Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

448 institutional holders +39 vs Q3 2023
230,602,481230.6m shares reported held*
$5.9bnreported value*
55 new 189 added 145 reduced 37 sold out net bought ≈ $732.0m (+28.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.64.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409Q4 23: 448448Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409
Q4 2023448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 186 cut or sold outQ3 23Q4 23: 244 bought or addedQ4 23: 182 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177
Q3 2023218186
Q4 2023244182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $2.6kQ1 23 puts: $11.0mQ1 23P/C 4260.45Q2 23 calls: $200.4kQ2 23 puts: $12.4mQ2 23P/C 62.05Q3 23 calls: $38.9kQ3 23 puts: $4.9kQ3 23P/C 0.12Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$2.6k$11.0m4260.45
Q2 2023$200.4k$12.4m62.05
Q3 2023$38.9k$4.9k0.12
Q4 2023$0$0—

Biggest buyers

SYON CAPITAL LLC Added +6,735,243+6.7m
Baker Avenue Asset Management, LP Added +2,769,050+2.8m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +2,528,542+2.5m
TOBIAS FINANCIAL ADVISORS, INC. Added +2,010,727+2.0m
Raymond James Financial Services Advisors, Inc. Added +1,693,995+1.7m
JPMORGAN CHASE & CO Added +1,652,858+1.7m
CWM, LLC Added +1,601,304+1.6m
HighTower Advisors, LLC Added +1,269,209+1.3m
MORGAN STANLEY Added +1,265,717+1.3m
Equitable Holdings, Inc. Added +1,184,080+1.2m

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,338,115-2.3m
GM Advisory Group, LLC Reduced -1,996,322-2.0m
LPL Financial LLC Reduced -886,350-886.4k
Gateway Wealth Partners, LLC Reduced -555,163-555.2k
CITADEL ADVISORS LLC Sold out -461,784-461.8k
BANK OF AMERICA CORP /DE/ Reduced -447,828-447.8k
OSAIC HOLDINGS, INC. Reduced -378,443-378.4k
Gradient Investments LLC Reduced -364,672-364.7k
OLD MISSION CAPITAL LLC Sold out -329,844-329.8k
AVANTAX ADVISORY SERVICES, INC. Reduced -324,619-324.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 20,216,37120.2m $518.3m $518.3m 0.31% Reduced -886.4k -886,350
2 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 11,661,18811.7m $299.0m $299.0m 0.12% Added +343.8k +343,777
3 CWM, LLC 1.44% of their portfolio OMAHA, NE 10,419,71210.4m $267.2m $267.2m 1.44% Added +1.6m +1,601,304
4 Cerity Partners LLC 0.72% of their portfolio NEW YORK, NY 8,348,2998.3m $214.1m $214.1m 0.72% Added +90.3k +90,261
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,120,3077.1m $182.6m $182.6m 0.01% Reduced -171.9k -171,911
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 4.47% of their portfolio MINNEAPOLIS, MN 7,003,4137.0m $179.6m $179.6m 4.47% Added +188.6k +188,600
7 RiverFront Investment Group, LLC 5.60% of their portfolio RICHMOND, VA 6,962,8757.0m $178.5m $178.5m 5.60% Reduced -196.5k -196,536
8 SYON CAPITAL LLC 7.50% of their portfolio SAN FRANCISCO, CA 6,941,9106.9m $178.0m $178.0m 7.50% Added +6.7m +6,735,243
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.48% of their portfolio PLYMOUTH, MN 6,407,2656.4m $164.3m $164.3m 0.48% Added +2.5m +2,528,542
10 Private Advisor Group, LLC 0.89% of their portfolio MORRISTOWN, NJ 4,481,5204.5m $114.9m $114.9m 0.89% Added +91.8k +91,812
11 Gradient Investments LLC 2.67% of their portfolio ARDEN HILLS, MN 4,312,2844.3m $110.6m $110.6m 2.67% Reduced -364.7k -364,672
12 WEALTHSOURCE PARTNERS, LLC 6.79% of their portfolio SAN LUIS OBISPO, CA 4,068,8544.1m $104.3m $104.3m 6.79% Added +16.6k +16,624
13 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 3,916,7183.9m $100.4m $100.4m 0.18% Reduced -378.4k -378,443
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,345,6003.3m $85.8m $85.8m 0.00% Added +1.3m +1,265,717
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,126,8483.1m $80.2m $80.2m 0.00% Added +1.7m +1,652,858
16 Willow Creek Wealth Management Inc. 9.99% of their portfolio Sebastopol, CA 3,109,7033.1m $79.7m $79.7m 9.99% Reduced -25.8k -25,791
17 KWB Wealth 10.60% of their portfolio REDLANDS, CA 2,866,9312.9m $73.5m $73.5m 10.60% Added +109.6k +109,635
18 Baker Avenue Asset Management, LP 3.14% of their portfolio SAN FRANCISCO, CA 2,786,8412.8m $71.5m $71.5m 3.14% Added +2.8m +2,769,050
19 TOBIAS FINANCIAL ADVISORS, INC. 17.39% of their portfolio Plantation, FL 2,785,1872.8m $71.4m $71.4m 17.39% Added +2.0m +2,010,727
20 Stadion Money Management, LLC 4.67% of their portfolio WATKINSVILLE, GA 2,750,4862.8m $70.5m $70.5m 4.67% Added +128.0k +128,009
21 Good Life Advisors, LLC 6.23% of their portfolio READING, PA 2,455,8472.5m $63.0m $63.0m 6.23% Added +76.7k +76,700
22 Equitable Holdings, Inc. 0.71% of their portfolio NEW YORK, NY 2,256,6402.3m $57.9m $57.9m 0.71% Added +1.2m +1,184,080
23 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 2,248,2972.2m $57.6m $57.6m 0.09% Added +1.7m +1,693,995
24 N.E.W. Advisory Services LLC 6.74% of their portfolio DE PERE, WI 2,174,5862.2m $55.8m $55.8m 6.74% Reduced -59.9k -59,917
25 Gerber Kawasaki Wealth & Investment Management 3.31% of their portfolio SANTA MONICA, CA 2,156,4612.2m $55.3m $55.3m 3.31% Added +207.7k +207,666
26 McNamara Financial Services, Inc. 11.95% of their portfolio MARSHFIELD, MA 2,084,4332.1m $53.4m $53.4m 11.95% Added +27.0k +26,996
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,046,6642.0m $52.5m $52.5m 0.01% Reduced -193.7k -193,668
28 Facet Wealth, Inc. 1.97% of their portfolio WEST PALM BEACH, FL 2,024,1322.0m $51.3m $51.3m 1.97% Reduced -42.3k -42,334
29 Great Lakes Retirement, Inc. 8.06% of their portfolio SANDUSKY, OH 1,909,8271.9m $49.0m $49.0m 8.06% Reduced -55.4k -55,417
30 Trilogy Capital Inc. 2.98% of their portfolio IRVINE, CA 1,878,5351.9m $48.2m $48.2m 2.98% Reduced -7.6k -7,582
31 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,871,9761.9m $48.0m $48.0m 0.04% Reduced -117.6k -117,592
32 Wealthcare Advisory Partners LLC 1.80% of their portfolio WEST CHESTER, PA 1,769,3591.8m $45.4m $45.4m 1.80% Added +75.2k +75,228
33 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,729,9191.7m $44.4m $44.4m 0.07% Added +100.7k +100,688
34 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,632,8991.6m $41.9m $41.9m 0.07% Added +1.3m +1,269,209
35 GREAT VALLEY ADVISOR GROUP, INC. 1.43% of their portfolio WILMINGTON, DE 1,587,1961.6m $40.7m $40.7m 1.43% Added +5.3k +5,298
36 ASSETMARK, INC 0.14% of their portfolio CONCORD, CA 1,555,9881.6m $39.9m $39.9m 0.14% Added +490.0k +490,005
37 GIRARD ADVISORY SERVICES, LLC 3.83% of their portfolio KING OF PRUSSIA, PA 1,471,9341.5m $37.7m $37.7m 3.83% Reduced -30.2k -30,216
38 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 1,360,9571.4m $34.9m $34.9m 0.05% Added +710.6k +710,574
39 Money Design Co.,Ltd. 1.76% of their portfolio TOKYO, M0 1,217,8921.2m $31.2m $31.2m 1.76% Added +19.1k +19,051
40 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,148,3231.1m $29.4m $29.4m 0.01% Reduced -107.8k -107,755
41 NewEdge Advisors, LLC 0.28% of their portfolio NEW ORLEANS, LA 1,138,2661.1m $29.2m $29.2m 0.28% Added +831.9k +831,893
42 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,137,9731.1m $29.2m $29.2m 0.01% Added +90.0k +89,961
43 Traverso Chambers Private Wealth Management, LLC 7.06% of their portfolio SANTA ROSA, CA 1,134,3401.1m $29.1m $29.1m 7.06% New
44 PARK AVENUE SECURITIES LLC 0.38% of their portfolio NEW YORK, NY 1,086,7761.1m $27.9m $27.9m 0.38% Added +161.5k +161,487
45 GM Advisory Group, LLC 2.08% of their portfolio MELVILLE, NY 1,075,1291.1m $27.6m $27.6m 2.08% Reduced -2.0m -1,996,322
46 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 1,016,3211.0m $25.7m $25.7m 0.13% Added +188.2k +188,222
47 RESTON WEALTH MANAGEMENT LLC 11.72% of their portfolio Reston, VA 998,907998.9k $25.6m $25.6m 11.72% Reduced -3.9k -3,884
48 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 962,433962.4k $24.7m $24.7m 0.01% Reduced -2.3m -2,338,115
49 SigFig Wealth Management, LLC 0.90% of their portfolio SAN FRANCISCO, CA 943,121943.1k $23.8m $23.8m 0.90% Reduced -265.9k -265,908
50 Envestnet Portfolio Solutions, Inc. 0.10% of their portfolio BERWYN, PA 942,935942.9k $24.2m $24.2m 0.10% Added +321.1k +321,071
51 WALLER FINANCIAL PLANNING GROUP, INC 6.16% of their portfolio COLUMBUS, OH 914,180914.2k $23.4m $23.4m 6.16% Reduced -22.8k -22,844
52 Leading Edge Financial Planning LLC 11.97% of their portfolio KNOXVILLE, TN 899,715899.7k $23.1m $23.1m 11.97% Added +287.1k +287,148
53 Bristlecone Advisors, LLC 2.32% of their portfolio BELLEVUE, WA 896,216896.2k $23.0m $23.0m 2.32% Reduced -58.2k -58,236
54 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 891,563891.6k $22.9m $22.9m 0.07% Reduced -25.4k -25,426
55 Waverly Advisors, LLC 0.83% of their portfolio BIRMINGHAM, AL 862,593862.6k $22.1m $22.1m 0.83% Added +98.7k +98,650
56 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 842,426842.4k $21.6m $21.6m 0.10% Added +68.7k +68,748
57 Advisory Alpha, LLC 0.98% of their portfolio HOLLAND, MI 832,719832.7k $21.4m $21.4m 0.98% Added +65.7k +65,689
58 Heartwood Wealth Advisors LLC 2.82% of their portfolio RICHMOND, VA 824,662824.7k $21.1m $21.1m 2.82% Added +1.1k +1,092
59 TRUEFG, LLC 8.33% of their portfolio CEDAR PARK, TX 820,667820.7k $21.0m $21.0m 8.33% Added +45.5k +45,525
60 ARRIEN INVESTMENTS, INC. 18.40% of their portfolio BOISE, ID 817,274817.3k $21.0m $21.0m 18.40% Added +8.4k +8,413
61 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.15% of their portfolio ALAMO, CA 800,578800.6k $20.5m $20.5m 3.15% Reduced -86.6k -86,642
62 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 791,266791.3k $20.3m $20.3m 0.00% Added +7.3k +7,266
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 768,542768.5k $19.7m $19.7m 0.00% Reduced -447.8k -447,828
64 Garrett Wealth Advisory Group, LLC 8.08% of their portfolio WEATHERFORD, TX 756,398756.4k $19.4m $19.4m 8.08% Added +50.8k +50,787
65 RFG Advisory, LLC 0.76% of their portfolio BIRMINGHAM, AL 755,693755.7k $19.4m $19.4m 0.76% Added +413.6k +413,646
66 Banco Santander, S.A. 0.23% of their portfolio Madrid, U3 743,442743.4k $19.1m $19.1m 0.23% Added +213.5k +213,486
67 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 734,389734.4k $18.8m $18.8m 0.04% New
68 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 703,821703.8k $18.0m $18.0m 0.03% Reduced -67.2k -67,172
69 Bensler, LLC 2.88% of their portfolio Bellevue, WA 677,448677.4k $17.4m $17.4m 2.88% Added +75.9k +75,878
70 IHT Wealth Management, LLC 0.77% of their portfolio Chicago, IL 675,545675.5k $17.3m $17.3m 0.77% Reduced -12.9k -12,947
71 Mariner, LLC 0.04% of their portfolio Overland Park, KS 660,054660.1k $16.9m $16.9m 0.04% Added +65.0k +64,988
72 OneDigital Investment Advisors LLC 0.29% of their portfolio OVERLAND PARK, KS 650,192650.2k $16.7m $16.7m 0.29% Reduced -22.7k -22,685
73 Financial Strategies Group, Inc. 4.69% of their portfolio OKEMOS, MI 648,783648.8k $16.4m $16.4m 4.69% Added +7.7k +7,737
74 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 644,600644.6k $16.5m $16.5m 0.07% Added +60.6k +60,635
75 Larson Financial Group LLC 1.44% of their portfolio ST LOUIS, MO 644,054644.1k $16.5m $16.5m 1.44% Reduced -1.2k -1,151
76 CHOREO, LLC 0.44% of their portfolio ROCKFORD, IL 635,547635.5k $16.3m $16.3m 0.44% Reduced -35.2k -35,208
77 Rinkey Investments 6.28% of their portfolio San Diego, CA 621,531621.5k $15.9m $15.9m 6.28% Reduced -10.6k -10,644
78 MONETA GROUP INVESTMENT ADVISORS LLC 0.31% of their portfolio ST LOUIS, MO 620,215620.2k $15.9m $15.9m 0.31% Reduced -11.9k -11,877
79 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 599,899599.9k $15.4m $15.4m 0.25% Added +503.8k +503,800
80 Trinity Wealth Management, LLC 9.19% of their portfolio BERWYN, PA 598,799598.8k $15.4m $15.4m 9.19% Added +11.9k +11,932
81 WealthPLAN Partners, LLC 1.56% of their portfolio OMAHA, NE 593,195593.2k $15.2m $15.2m 1.56% Added +20.6k +20,590
82 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 582,277582.3k $14.9m $14.9m 0.08% Added +55.9k +55,862
83 Levy Wealth Management Group, LLC 4.08% of their portfolio PHILADELPHIA, PA 566,685566.7k $14.5m $14.5m 4.08% Added +458.6k +458,600
84 Convergence Financial, LLC 6.42% of their portfolio COLUMBIA, MO 560,522560.5k $14.4m $14.4m 6.42% Added +111.0k +111,037
85 OneAscent Financial Services LLC 1.77% of their portfolio BIRMINGHAM, AL 557,306557.3k $14.3m $14.3m 1.77% New
86 Pinnacle Wealth Planning Services, Inc. 2.22% of their portfolio MANSFIELD, OH 551,114551.1k $14.1m $14.1m 2.22% Added +38.9k +38,905
87 Algorithmic Investment Models, LLC 10.34% of their portfolio Boston, MA 531,372531.4k $13.6m $13.6m 10.34% Reduced -3.9k -3,915
88 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 526,481526.5k $13.5m $13.5m 0.05% Added +401.2k +401,183
89 Tidemark, LLC 8.35% of their portfolio SAN DIEGO, CA 519,999520.0k $13.3m $13.3m 8.35% First filing
90 AIFG Consultants Ltd. 10.07% of their portfolio HALFMOON, NY 516,401516.4k $13.2m $13.2m 10.07% Added +72.9k +72,871
91 Tennessee Valley Asset Management Partners 1.77% of their portfolio KNOXVILLE, TN 507,014507.0k $13.0m $13.0m 1.77% Added +283.5k +283,477
92 WCG Wealth Advisors LLC 0.95% of their portfolio LAS VEGAS, NV 505,872505.9k $13.0m $13.0m 0.95% Reduced -57.5k -57,473
93 TrueWealth Advisors, LLC 5.00% of their portfolio BIRMINGHAM, AL 503,362503.4k $12.9m $12.9m 5.00% Added +21.2k +21,159
94 Astoria Strategic Wealth, Inc. 4.34% of their portfolio NEW BRAUNFELS, TX 498,386498.4k $12.8m $12.8m 4.34% Reduced -11.5k -11,495
95 CUTLER INVESTMENT COUNSEL LLC 1.81% of their portfolio Jacksonville, OR 494,925494.9k $12.7m $12.7m 1.81% Added +467.2k +467,183
96 Aveo Capital Partners, LLC 1.52% of their portfolio ENGLEWOOD, CO 490,337490.3k $12.6m $12.6m 1.52% Added +270.7k +270,732
97 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 4.65% of their portfolio BETHLEHEM, PA 480,038480.0k $12.3m $12.3m 4.65% Added +66.0k +66,020
98 Aspire Private Capital, LLC 3.55% of their portfolio Cornelius, NC 466,571466.6k $12.0m $12.0m 3.55% Added +269.1k +269,052
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 456,460456.5k $11.7m $11.7m 0.10% Reduced -20.7k -20,655
100 Horizon Investments, LLC 0.33% of their portfolio Charlotte, NC 456,075456.1k $11.7m $11.7m 0.33% Added +20.3k +20,263