Vault-13

SUNNOVA ENERGY INTL INC. NOVAQ

COM · Common Stock · CUSIP 86745K104 · ISIN US86745K1043

244 institutional holders +15 vs Q3 2023
151,386,004151.4m shares reported held*
$2.3bnreported value*
44 new 83 added 81 reduced 36 sold out net bought ≈ $54.4m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($787.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.26. Options: 30 managers hold calls ($143.3m notional), 36 hold puts ($340.6m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 249Q4 22: 241Q1 23: 240Q2 23: 236Q3 23: 229Q4 23: 244244Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022249
Q4 2022241
Q1 2023240
Q2 2023236
Q3 2023229
Q4 2023244

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 117 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 101 cut or sold outQ2 23Q3 23: 128 bought or addedQ3 23: 113 cut or sold outQ3 23Q4 23: 127 bought or addedQ4 23: 117 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022120114
Q1 2023117115
Q2 2023122101
Q3 2023128113
Q4 2023127117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ1 23 calls: $68.0mQ1 23 puts: $109.3mQ1 23P/C 1.61Q2 23 calls: $78.7mQ2 23 puts: $126.4mQ2 23P/C 1.61Q3 23 calls: $49.6mQ3 23 puts: $125.8mQ3 23P/C 2.54Q4 23 calls: $143.3mQ4 23 puts: $340.6mQ4 23P/C 2.38
Numbers
QuarterCallsPutsP/C
Q1 2023$68.0m$109.3m1.61
Q2 2023$78.7m$126.4m1.61
Q3 2023$49.6m$125.8m2.54
Q4 2023$143.3m$340.6m2.38

Biggest buyers

D. E. Shaw & Co., Inc. Added +4,522,378+4.5m
MORGAN STANLEY Added +3,265,049+3.3m
GOLDMAN SACHS GROUP INC Added +2,995,132+3.0m
MOORE CAPITAL MANAGEMENT, LP New +1,619,451+1.6m
Pictet Asset Management Holding SA Added +1,124,217+1.1m
BARCLAYS PLC Added +1,063,571+1.1m
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC New +1,000,000+1.0m
Erste Asset Management GmbH Added +941,696+941.7k
NOMURA HOLDINGS INC Added +908,152+908.2k
DEUTSCHE BANK AG\ Added +877,558+877.6k

Biggest sellers

BNP PARIBAS ASSET MANAGEMENT Holding S.A. Reduced -4,403,265-4.4m
CIBC Private Wealth Group LLC Reduced -2,741,165-2.7m
Clal Insurance Enterprises Holdings Ltd Sold out -1,621,206-1.6m
MARSHALL WACE, LLP Reduced -1,225,786-1.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -1,081,123-1.1m
BANK OF AMERICA CORP /DE/ Reduced -1,042,473-1.0m
NORGES BANK Sold out -959,083-959.1k
Allianz Asset Management GmbH Reduced -831,371-831.4k
MONEY CONCEPTS CAPITAL CORP Sold out -634,117-634.1k
Amundi Reduced -627,268-627.3k

Biggest calls

CITADEL ADVISORS LLC Added $40.0m2.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.7m963.1k shares
JANE STREET GROUP, LLC Added $14.2m933.3k shares
GROUP ONE TRADING LLC Added $11.7m767.4k shares
SIMPLEX TRADING, LLC Added $8.1m533.3k shares
BARCLAYS PLC New $8.1m531.5k shares
D. E. Shaw & Co., Inc. Added $6.6m430.7k shares
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC New $6.1m400.0k shares
HAP Trading, LLC Added $3.6m2.2m shares
GTS SECURITIES LLC Added $3.4m219.7k shares

Biggest puts

TWO SIGMA INVESTMENTS, LP Added $88.2m5.8m shares
Shaolin Capital Management LLC Added $62.9m4.1m shares
KGH Ltd Unchanged $29.0m1.9m shares
NOMURA HOLDINGS INC New $20.9m1.4m shares
GROUP ONE TRADING LLC Added $15.4m1.0m shares
WHITEBOX ADVISORS LLC Unchanged $15.2m1.0m shares
Squarepoint Ops LLC Added $14.4m945.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.6m893.7k shares
SIMPLEX TRADING, LLC Added $10.3m674.4k shares
JANE STREET GROUP, LLC Added $9.1m594.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-02-05 7.3% 9.1m 2025-02-05
VANGUARD GROUP INC 13G · institution -2.0 pts · filed 2025-04-30 5.5% -2.0 pts 6.9m 2025-04-30
CastleKnight Master Fund LP 13G · passive investor new · filed 2025-03-20 5.3% new 6.9m 2025-03-20
Newlight Partners LP 13G · passive investor new · filed 2025-05-15 5.2% new 6.5m 2025-05-15

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 15,322,17415.3m $233.7m $233.7m 0.01% Reduced -512.3k -512,278
2 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.49% of their portfolio Paris, I0 11,467,31311.5m $174.9m $174.9m 0.49% Reduced -4.4m -4,403,265
3 Pictet Asset Management Holding SA 0.19% of their portfolio CAROUGE, V8 11,448,11711.4m $174.6m $174.6m 0.19% Added +1.1m +1,124,217
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 10,486,39210.5m $159.9m $159.9m 0.00% Added +215.9k +215,905
5 ECP ControlCo, LLC 22.88% of their portfolio SUMMIT, NJ 6,911,6646.9m $105.4m $105.4m 22.88% Unchanged
6 Newlight Partners LP 99.93% of their portfolio NEW YORK, NY 6,505,8116.5m $99.2m $99.2m 99.93% Unchanged
7 Amundi 0.04% of their portfolio Paris, I0 5,778,6505.8m $87.3m $87.3m 0.04% Reduced -627.3k -627,268
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,630,5765.6m $85.9m $85.9m 0.00% Added +3.3m +3,265,049
9 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 5,164,0505.2m $78.8m $78.8m 0.02% Added +3.0m +2,995,132
10 Handelsbanken Fonder AB 0.37% of their portfolio STOCKHOLM, V7 5,036,7805.0m $76.8m $76.8m 0.37% Reduced -473.0k -473,006
11 Electron Capital Partners, LLC 3.48% of their portfolio NEW YORK, NY 4,917,8174.9m $75.0m $75.0m 3.48% Reduced -390.9k -390,867
12 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 4,628,6694.6m $70.6m $70.6m 0.10% Added +4.5m +4,522,378
13 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 4,444,0864.4m $67.8m $67.8m 0.02% Added +664.2k +664,192
14 Erste Asset Management GmbH 1.00% of their portfolio VIENNA, C4 4,318,9954.3m $68.5m $68.5m 1.00% Added +941.7k +941,696
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,901,6312.9m $44.2m $44.2m 0.00% Added +230.4k +230,433
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,291,4222.3m $34.9m $34.9m 0.00% Added +210.3k +210,290
17 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 2,271,1992.3m $34.6m $34.6m 0.06% Unchanged
18 NOMURA HOLDINGS INC 0.30% of their portfolio TOKYO, M0 2,164,8172.2m $33.0m $33.0m 0.30% Added +908.2k +908,152
19 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,015,1092.0m $30.7m $30.7m 0.01% Reduced -462.3k -462,324
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,713,9761.7m $26.1m $26.1m 0.00% Added +236.1k +236,100
21 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 1,635,5661.6m $24.9m $24.9m 0.01% Added +877.6k +877,558
22 Guinness Asset Management LTD 0.54% of their portfolio LONDON, X0 1,629,8201.6m $24.9m $24.9m 0.54% Added +389.5k +389,465
23 MOORE CAPITAL MANAGEMENT, LP 0.59% of their portfolio NEW YORK, NY 1,619,4511.6m $24.7m $24.7m 0.59% New
24 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 1,563,3201.6m $23.8m $23.8m 0.04% Added +866.7k +866,705
25 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,496,3171.5m $22.8m $22.8m 0.02% Reduced -272.0k -271,999
26 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 1,422,9691.4m $21.7m $21.7m 0.01% Added +1.1m +1,063,571
27 FMR LLC 0.00% of their portfolio BOSTON, MA 1,356,6561.4m $20.7m $20.7m 0.00% Added +719.7k +719,660
28 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,169,4541.2m $17.8m $17.8m 0.00% Added +155.5k +155,521
29 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 0.83% of their portfolio Boston, MA 1,000,0001.0m $15.2m $15.2m 0.83% New
30 Swedbank AB 0.02% of their portfolio STOCKHOLM, V7 956,341956.3k $14.6m $14.6m 0.02% Reduced -319.6k -319,633
31 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 883,663883.7k $13.5m $13.5m 0.04% Reduced -225.4k -225,353
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 842,130842.1k $12.8m $12.8m 0.00% Added +62.0k +61,953
33 BANQUE PICTET & CIE SA 0.13% of their portfolio GENEVA 73, V8 770,000770.0k $11.7m $11.7m 0.13% Added +110.4k +110,400
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 744,367744.4k $11.4m $11.4m 0.00% Reduced -1.0m -1,042,473
35 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 677,406677.4k $10.3m $10.3m 0.01% Unchanged
36 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 642,229642.2k $9.8m $9.8m 0.01% Reduced -164.7k -164,664
37 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 598,227598.2k $9.1m $9.1m 0.01% Added +429.0k +428,997
38 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 596,535596.5k $9.1m $9.1m 0.01% Added +49.0k +49,050
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 563,188563.2k $8.6m $8.6m 0.00% Added +549.5k +549,498
40 Blackstone Inc. 0.04% of their portfolio NEW YORK, NY 500,000500.0k $7.6m $7.6m 0.04% Added +250.0k +250,000
41 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 482,706482.7k $7.4m $7.4m 0.01% Reduced -218.4k -218,416
42 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 465,836465.8k $7.2m $7.2m 0.01% Added +52.2k +52,179
43 Encompass Capital Advisors LLC 0.41% of their portfolio New York, NY 463,089463.1k $7.1m $7.1m 0.41% New
44 Trexquant Investment LP 0.16% of their portfolio STAMFORD, CT 454,442454.4k $6.9m $6.9m 0.16% New
45 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 428,800428.8k $6.5m $6.5m 0.00% Added +1.6k +1,639
46 TUDOR INVESTMENT CORP ET AL 0.09% of their portfolio STAMFORD, CT 421,270421.3k $6.4m $6.4m 0.09% New
47 ARDSLEY ADVISORY PARTNERS LP 1.23% of their portfolio Norwalk, CT 375,000375.0k $5.7m $5.7m 1.23% New
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 374,759374.8k $5.7m $5.7m 0.00% Reduced -47.7k -47,740
49 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 362,997363.0k $5.5m $5.5m 0.04% Reduced -65.6k -65,581
50 PEAK6 Investments LLC 0.23% of their portfolio CHICAGO, IL 345,977346.0k $5.3m $5.3m 0.23% New
51 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 343,267343.3k $5.2m $5.2m 0.00% Added +7.6k +7,571
52 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 343,116343.1k $5.2m $5.2m 0.01% Reduced -2.7m -2,741,165
53 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 335,734335.7k $5.1m $5.1m 0.01% Reduced -439.1k -439,121
54 Lombard Odier Asset Management (USA) Corp 0.67% of their portfolio New York, NY 300,000300.0k $4.6m $4.6m 0.67% Reduced -225.0k -225,000
55 Yaupon Capital Management LP 0.46% of their portfolio NEW YORK, NY 278,667278.7k $4.2m $4.2m 0.46% Unchanged
56 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 277,014277.0k $4.2m $4.2m 0.01% Added +21.0k +20,957
57 MIZUHO MARKETS AMERICAS LLC 0.12% of their portfolio NEW YORK, NY 255,005255.0k $3.9m $3.9m 0.12% Reduced -7.1k -7,100
58 Swiss Life Asset Management Ltd 0.05% of their portfolio Zurich, V8 254,868254.9k $3.9m $3.9m 0.05% Added +27.5k +27,536
59 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 254,724254.7k $3.9m $3.9m 0.00% Reduced -6.5k -6,515
60 EDMOND DE ROTHSCHILD HOLDING S.A. 0.07% of their portfolio CHAMBESY, V8 244,873244.9k $3.7m $3.7m 0.07% Reduced -38.2k -38,236
61 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 243,834243.8k $3.7m $3.7m 0.01% Reduced -1.1m -1,081,123
62 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 239,530239.5k $3.7m $3.7m 0.06% Unchanged
63 CAPITAL FUND MANAGEMENT S.A. 0.05% of their portfolio PARIS, I0 238,610238.6k $3.6m $3.6m 0.05% Added +13.7k +13,700
64 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 226,824226.8k $3.5m $3.5m 0.00% Reduced -434.4k -434,434
65 Legal & General Group Plc 0.00% of their portfolio London, X0 218,747218.7k $3.3m $3.3m 0.00% Reduced -5.9k -5,860
66 Swiss National Bank 0.00% of their portfolio ZURICH, V8 215,500215.5k $3.3m $3.3m 0.00% Reduced -14.6k -14,600
67 PICTON MAHONEY ASSET MANAGEMENT 0.14% of their portfolio Toronto, A6 196,794196.8k $3.0m $3.0m 0.14% New
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 196,481196.5k $3.0m $3.0m 0.00% Added +37.5k +37,479
69 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 194,469194.5k $3.0m $3.0m 0.00% Added +6.3k +6,290
70 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 182,340182.3k $2.8m $2.8m 0.00% Added +2.8k +2,755
71 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.25% of their portfolio DALLAS, TX 176,500176.5k $2.7m $2.7m 0.25% Reduced -4.9k -4,926
72 Sagefield Capital LP 0.33% of their portfolio DALLAS, TX 165,527165.5k $2.5m $2.5m 0.33% Added +86.8k +86,829
73 LMR Partners LLP 0.06% of their portfolio LONDON, X0 162,057162.1k $2.5m $2.5m 0.06% Reduced -87.9k -87,943
74 Leonteq Securities AG 0.26% of their portfolio ZURICH, V8 133,551133.6k $2.0m $2.0m 0.26% Reduced -37.1k -37,077
75 TORTOISE CAPITAL ADVISORS, L.L.C. 0.03% of their portfolio OVERLAND PARK, KS 132,246132.2k $2.0m $2.0m 0.03% Reduced -108.1k -108,138
76 DECADE RENEWABLE PARTNERS LP 1.11% of their portfolio HOUSTON, TX 127,031127.0k $1.9m $1.9m 1.11% Reduced -261.1k -261,122
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 125,938125.9k $1.9m $1.9m 0.00% Added +6 +6
78 Holocene Advisors, LP 0.01% of their portfolio New York, NY 123,920123.9k $1.9m $1.9m 0.01% Added +98.0k +97,986
79 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 115,878115.9k $1.8m $1.8m 0.01% Added +80.9k +80,859
80 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 114,910114.9k $1.8m $1.8m 0.00% Added +147 +147
81 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 114,562114.6k $1.7m $1.7m 0.00% Added +31.9k +31,850
82 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,484114.5k $1.7m $1.7m 0.00% Reduced -19.0k -18,976
83 TT International Asset Management LTD 0.22% of their portfolio LONDON, X0 114,011114.0k $1.7m $1.7m 0.22% Reduced -123.6k -123,613
84 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 113,884113.9k $1.7m $1.7m 0.00% New
85 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 109,300109.3k $1.7m $1.7m 0.00% Reduced -5 -5
86 Quantbot Technologies LP 0.09% of their portfolio NEW YORK, NY 106,809106.8k $1.6m $1.6m 0.09% Reduced -81.3k -81,341
87 SEVEN EIGHT CAPITAL, LP 0.19% of their portfolio New York, NY 106,612106.6k $1.6m $1.6m 0.19% Reduced -28.9k -28,948
88 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.18% of their portfolio DUBLIN 2, L2 102,110102.1k $1.6m $1.6m 0.18% New
89 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,823101.8k $1.6m $1.6m 0.00% Added +35.3k +35,338
90 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 96,01596.0k $1.5m $1.5m 0.00% Reduced -9.3k -9,284
91 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 91,28891.3k $1.4m $1.4m 0.00% Added +40.2k +40,248
92 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 90,76990.8k $1.4m $1.4m 0.00% Reduced -24.9k -24,888
93 CREDIT AGRICOLE S A 0.03% of their portfolio Montrouge Cedex, I0 85,00085.0k $1.3m $1.3m 0.03% New
94 Shay Capital LLC 0.50% of their portfolio NEW YORK, NY 84,04084.0k $1.3m $1.3m 0.50% Reduced -165.0k -165,030
95 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 81,69681.7k $1.2m $1.2m 0.03% New
96 FORMULA GROWTH LTD 0.39% of their portfolio MONTREAL, A8 80,00080.0k $1.2m $1.2m 0.39% Added +30.0k +30,000
97 ALGERT GLOBAL LLC 0.05% of their portfolio SAN FRANCISCO, CA 78,38978.4k $1.2m $1.2m 0.05% Added +15.4k +15,360
98 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 75,01575.0k $1.1m $1.1m 0.01% Reduced -115.8k -115,785
99 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 74,00074.0k $1.1m $1.1m 0.00% Added +21.5k +21,500
100 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 73,68073.7k $1.1m $1.1m 0.00% Reduced -21.4k -21,416