Vault-13

VANGUARD CHARLOTTE FDS BNDX

TOTAL INT BD ETF · ETP · CUSIP 92203J407

839 institutional holders +76 vs Q3 2023
849,160,658849.2m shares reported held*
$41.9bnreported value*
80 new 340 added 283 reduced 67 sold out net bought ≈ $12.6bn (+255.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($26.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.37. Options: 3 managers hold calls ($33.7k notional), 4 hold puts ($601.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 683Q4 22: 752Q1 23: 734Q2 23: 744Q3 23: 763Q4 23: 839839Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022683
Q4 2022752
Q1 2023734
Q2 2023744
Q3 2023763
Q4 2023839

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 303 bought or addedQ4 22: 381 cut or sold outQ4 22Q1 23: 381 bought or addedQ1 23: 348 cut or sold outQ1 23Q2 23: 394 bought or addedQ2 23: 303 cut or sold outQ2 23Q3 23: 420 bought or addedQ3 23: 295 cut or sold outQ3 23Q4 23: 420 bought or addedQ4 23: 350 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022303381
Q1 2023381348
Q2 2023394303
Q3 2023420295
Q4 2023420350

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $1.1mQ1 23 puts: $528.3kQ1 23P/C 0.47Q2 23 calls: $498.2kQ2 23 puts: $4.9kQ2 23P/C 0.01Q3 23 calls: $343.2kQ3 23 puts: $391.9kQ3 23P/C 1.14Q4 23 calls: $33.7kQ4 23 puts: $601.4kQ4 23P/C 17.85
Numbers
QuarterCallsPutsP/C
Q1 2023$1.1m$528.3k0.47
Q2 2023$498.2k$4.9k0.01
Q3 2023$343.2k$391.9k1.14
Q4 2023$33.7k$601.4k17.85

Biggest buyers

JPMORGAN CHASE & CO Added +248,909,145+248.9m
VANGUARD GROUP INC Added +7,348,557+7.3m
MORGAN STANLEY Added +3,606,982+3.6m
ENVESTNET ASSET MANAGEMENT INC Added +1,642,572+1.6m
MERCER GLOBAL ADVISORS INC /ADV Added +1,505,614+1.5m
Betterment LLC Added +1,238,135+1.2m
OLD MISSION CAPITAL LLC New +1,055,561+1.1m
MARKET STREET WEALTH MANAGEMENT ADVISORS LLC New +698,971+699.0k
PRUDENTIAL FINANCIAL INC Added +428,323+428.3k
BURRUS FINANCIAL SERVICES, INC. New +425,440+425.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -7,602,097-7.6m
BANK OF AMERICA CORP /DE/ Reduced -3,161,726-3.2m
OSAIC HOLDINGS, INC. Reduced -2,045,355-2.0m
HANTZ FINANCIAL SERVICES, INC. Reduced -501,565-501.6k
CSM Advisors, LLC Sold out -481,500-481.5k
NSI Retail Advisors, LLC Sold out -481,500-481.5k
HT Partners LLC Reduced -410,573-410.6k
Retirement Investment Advisors, Inc. Reduced -399,123-399.1k
1832 Asset Management L.P. Reduced -344,055-344.1k
Rehmann Capital Advisory Group Reduced -207,640-207.6k

Biggest calls

CITADEL ADVISORS LLC New $24.7k500 shares
SIMPLEX TRADING, LLC New $9.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

WOLVERINE TRADING, LLC Added $385.0k7.8k shares
CITADEL ADVISORS LLC New $128.3k2.6k shares
SIMPLEX TRADING, LLC Added $88.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 1.18% of their portfolio NEW YORK, NY 467,640,094467.6m $23.1bn $23.1bn 1.18% Added +248.9m +248,909,145
2 BANK OF AMERICA CORP /DE/ 0.54% of their portfolio CHARLOTTE, NC 95,484,53595.5m $4.7bn $4.7bn 0.54% Reduced -3.2m -3,161,726
3 ENVESTNET ASSET MANAGEMENT INC 1.00% of their portfolio Berwyn, PA 48,982,38749.0m $2.4bn $2.4bn 1.00% Added +1.6m +1,642,572
4 Betterment LLC 5.47% of their portfolio NEW YORK, NY 38,506,13738.5m $1.9bn $1.9bn 5.47% Added +1.2m +1,238,135
5 VANGUARD GROUP INC 0.04% of their portfolio Valley Forge, PA 34,054,11634.1m $1.7bn $1.7bn 0.04% Added +7.3m +7,348,557
6 MERCER GLOBAL ADVISORS INC /ADV 2.11% of their portfolio DENVER, CO 14,178,98314.2m $699.9m $699.9m 2.11% Added +1.5m +1,505,614
7 Envestnet Portfolio Solutions, Inc. 1.78% of their portfolio BERWYN, PA 8,696,1028.7m $429.3m $429.3m 1.78% Added +308.3k +308,252
8 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 7,051,9117.1m $348.1m $348.1m 0.21% Added +160.9k +160,865
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,063,4486.1m $299.3m $299.3m 0.01% Added +3.6m +3,606,982
10 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 5,956,6746.0m $294.1m $294.1m 0.07% Added +76.7k +76,749
11 Empower Advisory Group, LLC 1.06% of their portfolio Greenwood Village, CO 5,455,1525.5m $269.3m $269.3m 1.06% Added +141.5k +141,489
12 OSAIC HOLDINGS, INC. 0.45% of their portfolio SCOTTSDALE, AZ 5,259,7745.3m $259.7m $259.7m 0.45% Reduced -2.0m -2,045,355
13 ASSETMARK, INC 0.88% of their portfolio CONCORD, CA 4,922,1644.9m $243.0m $243.0m 0.88% Reduced -100.2k -100,206
14 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 4,757,0534.8m $234.8m $234.8m 0.05% Added +186.2k +186,205
15 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 4,062,7964.1m $200.6m $200.6m 0.04% Added +209.7k +209,702
16 LINCOLN NATIONAL CORP 3.13% of their portfolio RADNOR, PA 3,612,1133.6m $178.3m $178.3m 3.13% Added +51.7k +51,742
17 Savant Capital, LLC 1.80% of their portfolio ROCKFORD, IL 2,835,5152.8m $140.0m $140.0m 1.80% Added +392.1k +392,144
18 Cambridge Investment Research Advisors, Inc. 0.54% of their portfolio FAIRFIELD, IA 2,544,0352.5m $125.6m $125.6m 0.54% Reduced -182.4k -182,443
19 Apella Capital, LLC 5.22% of their portfolio WEST HARTFORD, CT 1,909,1111.9m $93.6m $93.6m 5.22% Added +112.4k +112,413
20 Cetera Investment Advisers 0.76% of their portfolio SCHAUMBURG, IL 1,900,5771.9m $93.8m $93.8m 0.76% Reduced -95.3k -95,272
21 Symmetry Partners, LLC 4.75% of their portfolio GLASTONBURY, CT 1,780,4701.8m $87.9m $87.9m 4.75% Added +106.2k +106,246
22 Ally Invest Advisors Inc. 8.68% of their portfolio CHARLOTTE, NC 1,650,3101.7m $81.5m $81.5m 8.68% Reduced -4.8k -4,763
23 Cetera Advisor Networks LLC 0.43% of their portfolio EL SEGUNDO, CA 1,578,0091.6m $77.9m $77.9m 0.43% Reduced -36.2k -36,165
24 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 1,573,5111.6m $77.7m $77.7m 0.12% Added +103.6k +103,625
25 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 1,539,4061.5m $76.0m $76.0m 0.03% Added +235.6k +235,599
26 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 1,516,7291.5m $74.9m $74.9m 0.24% Added +161.6k +161,581
27 PRUDENTIAL FINANCIAL INC 0.11% of their portfolio NEWARK, NJ 1,491,4011.5m $73.6m $73.6m 0.11% Added +428.3k +428,323
28 Sensible Financial Planning & Management, LLC. 15.20% of their portfolio WALTHAM, MA 1,312,5011.3m $64.8m $64.8m 15.20% Reduced -67.7k -67,740
29 Mirae Asset Global Investments Co., Ltd. 0.13% of their portfolio SEOUL, M5 1,286,5731.3m $63.5m $63.5m 0.13% Added +145.3k +145,318
30 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,277,8631.3m $63.1m $63.1m 0.02% Added +221.1k +221,068
31 Alaska Permanent Capital Management, LLC 4.78% of their portfolio ANCHORAGE, AK 1,171,5001.2m $57.7m $57.7m 4.78% Added +4.9k +4,949
32 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,100,7981.1m $54.3m $54.3m 0.02% Added +60.7k +60,683
33 OLD MISSION CAPITAL LLC 1.46% of their portfolio CHICAGO, IL 1,055,5611.1m $52.1m $52.1m 1.46% New
34 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 1,026,6381.0m $50.7m $50.7m 0.23% Added +92.2k +92,231
35 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 1,002,4261.0m $49.5m $49.5m 0.07% Reduced -39.2k -39,178
36 Sumitomo Mitsui DS Asset Management Company, Ltd 0.64% of their portfolio TOKYO, M0 988,797988.8k $48.8m $48.8m 0.64% Reduced -30.4k -30,390
37 Prime Capital Investment Advisors, LLC 0.72% of their portfolio OVERLAND PARK, KS 961,055961.1k $47.4m $47.4m 0.72% Added +163.8k +163,827
38 Atria Wealth Solutions, Inc. 0.57% of their portfolio NEW YORK, NY 917,227917.2k $45.3m $45.3m 0.57% Reduced -47.7k -47,683
39 Capstone Financial Advisors, Inc. 3.20% of their portfolio DOWNERS GROVE, IL 906,311906.3k $44.7m $44.7m 3.20% Added +89.7k +89,664
40 COUNTRY TRUST BANK 1.21% of their portfolio Bloomington, IL 879,092879.1k $43.4m $43.4m 1.21% Added +23.5k +23,525
41 Hardy Reed LLC 5.82% of their portfolio TUPELO, MS 870,801870.8k $43.0m $43.0m 5.82% Reduced -92.5k -92,505
42 Bridgeworth, LLC 4.15% of their portfolio BIRMINGHAM, AL 848,975849.0k $41.9m $41.9m 4.15% Added +7.4k +7,387
43 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 835,435835.4k $41.2m $41.2m 0.08% Added +14.6k +14,614
44 Partners in Financial Planning 9.35% of their portfolio SALEM, VA 807,109807.1k $39.8m $39.8m 9.35% Added +26.3k +26,300
45 Pure Financial Advisors, LLC 1.32% of their portfolio SAN DIEGO, CA 776,664776.7k $38.3m $38.3m 1.32% Reduced -23.1k -23,111
46 PrairieView Partners, LLC 4.37% of their portfolio ST. PAUL, MN 718,182718.2k $35.5m $35.5m 4.37% Reduced -9.9k -9,865
47 ECLECTIC ASSOCIATES INC /ADV 16.92% of their portfolio FULLERTON, CA 714,166714.2k $35.3m $35.3m 16.92% Reduced -11.7k -11,668
48 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 7.22% of their portfolio INDIANAPOLIS, IN 698,971699.0k $34.5m $34.5m 7.22% New
49 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 697,496697.5k $34.4m $34.4m 0.07% Reduced -344.1k -344,055
50 PDS Planning, Inc 3.72% of their portfolio DUBLIN, OH 661,492661.5k $32.7m $32.7m 3.72% Reduced -607 -607
51 UBS Group AG 0.01% of their portfolio ZURICH, V8 658,666658.7k $32.5m $32.5m 0.01% Reduced -35.7k -35,722
52 Brookstone Capital Management 0.62% of their portfolio WHEATON, IL 649,831649.8k $32.1m $32.1m 0.62% Added +34.6k +34,606
53 Northwest & Ethical Investments L.P. 0.96% of their portfolio TORONTO, A6 632,450632.5k $31.2m $31.2m 0.96% Added +189.8k +189,800
54 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 611,740611.7k $30.2m $30.2m 0.05% Reduced -16.7k -16,737
55 PHILLIPS FINANCIAL MANAGEMENT, LLC 2.61% of their portfolio FORT WAYNE, IN 608,216608.2k $30.0m $30.0m 2.61% Reduced -15.1k -15,069
56 Retirement Investment Advisors, Inc. 4.20% of their portfolio OKLAHOMA CITY, OK 594,879594.9k $29.4m $29.4m 4.20% Reduced -399.1k -399,123
57 Valmark Advisers, Inc. 0.54% of their portfolio AKRON, OH 582,518582.5k $28.8m $28.8m 0.54% Added +4.0k +3,971
58 Charles Schwab Investment Advisory, Inc. 0.04% of their portfolio SAN FRANCISCO, CA 581,285581.3k $28.7m $28.7m 0.04% Reduced -44.8k -44,822
59 Efficient Advisors, LLC 1.92% of their portfolio BEAVERTON, OR 576,975577.0k $28.5m $28.5m 1.92% Reduced -118.0k -118,011
60 Marotta Asset Management 5.98% of their portfolio CHARLOTTESVILLE, VA 563,962564.0k $27.8m $27.8m 5.98% Reduced -17.2k -17,220
61 Cranbrook Wealth Management, LLC 7.13% of their portfolio Bloomfield Hills, MI 541,348541.3k $26.7m $26.7m 7.13% Added +25.3k +25,348
62 First Ascent Asset Management, LLC 2.98% of their portfolio DENVER, CO 538,573538.6k $26.6m $26.6m 2.98% Added +25.7k +25,676
63 Avion Wealth 7.37% of their portfolio THE WOODLANDS, TX 531,987532.0k $26.3m $26.3m 7.37% Reduced -19.3k -19,334
64 CreativeOne Wealth, LLC 1.67% of their portfolio OVERLAND PARK, KS 529,160529.2k $26.1m $26.1m 1.67% Added +26.4k +26,384
65 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 481,201481.2k $23.8m $23.8m 0.04% Added +11.2k +11,205
66 MilWealth Group LLC 7.72% of their portfolio MILWAUKEE, WI 472,230472.2k $23.3m $23.3m 7.72% Added +18.0k +17,957
67 LWMG, LLC 5.51% of their portfolio LAKE ELMO, MN 454,926454.9k $22.5m $22.5m 5.51% Added +16.2k +16,185
68 Alaska Wealth Advisors, LLC 3.70% of their portfolio ANCHORAGE, AK 450,566450.6k $22.2m $22.2m 3.70% Added +3.2k +3,153
69 Orion Porfolio Solutions, LLC 0.26% of their portfolio OMAHA, NE 450,551450.6k $22.1m $22.1m 0.26% Reduced -12.1k -12,061
70 Orion Portfolio Solutions, LLC 0.26% of their portfolio Omaha, NE 450,551450.6k $22.1m $22.1m 0.26% Reduced -12.1k -12,061
71 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 435,909435.9k $21.5m $21.5m 0.03% Reduced -2.8k -2,795
72 BURRUS FINANCIAL SERVICES, INC. 11.09% of their portfolio SALT LAKE CITY, UT 425,440425.4k $21.0m $21.0m 11.09% New
73 Mariner, LLC 0.05% of their portfolio Overland Park, KS 419,352419.4k $20.7m $20.7m 0.05% Reduced -22.9k -22,898
74 Cetera Advisors LLC 0.28% of their portfolio DENVER, CO 411,528411.5k $20.3m $20.3m 0.28% Reduced -8.9k -8,868
75 Human Investing LLC 4.37% of their portfolio LAKE OSWEGO, OR 410,126410.1k $20.2m $20.2m 4.37% Added +1.9k +1,868
76 Silver Oak Advisory Group, Inc. 11.81% of their portfolio PORTLAND, OR 407,397407.4k $20.1m $20.1m 11.81% Added +7.9k +7,872
77 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.49% of their portfolio MINNEAPOLIS, MN 397,775397.8k $19.6m $19.6m 0.49% Added +13.4k +13,442
78 True Link Financial Advisors, LLC 2.12% of their portfolio SAN FRANCISCO, CA 397,496397.5k $19.6m $19.6m 2.12% Added +46.5k +46,536
79 Vestmark Advisory Solutions, Inc. 0.99% of their portfolio Wakefield, MA 396,332396.3k $19.6m $19.6m 0.99% Added +117.0k +116,956
80 Falcon Wealth Planning 3.36% of their portfolio Ontario, CA 388,917388.9k $19.2m $19.2m 3.36% Added +30.5k +30,469
81 Venturi Wealth Management, LLC 1.36% of their portfolio AUSTIN, TX 388,907388.9k $19.2m $19.2m 1.36% Added +388.9k +388,871
82 WALLER FINANCIAL PLANNING GROUP, INC 4.95% of their portfolio COLUMBUS, OH 381,067381.1k $18.8m $18.8m 4.95% Reduced -11.0k -10,959
83 CX Institutional 1.00% of their portfolio AUBURN, IN 380,486380.5k $18.8m $18.8m 1.00% Reduced -16.4k -16,413
84 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 377,817377.8k $18.4m $18.4m 0.09% Added +99.9k +99,863
85 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 375,924375.9k $18.7m $18.7m 0.01% Reduced -11.7k -11,685
86 Full Sail Capital, LLC 1.40% of their portfolio OKLAHOMA CITY, OK 373,559373.6k $18.4m $18.4m 1.40% Added +30.9k +30,884
87 Refined Wealth Management 14.19% of their portfolio SALT LAKE CITY, UT 368,628368.6k $18.2m $18.2m 14.19% Added +1.9k +1,894
88 Atria Investments, Inc 0.28% of their portfolio Charlotte, NC 368,626368.6k $18.2m $18.2m 0.28% Added +9.0k +9,020
89 First Horizon Advisors, Inc. 0.59% of their portfolio MEMPHIS, TN 360,647360.6k $17.8m $17.8m 0.59% Added +9.4k +9,439
90 Evolution Advisers, Inc. 11.07% of their portfolio RICHMOND, VA 352,431352.4k $17.3m $17.3m 11.07% Added +10.7k +10,729
91 Wedmont Private Capital 1.40% of their portfolio WEST CHESTER, PA 350,389350.4k $17.2m $17.2m 1.40% Added +45.3k +45,255
92 Wiser Wealth Management, Inc 6.06% of their portfolio MARIETTA, GA 338,987339.0k $16.6m $16.6m 6.06% Added +21.6k +21,628
93 Rappaport Reiches Capital Management, LLC 6.02% of their portfolio SKOKIE`, IL 333,185333.2k $16.4m $16.4m 6.02% Added +5.2k +5,208
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 330,349330.3k $16.3m $16.3m 0.02% Added +13.2k +13,217
95 Avior Wealth Management, LLC 0.97% of their portfolio OMAHA, NE 324,894324.9k $16.0m $16.0m 0.97% Added +26.1k +26,117
96 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 317,609317.6k $15.6m $15.6m 0.15% Added +98.2k +98,180
97 Aspen Wealth Management LLC 6.95% of their portfolio FORT WORTH, TX 314,045314.0k $15.5m $15.5m 6.95% Added +23.1k +23,072
98 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 310,350310.4k $15.3m $15.3m 0.02% Reduced -9.9k -9,893
99 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 307,755307.8k $15.2m $15.2m 0.02% Added +41.0k +41,038
100 Total Wealth Planning, LLC 2.70% of their portfolio CINCINNATI, OH 301,143301.1k $14.9m $14.9m 2.70% Added +2.6k +2,639