Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

229 institutional holders +9 vs Q3 2023
2,720,7102.7m shares reported held*
$611.4mreported value*
19 new 73 added 73 reduced 17 sold out net bought ≈ $623.1k (+2.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $224.72. Options: 2 managers hold calls ($4.5m notional), 2 hold puts ($1.0m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209Q2 23: 216Q3 23: 220Q4 23: 229229Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209
Q2 2023216
Q3 2023220
Q4 2023229

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 100 bought or addedQ3 23: 87 cut or sold outQ3 23Q4 23: 92 bought or addedQ4 23: 90 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059
Q2 20239784
Q3 202310087
Q4 20239290

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ1 23 calls: $4.9mQ1 23 puts: $2.3mQ1 23P/C 0.47Q2 23 calls: $8.5mQ2 23 puts: $8.5mQ2 23P/C 1.00Q3 23 calls: $4.2mQ3 23 puts: $5.1mQ3 23P/C 1.21Q4 23 calls: $4.5mQ4 23 puts: $1.0mQ4 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q1 2023$4.9m$2.3m0.47
Q2 2023$8.5m$8.5m1.00
Q3 2023$4.2m$5.1m1.21
Q4 2023$4.5m$1.0m0.23

Biggest buyers

MORGAN STANLEY Added +177,070+177.1k
AMERIPRISE FINANCIAL INC Added +23,694+23.7k
ENVESTNET ASSET MANAGEMENT INC Added +23,678+23.7k
PRUDENTIAL FINANCIAL INC Added +23,242+23.2k
JPMORGAN CHASE & CO Added +14,365+14.4k
SANDLER CAPITAL MANAGEMENT New +11,000+11.0k
ROYAL BANK OF CANADA Added +10,223+10.2k
Tower Research Capital LLC (TRC) Added +7,408+7.4k
JANE STREET GROUP, LLC New +7,125+7.1k
CENTAURUS FINANCIAL, INC. Added +6,858+6.9k

Biggest sellers

Cetera Advisor Networks LLC Reduced -89,151-89.2k
RAYMOND JAMES & ASSOCIATES Reduced -44,162-44.2k
GOLDMAN SACHS GROUP INC Reduced -39,778-39.8k
WELLS FARGO & COMPANY/MN Reduced -35,766-35.8k
FLOW TRADERS U.S. LLC Sold out -22,737-22.7k
Phoenix Financial Ltd. Reduced -20,425-20.4k
Sigma Planning Corp Sold out -13,366-13.4k
VICUS CAPITAL Reduced -12,519-12.5k
Hobart Private Capital, LLC Reduced -6,898-6.9k
UBS Group AG Reduced -6,371-6.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.5m20.2k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m4.6k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 376,104376.1k $84.5m $84.5m 0.00% Added +177.1k +177,070
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 224,434224.4k $50.5m $50.5m 0.03% Reduced -3.4k -3,410
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 153,132153.1k $34.4m $34.4m 0.00% Reduced -5.9k -5,926
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 137,475137.5k $30.9m $30.9m 0.01% Added +23.7k +23,678
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 112,546112.5k $25.3m $25.3m 0.01% Reduced -35.8k -35,766
6 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 88,47588.5k $19.9m $19.9m 0.03% Added +23.2k +23,242
7 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 69,56169.6k $15.6m $15.6m 0.01% Added +2.2k +2,195
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 59,23959.2k $13.3m $13.3m 0.00% Added +23.7k +23,694
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,95954.0k $12.1m $12.1m 0.00% Reduced -6.4k -6,371
10 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 51,72751.7k $11.6m $11.6m 0.05% Reduced -378 -378
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,24650.2k $11.3m $11.3m 0.00% Reduced -39.8k -39,778
12 Adams Wealth Management 3.08% of their portfolio LOGAN, UT 46,36746.4k $10.4m $10.4m 3.08% Reduced -408 -408
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 45,83345.8k $10.3m $10.3m 0.02% Added +117 +117
14 Hobart Private Capital, LLC 3.31% of their portfolio CHARLOTTE, NC 44,51944.5k $10.0m $10.0m 3.31% Reduced -6.9k -6,898
15 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 42,21242.2k $9.5m $9.5m 0.02% Reduced -3.8k -3,798
16 McGuire Investment Group, LLC 1.58% of their portfolio WAKEFIELD, RI 42,05642.1k $9.5m $9.5m 1.58% Added +871 +871
17 First Interstate Bank 0.61% of their portfolio Billings, MT 36,36036.4k $8.2m $8.2m 0.61% Reduced -1.1k -1,144
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,42633.4k $7.5m $7.5m 0.00% Added +14.4k +14,365
19 Gerber Kawasaki Wealth & Investment Management 0.45% of their portfolio SANTA MONICA, CA 33,24033.2k $7.5m $7.5m 0.45% Added +4.0k +3,961
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,83530.8k $6.9m $6.9m 0.00% Added +10.2k +10,223
21 MGB Wealth Management, LLC 3.46% of their portfolio ADDISON, TX 30,63930.6k $6.9m $6.9m 3.46% First filing
22 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 28,63128.6k $6.4m $6.4m 0.01% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.46% of their portfolio BIRMINGHAM, AL 28,48028.5k $6.4m $6.4m 0.46% Reduced -497 -497
24 CHEMUNG CANAL TRUST CO 1.28% of their portfolio ELMIRA, NY 27,65327.7k $6.2m $6.2m 1.28% Reduced -85 -85
25 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 27,27027.3k $6.1m $6.1m 0.03% Reduced -4.8k -4,766
26 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 26,11226.1k $5.9m $5.9m 0.01% Added +5.6k +5,622
27 Yarbrough Capital, LLC 0.29% of their portfolio FRANKLIN, TN 24,49624.5k $5.5m $5.5m 0.29% Unchanged
28 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 23,10423.1k $5.2m $5.2m 0.01% Added +584 +584
29 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 21,71321.7k $4.9m $4.9m 0.07% Reduced -175 -175
30 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 21,25021.2k $4.8m $4.8m 0.04% Reduced -1.2k -1,153
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,21821.2k $4.8m $4.8m 0.00% Reduced -44.2k -44,162
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 20,93120.9k $4.7m $4.7m 0.01% Reduced -1.2k -1,209
33 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 20,78520.8k $4.7m $4.7m 0.06% Reduced -542 -542
34 Phoenix Financial Ltd. 0.08% of their portfolio Givatayim, L3 20,29320.3k $4.6m $4.6m 0.08% Reduced -20.4k -20,425
35 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 20,22320.2k $4.5m $4.5m 0.01% Reduced -97 -97
36 MONEY CONCEPTS CAPITAL CORP 0.42% of their portfolio PALM BEACH GARDENS, FL 20,14920.1k $4.5m $4.5m 0.42% Reduced -220 -220
37 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 19,26419.3k $4.3m $4.3m 0.02% Reduced -89.2k -89,151
38 SFI Advisors, LLC 3.61% of their portfolio Montclair, NJ 18,78418.8k $4.2m $4.2m 3.61% Reduced -166 -166
39 THEORY FINANCIAL LLC 2.19% of their portfolio FORT COLLINS, CO 18,25718.3k $4.1m $4.1m 2.19% Added +527 +527
40 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 18,16618.2k $4.1m $4.1m 0.01% Reduced -1.4k -1,443
41 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,81215.8k $3.6m $3.6m 0.01% Added +776 +776
42 Beaumont Asset Management, L.L.C. 2.43% of their portfolio BEAUMONT, TX 15,33315.3k $3.4m $3.4m 2.43% Added +25 +25
43 JMAC ENTERPRISES LLC 0.72% of their portfolio NEWTOWN, PA 14,85314.9k $3.3m $3.3m 0.72% Added +128 +128
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 14,66214.7k $3.3m $3.3m 0.01% Added +6.7k +6,704
45 Intrepid Financial Planning Group LLC 1.55% of their portfolio CARMEL, IN 14,38614.4k $3.2m $3.2m 1.55% Reduced -60 -60
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,22313.2k $3.0m $3.0m 0.00% Added +846 +846
47 Smart Money Group LLC 1.22% of their portfolio EASTLAND, TX 12,43012.4k $2.8m $2.8m 1.22% Reduced -1.1k -1,113
48 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 12,42412.4k $2.8m $2.8m 0.18% Added +2.2k +2,201
49 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 11,00511.0k $2.5m $2.5m 0.07% Added +2.1k +2,075
50 SANDLER CAPITAL MANAGEMENT 0.32% of their portfolio NEW YORK, NY 11,00011.0k $2.5m $2.5m 0.32% New
51 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 10,88110.9k $2.4m $2.4m 0.09% Reduced -1.6k -1,640
52 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.03% of their portfolio Madrid, U3 10,10610.1k $2.3m $2.3m 0.03% Added +615 +615
53 CREATIVE FINANCIAL DESIGNS INC /ADV 0.22% of their portfolio KOKOMO, IN 9,5199.5k $2.1m $2.1m 0.22% Reduced -272 -272
54 CENTAURUS FINANCIAL, INC. 0.15% of their portfolio ANAHEIM, CA 8,7958.8k $2.0m $2.0m 0.15% Added +6.9k +6,858
55 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 8,5768.6k $1.9m $1.9m 0.01% Reduced -68 -68
56 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,4768.5k $1.9m $1.9m 0.00% Added +2.2k +2,225
57 Bank of New Hampshire 0.54% of their portfolio LACONIA, NH 8,4588.5k $1.9m $1.9m 0.54% Added +505 +505
58 AFFINITY WEALTH MANAGEMENT LLC 0.37% of their portfolio WILMINGTON, DE 8,0628.1k $1.8m $1.8m 0.37% Reduced -10 -10
59 HARBOR ADVISORY CORP /MA/ 0.64% of their portfolio PORTSMOUTH, NH 7,9437.9k $1.8m $1.8m 0.64% Reduced -557 -557
60 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,7087.7k $1.7m $1.7m 0.02% Added +7.4k +7,408
61 Ayalon Insurance Comp Ltd. 0.63% of their portfolio Ramat Gan, L3 7,6707.7k $1.7m $1.7m 0.63% Unchanged
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,6687.7k $1.7m $1.7m 0.00% Added +5.7k +5,684
63 Bogart Wealth, LLC 0.10% of their portfolio MCLEAN, VA 7,6637.7k $1.7m $1.7m 0.10% Added +938 +938
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,1257.1k $1.6m $1.6m 0.00% New
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,0457.0k $1.6m $1.6m 0.00% Added +4.6k +4,565
66 LEUTHOLD GROUP, LLC 0.18% of their portfolio MINNEAPOLIS, MN 6,5486.5k $1.5m $1.5m 0.18% Added +950 +950
67 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 6,4756.5k $1.5m $1.5m 0.06% Added +104 +104
68 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 6,3006.3k $1.4m $1.4m 0.00% Added +400 +400
69 CHATHAM CAPITAL GROUP, INC. 0.28% of their portfolio SAVANNAH, GA 6,2586.3k $1.4m $1.4m 0.28% Unchanged
70 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 6,2516.3k $1.4m $1.4m 0.01% Reduced -844 -844
71 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 5,7455.7k $1.3m $1.3m 0.05% Reduced -619 -619
72 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 5,5645.6k $1.2m $1.2m 0.03% Reduced -3.2k -3,223
73 ARKANSAS FINANCIAL GROUP, INC. 0.23% of their portfolio LITTLE ROCK, AR 5,4445.4k $1.2m $1.2m 0.23% Added +4 +4
74 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 5,3745.4k $1.2m $1.2m 0.01% Added +2.3k +2,270
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,0725.1k $1.1m $1.1m 0.00% Added +421 +421
76 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 4,9414.9k $1.1m $1.1m 0.04% Added +823 +823
77 Round Rock Advisors LLC 0.27% of their portfolio WILTON, CT 4,8424.8k $1.1m $1.1m 0.27% Reduced -194 -194
78 Sharper & Granite LLC 0.56% of their portfolio EL SEGUNDO, CA 4,7884.8k $1.1m $1.1m 0.56% Added +105 +105
79 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 4,6794.7k $1.1m $1.1m 0.04% First filing
80 Financial Freedom, LLC 0.67% of their portfolio CINCINNATI, OH 4,6734.7k $1.1m $1.1m 0.67% Reduced -264 -264
81 Global Financial Private Client, LLC 0.47% of their portfolio Sarasota, FL 4,4764.5k $1.0m $1.0m 0.47% Reduced -3.0k -2,953
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,2574.3k $928.6k $928.6k 0.00% Reduced -110 -110
83 CWM, LLC 0.01% of their portfolio OMAHA, NE 4,2324.2k $951.0k $951.0k 0.01% Reduced -141 -141
84 VCI Wealth Management LLC 0.58% of their portfolio ST LOUIS, MO 4,2074.2k $945.7k $945.7k 0.58% First filing
85 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 4,0274.0k $906.0k $906.0k 0.04% Added +1 +1
86 Patton Albertson Miller Group, LLC 0.15% of their portfolio Chattanooga, TN 3,9664.0k $891.5k $891.5k 0.15% Unchanged
87 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,7183.7k $835.8k $835.8k 0.00% Reduced -494 -494
88 Regent Peak Wealth Advisors LLC 0.22% of their portfolio ATLANTA, GA 3,5753.6k $803.6k $803.6k 0.22% Added +34 +34
89 Beacon Financial Advisory LLC 0.39% of their portfolio CLEVELAND, OH 3,5623.6k $800.7k $800.7k 0.39% Added +138 +138
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,5263.5k $792.6k $792.6k 0.00% Added +199 +199
91 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 3,0803.1k $692.3k $692.3k 0.01% Added +9 +9
92 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 3,0793.1k $692.2k $692.2k 0.01% Added +381 +381
93 Psagot Value Holdings Ltd. / (Israel) 0.29% of their portfolio Tel Aviv, L3 2,8972.9k $661.0k $661.0k 0.29% Added +1.0k +1,026
94 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 2,8142.8k $632.6k $632.6k 0.01% Unchanged
95 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 2,8002.8k $629.4k $629.4k 0.03% Unchanged
96 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 2,7352.7k $614.9k $614.9k 0.01% Added +1.1k +1,066
97 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 2,7022.7k $607.4k $607.4k 0.04% Unchanged
98 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 2,6082.6k $586.3k $586.3k 0.01% Added +490 +490
99 SPRING CAPITAL MANAGEMENT, LLC 0.46% of their portfolio AMARILLO, TX 2,6052.6k $585.6k $585.6k 0.46% Unchanged
100 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 2,5232.5k $567.1k $567.1k 0.01% Added +1.0k +1,018