Vault-13

ISHARES TR IEF

7-10 YR TRSY BD · ETP · CUSIP 464287440

907 institutional holders +108 vs Q3 2023
275,233,966275.2m shares reported held*
$26.5bnreported value*
134 new 313 added 304 reduced 84 sold out net bought ≈ $782.5m (+8.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($51.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.26. Options: 17 managers hold calls ($1.1bn notional), 18 hold puts ($843.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 729Q1 23: 785Q2 23: 806Q3 23: 799Q4 23: 907907Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022715
Q4 2022729
Q1 2023785
Q2 2023806
Q3 2023799
Q4 2023907

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 303 bought or addedQ4 22: 410 cut or sold outQ4 22Q1 23: 450 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 435 bought or addedQ2 23: 365 cut or sold outQ2 23Q3 23: 402 bought or addedQ3 23: 386 cut or sold outQ3 23Q4 23: 447 bought or addedQ4 23: 388 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022303410
Q1 2023450306
Q2 2023435365
Q3 2023402386
Q4 2023447388

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ1 23 calls: $554.2mQ1 23 puts: $458.4mQ1 23P/C 0.83Q2 23 calls: $302.7mQ2 23 puts: $463.1mQ2 23P/C 1.53Q3 23 calls: $452.6mQ3 23 puts: $320.4mQ3 23P/C 0.71Q4 23 calls: $1.1bnQ4 23 puts: $843.3mQ4 23P/C 0.75
Numbers
QuarterCallsPutsP/C
Q1 2023$554.2m$458.4m0.83
Q2 2023$302.7m$463.1m1.53
Q3 2023$452.6m$320.4m0.71
Q4 2023$1.1bn$843.3m0.75

Biggest buyers

MORGAN STANLEY Added +4,186,740+4.2m
JPMORGAN CHASE & CO Added +3,850,846+3.9m
CAPTRUST FINANCIAL ADVISORS Added +3,418,994+3.4m
Mariner, LLC Added +1,736,952+1.7m
BANK OF MONTREAL /CAN/ Added +1,695,117+1.7m
Baird Financial Group, Inc. Added +1,614,158+1.6m
Walleye Capital LLC New +1,245,702+1.2m
FMR LLC Added +1,126,885+1.1m
Advance Capital Management, Inc. Added +866,325+866.3k
SYON CAPITAL LLC Added +777,043+777.0k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -3,616,485-3.6m
UBS Group AG Reduced -3,012,862-3.0m
PEAVINE CAPITAL, LLC Sold out -1,610,776-1.6m
Prime Capital Investment Advisors, LLC Reduced -1,280,835-1.3m
TD PRIVATE CLIENT WEALTH LLC Reduced -1,270,149-1.3m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -1,258,202-1.3m
Mutual Advisors, LLC Reduced -1,130,219-1.1m
SYNOVUS FINANCIAL CORP Reduced -957,714-957.7k
CITIGROUP INC Reduced -944,841-944.8k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -782,617-782.6k

Biggest calls

UBS Group AG New $472.8m4.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $272.2m2.8m shares
CITADEL ADVISORS LLC Added $132.6m1.4m shares
CAPSTONE INVESTMENT ADVISORS, LLC New $77.1m800.0k shares
Parallax Volatility Advisers, L.P. Added $53.0m550.0k shares
CITIGROUP INC New $28.9m300.0k shares
WOLVERINE TRADING, LLC Added $23.6m245.1k shares
BANK OF AMERICA CORP /DE/ Reduced $15.4m160.0k shares
GOLDMAN SACHS GROUP INC Added $11.6m120.0k shares
WELLS FARGO & COMPANY/MN New $9.6m100.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $234.6m2.4m shares
BNP PARIBAS FINANCIAL MARKETS New $192.8m20.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $178.8m1.9m shares
GOLDMAN SACHS GROUP INC Added $103.4m1.1m shares
BANK OF AMERICA CORP /DE/ Reduced $74.7m775.0k shares
Lombard Odier Asset Management (USA) Corp Added $11.1m115.0k shares
GTS SECURITIES LLC Reduced $9.6m99.9k shares
WOLVERINE TRADING, LLC Added $9.5m98.3k shares
Centiva Capital, LP New $6.0m62.5k shares
MARSHALL WACE, LLP New $5.4m56.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (4.9%, 2026-08-06)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.20% of their portfolio NEW YORK, NY 40,105,50840.1m $3.9bn $3.9bn 0.20% Added +3.9m +3,850,846
2 FMR LLC 0.28% of their portfolio BOSTON, MA 37,793,14937.8m $3.6bn $3.6bn 0.28% Added +1.1m +1,126,885
3 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 19,634,13419.6m $1.9bn $1.9bn 0.08% Added +4.2m +4,186,740
4 ENVESTNET ASSET MANAGEMENT INC 0.48% of their portfolio Berwyn, PA 12,084,89712.1m $1.2bn $1.2bn 0.48% Reduced -569.2k -569,151
5 PNC Financial Services Group, Inc. 0.75% of their portfolio Pittsburgh, PA 9,881,6529.9m $952.5m $952.5m 0.75% Reduced -208.7k -208,661
6 Fisher Asset Management, LLC 0.49% of their portfolio PLANO, TX 9,697,0739.7m $934.7m $934.7m 0.49% Added +467.3k +467,283
7 UBS Group AG 0.30% of their portfolio ZURICH, V8 7,839,7637.8m $755.7m $755.7m 0.30% Reduced -3.0m -3,012,862
8 AMERIPRISE FINANCIAL INC 0.20% of their portfolio MINNEAPOLIS, MN 7,078,9307.1m $660.6m $660.6m 0.20% Added +229.5k +229,482
9 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 6,475,1176.5m $624.1m $624.1m 0.07% Added +743.6k +743,649
10 RAYMOND JAMES & ASSOCIATES 0.46% of their portfolio ST PETERSBURG, FL 6,374,8976.4m $614.5m $614.5m 0.46% Added +527.7k +527,706
11 CAPTRUST FINANCIAL ADVISORS 1.87% of their portfolio RALEIGH, NC 5,630,2975.6m $542.7m $542.7m 1.87% Added +3.4m +3,418,994
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.13% of their portfolio SAN FRANCISCO, CA 5,478,5825.5m $528.1m $528.1m 0.13% Reduced -3.6m -3,616,485
13 Blue Trust, Inc. 6.56% of their portfolio BRENTWOOD, TN 4,465,3664.5m $409.0m $409.0m 6.56% Added +259.8k +259,802
14 BlackRock Inc. 0.01% of their portfolio New York, NY 3,990,1364.0m $384.6m $384.6m 0.01% Reduced -535.0k -535,026
15 Members Trust Co 9.13% of their portfolio TAMPA, FL 3,305,3563.3m $319.4m $319.4m 9.13% Reduced -155.5k -155,473
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.31% of their portfolio MILWAUKEE, WI 2,828,2732.8m $272.6m $272.6m 0.31% Reduced -1.3m -1,258,202
17 WEALTHCARE CAPITAL MANAGEMENT LLC 30.72% of their portfolio RICHMOND, VA 2,794,3612.8m $269.3m $269.3m 30.72% Reduced -342.4k -342,382
18 Nationwide Fund Advisors 28.00% of their portfolio COLUMBUS, OH 2,622,0982.6m $252.7m $252.7m 28.00% Reduced -46.9k -46,947
19 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,554,3002.6m $246.2m $246.2m 0.15% Added +639.1k +639,072
20 Bank Julius Baer & Co. Ltd, Zurich 1.03% of their portfolio ZURICH, V8 2,539,6442.5m $244.8m $244.8m 1.03% Reduced -105.1k -105,124
21 BANK OF MONTREAL /CAN/ 0.07% of their portfolio TORONTO, A6 2,260,8302.3m $218.5m $218.5m 0.07% Added +1.7m +1,695,117
22 Perella Weinberg Partners Capital Management LP 17.43% of their portfolio NEW YORK, NY 2,211,7122.2m $213.2m $213.2m 17.43% Added +408.0k +408,022
23 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,075,0842.1m $200.0m $200.0m 0.06% Reduced -128.0k -128,030
24 ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio NASHVILLE, TN 1,903,8241.9m $183.5m $183.5m 0.07% Added +7.0k +7,049
25 Capitolis Liquid Global Markets LLC 7.13% of their portfolio NEW YORK, NY 1,800,0001.8m $173.5m $173.5m 7.13% First filing
26 Mariner, LLC 0.40% of their portfolio Overland Park, KS 1,757,3091.8m $169.4m $169.4m 0.40% Added +1.7m +1,736,952
27 Baird Financial Group, Inc. 0.38% of their portfolio MILWAUKEE, WI 1,722,1521.7m $166.0m $166.0m 0.38% Added +1.6m +1,614,158
28 Raymond James Financial Services Advisors, Inc. 0.26% of their portfolio ST. PETERSBURG, FL 1,647,1541.6m $158.8m $158.8m 0.26% Added +65.7k +65,667
29 TRUIST FINANCIAL CORP 0.24% of their portfolio CHARLOTTE, NC 1,562,8351.6m $150.6m $150.6m 0.24% Added +474.8k +474,819
30 Janney Montgomery Scott LLC 0.43% of their portfolio PHILADELPHIA, PA 1,374,2561.4m $132.5m $132.5m 0.43% Added +723.8k +723,830
31 ARMSTRONG ADVISORY GROUP, INC 11.72% of their portfolio NEEDHAM, MA 1,252,9121.3m $120.8m $120.8m 11.72% Reduced -314.8k -314,831
32 Walleye Capital LLC 1.68% of their portfolio NEW YORK, NY 1,245,7021.2m $120.1m $120.1m 1.68% New
33 HSBC HOLDINGS PLC 0.11% of their portfolio LONDON, X0 1,237,0491.2m $119.2m $119.2m 0.11% Reduced -208.9k -208,930
34 Juniper Hill Capital Management LP 29.41% of their portfolio Menlo Park, CA 1,103,6951.1m $106.4m $106.4m 29.41% Unchanged
35 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,046,5101.0m $100.9m $100.9m 0.02% Added +442.0k +442,004
36 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,013,1891.0m $97.7m $97.7m 0.02% Reduced -428.3k -428,316
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.27% of their portfolio PLYMOUTH, MN 966,177966.2k $93.1m $93.1m 0.27% Added +32.9k +32,935
38 GLOBALT Investments LLC / GA 3.85% of their portfolio Atlanta, GA 960,524960.5k $92.6m $92.6m 3.85% First filing
39 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 949,453949.5k $91.5m $91.5m 0.12% Reduced -177.5k -177,539
40 Advance Capital Management, Inc. 6.75% of their portfolio SOUTHFIELD, MI 885,731885.7k $85.4m $85.4m 6.75% Added +866.3k +866,325
41 WestEnd Advisors, LLC 2.25% of their portfolio CHARLOTTE, NC 850,174850.2k $81.9m $81.9m 2.25% Added +511.5k +511,465
42 VICTORY CAPITAL MANAGEMENT INC 0.08% of their portfolio San Antonio, TX 800,913800.9k $77.2m $77.2m 0.08% Added +175.8k +175,825
43 SYON CAPITAL LLC 3.24% of their portfolio SAN FRANCISCO, CA 798,526798.5k $77.0m $77.0m 3.24% Added +777.0k +777,043
44 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.68% of their portfolio BOSTON, MA 792,709792.7k $76.4m $76.4m 1.68% Reduced -319.8k -319,752
45 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 784,117784.1k $75.6m $75.6m 0.25% Reduced -24.1k -24,146
46 3EDGE Asset Management, LP 5.74% of their portfolio Naples, FL 766,027766.0k $73.8m $73.8m 5.74% Reduced -468.0k -467,980
47 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 762,260762.3k $73.5m $73.5m 0.07% Added +313.8k +313,760
48 Ally Invest Advisors Inc. 7.75% of their portfolio CHARLOTTE, NC 755,208755.2k $72.8m $72.8m 7.75% Reduced -8.1k -8,122
49 Bogart Wealth, LLC 3.92% of their portfolio MCLEAN, VA 720,501720.5k $69.4m $69.4m 3.92% Added +382.7k +382,721
50 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 695,764695.8k $67.1m $67.1m 0.12% Added +352.0k +352,024
51 Avalon Advisory Group 33.90% of their portfolio Wexford, PA 674,146674.1k $65.0m $65.0m 33.90% Added +25.3k +25,347
52 MML INVESTORS SERVICES, LLC 0.29% of their portfolio SPRINGFIELD, MA 648,058648.1k $62.5m $62.5m 0.29% Added +322.8k +322,837
53 1607 Capital Partners, LLC 4.36% of their portfolio Richmond, VA 645,800645.8k $62.2m $62.2m 4.36% Reduced -900 -900
54 CAMBRIDGE TRUST CO 2.56% of their portfolio BOSTON, MA 636,686636.7k $61.4m $61.4m 2.56% Added +30.7k +30,746
55 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 624,856624.9k $60.2m $60.2m 0.06% Added +105.7k +105,703
56 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.84% of their portfolio TOKYO, M0 601,528601.5k $58.0m $58.0m 1.84% Added +54.2k +54,234
57 Tanglewood Wealth Management, Inc. 6.89% of their portfolio HOUSTON, TX 583,896583.9k $56.3m $56.3m 6.89% New
58 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 557,606557.6k $53.7m $53.7m 0.09% Added +92.1k +92,111
59 WADE G W & INC 1.65% of their portfolio Wellesley, MA 528,072528.1k $50.9m $50.9m 1.65% Added +418.0k +417,989
60 TruWealth Advisors, LLC 3.68% of their portfolio Metairie, LA 500,222500.2k $48.2m $48.2m 3.68% Added +11.3k +11,257
61 Banco Santander, S.A. 0.55% of their portfolio Madrid, U3 481,305481.3k $46.4m $46.4m 0.55% Added +434.4k +434,411
62 Relative Value Partners Group, LLC 2.77% of their portfolio NORTHBROOK, IL 470,309470.3k $45.3m $45.3m 2.77% Reduced -110.8k -110,771
63 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 468,296468.3k $45.1m $45.1m 0.06% Reduced -944.8k -944,841
64 Rafferty Asset Management, LLC 0.18% of their portfolio New York, NY 451,732451.7k $43.5m $43.5m 0.18% Added +79.7k +79,710
65 BARINGS LLC 1.39% of their portfolio CHARLOTTE, NC 451,067451.1k $43.5m $43.5m 1.39% Reduced -165.1k -165,080
66 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 444,305444.3k $42.2m $42.2m 0.22% Added +49.3k +49,348
67 Wealthcare Advisory Partners LLC 1.70% of their portfolio WEST CHESTER, PA 442,833442.8k $42.7m $42.7m 1.70% Reduced -14.4k -14,434
68 Advisor OS, LLC 5.34% of their portfolio CHICAGO, IL 426,012426.0k $41.1m $41.1m 5.34% Added +55.9k +55,911
69 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 416,870416.9k $40.2m $40.2m 0.13% Reduced -218.5k -218,476
70 Beacon Wealthcare LLC 19.29% of their portfolio RALEIGH, NC 416,067416.1k $40.1m $40.1m 19.29% Reduced -80.0k -79,951
71 Ironwood Wealth Management, LLC. 13.34% of their portfolio CHANDLER, AZ 414,788414.8k $40.0m $40.0m 13.34% Added +41.2k +41,241
72 Madison Asset Management, LLC 0.54% of their portfolio MADISON, WI 413,392413.4k $39.8m $39.8m 0.54% Reduced -323.6k -323,577
73 PATTON FUND MANAGEMENT, INC. 8.50% of their portfolio New York, NY 397,070397.1k $38.3m $38.3m 8.50% Reduced -16.6k -16,557
74 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 395,838395.8k $38.2m $38.2m 0.07% Reduced -129.2k -129,162
75 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 395,260395.3k $38.1m $38.1m 0.05% Reduced -12.6k -12,622
76 IMC-Chicago, LLC 1.19% of their portfolio CHICAGO, IL 387,689387.7k $37.4m $37.4m 1.19% Added +256.9k +256,897
77 Twele Capital Management, Inc. 5.83% of their portfolio MINNETONKA, MN 376,620376.6k $36.3m $36.3m 5.83% Added +19.4k +19,405
78 Envestnet Portfolio Solutions, Inc. 0.15% of their portfolio BERWYN, PA 374,631374.6k $36.1m $36.1m 0.15% Reduced -16.2k -16,168
79 COLDSTREAM CAPITAL MANAGEMENT INC 1.01% of their portfolio BELLEVUE, WA 373,727373.7k $36.0m $36.0m 1.01% Reduced -416.6k -416,586
80 Atria Wealth Solutions, Inc. 0.44% of their portfolio NEW YORK, NY 366,930366.9k $35.4m $35.4m 0.44% Added +36.0k +35,957
81 LIFE LINE WEALTH MANAGEMENT LLC 13.78% of their portfolio Beverly Hills, CA 360,982361.0k $34.8m $34.8m 13.78% First filing
82 Prime Capital Investment Advisors, LLC 0.51% of their portfolio OVERLAND PARK, KS 347,618347.6k $33.5m $33.5m 0.51% Reduced -1.3m -1,280,835
83 Raub Brock Capital Management LP 6.86% of their portfolio LARKSPUR, CA 339,525339.5k $32.7m $32.7m 6.86% New
84 MJP ASSOCIATES INC /ADV 8.21% of their portfolio FARMINGTON, CT 319,523319.5k $30.8m $30.8m 8.21% Reduced -12.8k -12,773
85 Marks Wealth, LLC 16.45% of their portfolio ELLICOTT CITY, MD 317,582317.6k $30.6m $30.6m 16.45% New
86 BROWN ADVISORY INC 0.04% of their portfolio BALTIMORE, MD 317,453317.5k $30.6m $30.6m 0.04% Added +44.9k +44,900
87 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 314,541314.5k $30.3m $30.3m 0.11% Reduced -3.0k -2,959
88 One Day In July LLC 4.48% of their portfolio BURLINGTON, VT 307,442307.4k $29.6m $29.6m 4.48% Reduced -4.2k -4,228
89 Sompo Asset Management Co., Ltd. 5.31% of their portfolio Tokyo, M0 305,614305.6k $29.5m $29.5m 5.31% Added +2.9k +2,890
90 HANTZ FINANCIAL SERVICES, INC. 0.64% of their portfolio SOUTHFIELD, MI 302,926302.9k $29.2m $29.2m 0.64% Reduced -92.2k -92,168
91 MTC Wealth Management LLC 13.39% of their portfolio TAMPA, FL 298,623298.6k $28.8m $28.8m 13.39% Reduced -1.9k -1,915
92 TOBIAS FINANCIAL ADVISORS, INC. 6.99% of their portfolio Plantation, FL 297,793297.8k $28.7m $28.7m 6.99% New
93 Johns Hopkins University 1.16% of their portfolio BALTIMORE, MD 286,376286.4k $27.6m $27.6m 1.16% Unchanged
94 Leo Wealth, LLC 2.81% of their portfolio HURST, TX 284,503284.5k $27.2m $27.2m 2.81% First filing
95 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 275,932275.9k $26.6m $26.6m 0.05% Added +207.5k +207,545
96 SACHEM HILL LLC 6.71% of their portfolio DENVER, CO 275,801275.8k $26.6m $26.6m 6.71% Added +4.4k +4,351
97 EIGHT 31 FINANCIAL, LLC 16.23% of their portfolio MIDLAND, TX 275,022275.0k $26.5m $26.5m 16.23% First filing
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 272,048272.0k $26.2m $26.2m 0.02% Reduced -782.6k -782,617
99 LifeGuide Financial Advisors, LLC 13.54% of their portfolio MECHANICSBURG, PA 265,705265.7k $25.6m $25.6m 13.54% Reduced -11.8k -11,832
100 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 265,194265.2k $25.6m $25.6m 0.11% Reduced -78.3k -78,262