Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

206 institutional holders +11 vs Q3 2023
2,669,0072.7m shares reported held*
$368.9mreported value*
20 new 40 added 67 reduced 18 sold out net bought ≈ $15.7m (+113.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $138.23. Options: 2 managers hold calls ($747.1k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211Q1 23: 211Q2 23: 204Q3 23: 195Q4 23: 206206Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022211
Q1 2023211
Q2 2023204
Q3 2023195
Q4 2023206

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 93 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 85 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226996
Q1 20239176
Q2 20236987
Q3 20235293
Q4 20236085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $2.9mQ1 23 puts: $1.7mQ1 23P/C 0.58Q2 23 calls: $2.4mQ2 23 puts: $745.1kQ2 23P/C 0.31Q3 23 calls: $770.6kQ3 23 puts: $290.5kQ3 23P/C 0.38Q4 23 calls: $747.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$2.9m$1.7m0.58
Q2 2023$2.4m$745.1k0.31
Q3 2023$770.6k$290.5k0.38
Q4 2023$747.1k$00.00

Biggest buyers

MORGAN STANLEY Added +324,700+324.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +26,200+26.2k
Connectus Wealth, LLC New +19,069+19.1k
BANK OF AMERICA CORP /DE/ Added +13,933+13.9k
Wealthstar Advisors, LLC New +10,806+10.8k
JPMORGAN CHASE & CO Added +8,944+8.9k
Kellett Wealth Advisors, LLC New +8,653+8.7k
UBS Group AG Added +8,647+8.6k
NVWM, LLC Added +5,934+5.9k
Mesirow Financial Investment Management, Inc. New +5,543+5.5k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -47,206-47.2k
MML INVESTORS SERVICES, LLC Reduced -46,115-46.1k
GOLDMAN SACHS GROUP INC Reduced -45,479-45.5k
First Heartland Consultants, Inc. Reduced -33,508-33.5k
RAYMOND JAMES & ASSOCIATES Reduced -21,810-21.8k
ROYAL BANK OF CANADA Reduced -18,720-18.7k
CITADEL ADVISORS LLC Reduced -14,635-14.6k
TCWP LLC Sold out -12,339-12.3k
OSAIC HOLDINGS, INC. Reduced -10,064-10.1k
MONEY CONCEPTS CAPITAL CORP Sold out -8,722-8.7k

Biggest calls

CITADEL ADVISORS LLC Added $746.1k5.4k shares
Cutler Group LLC / CA New $1.0k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 624,614624.6k $86.3m $86.3m 0.00% Added +324.7k +324,700
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 315,095315.1k $43.5m $43.5m 0.00% Added +13.9k +13,933
3 PGIM Custom Harvest LLC 1.18% of their portfolio NEWARK, NJ 288,743288.7k $39.9m $39.9m 1.18% Added +1.8k +1,825
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 162,507162.5k $22.5m $22.5m 0.01% Added +1.1k +1,093
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 140,200140.2k $19.4m $19.4m 0.01% Added +8.6k +8,647
6 COMMERCE BANK 0.12% of their portfolio KANSAS CITY, MO 117,748117.7k $16.3m $16.3m 0.12% Reduced -2.7k -2,668
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,56184.6k $11.7m $11.7m 0.00% Reduced -18.7k -18,720
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 72,13072.1k $10.0m $10.0m 0.01% Reduced -6.2k -6,235
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 62,76762.8k $8.7m $8.7m 0.01% Added +26.2k +26,200
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 43,23043.2k $6.0m $6.0m 0.01% Reduced -398 -398
11 Sachetta, LLC 2.29% of their portfolio LYNNFIELD, MA 34,89834.9k $4.8m $4.8m 2.29% First filing
12 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.6m $4.6m 0.01% Unchanged
13 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 29,13629.1k $4.0m $4.0m 0.05% Reduced -3.5k -3,548
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,82226.8k $3.7m $3.7m 0.00% Reduced -8.0k -8,026
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,12320.1k $2.8m $2.8m 0.00% Reduced -10.1k -10,064
16 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 19,08919.1k $2.6m $2.6m 0.05% Added +1.5k +1,525
17 Connectus Wealth, LLC 0.05% of their portfolio CINCINNATI, OH 19,06919.1k $2.6m $2.6m 0.05% New
18 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 18,93018.9k $2.5m $2.5m 0.01% Reduced -8.5k -8,515
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,65418.7k $2.6m $2.6m 0.00% Added +8.9k +8,944
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,17418.2k $2.5m $2.5m 0.00% Reduced -2.3k -2,261
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 17,53217.5k $2.4m $2.4m 0.01% Reduced -46.1k -46,115
22 WADE G W & INC 0.07% of their portfolio Wellesley, MA 16,23016.2k $2.2m $2.2m 0.07% Reduced -337 -337
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,77614.8k $2.0m $2.0m 0.00% Reduced -14.6k -14,635
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,73913.7k $1.9m $1.9m 0.00% Reduced -45.5k -45,479
25 First Citizens Financial Corp 1.22% of their portfolio MASON CITY, IA 13,71613.7k $1.9m $1.9m 1.22% Reduced -302 -302
26 Pathway Financial Advisors LLC 0.52% of their portfolio SOUTH BURLINGTON, VT 13,01013.0k $1.8m $1.8m 0.52% Unchanged
27 Counterweight Ventures, LLC 1.60% of their portfolio WILMINGTON, NC 12,77012.8k $1.8m $1.8m 1.60% First filing
28 KKM Financial LLC 1.03% of their portfolio CHICAGO, IL 11,89811.9k $1.6m $1.6m 1.03% First filing
29 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 11,40311.4k $1.6m $1.6m 0.01% Added +430 +430
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,15011.2k $1.5m $1.5m 0.00% Reduced -1.4k -1,351
31 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,07611.1k $1.5m $1.5m 0.00% Reduced -5 -5
32 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,02111.0k $1.5m $1.5m 0.00% Added +4.2k +4,240
33 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,85410.9k $1.5m $1.5m 0.01% Reduced -59 -59
34 Wealthstar Advisors, LLC 0.55% of their portfolio Plano, TX 10,80610.8k $1.5m $1.5m 0.55% New
35 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,4399.4k $1.3m $1.3m 0.01% Reduced -3.9k -3,890
36 Kellett Wealth Advisors, LLC 0.89% of their portfolio CINCINNATI, OH 8,6538.7k $1.2m $1.2m 0.89% New
37 Navis Wealth Advisors, LLC 1.41% of their portfolio RYE BROOK, NY 7,8457.8k $1.1m $1.1m 1.41% Added +87 +87
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,5907.6k $1.0m $1.0m 0.00% Reduced -21.8k -21,810
39 HARMONY ASSET MANAGEMENT LLC 0.44% of their portfolio SCOTTSDALE, AZ 7,4867.5k $1.0m $1.0m 0.44% First filing
40 Nikulski Financial, Inc. 0.38% of their portfolio BETTENDORF, IA 7,4777.5k $1.0m $1.0m 0.38% Reduced -114 -114
41 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,1787.2k $991.7k $991.7k 0.01% Reduced -156 -156
42 NVWM, LLC 0.29% of their portfolio YARDLEY, PA 6,9346.9k $958.0k $958.0k 0.29% Added +5.9k +5,934
43 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,8396.8k $944.9k $944.9k 0.01% Reduced -6.5k -6,531
44 Proficio Capital Partners LLC 0.11% of their portfolio NEWTON, MA 6,6806.7k $922.9k $922.9k 0.11% Unchanged
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,2876.3k $868.6k $868.6k 0.00% Reduced -77 -77
46 ROBERTS GLORE & CO INC /IL/ 0.27% of their portfolio DEERFIELD, IL 6,2536.3k $863.9k $863.9k 0.27% Unchanged
47 Stonebridge Financial Planning Group, LLC 0.44% of their portfolio ORLANDO, FL 5,5865.6k $771.8k $771.8k 0.44% Reduced -35 -35
48 Mesirow Financial Investment Management, Inc. 0.03% of their portfolio CHICAGO, IL 5,5435.5k $765.8k $765.8k 0.03% New
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 5,4095.4k $747.3k $747.3k 0.01% Added +224 +224
50 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,3795.4k $743.2k $743.2k 0.06% Unchanged
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,1645.2k $713.0k $713.0k 0.00% Reduced -1.5k -1,548
52 COTTONWOOD CAPITAL ADVISORS, LLC 0.56% of their portfolio SALT LAKE CITY, UT 4,9454.9k $683.2k $683.2k 0.56% Reduced -228 -228
53 Essex LLC 0.17% of their portfolio DEER PARK, IL 4,8654.9k $672.1k $672.1k 0.17% Reduced -1.6k -1,585
54 Bray Capital Advisors 0.19% of their portfolio Naples, FL 4,8354.8k $668.0k $668.0k 0.19% Unchanged
55 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,7704.8k $659.0k $659.0k 0.00% New
56 Mattern Wealth Management LLC 0.16% of their portfolio LAWRENCE, KS 4,6084.6k $636.6k $636.6k 0.16% Added +1 +1
57 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,5764.6k $632.0k $632.0k 0.00% Added +2.0k +2,002
58 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,4314.4k $612.2k $612.2k 0.02% Unchanged
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,3374.3k $599.0k $599.0k 0.00% Added +584 +584
60 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2654.3k $589.3k $589.3k 0.00% Reduced -896 -896
61 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $580.3k $580.3k 0.00% Unchanged
62 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,1904.2k $578.9k $578.9k 0.01% Unchanged
63 UNIONVIEW, LLC 0.52% of their portfolio SEATTLE, WA 4,1604.2k $574.8k $574.8k 0.52% Added +45 +45
64 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 4,0004.0k $553.0k $553.0k 0.00% Unchanged
65 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,7773.8k $521.8k $521.8k 0.00% Added +1.5k +1,478
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,6593.7k $505.5k $505.5k 0.00% Added +498 +498
67 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 3,3773.4k $466.5k $466.5k 0.00% First filing
68 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,3493.3k $462.7k $462.7k 0.12% Added +36 +36
69 HFG Advisors, Inc. 0.44% of their portfolio CINCINATTI, OH 3,2993.3k $455.8k $455.8k 0.44% Unchanged
70 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.04% of their portfolio KNOXVILLE, TN 3,1853.2k $440.0k $440.0k 0.04% Reduced -143 -143
71 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 3,1433.1k $434.2k $434.2k 0.01% New
72 Ifrah Financial Services, Inc. 0.13% of their portfolio Little Rock, AR 3,1163.1k $430.5k $430.5k 0.13% Reduced -1.6k -1,557
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,1033.1k $429.0k $429.0k 0.00% Reduced -383 -383
74 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 3,0763.1k $425.1k $425.1k 0.03% Added +40 +40
75 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 2,9563.0k $408.4k $408.4k 0.07% Reduced -325 -325
76 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 2,9553.0k $410.0k $410.0k 0.01% Reduced -456 -456
77 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 2,9553.0k $410.4k $410.4k 0.01% Reduced -456 -456
78 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 2,9332.9k $405.2k $405.2k 0.05% Added +346 +346
79 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 2,8452.8k $393.1k $393.1k 0.00% Reduced -124 -124
80 Aspen Wealth Strategies, LLC 0.28% of their portfolio ARVADA, CO 2,8192.8k $389.5k $389.5k 0.28% Added +35 +35
81 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 2,8082.8k $371.1k $371.1k 0.01% Added +24 +24
82 SPC Financial, Inc. 0.04% of their portfolio ROCKVILLE, MD 2,7822.8k $384.4k $384.4k 0.04% Reduced -2.0k -2,019
83 Signal Advisors Wealth, LLC 0.12% of their portfolio DETROIT, MI 2,5992.6k $359.1k $359.1k 0.12% First filing
84 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 2,5872.6k $357.4k $357.4k 0.03% Unchanged
85 Busey Bank 0.01% of their portfolio URBANA, IL 2,5562.6k $353.1k $353.1k 0.01% Unchanged
86 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 2,5412.5k $351.1k $351.1k 0.06% Reduced -286 -286
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 2,5352.5k $350.2k $350.2k 0.00% Reduced -228 -228
88 Wealth Management Partners, LLC 0.20% of their portfolio TUCSON, AZ 2,5352.5k $350.2k $350.2k 0.20% Added +42 +42
89 Independence Bank of Kentucky 0.12% of their portfolio OWENSBORO, KY 2,4252.4k $335.0k $335.0k 0.12% Reduced -90 -90
90 Kesler, Norman & Wride, LLC 0.08% of their portfolio OGDEN, UT 2,3742.4k $327.9k $327.9k 0.08% Added +581 +581
91 NAVELLIER & ASSOCIATES INC 0.05% of their portfolio Reno, NV 2,3562.4k $325.5k $325.5k 0.05% New
92 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 2,3502.4k $325.0k $325.0k 0.01% Unchanged
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 2,3452.3k $324.0k $324.0k 0.00% Reduced -595 -595
94 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 2,3002.3k $318.0k $318.0k 0.01% Added +1.3k +1,340
95 MinichMacGregor Wealth Management, LLC 0.09% of their portfolio Saratoga Springs, NY 2,1472.1k $296.6k $296.6k 0.09% Reduced -428 -428
96 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,1382.1k $295.4k $295.4k 0.00% Added +506 +506
97 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 2,1222.1k $293.2k $293.2k 0.00% Reduced -323 -323
98 Legacy Advisors, LLC 0.04% of their portfolio PLYMOUTH MEETING, PA 2,1162.1k $292.3k $292.3k 0.04% Added +24 +24
99 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 2,1152.1k $292.2k $292.2k 0.01% Added +156 +156
100 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 2,0602.1k $284.5k $284.5k 0.03% Added +6 +6