Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

503 institutional holders +53 vs Q3 2023
20,235,08920.2m shares reported held*
$3.6bnreported value*
60 new 121 added 173 reduced 35 sold out net sold ≈ $95.6m (+174.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($630.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $180.22. Options: 5 managers hold calls ($17.4m notional), 3 hold puts ($8.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503503Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 103 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 131 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 187 cut or sold outQ2 23Q3 23: 175 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 181 bought or addedQ4 23: 208 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022103247
Q1 2023131214
Q2 2023172187
Q3 2023175173
Q4 2023181208

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 23 calls: $63.5mQ1 23 puts: $42.1mQ1 23P/C 0.66Q2 23 calls: $69.3mQ2 23 puts: $34.6mQ2 23P/C 0.50Q3 23 calls: $31.2mQ3 23 puts: $22.3mQ3 23P/C 0.71Q4 23 calls: $17.4mQ4 23 puts: $8.7mQ4 23P/C 0.50
Numbers
QuarterCallsPutsP/C
Q1 2023$63.5m$42.1m0.66
Q2 2023$69.3m$34.6m0.50
Q3 2023$31.2m$22.3m0.71
Q4 2023$17.4m$8.7m0.50

Biggest buyers

MORGAN STANLEY Added +1,563,687+1.6m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +687,696+687.7k
TWO SIGMA INVESTMENTS, LP Added +385,000+385.0k
JPMORGAN CHASE & CO Added +365,893+365.9k
MERCER GLOBAL ADVISORS INC /ADV Added +272,107+272.1k
TWO SIGMA ADVISERS, LP Added +176,400+176.4k
PRUDENTIAL PLC Added +73,700+73.7k
MARSHALL WACE, LLP New +35,510+35.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +33,407+33.4k
GTS SECURITIES LLC New +27,691+27.7k

Biggest sellers

CHURCHILL MANAGEMENT Corp Sold out -2,170,857-2.2m
FIRST TRUST ADVISORS LP Reduced -476,639-476.6k
Fisher Asset Management, LLC Reduced -407,660-407.7k
OSAIC HOLDINGS, INC. Reduced -75,421-75.4k
HRT FINANCIAL LP Sold out -62,324-62.3k
MILLENNIUM MANAGEMENT LLC Reduced -43,428-43.4k
NewSquare Capital LLC Reduced -40,888-40.9k
LPL Financial LLC Reduced -30,148-30.1k
BANK OF AMERICA CORP /DE/ Reduced -29,543-29.5k
Raymond James Financial Services Advisors, Inc. Reduced -29,164-29.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.9m53.1k shares
CITADEL ADVISORS LLC Reduced $5.2m27.7k shares
JANE STREET GROUP, LLC Reduced $2.3m12.3k shares
Cutler Group LLC / CA New $6.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.1m32.9k shares
CITADEL ADVISORS LLC Reduced $2.6m13.7k shares
Cutler Group LLC / CA Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.77% of their portfolio Wheaton, IL 3,778,2263.8m $704.8m $704.8m 0.77% Reduced -476.6k -476,639
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,062,9763.1m $571.4m $571.4m 0.03% Added +1.6m +1,563,687
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,170,7281.2m $218.4m $218.4m 0.06% Added +19.6k +19,582
4 Fisher Asset Management, LLC 0.11% of their portfolio PLANO, TX 1,067,0621.1m $199.1m $199.1m 0.11% Reduced -407.7k -407,660
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 891,620891.6k $166.3m $166.3m 0.02% Reduced -29.5k -29,543
6 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 692,660692.7k $3.7k $3.7k 0.00% Added +687.7k +687,696
7 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 691,850691.9k $129.1m $129.1m 0.08% Reduced -30.1k -30,148
8 TWO SIGMA INVESTMENTS, LP 0.26% of their portfolio NEW YORK, NY 571,300571.3k $106.6m $106.6m 0.26% Added +385.0k +385,000
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 483,194483.2k $90.1m $90.1m 0.02% Reduced -13.9k -13,880
10 UBS Group AG 0.03% of their portfolio ZURICH, V8 446,464446.5k $83.3m $83.3m 0.03% Added +1.8k +1,834
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 414,188414.2k $77.3m $77.3m 0.00% Added +365.9k +365,893
12 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 318,222318.2k $59.4m $59.4m 0.10% Reduced -29.2k -29,164
13 TWO SIGMA ADVISERS, LP 0.13% of their portfolio NEW YORK, NY 306,900306.9k $57.3m $57.3m 0.13% Added +176.4k +176,400
14 MERCER GLOBAL ADVISORS INC /ADV 0.15% of their portfolio DENVER, CO 275,562275.6k $51.4m $51.4m 0.15% Added +272.1k +272,107
15 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 243,707243.7k $45.5m $45.5m 0.02% Added +23.2k +23,215
16 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 225,737225.7k $42.1m $42.1m 0.03% Reduced -8.7k -8,663
17 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 183,035183.0k $34.1m $34.1m 0.06% Reduced -75.4k -75,421
18 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 182,373182.4k $34.0m $34.0m 0.05% Added +8.5k +8,520
19 Northeast Financial Consultants Inc 1.83% of their portfolio WESTPORT, CT 177,289177.3k $33.1m $33.1m 1.83% Reduced -2.0k -2,047
20 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 162,551162.6k $30.3m $30.3m 0.06% Reduced -5.2k -5,225
21 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 146,269146.3k $27.4m $27.4m 0.01% Reduced -11.8k -11,824
22 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 144,235144.2k $26.9m $26.9m 0.03% Reduced -1.0k -1,015
23 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 124,123124.1k $23.2m $23.2m 0.01% Reduced -28.5k -28,547
24 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 120,059120.1k $22.4m $22.4m 0.05% Reduced -13.8k -13,823
25 O'Dell Group, LLC 5.38% of their portfolio CINCINNATI, OH 110,286110.3k $20.6m $20.6m 5.38% Reduced -1.4k -1,408
26 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 99,48599.5k $18.7m $18.7m 0.18% Added +2.8k +2,838
27 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 88,77788.8k $16.6m $16.6m 0.07% Added +5.7k +5,661
28 PRUDENTIAL PLC 0.17% of their portfolio LONDON, X0 86,40086.4k $16.1m $16.1m 0.17% Added +73.7k +73,700
29 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 86,06786.1k $16.1m $16.1m 0.05% Reduced -1.6k -1,643
30 Advisory Services Network, LLC 0.39% of their portfolio ATLANTA, GA 84,78784.8k $15.8m $15.8m 0.39% Added +2.5k +2,459
31 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 83,42683.4k $15.6m $15.6m 0.03% Reduced -1.7k -1,734
32 Bensler, LLC 2.38% of their portfolio Bellevue, WA 76,86676.9k $14.3m $14.3m 2.38% Added +5.8k +5,841
33 NewSquare Capital LLC 1.36% of their portfolio NEWTOWN SQUARE, PA 76,31576.3k $14.2m $14.2m 1.36% Reduced -40.9k -40,888
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.29% of their portfolio ST. LOUIS, MO 76,28876.3k $14.2m $14.2m 0.29% Reduced -3.0k -2,970
35 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 72,38672.4k $13.5m $13.5m 0.11% Added +2.6k +2,596
36 Sequoia Financial Advisors, LLC 0.16% of their portfolio Akron, OH 67,80567.8k $12.6m $12.6m 0.16% Added +269 +269
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 63,01363.0k $11.8m $11.8m 0.01% Added +991 +991
38 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 60,47160.5k $11.3m $11.3m 0.09% Reduced -711 -711
39 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 59,34759.3k $11.1m $11.1m 0.04% Reduced -2.8k -2,785
40 Kraft, Davis & Associates, LLC 3.41% of their portfolio St. Louis, MO 58,01958.0k $11.4m $11.4m 3.41% Reduced -585 -585
41 Harel Insurance Investments & Financial Services Ltd. 0.19% of their portfolio Ramat Gan, L3 57,00057.0k $10.6m $10.6m 0.19% Unchanged
42 MIRABELLA FINANCIAL SERVICES LLP 1.45% of their portfolio London, X0 54,03054.0k $10.1m $10.1m 1.45% Added +15.6k +15,582
43 SeaCrest Wealth Management, LLC 1.18% of their portfolio PURCHASE, NY 53,10053.1k $9.6m $9.6m 1.18% Added +2.0k +2,028
44 Beaumont Financial Advisors, LLC 0.86% of their portfolio NEEDHAM, MA 50,51650.5k $9.4m $9.4m 0.86% Reduced -383 -383
45 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 50,40350.4k $9.4m $9.4m 0.01% Reduced -43.4k -43,428
46 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 50,36150.4k $9.4m $9.4m 0.69% Reduced -8.1k -8,120
47 Nilsine Partners, LLC 1.38% of their portfolio GREENWOOD VILLAGE, CO 48,02848.0k $9.0m $9.0m 1.38% Reduced -10.4k -10,404
48 Tamar Securities, LLC 1.69% of their portfolio Woodland Hills, CA 46,22046.2k $8.6m $8.6m 1.69% Reduced -7.4k -7,354
49 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 45,97746.0k $8.6m $8.6m 0.14% Reduced -2.8k -2,780
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 44,89944.9k $8.4m $8.4m 0.01% Added +33.4k +33,407
51 PINNACLE ASSOCIATES LTD 0.14% of their portfolio NEW YORK, NY 43,22143.2k $8.1m $8.1m 0.14% Reduced -2.1k -2,142
52 CWM, LLC 0.04% of their portfolio OMAHA, NE 42,99443.0k $8.0m $8.0m 0.04% Reduced -16.4k -16,397
53 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 38,59838.6k $7.2m $7.2m 0.02% Added +1.3k +1,309
54 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 38,38638.4k $7.2m $7.2m 0.06% Added +1.7k +1,706
55 Southland Equity Partners LLC 2.10% of their portfolio WILDWOOD, MO 35,95836.0k $6.7m $6.7m 2.10% Reduced -1.8k -1,820
56 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 35,62435.6k $6.6m $6.6m 0.03% Added +1.6k +1,602
57 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 35,51135.5k $6.9m $6.9m 0.04% Added +16.5k +16,481
58 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 35,51035.5k $6.6m $6.6m 0.01% New
59 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 33,35833.4k $6.2m $6.2m 0.03% Reduced -1.2k -1,228
60 DAYMARK WEALTH PARTNERS, LLC 0.38% of their portfolio CINCINNATI, OH 32,95433.0k $6.1m $6.1m 0.38% Added +369 +369
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 32,31532.3k $6.0m $6.0m 0.15% Added +4.6k +4,634
62 Wealth Management Partners, LLC 3.35% of their portfolio TUCSON, AZ 32,16232.2k $6.0m $6.0m 3.35% Added +342 +342
63 MONEY CONCEPTS CAPITAL CORP 0.54% of their portfolio PALM BEACH GARDENS, FL 30,99731.0k $5.8m $5.8m 0.54% Added +499 +499
64 NTV Asset Management LLC 0.97% of their portfolio Charleston, WV 30,94430.9k $5.8m $5.8m 0.97% Reduced -2.2k -2,250
65 Pacific Sun Financial Corp 3.64% of their portfolio LOS ANGELES, CA 30,92630.9k $5.8m $5.8m 3.64% Reduced -488 -488
66 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 1.13% of their portfolio CONCORD, MA 30,85630.9k $5.8m $5.8m 1.13% Added +269 +269
67 B. Riley Wealth Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 28,71128.7k $5.4m $5.4m 0.14% Reduced -839 -839
68 GTS SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 27,69127.7k $5.2m $5.2m 0.11% New
69 Gladstone Institutional Advisory LLC 0.28% of their portfolio Bedminster, NJ 27,09127.1k $5.1m $5.1m 0.28% Added +16.5k +16,483
70 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 27,01627.0k $5.0m $5.0m 0.09% Added +6.4k +6,436
71 Lindbrook Capital, LLC 0.50% of their portfolio CALABASAS, CA 26,63326.6k $5.0m $5.0m 0.50% Added +101 +101
72 Paragon Private Wealth Management, LLC 3.37% of their portfolio LEXINGTON, KY 25,95826.0k $4.8m $4.8m 3.37% Added +935 +935
73 Somerset Trust Co 2.04% of their portfolio SOMERSET, PA 24,90524.9k $4.6m $4.6m 2.04% Reduced -1.9k -1,875
74 Gateway Advisory, LLC 0.89% of their portfolio WESTFIELD, NJ 24,73924.7k $4.6m $4.6m 0.89% New
75 Crestone Asset Management LLC 1.01% of their portfolio BOULDER, CO 24,02624.0k $4.5m $4.5m 1.01% Reduced -4.1k -4,098
76 Mariner, LLC 0.01% of their portfolio Overland Park, KS 23,84223.8k $4.4m $4.4m 0.01% Reduced -20.5k -20,547
77 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 23,80623.8k $4.4m $4.4m 0.06% Reduced -2.6k -2,618
78 MeadowBrook Investment Advisors LLC 4.16% of their portfolio Livonia, MI 23,33923.3k $4.4m $4.4m 4.16% First filing
79 SFI Advisors, LLC 3.72% of their portfolio Montclair, NJ 23,33023.3k $4.4m $4.4m 3.72% Reduced -452 -452
80 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 22,44822.4k $4.2m $4.2m 0.04% Reduced -4.7k -4,722
81 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 22,02622.0k $4.1m $4.1m 0.05% Added +2.2k +2,182
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,99422.0k $4.1m $4.1m 0.00% Added +11.1k +11,120
83 Regal Investment Advisors LLC 0.31% of their portfolio KENTWOOD, MI 21,97722.0k $4.1m $4.1m 0.31% Added +120 +120
84 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 21,77521.8k $4.1m $4.1m 0.01% Added +2.1k +2,101
85 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 21,72521.7k $4.1m $4.1m 0.01% Added +13.0k +13,035
86 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 21,36221.4k $4.0m $4.0m 0.15% Added +653 +653
87 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 20,14520.1k $3.8m $3.8m 0.04% Added +776 +776
88 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 19,92819.9k $3.7m $3.7m 0.15% Added +3.3k +3,269
89 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 19,50219.5k $3.6m $3.6m 0.06% Reduced -513 -513
90 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 19,49419.5k $3.6m $3.6m 0.01% Added +1.1k +1,081
91 TWIN PEAKS WEALTH ADVISORS, LLC 2.17% of their portfolio SAN FRANCISCO, CA 18,24218.2k $3.4m $3.4m 2.17% First filing
92 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 17,45917.5k $3.3m $3.3m 0.00% Added +1.6k +1,621
93 Plotkin Financial Advisors, LLC 2.41% of their portfolio CHEVY CHASE, MD 17,01417.0k $3.2m $3.2m 2.41% Reduced -230 -230
94 Synergy Asset Management, LLC 0.56% of their portfolio VANCOUVER, WA 16,89316.9k $3.2m $3.2m 0.56% New
95 Pinnacle Wealth Management Advisory Group, LLC 0.34% of their portfolio RED BANK, NJ 15,74815.7k $2.9m $2.9m 0.34% Reduced -2.9k -2,923
96 MGB Wealth Management, LLC 1.44% of their portfolio ADDISON, TX 15,35815.4k $2.9m $2.9m 1.44% First filing
97 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 14,97315.0k $2.8m $2.8m 0.04% Added +346 +346
98 Garden State Investment Advisory Services LLC 1.13% of their portfolio Red Bank, NJ 14,96515.0k $2.8m $2.8m 1.13% Added +574 +574
99 WealthBridge Capital Management, LLC 1.00% of their portfolio WESTERVILLE, OH 14,32414.3k $2.7m $2.7m 1.00% Reduced -50 -50
100 FFT WEALTH MANAGEMENT LLC 0.23% of their portfolio PHILADELPHIA, PA 14,17014.2k $2.6m $2.6m 0.23% Reduced -1.8k -1,785