Vault-13

FIRST TR EXCHNG TRADED FD VI BUFR

FT VEST LADDERED · ETP · CUSIP 33740F755

266 institutional holders +56 vs Q3 2023
93,615,13393.6m shares reported held*
$2.5bnreported value*
62 new 117 added 52 reduced 24 sold out net bought ≈ $763.6m (+28.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($339.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.58.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 120Q4 22: 133Q1 23: 149Q2 23: 173Q3 23: 210Q4 23: 266266Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022120
Q4 2022133
Q1 2023149
Q2 2023173
Q3 2023210
Q4 2023266

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 80 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 153 bought or addedQ3 23: 48 cut or sold outQ3 23Q4 23: 179 bought or addedQ4 23: 76 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228050
Q1 20239348
Q2 202311649
Q3 202315348
Q4 202317976

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$3.6m—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

LPL Financial LLC Added +9,561,038+9.6m
AE Wealth Management LLC Added +1,455,390+1.5m
ENVESTNET ASSET MANAGEMENT INC Added +1,113,046+1.1m
Hobart Private Capital, LLC New +947,717+947.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +905,706+905.7k
IHT Wealth Management, LLC Added +835,918+835.9k
Foundations Investment Advisors, LLC New +818,381+818.4k
Private Advisor Group, LLC Added +780,926+780.9k
CWM, LLC Added +709,893+709.9k
KICKSTAND VENTURES, LLC. New +666,562+666.6k

Biggest sellers

Ascension Capital Advisors, Inc. Sold out -352,041-352.0k
Denver PWM, LLC Sold out -249,416-249.4k
OSAIC HOLDINGS, INC. Reduced -188,187-188.2k
HighTower Advisors, LLC Reduced -158,438-158.4k
Ameritas Advisory Services, LLC Reduced -133,734-133.7k
Integrated Advisors Network LLC Sold out -131,702-131.7k
MONEY CONCEPTS CAPITAL CORP Reduced -128,698-128.7k
RFG Advisory, LLC Reduced -80,834-80.8k
Sigma Planning Corp Reduced -76,551-76.6k
Clarus Group, Inc. Reduced -64,436-64.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.35% of their portfolio FORT MILL, SC 21,868,14821.9m $581.0m $581.0m 0.35% Added +9.6m +9,561,038
2 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 4,062,6444.1m $107.9m $107.9m 0.19% Reduced -188.2k -188,187
3 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 3,914,8463.9m $104.0m $104.0m 0.19% Added +905.7k +905,706
4 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,380,0013.4m $89.8m $89.8m 0.04% Added +1.1m +1,113,046
5 AE Wealth Management LLC 0.40% of their portfolio TOPEKA, KS 2,892,7752.9m $78.1m $78.1m 0.40% Added +1.5m +1,455,390
6 CWM, LLC 0.28% of their portfolio OMAHA, NE 1,973,3102.0m $52.4m $52.4m 0.28% Added +709.9k +709,893
7 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 1,774,0311.8m $47.1m $47.1m 0.22% Added +485.6k +485,564
8 Janney Montgomery Scott LLC 0.15% of their portfolio PHILADELPHIA, PA 1,721,7701.7m $45.7m $45.7m 0.15% Added +139.0k +139,025
9 Kestra Advisory Services, LLC 0.36% of their portfolio AUSTIN, TX 1,678,6031.7m $44.6m $44.6m 0.36% Added +324.1k +324,139
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,489,0441.5m $39.6m $39.6m 0.01% Added +393.9k +393,938
11 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 1,442,3921.4m $38.3m $38.3m 0.16% Added +647.5k +647,503
12 Cetera Investment Advisers 0.29% of their portfolio SCHAUMBURG, IL 1,358,3951.4m $36.1m $36.1m 0.29% Added +21.7k +21,673
13 Private Advisor Group, LLC 0.26% of their portfolio MORRISTOWN, NJ 1,268,4361.3m $33.7m $33.7m 0.26% Added +780.9k +780,926
14 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 1,264,8031.3m $33.6m $33.6m 0.19% Added +479.3k +479,261
15 Tradition Wealth Management, LLC 3.37% of their portfolio EDINA, MN 1,225,4901.2m $32.2m $32.2m 3.37% Added +83.0k +82,973
16 Amplius Wealth Advisors, LLC 3.87% of their portfolio BLUE BELL, PA 1,205,1061.2m $32.0m $32.0m 3.87% Added +319.0k +318,965
17 IHT Wealth Management, LLC 1.32% of their portfolio Chicago, IL 1,114,1621.1m $29.6m $29.6m 1.32% Added +835.9k +835,918
18 Gladstone Institutional Advisory LLC 1.58% of their portfolio Bedminster, NJ 1,060,6881.1m $28.2m $28.2m 1.58% Reduced -23.0k -23,033
19 Atria Wealth Solutions, Inc. 0.33% of their portfolio NEW YORK, NY 982,200982.2k $26.1m $26.1m 0.33% Reduced -36.2k -36,231
20 Hobart Private Capital, LLC 8.33% of their portfolio CHARLOTTE, NC 947,717947.7k $25.2m $25.2m 8.33% New
21 Good Life Advisors, LLC 2.41% of their portfolio READING, PA 918,657918.7k $24.4m $24.4m 2.41% Added +70.2k +70,161
22 Creekmur Asset Management LLC 6.87% of their portfolio MORTON, IL 830,960831.0k $22.1m $22.1m 6.87% First filing
23 Foundations Investment Advisors, LLC 0.59% of their portfolio PHOENIX, AZ 818,381818.4k $22.1m $22.1m 0.59% New
24 Prospera Financial Services Inc 0.68% of their portfolio Dallas, TX 778,139778.1k $20.7m $20.7m 0.68% Added +523.9k +523,888
25 HARBOUR INVESTMENTS, INC. 0.85% of their portfolio MADISON, WI 768,726768.7k $20.4m $20.4m 0.85% Added +150.2k +150,216
26 Centennial Wealth Advisory LLC 9.91% of their portfolio Traverse City, MI 728,757728.8k $19.4m $19.4m 9.91% Added +655.3k +655,256
27 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 705,212705.2k $18.7m $18.7m 0.03% Added +237.0k +236,987
28 Arkadios Wealth Advisors 1.53% of their portfolio ATLANTA, GA 682,821682.8k $18.1m $18.1m 1.53% Reduced -15.2k -15,167
29 KICKSTAND VENTURES, LLC. 5.10% of their portfolio PITTSFORD, NY 666,562666.6k $17.7m $17.7m 5.10% New
30 Cetera Advisors LLC 0.24% of their portfolio DENVER, CO 656,508656.5k $17.4m $17.4m 0.24% Added +73.4k +73,354
31 RFG Advisory, LLC 0.66% of their portfolio BIRMINGHAM, AL 639,784639.8k $17.0m $17.0m 0.66% Reduced -80.8k -80,834
32 Concorde Asset Management, LLC 11.09% of their portfolio ANN ARBOR, MI 612,781612.8k $16.3m $16.3m 11.09% Added +270.2k +270,216
33 WealthPLAN Partners, LLC 1.63% of their portfolio OMAHA, NE 597,561597.6k $15.9m $15.9m 1.63% Reduced -9.2k -9,189
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.40% of their portfolio AUSTIN, TX 590,143590.1k $15.7m $15.7m 0.40% Added +258.0k +258,002
35 Financial Network Wealth Advisors LLC 16.66% of their portfolio MURRAY, UT 588,963589.0k $15.6m $15.6m 16.66% First filing
36 TOWNSQUARE CAPITAL LLC 0.26% of their portfolio Lehi, UT 580,736580.7k $15.4m $15.4m 0.26% Reduced -2.2k -2,209
37 Goldstone Financial Group, LLC 3.94% of their portfolio OAKBROOK TERRACE, IL 574,629574.6k $15.3m $15.3m 3.94% Added +185.8k +185,847
38 NorthRock Partners, LLC 0.62% of their portfolio MINNEAPOLIS, MN 559,485559.5k $14.9m $14.9m 0.62% Added +287.7k +287,653
39 MILESTONE ASSET MANAGEMENT, LLC 4.58% of their portfolio PITTSBURGH, PA 523,973524.0k $13.9m $13.9m 4.58% New
40 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 523,859523.9k $14.0m $14.0m 0.13% Added +232.4k +232,357
41 StoneX Group Inc. 1.38% of their portfolio NEW YORK, NY 523,106523.1k $13.9m $13.9m 1.38% Added +435.6k +435,609
42 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 518,369518.4k $13.8m $13.8m 0.02% Reduced -158.4k -158,438
43 Mach-1 Financial Group, LLC 5.15% of their portfolio Rogers, AR 508,516508.5k $13.5m $13.5m 5.15% Added +32.7k +32,690
44 Sweet Financial Partners, LLC 3.15% of their portfolio FAIRMONT, MN 498,827498.8k $13.3m $13.3m 3.15% Reduced -7.2k -7,178
45 FDx Advisors, Inc. 0.92% of their portfolio BERWYN, PA 448,008448.0k $11.9m $11.9m 0.92% Reduced -17.1k -17,067
46 Integrated Wealth Concepts LLC 0.19% of their portfolio WALTHAM, MA 434,333434.3k $11.5m $11.5m 0.19% Added +385.1k +385,089
47 RiverTree Advisors, LLC 7.56% of their portfolio WINTER PARK, FL 418,225418.2k $11.1m $11.1m 7.56% Added +164.5k +164,474
48 Pitti Group Wealth Management, LLC 11.99% of their portfolio VICTOR, NY 414,739414.7k $11.0m $11.0m 11.99% Added +132.7k +132,695
49 POM Investment Strategies, LLC 9.86% of their portfolio RALEIGH, NC 404,538404.5k $10.7m $10.7m 9.86% First filing
50 SimpliFi, Inc. 4.79% of their portfolio SAN DIEGO, CA 397,136397.1k $9.7m $9.7m 4.79% Unchanged
51 WealthPlan Investment Management, LLC 1.65% of their portfolio OMAHA, NE 388,500388.5k $10.3m $10.3m 1.65% Reduced -1.3k -1,309
52 Kure Advisory, LLC 5.09% of their portfolio PLYMOUTH, MN 369,905369.9k $9.8m $9.8m 5.09% Added +69.4k +69,404
53 First Horizon Advisors, Inc. 0.32% of their portfolio MEMPHIS, TN 363,589363.6k $9.7m $9.7m 0.32% Added +218.7k +218,710
54 Tower Wealth Partners, Inc. 6.77% of their portfolio LEWISBURG, PA 360,502360.5k $9.6m $9.6m 6.77% Added +30.2k +30,216
55 Brookstone Capital Management 0.18% of their portfolio WHEATON, IL 355,032355.0k $9.4m $9.4m 0.18% Added +117.9k +117,910
56 Drake & Associates, LLC 3.70% of their portfolio WAUKESHA, WI 340,556340.6k $9.0m $9.0m 3.70% Added +9.5k +9,483
57 Schulz Wealth, LTD. 8.40% of their portfolio MANSFIELD, TX 330,707330.7k $8.8m $8.8m 8.40% First filing
58 N.E.W. Advisory Services LLC 1.06% of their portfolio DE PERE, WI 329,736329.7k $8.8m $8.8m 1.06% Added +229.4k +229,449
59 Redhawk Wealth Advisors, Inc. 1.60% of their portfolio MINNEAPOLIS, MN 309,374309.4k $8.2m $8.2m 1.60% New
60 Key Financial Inc 2.12% of their portfolio WEST CHESTER, PA 292,158292.2k $7.8m $7.8m 2.12% Added +21.6k +21,560
61 GREAT VALLEY ADVISOR GROUP, INC. 0.27% of their portfolio WILMINGTON, DE 287,248287.2k $7.6m $7.6m 0.27% New
62 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 284,706284.7k $7.6m $7.6m 0.08% Added +62.9k +62,935
63 Wealth Alliance Advisory Group, LLC 1.94% of their portfolio Wichita, KS 279,858279.9k $7.4m $7.4m 1.94% Added +10.2k +10,243
64 WORLD EQUITY GROUP, INC. 1.41% of their portfolio SCHAUMBURG, IL 263,594263.6k $7.0m $7.0m 1.41% Added +57.5k +57,496
65 Simplicity Solutions, LLC 0.19% of their portfolio MINNEAPOLIS, MN 256,493256.5k $6.8m $6.8m 0.19% Added +80.4k +80,442
66 Meridian Wealth Management, LLC 0.43% of their portfolio LEXINGTON, KY 256,235256.2k $6.8m $6.8m 0.43% Added +33.3k +33,292
67 Hibernia Wealth Partners, LLC 5.10% of their portfolio BATON ROUGE, LA 254,308254.3k $6.8m $6.8m 5.10% Added +254.3k +254,298
68 INDEPENDENT FINANCIAL GROUP, LLC 0.35% of their portfolio SAN DIEGO, CA 243,835243.8k $6.5m $6.5m 0.35% Added +16.5k +16,500
69 COLUMBIA ADVISORY PARTNERS LLC 6.58% of their portfolio SPOKANE, WA 241,072241.1k $6.4m $6.4m 6.58% Reduced -10.6k -10,645
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 237,346237.3k $6.3m $6.3m 0.02% Added +22.2k +22,207
71 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 232,991233.0k $6.2m $6.2m 0.01% Added +169.3k +169,277
72 Triton Wealth Management, PLLC 4.00% of their portfolio SUN CITY, AZ 231,617231.6k $6.1m $6.1m 4.00% Reduced -35.9k -35,901
73 CENTAURUS FINANCIAL, INC. 0.47% of their portfolio ANAHEIM, CA 231,048231.0k $6.1m $6.1m 0.47% Added +17.1k +17,078
74 Kingsview Wealth Management, LLC 0.18% of their portfolio GRANTS PASS, OR 223,406223.4k $5.9m $5.9m 0.18% Added +32.3k +32,260
75 Higgins & Schmidt Wealth Strategies LLC 4.76% of their portfolio DENVER, CO 222,577222.6k $5.9m $5.9m 4.76% First filing
76 Concurrent Investment Advisors, LLC 0.28% of their portfolio Tampa, FL 221,558221.6k $5.9m $5.9m 0.28% First filing
77 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 220,487220.5k $5.9m $5.9m 0.08% Added +12.6k +12,575
78 ICA Group Wealth Management, LLC 1.30% of their portfolio DENVER, CO 219,402219.4k $5.8m $5.8m 1.30% New
79 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 217,364217.4k $5.8m $5.8m 0.02% Added +54.7k +54,678
80 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 213,074213.1k $5.7m $5.7m 0.10% Added +27.7k +27,726
81 Purus Wealth Management, LLC 3.22% of their portfolio Newport Beach, CA 209,158209.2k $5.6m $5.6m 3.22% Reduced -5.7k -5,673
82 Financial Futures Ltd Liability Co. 4.06% of their portfolio BRIELLE, NJ 203,566203.6k $5.4m $5.4m 4.06% New
83 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 201,791201.8k $5.4m $5.4m 0.10% Added +16.6k +16,641
84 Philip James Wealth Mangement, LLC 4.08% of their portfolio MILTON, GA 198,464198.5k $5.3m $5.3m 4.08% First filing
85 Clarus Group, Inc. 3.89% of their portfolio HOUSTON, TX 193,542193.5k $5.1m $5.1m 3.89% Reduced -64.4k -64,436
86 HFG Wealth Management, LLC 1.23% of their portfolio The Woodlands, TX 187,910187.9k $5.0m $5.0m 1.23% First filing
87 Valtinson Bruner Financial Planning LLC 2.56% of their portfolio NEW BRIGHTON, MN 187,845187.8k $5.0m $5.0m 2.56% Added +17.3k +17,342
88 CoreCap Advisors, LLC 0.32% of their portfolio SOUTHFIELD, MI 185,757185.8k $4.9m $4.9m 0.32% New
89 SSI INVESTMENT MANAGEMENT LLC 0.37% of their portfolio Los Angeles, CA 184,366184.4k $4.9m $4.9m 0.37% Added +86 +86
90 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 182,846182.8k $4.9m $4.9m 0.02% Added +47.2k +47,185
91 VitalStone Financial, LLC 3.85% of their portfolio SHAVANO PARK, TX 181,182181.2k $4.8m $4.8m 3.85% Reduced -9.5k -9,525
92 PCG Wealth Advisors, LLC 2.67% of their portfolio OVERLAND PARK, KS 179,715179.7k $4.8m $4.8m 2.67% New
93 Mariner, LLC 0.01% of their portfolio Overland Park, KS 175,618175.6k $4.7m $4.7m 0.01% Added +116.5k +116,495
94 MONEY CONCEPTS CAPITAL CORP 0.37% of their portfolio PALM BEACH GARDENS, FL 149,367149.4k $4.0m $4.0m 0.37% Reduced -128.7k -128,698
95 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 148,942148.9k $4.0m $4.0m 0.07% Added +71.6k +71,601
96 Dynamic Advisor Solutions LLC 0.15% of their portfolio PHOENIX, AZ 148,547148.5k $3.9m $3.9m 0.15% Added +42.6k +42,634
97 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 144,392144.4k $3.8m $3.8m 0.06% Added +61.6k +61,582
98 Encompass More Asset Management 4.31% of their portfolio Danville, CA 144,285144.3k $3.8m $3.8m 4.31% First filing
99 CreativeOne Wealth, LLC 0.24% of their portfolio OVERLAND PARK, KS 143,901143.9k $3.8m $3.8m 0.24% Reduced -63.5k -63,492
100 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 141,363141.4k $3.8m $3.8m 0.07% New