Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

319 institutional holders +50 vs Q3 2023
14,790,98514.8m shares reported held*
$2.6bnreported value*
48 new 104 added 90 reduced 13 sold out net bought ≈ $209.3m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($300.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $175.49. Options: 3 managers hold calls ($379.5k notional), 4 hold puts ($1.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319319Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 152 bought or addedQ4 23: 103 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103
Q2 20239698
Q3 2023120103
Q4 2023152103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $566.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $505.3kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $539.5kQ3 23 puts: $755.4kQ3 23P/C 1.40Q4 23 calls: $379.5kQ4 23 puts: $1.5mQ4 23P/C 3.93
Numbers
QuarterCallsPutsP/C
Q1 2023$566.1k$00.00
Q2 2023$505.3k$00.00
Q3 2023$539.5k$755.4k1.40
Q4 2023$379.5k$1.5m3.93

Biggest buyers

MORGAN STANLEY Added +848,853+848.9k
JPMORGAN CHASE & CO Added +207,668+207.7k
MONEY CONCEPTS CAPITAL CORP New +165,514+165.5k
WELLS FARGO & COMPANY/MN Added +116,378+116.4k
Raymond James Financial Services Advisors, Inc. Added +111,967+112.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +66,321+66.3k
TCP Asset Management, LLC New +55,796+55.8k
LPL Financial LLC Added +55,302+55.3k
ODonnell Financial Services, LLC New +53,378+53.4k
GOLDMAN SACHS GROUP INC Added +49,401+49.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -527,535-527.5k
MEITAV INVESTMENT HOUSE LTD Reduced -248,231-248.2k
BNP PARIBAS FINANCIAL MARKETS Sold out -50,000-50.0k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Reduced -36,505-36.5k
NewSquare Capital LLC Reduced -35,310-35.3k
Cyndeo Wealth Partners, LLC Reduced -27,547-27.5k
IHT Wealth Management, LLC Reduced -25,924-25.9k
JANE STREET GROUP, LLC Reduced -24,575-24.6k
RAYMOND JAMES & ASSOCIATES Reduced -18,205-18.2k
Ashton Thomas Private Wealth, LLC Sold out -16,991-17.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $368.5k2.1k shares
Cutler Group LLC / CA Added $11.0k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m8.4k shares
SIMPLEX TRADING, LLC New $17.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.80% of their portfolio Wheaton, IL 4,179,2764.2m $733.3m $733.3m 0.80% Reduced -527.5k -527,535
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,604,9421.6m $281.6m $281.6m 0.01% Added +848.9k +848,853
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 837,087837.1k $146.9m $146.9m 0.04% Added +116.4k +116,378
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 591,041591.0k $103.7m $103.7m 0.06% Added +55.3k +55,302
5 MEITAV INVESTMENT HOUSE LTD 1.34% of their portfolio BENE-BERAQ, L3 519,422519.4k $91.1m $91.1m 1.34% Reduced -248.2k -248,231
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 411,624411.6k $72.2m $72.2m 0.00% Added +207.7k +207,668
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 383,611383.6k $67.3m $67.3m 0.01% Added +37.7k +37,665
8 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 330,215330.2k $57.9m $57.9m 0.09% Added +112.0k +111,967
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 264,026264.0k $46.3m $46.3m 0.01% Added +18.3k +18,266
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 248,920248.9k $43.7m $43.7m 0.02% Added +11.4k +11,434
11 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 244,684244.7k $42.9m $42.9m 0.03% Reduced -18.2k -18,205
12 Kowal Investment Group, LLC 8.83% of their portfolio BROOKFIELD, WI 215,646215.6k $37.8m $37.8m 8.83% Reduced -3.2k -3,177
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 206,714206.7k $36.3m $36.3m 0.01% Added +37.7k +37,653
14 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 190,033190.0k $33.3m $33.3m 0.06% Added +44.6k +44,574
15 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 2.28% of their portfolio Tel Aviv, L3 189,899189.9k $33.3m $33.3m 2.28% Reduced -36.5k -36,505
16 MONEY CONCEPTS CAPITAL CORP 2.70% of their portfolio PALM BEACH GARDENS, FL 165,514165.5k $29.0m $29.0m 2.70% New
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 157,758157.8k $27.7m $27.7m 0.01% Added +2.8k +2,827
18 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 125,621125.6k $22.0m $22.0m 0.04% Reduced -8.9k -8,942
19 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 123,575123.6k $21.7m $21.7m 0.05% Added +13.6k +13,575
20 Syntegra Private Wealth Group, LLC 3.04% of their portfolio Chesterfield, MO 122,908122.9k $21.6m $21.6m 3.04% Added +1.4k +1,369
21 O'Dell Group, LLC 5.10% of their portfolio CINCINNATI, OH 111,158111.2k $19.5m $19.5m 5.10% Reduced -694 -694
22 RVW Wealth, LLC 2.11% of their portfolio LOS ANGELES, CA 109,202109.2k $19.2m $19.2m 2.11% Reduced -9.6k -9,578
23 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 96,23696.2k $16.9m $16.9m 0.05% Reduced -865 -865
24 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 94,80394.8k $16.8m $16.8m 0.16% Added +2.4k +2,388
25 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 91,40491.4k $16.0m $16.0m 0.03% Added +1.6k +1,610
26 Miller Investment Management, LP 2.17% of their portfolio WEST CONSHOHOCKEN, PA 86,83286.8k $15.2m $15.2m 2.17% Reduced -1.9k -1,854
27 NewSquare Capital LLC 1.37% of their portfolio NEWTOWN SQUARE, PA 81,93081.9k $14.4m $14.4m 1.37% Reduced -35.3k -35,310
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 75,43275.4k $13.2m $13.2m 0.02% Added +66.3k +66,321
29 Advisory Services Network, LLC 0.32% of their portfolio ATLANTA, GA 74,54274.5k $13.1m $13.1m 0.32% Added +3.6k +3,574
30 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 74,39174.4k $13.1m $13.1m 0.06% Reduced -5.1k -5,097
31 WCG Wealth Advisors LLC 0.92% of their portfolio LAS VEGAS, NV 71,59271.6k $12.6m $12.6m 0.92% Reduced -14.3k -14,264
32 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 71,34271.3k $12.5m $12.5m 0.02% Added +17.6k +17,558
33 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 71,31871.3k $12.5m $12.5m 0.10% Added +11.3k +11,275
34 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 2.38% of their portfolio Tel Aviv, L3 68,44768.4k $12.0m $12.0m 2.38% Reduced -12.6k -12,595
35 Southland Equity Partners LLC 3.52% of their portfolio WILDWOOD, MO 64,12664.1k $11.3m $11.3m 3.52% Reduced -216 -216
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.22% of their portfolio ST. LOUIS, MO 61,40861.4k $10.8m $10.8m 0.22% Reduced -4.1k -4,105
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 61,27061.3k $10.8m $10.8m 0.01% Added +6.8k +6,765
38 Mariner, LLC 0.02% of their portfolio Overland Park, KS 58,25758.3k $10.2m $10.2m 0.02% Reduced -3.8k -3,756
39 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 58,08158.1k $10.2m $10.2m 0.08% Added +3.8k +3,779
40 TCP Asset Management, LLC 3.62% of their portfolio Upper Arlington, OH 55,79655.8k $9.8m $9.8m 3.62% New
41 FWL INVESTMENT MANAGEMENT, LLC 5.67% of their portfolio Dallas, TX 55,50055.5k $9.7m $9.7m 5.67% Reduced -7.1k -7,129
42 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 55,28955.3k $9.7m $9.7m 0.10% Added +15.7k +15,680
43 ODonnell Financial Services, LLC 4.70% of their portfolio SAN RAFAEL, CA 53,37853.4k $9.4m $9.4m 4.70% New
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 51,99752.0k $9.1m $9.1m 0.00% Added +49.4k +49,401
45 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 49,55849.6k $8.7m $8.7m 0.15% Reduced -1.1k -1,146
46 INDEPENDENT FINANCIAL GROUP, LLC 0.45% of their portfolio SAN DIEGO, CA 48,05048.0k $8.4m $8.4m 0.45% Added +5.5k +5,486
47 CWM, LLC 0.04% of their portfolio OMAHA, NE 42,94542.9k $7.5m $7.5m 0.04% Added +38.7k +38,656
48 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 39,83939.8k $7.0m $7.0m 0.11% Reduced -835 -835
49 GREAT VALLEY ADVISOR GROUP, INC. 0.24% of their portfolio WILMINGTON, DE 38,95639.0k $6.8m $6.8m 0.24% Added +8.4k +8,392
50 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 38,70238.7k $7.0m $7.0m 0.04% Added +7.2k +7,229
51 Royal Fund Management, LLC 0.84% of their portfolio Lady Lake, FL 37,61037.6k $6.6m $6.6m 0.84% Reduced -3.5k -3,509
52 Balefire, LLC 2.32% of their portfolio DALLAS, TX 35,85935.9k $6.3m $6.3m 2.32% Reduced -13.7k -13,720
53 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 5.17% of their portfolio TEL-AVIV, L3 35,13535.1k $6.2m $6.2m 5.17% Unchanged
54 GeoWealth Management, LLC 0.43% of their portfolio CHICAGO, IL 29,71729.7k $5.2m $5.2m 0.43% New
55 Gateway Advisory, LLC 0.97% of their portfolio WESTFIELD, NJ 28,85028.9k $5.1m $5.1m 0.97% New
56 Mainsail Financial Group, LLC 3.87% of their portfolio BELLEVUE, WA 28,78728.8k $5.0m $5.0m 3.87% Added +704 +704
57 MinichMacGregor Wealth Management, LLC 1.40% of their portfolio Saratoga Springs, NY 27,54027.5k $4.8m $4.8m 1.40% Added +5.9k +5,928
58 HARBOUR INVESTMENTS, INC. 0.19% of their portfolio MADISON, WI 26,83526.8k $4.7m $4.7m 0.19% Added +4.0k +4,041
59 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 26,30026.3k $4.6m $4.6m 0.01% Added +22.3k +22,300
60 SPC Financial, Inc. 0.44% of their portfolio ROCKVILLE, MD 24,76224.8k $4.3m $4.3m 0.44% Added +1.4k +1,359
61 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 24,32424.3k $4.3m $4.3m 0.09% Added +813 +813
62 NAVELLIER & ASSOCIATES INC 0.63% of their portfolio Reno, NV 24,06124.1k $4.2m $4.2m 0.63% New
63 Sowell Financial Services LLC 0.22% of their portfolio NORTH LITTLE ROCK, AR 23,50523.5k $4.1m $4.1m 0.22% Added +639 +639
64 SFMG, LLC 0.38% of their portfolio PLANO, TX 23,47023.5k $4.1m $4.1m 0.38% Unchanged
65 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 22,57022.6k $4.0m $4.0m 0.07% Added +5.8k +5,806
66 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 21,59321.6k $3.8m $3.8m 0.03% Added +5.0k +5,001
67 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 21,28821.3k $3.7m $3.7m 0.02% Added +217 +217
68 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 21,00421.0k $3.7m $3.7m 0.05% Reduced -3.2k -3,152
69 PCG Wealth Advisors, LLC 2.04% of their portfolio OVERLAND PARK, KS 20,77620.8k $3.6m $3.6m 2.04% Added +7.5k +7,549
70 HBW ADVISORY SERVICES LLC 0.65% of their portfolio SIMI VALLEY, CA 19,69219.7k $3.5m $3.5m 0.65% Added +910 +910
71 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 19,65419.7k $3.4m $3.4m 0.01% Added +813 +813
72 Thrive Capital Management, LLC 1.84% of their portfolio FORT WASHINGTON, PA 19,56919.6k $3.4m $3.4m 1.84% Reduced -1.2k -1,209
73 Global Retirement Partners, LLC 0.14% of their portfolio San Rafael, CA 19,53519.5k $3.4m $3.4m 0.14% Added +17.1k +17,111
74 MGB Wealth Management, LLC 1.71% of their portfolio ADDISON, TX 19,42619.4k $3.4m $3.4m 1.71% First filing
75 Texas Yale Capital Corp. 0.16% of their portfolio ST. PETERSBURG, FL 19,41319.4k $3.4m $3.4m 0.16% Unchanged
76 Concentrum Wealth Management 1.74% of their portfolio SAN JOSE, CA 18,99919.0k $3.3m $3.3m 1.74% Added +667 +667
77 Cyndeo Wealth Partners, LLC 0.31% of their portfolio ST. PETERSBURG, FL 18,93218.9k $3.3m $3.3m 0.31% Reduced -27.5k -27,547
78 Continuum Advisory, LLC 0.47% of their portfolio EAGLE, ID 18,90918.9k $3.3m $3.3m 0.47% Reduced -2.7k -2,676
79 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 18,64018.6k $3.3m $3.3m 0.03% Added +2.1k +2,070
80 Synergy Asset Management, LLC 0.59% of their portfolio VANCOUVER, WA 18,61918.6k $3.3m $3.3m 0.59% New
81 FOCUS FINANCIAL NETWORK INC /ADV 0.12% of their portfolio Minneapolis, MN 18,06418.1k $3.2m $3.2m 0.12% First filing
82 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 17,84017.8k $3.1m $3.1m 0.12% Added +8.3k +8,285
83 Ausdal Financial Partners, Inc. 0.35% of their portfolio Davenport, IA 16,33116.3k $2.9m $2.9m 0.35% Reduced -20 -20
84 MTM Investment Management, LLC 1.26% of their portfolio SPARTANBURG, SC 15,71115.7k $2.8m $2.8m 1.26% Reduced -35 -35
85 Arkadios Wealth Advisors 0.23% of their portfolio ATLANTA, GA 15,71015.7k $2.8m $2.8m 0.23% Reduced -208 -208
86 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 15,17015.2k $2.7m $2.7m 0.01% Added +530 +530
87 IFG Advisory, LLC 0.18% of their portfolio ATLANTA, GA 14,07514.1k $2.5m $2.5m 0.18% Added +423 +423
88 Paragon Private Wealth Management, LLC 1.68% of their portfolio LEXINGTON, KY 13,74313.7k $2.4m $2.4m 1.68% Added +955 +955
89 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 13,73213.7k $2.4m $2.4m 0.04% Added +81 +81
90 TriaGen Wealth Management LLC 1.08% of their portfolio Calabasas, CA 12,90512.9k $2.3m $2.3m 1.08% Added +278 +278
91 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 12,63912.6k $2.2m $2.2m 0.07% Reduced -5.0k -4,968
92 Ayalon Insurance Comp Ltd. 0.79% of their portfolio Ramat Gan, L3 12,35612.4k $2.2m $2.2m 0.79% Added +2.1k +2,076
93 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 12,07212.1k $2.1m $2.1m 0.03% Reduced -242 -242
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio ORLANDO, FL 11,95512.0k $2.1m $2.1m 0.27% New
95 Novak & Powell Financial Services, Inc. 1.38% of their portfolio ST. PETERSBURG, FL 11,76311.8k $2.1m $2.1m 1.38% First filing
96 Santori & Peters, Inc. 0.97% of their portfolio CANONSBURG, PA 11,68411.7k $2.1m $2.1m 0.97% Reduced -336 -336
97 Coppell Advisory Solutions LLC 0.41% of their portfolio COPPELL, TX 11,61911.6k $2.0m $2.0m 0.41% New
98 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,43711.4k $2.0m $2.0m 0.01% Reduced -330 -330
99 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 11,39911.4k $2.0m $2.0m 0.01% Reduced -2.2k -2,228
100 Nilsine Partners, LLC 0.28% of their portfolio GREENWOOD VILLAGE, CO 10,46310.5k $1.8m $1.8m 0.28% Added +1.4k +1,415