 ROBINSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio GROSSE POINTE FARMS, MI 250250 $2.8k $2.8k 0.00% New
27 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $2.2k $2.2k 0.00% Reduced -4 -4
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged