Vault-13

FIRST TR EXCHANGE TRADED FD SKYY

CLOUD COMPUTING · ETP · CUSIP 33734X192

338 institutional holders +28 vs Q3 2023
16,705,01316.7m shares reported held*
$1.5bnreported value*
40 new 88 added 131 reduced 24 sold out net bought ≈ $47.0m (+474.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($227.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.66. Options: 3 managers hold calls ($8.7m notional), 4 hold puts ($13.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 293Q4 22: 292Q1 23: 285Q2 23: 304Q3 23: 310Q4 23: 338338Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022293
Q4 2022292
Q1 2023285
Q2 2023304
Q3 2023310
Q4 2023338

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 87 bought or addedQ4 22: 166 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 159 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 157 cut or sold outQ2 23Q3 23: 110 bought or addedQ3 23: 144 cut or sold outQ3 23Q4 23: 128 bought or addedQ4 23: 155 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202287166
Q1 202379159
Q2 2023102157
Q3 2023110144
Q4 2023128155

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $18.5mQ1 23 puts: $14.2mQ1 23P/C 0.77Q2 23 calls: $17.1mQ2 23 puts: $18.5mQ2 23P/C 1.08Q3 23 calls: $8.5mQ3 23 puts: $14.7mQ3 23P/C 1.73Q4 23 calls: $8.7mQ4 23 puts: $13.9mQ4 23P/C 1.60
Numbers
QuarterCallsPutsP/C
Q1 2023$18.5m$14.2m0.77
Q2 2023$17.1m$18.5m1.08
Q3 2023$8.5m$14.7m1.73
Q4 2023$8.7m$13.9m1.60

Biggest buyers

MORGAN STANLEY Added +1,097,767+1.1m
JPMORGAN CHASE & CO Added +155,300+155.3k
DC Investments Management, LLC New +122,644+122.6k
Mirae Asset Global Investments Co., Ltd. New +62,369+62.4k
TWO SIGMA INVESTMENTS, LP Added +45,200+45.2k
Good Life Advisors, LLC New +31,796+31.8k
CITADEL ADVISORS LLC Added +31,068+31.1k
Raymond James Financial Services Advisors, Inc. Added +24,473+24.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,149+22.1k
EverSource Wealth Advisors, LLC New +19,596+19.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -823,609-823.6k
Main Management ETF Advisors, LLC Reduced -61,430-61.4k
CONTINUUM WEALTH ADVISORS, LLC Sold out -59,797-59.8k
GOLDMAN SACHS GROUP INC Sold out -56,525-56.5k
Robertson Stephens Wealth Management, LLC Reduced -32,492-32.5k
JANE STREET GROUP, LLC Sold out -32,490-32.5k
Integrated Wealth Concepts LLC Reduced -31,441-31.4k
HRT FINANCIAL LP Reduced -27,172-27.2k
MML INVESTORS SERVICES, LLC Reduced -26,527-26.5k
OSAIC HOLDINGS, INC. Reduced -25,545-25.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.4m83.9k shares
CITADEL ADVISORS LLC Reduced $1.3m15.0k shares
Cutler Group LLC / CA Added $11.0k1.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.6m86.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added $2.9m33.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m23.9k shares
WOLVERINE TRADING, LLC Added $1.2m14.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 7,381,2047.4m $647.1m $647.1m 0.07% Reduced -823.6k -823,609
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,007,3502.0m $176.0m $176.0m 0.01% Added +1.1m +1,097,767
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 868,565868.6k $76.1m $76.1m 0.05% Reduced -367 -367
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 535,934535.9k $47.0m $47.0m 0.02% Reduced -1.3k -1,267
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 297,788297.8k $26.1m $26.1m 0.01% Added +4.7k +4,739
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 293,270293.3k $25.7m $25.7m 0.00% Added +155.3k +155,300
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 202,922202.9k $17.8m $17.8m 0.01% Reduced -15.6k -15,583
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 165,745165.7k $14.5m $14.5m 0.00% Added +1.8k +1,800
9 Main Management ETF Advisors, LLC 0.79% of their portfolio SAN FRANCISCO, CA 153,400153.4k $13.4m $13.4m 0.79% Reduced -61.4k -61,430
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 147,672147.7k $12.9m $12.9m 0.01% Added +7.9k +7,914
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 141,075141.1k $12.4m $12.4m 0.02% Reduced -25.5k -25,545
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 138,730138.7k $12.2m $12.2m 0.02% Added +24.5k +24,473
13 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 132,969133.0k $11.7m $11.7m 0.01% Added +2.6k +2,566
14 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 130,283130.3k $11.4m $11.4m 0.05% Reduced -424 -424
15 DC Investments Management, LLC 10.93% of their portfolio MCLEAN, VA 122,644122.6k $10.8m $10.8m 10.93% New
16 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 110,711110.7k $9.7m $9.7m 0.08% Added +458 +458
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 110,156110.2k $9.7m $9.7m 0.02% Added +6.1k +6,065
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 107,062107.1k $9.4m $9.4m 0.00% Reduced -5.7k -5,737
19 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 101,500101.5k $8.9m $8.9m 0.02% Added +45.2k +45,200
20 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 79,89179.9k $7.0m $7.0m 0.03% Reduced -26.5k -26,527
21 Ignite Planners, LLC 1.94% of their portfolio SAN CLEMENTE, CA 76,59676.6k $6.5m $6.5m 1.94% Reduced -4.7k -4,715
22 Florin Court Capital LLP 7.05% of their portfolio London, X0 76,10076.1k $6.7m $6.7m 7.05% Added +6.1k +6,100
23 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 72,93172.9k $6.4m $6.4m 0.10% Reduced -31.4k -31,441
24 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 70,38270.4k $6.0m $6.0m 0.01% Reduced -1.9k -1,923
25 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 64,46464.5k $5.7m $5.7m 0.01% Added +31.1k +31,068
26 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 62,36962.4k $5.5m $5.5m 0.01% New
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 59,43959.4k $5.2m $5.2m 0.02% Added +410 +410
28 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 59,33159.3k $5.2m $5.2m 0.04% Reduced -5.1k -5,148
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 56,04656.0k $4.9m $4.9m 0.01% Added +434 +434
30 INDEPENDENT FINANCIAL GROUP, LLC 0.26% of their portfolio SAN DIEGO, CA 55,80555.8k $4.9m $4.9m 0.26% Reduced -2.0k -2,004
31 NORTHSTAR ASSET MANAGEMENT Co 1.28% of their portfolio BLUE BELL, PA 55,25555.3k $4.8m $4.8m 1.28% Reduced -3.2k -3,225
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 54,55654.6k $4.8m $4.8m 0.01% Added +22.1k +22,149
33 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 54,41954.4k $4.8m $4.8m 0.03% Reduced -108 -108
34 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 51,77951.8k $4.5m $4.5m 0.01% Reduced -1.2k -1,165
35 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 50,80050.8k $4.5m $4.5m 0.01% Reduced -22.4k -22,400
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 46,92246.9k $4.1m $4.1m 0.08% Reduced -3.8k -3,787
37 VALLEY WEALTH MANAGERS, INC. 0.32% of their portfolio PARAMUS, NJ 46,16946.2k $4.0m $4.0m 0.32% Reduced -4.1k -4,093
38 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 43,84043.8k $3.8m $3.8m 0.10% Added +10.9k +10,934
39 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 39,60739.6k $3.5m $3.5m 0.05% Added +9.4k +9,398
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 38,75238.8k $3.4m $3.4m 0.01% Added +1.2k +1,194
41 Prestige Wealth Management Group LLC 0.77% of their portfolio FLEMINGTON, NJ 38,74838.7k $3.4m $3.4m 0.77% Added +114 +114
42 Prosperity Financial Group, Inc. 2.20% of their portfolio San Ramon, CA 36,12236.1k $3.2m $3.2m 2.20% Reduced -701 -701
43 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 35,59035.6k $3.1m $3.1m 0.01% Added +1.1k +1,069
44 MONEY CONCEPTS CAPITAL CORP 0.28% of their portfolio PALM BEACH GARDENS, FL 34,08334.1k $3.0m $3.0m 0.28% Added +3.9k +3,876
45 Mariner, LLC 0.01% of their portfolio Overland Park, KS 33,78833.8k $3.0m $3.0m 0.01% Reduced -3.0k -2,983
46 Proquility Private Wealth Partners, LLC 1.11% of their portfolio LAS VEGAS, NV 33,51733.5k $2.9m $2.9m 1.11% Added +2.4k +2,405
47 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 33,00533.0k $2.9m $2.9m 0.09% Added +17.5k +17,464
48 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 32,83132.8k $2.9m $2.9m 0.01% Added +2.2k +2,200
49 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 32,67032.7k $2.9m $2.9m 0.04% Reduced -846 -846
50 WADE G W & INC 0.09% of their portfolio Wellesley, MA 32,11932.1k $2.8m $2.8m 0.09% Added +278 +278
51 Good Life Advisors, LLC 0.28% of their portfolio READING, PA 31,79631.8k $2.8m $2.8m 0.28% New
52 CASCADE INVESTMENT GROUP, INC. 2.23% of their portfolio Colorado Springs, CO 31,57731.6k $2.8m $2.8m 2.23% Reduced -891 -891
53 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.09% of their portfolio TOKYO, M0 31,39031.4k $2.8m $2.8m 0.09% Added +154 +154
54 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 31,32431.3k $2.7m $2.7m 0.05% Added +4.2k +4,218
55 Jaffetilchin Investment Partners, LLC 0.27% of their portfolio TAMPA, FL 31,08331.1k $2.7m $2.7m 0.27% Reduced -1.3k -1,293
56 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 30,95931.0k $2.8m $2.8m 0.03% Added +2.8k +2,789
57 Plotkin Financial Advisors, LLC 2.03% of their portfolio CHEVY CHASE, MD 30,49430.5k $2.7m $2.7m 2.03% Reduced -33 -33
58 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 29,72329.7k $2.6m $2.6m 0.03% Added +3.0k +2,994
59 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 29,70529.7k $2.6m $2.6m 0.03% Reduced -1.6k -1,617
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 29,63629.6k $2.6m $2.6m 0.00% Unchanged
61 Capital Investment Advisory Services, LLC 0.24% of their portfolio RALEIGH, NC 29,61629.6k $2.6m $2.6m 0.24% Reduced -1.5k -1,526
62 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 25,67125.7k $2.4m $2.4m 0.13% Reduced -2.0k -1,966
63 Dakota Wealth Management 0.08% of their portfolio PALM BEACH GARDENS, FL 24,48824.5k $2.1m $2.1m 0.08% Reduced -78 -78
64 PETERSON WEALTH MANAGEMENT 1.91% of their portfolio SPARKS, NV 24,20424.2k $2.1m $2.1m 1.91% Added +250 +250
65 Capital Analysts, LLC 0.11% of their portfolio FORT WASHINGTON, PA 23,93823.9k $2.1m $2.1m 0.11% Reduced -878 -878
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,82223.8k $2.1m $2.1m 0.00% Added +1.4k +1,414
67 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 23,72723.7k $2.1m $2.1m 0.03% Added +497 +497
68 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 23,51823.5k $2.1m $2.1m 0.02% Reduced -27.2k -27,172
69 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 22,96623.0k $2.0m $2.0m 0.00% Reduced -3.5k -3,534
70 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 22,87522.9k $2.0m $2.0m 0.04% Added +7.6k +7,640
71 Paragon Private Wealth Management, LLC 1.40% of their portfolio LEXINGTON, KY 22,86822.9k $2.0m $2.0m 1.40% Added +438 +438
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22,74122.7k $2.0m $2.0m 0.00% Added +17.6k +17,589
73 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 22,23622.2k $1.9m $1.9m 0.04% Reduced -2.1k -2,092
74 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 22,22222.2k $2.0m $2.0m 0.07% Reduced -454 -454
75 Fulton Bank, N.A. 0.09% of their portfolio Lancaster, PA 21,86121.9k $1.9m $1.9m 0.09% Added +315 +315
76 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 21,29621.3k $1.9m $1.9m 0.06% Added +579 +579
77 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 20,54620.5k $1.8m $1.8m 0.00% Reduced -1.6k -1,627
78 EverSource Wealth Advisors, LLC 0.16% of their portfolio BIRMINGHAM, AL 19,59619.6k $1.7m $1.7m 0.16% New
79 Keebeck Wealth Management 0.27% of their portfolio Chicago, IL 18,97319.0k $1.7m $1.7m 0.27% Reduced -577 -577
80 ERn Financial, LLC 0.31% of their portfolio MIDDLETON, WI 18,66818.7k $1.6m $1.6m 0.31% Reduced -3.8k -3,813
81 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 17,80017.8k $1.6m $1.6m 0.00% New
82 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,59217.6k $1.5m $1.5m 0.00% Unchanged
83 LANARK FINANCIAL, INC. 0.15% of their portfolio BIRMINGHAM, AL 17,20617.2k $1.5m $1.5m 0.15% Reduced -391 -391
84 Robertson Stephens Wealth Management, LLC 0.09% of their portfolio San Francisco, CA 16,73416.7k $1.5m $1.5m 0.09% Reduced -32.5k -32,492
85 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 16,43716.4k $1.4m $1.4m 0.02% Added +2.6k +2,560
86 CITY HOLDING CO 0.22% of their portfolio CHARLESTON, WV 15,87515.9k $1.4m $1.4m 0.22% Added +635 +635
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,85515.9k $1.4m $1.4m 0.00% Reduced -463 -463
88 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 15,75915.8k $1.4m $1.4m 0.07% Reduced -2.0k -1,986
89 Sage Capital Management, LLC 0.82% of their portfolio Stockton, NJ 15,67915.7k $1.4m $1.4m 0.82% First filing
90 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,60415.6k $1.4m $1.4m 0.00% Reduced -8.9k -8,920
91 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 15,53615.5k $1.4m $1.4m 0.10% Reduced -544 -544
92 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 15,50815.5k $1.4m $1.4m 0.05% Reduced -451 -451
93 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 15,45715.5k $1.4m $1.4m 0.01% Reduced -2.4k -2,381
94 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 14,67014.7k $1.3m $1.3m 0.05% Reduced -541 -541
95 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 14,07414.1k $1.2m $1.2m 0.02% Added +152 +152
96 Anfield Capital Management, LLC 0.66% of their portfolio IRVINE, CA 13,92413.9k $1.2m $1.2m 0.66% Reduced -10.8k -10,795
97 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 13,74313.7k $1.2m $1.2m 0.01% New
98 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,36613.4k $1.2m $1.2m 0.01% Reduced -372 -372
99 Arkadios Wealth Advisors 0.10% of their portfolio ATLANTA, GA 13,32013.3k $1.2m $1.2m 0.10% Reduced -629 -629
100 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 13,09713.1k $1.1m $1.1m 0.01% Reduced -1.9k -1,850