Vault-13

ALPS ETF TR AMLP

ALERIAN MLP · ETP · CUSIP 00162Q452

609 institutional holders +43 vs Q3 2023
90,665,11090.7m shares reported held*
$3.9bnreported value*
63 new 234 added 184 reduced 37 sold out net bought ≈ $532.7m (+12.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($326.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.53. Options: 8 managers hold calls ($20.7m notional), 10 hold puts ($42.2m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 512Q4 22: 533Q1 23: 545Q2 23: 544Q3 23: 566Q4 23: 609609Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022512
Q4 2022533
Q1 2023545
Q2 2023544
Q3 2023566
Q4 2023609

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 247 bought or addedQ4 22: 217 cut or sold outQ4 22Q1 23: 254 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 245 bought or addedQ2 23: 231 cut or sold outQ2 23Q3 23: 269 bought or addedQ3 23: 218 cut or sold outQ3 23Q4 23: 297 bought or addedQ4 23: 221 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022247217
Q1 2023254226
Q2 2023245231
Q3 2023269218
Q4 2023297221

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $43.2mQ1 23 puts: $51.6mQ1 23P/C 1.19Q2 23 calls: $34.5mQ2 23 puts: $31.7mQ2 23P/C 0.92Q3 23 calls: $43.3mQ3 23 puts: $50.7mQ3 23P/C 1.17Q4 23 calls: $20.7mQ4 23 puts: $42.2mQ4 23P/C 2.04
Numbers
QuarterCallsPutsP/C
Q1 2023$43.2m$51.6m1.19
Q2 2023$34.5m$31.7m0.92
Q3 2023$43.3m$50.7m1.17
Q4 2023$20.7m$42.2m2.04

Biggest buyers

MORGAN STANLEY Added +11,382,209+11.4m
1832 Asset Management L.P. New +1,209,230+1.2m
JPMORGAN CHASE & CO Added +881,086+881.1k
WELLS FARGO & COMPANY/MN Added +619,287+619.3k
CITADEL ADVISORS LLC Added +265,782+265.8k
Cambridge Investment Research Advisors, Inc. Added +241,163+241.2k
TRUIST FINANCIAL CORP Added +213,014+213.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +189,104+189.1k
Lake Hills Wealth Management, LLC Added +147,680+147.7k
LPL Financial LLC Added +135,890+135.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,121,275-1.1m
WOLVERINE TRADING, LLC Reduced -487,565-487.6k
OSAIC HOLDINGS, INC. Reduced -299,049-299.0k
RATIONAL ADVISORS, INC. Reduced -228,416-228.4k
AMERIPRISE FINANCIAL INC Reduced -223,971-224.0k
L & S Advisors Inc Sold out -161,546-161.5k
Aveo Capital Partners, LLC Reduced -160,245-160.2k
Creative Planning Reduced -154,080-154.1k
UBS Group AG Reduced -143,505-143.5k
Bullseye Investment Management, LLC Reduced -128,979-129.0k

Biggest calls

Walleye Trading LLC Added $7.3m171.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.0m142.1k shares
WOLVERINE TRADING, LLC Reduced $2.8m65.1k shares
GTS SECURITIES LLC Added $2.3m53.8k shares
CITADEL ADVISORS LLC Reduced $1.3m30.4k shares
Lavaca Capital LLC Reduced $892.9k21.0k shares
CSS LLC/IL Added $102.0k2.4k shares
Cutler Group LLC / CA Added $34.0k34.3k shares

Biggest puts

JANE STREET GROUP, LLC Added $14.2m334.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.5m176.0k shares
Walleye Trading LLC Reduced $6.2m145.1k shares
CSS LLC/IL Reduced $4.9m115.0k shares
CITADEL ADVISORS LLC Reduced $4.5m106.6k shares
GTS SECURITIES LLC Reduced $4.2m97.7k shares
WOLVERINE TRADING, LLC Added $773.9k18.2k shares
Cutler Group LLC / CA Added $6.0k55.2k shares
HighTower Advisors, LLC New $70014.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 20,677,00420.7m $879.2m $879.2m 0.04% Added +11.4m +11,382,209
2 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 8,746,8318.7m $371.9m $371.9m 0.08% Reduced -1.1m -1,121,275
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,596,0245.6m $237.9m $237.9m 0.03% Added +93.2k +93,153
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,946,6984.9m $210.3m $210.3m 0.06% Added +619.3k +619,287
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,741,0142.7m $116.5m $116.5m 0.05% Reduced -143.5k -143,505
6 Creative Planning 0.20% of their portfolio OVERLAND PARK, KS 2,479,2042.5m $105.4m $105.4m 0.20% Reduced -154.1k -154,080
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,698,8171.7m $72.2m $72.2m 0.04% Added +135.9k +135,890
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,476,9361.5m $62.8m $62.8m 0.02% Added +9.4k +9,415
9 RATIONAL ADVISORS, INC. 6.32% of their portfolio San Juan, PR 1,460,3341.5m $62.1m $62.1m 6.32% Reduced -228.4k -228,416
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,415,9271.4m $60.2m $60.2m 0.02% Added +87.7k +87,714
11 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,305,8091.3m $55.5m $55.5m 0.04% Added +63.1k +63,053
12 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 1,209,2301.2m $51.4m $51.4m 0.10% New
13 Allen Investment Management, LLC 0.64% of their portfolio NEW YORK, NY 1,128,4181.1m $48.0m $48.0m 0.64% Added +31.5k +31,487
14 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 1,104,0691.1m $46.9m $46.9m 0.03% Reduced -82.3k -82,344
15 TIAA TRUST, NATIONAL ASSOCIATION 0.14% of their portfolio CHARLOTTE, NC 970,319970.3k $41.3m $41.3m 0.14% Reduced -36.4k -36,438
16 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 936,344936.3k $39.8m $39.8m 0.05% Added +5.9k +5,865
17 Ocean Park Asset Management, LLC 1.94% of their portfolio SANTA MONICA, CA 931,640931.6k $39.6m $39.6m 1.94% Added +46.4k +46,440
18 STEPHENS INC /AR/ 0.67% of their portfolio LITTLE ROCK, AR 917,252917.3k $39.0m $39.0m 0.67% Reduced -11.1k -11,111
19 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 912,336912.3k $38.8m $38.8m 0.06% Reduced -80.2k -80,156
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 902,380902.4k $38.4m $38.4m 0.00% Added +881.1k +881,086
21 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 826,887826.9k $35.2m $35.2m 0.06% Added +189.1k +189,104
22 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 815,468815.5k $34.7m $34.7m 0.02% Reduced -4.2k -4,180
23 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 806,758806.8k $34.3m $34.3m 0.01% Reduced -224.0k -223,971
24 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 738,943738.9k $31.4m $31.4m 0.05% Reduced -299.0k -299,049
25 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 663,218663.2k $28.2m $28.2m 0.05% Reduced -82.1k -82,054
26 HFG Wealth Management, LLC 6.55% of their portfolio The Woodlands, TX 627,880627.9k $26.7m $26.7m 6.55% First filing
27 FIRST AMERICAN TRUST, FSB 2.99% of their portfolio SANTA ANA, CA 568,681568.7k $24.2m $24.2m 2.99% Added +3.6k +3,646
28 Naviter Wealth, LLC 4.76% of their portfolio LITTLE ROCK, AR 556,286556.3k $23.7m $23.7m 4.76% Added +89.9k +89,904
29 CHOREO, LLC 0.59% of their portfolio ROCKFORD, IL 510,921510.9k $21.7m $21.7m 0.59% Reduced -17.3k -17,267
30 Proficio Capital Partners LLC 2.49% of their portfolio NEWTON, MA 474,132474.1k $20.2m $20.2m 2.49% Added +81.1k +81,104
31 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 461,403461.4k $19.6m $19.6m 0.07% Reduced -1.6k -1,587
32 Prime Capital Investment Advisors, LLC 0.27% of their portfolio OVERLAND PARK, KS 424,636424.6k $18.1m $18.1m 0.27% Added +9.8k +9,811
33 Maryland State Retirement & Pension System 0.35% of their portfolio BALTIMORE, MD 399,453399.5k $17.0m $17.0m 0.35% Unchanged
34 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 395,419395.4k $16.8m $16.8m 0.07% Added +241.2k +241,163
35 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 342,602342.6k $14.6m $14.6m 0.05% Added +11.6k +11,558
36 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 325,732325.7k $13.9m $13.9m 0.01% Added +265.8k +265,782
37 SEARCY FINANCIAL SERVICES INC /ADV 7.45% of their portfolio OVERLAND PARK, KS 315,679315.7k $13.4m $13.4m 7.45% Added +1.1k +1,050
38 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 314,200314.2k $13.4m $13.4m 0.02% Added +213.0k +213,014
39 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 311,652311.7k $13.3m $13.3m 0.04% Added +29.3k +29,292
40 BALDWIN WEALTH PARTNERS LLC/MA 1.02% of their portfolio Marion, MA 304,726304.7k $13.0m $13.0m 1.02% Reduced -4.4k -4,372
41 ALLEN WEALTH MANAGEMENT, LLC 12.60% of their portfolio Boone, NC 302,571302.6k $12.9m $12.9m 12.60% First filing
42 Householder Group Estate & Retirement Specialist, LLC 4.18% of their portfolio SCOTTSDALE, AZ 299,321299.3k $12.7m $12.7m 4.18% Added +758 +758
43 Summit Financial Wealth Advisors, LLC 2.84% of their portfolio Lafayette, LA 293,886293.9k $12.5m $12.5m 2.84% Added +3.6k +3,569
44 Advisors Preferred, LLC 1.98% of their portfolio ROCKVILLE, MD 280,802280.8k $12.0m $12.0m 1.98% Added +26.0k +25,981
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 272,089272.1k $11.6m $11.6m 0.03% Added +14.7k +14,658
46 Fifth Third Securities, Inc. 1.06% of their portfolio Cincinnati, OH 240,917240.9k $10.2m $10.2m 1.06% Reduced -110.9k -110,931
47 NOVARE CAPITAL MANAGEMENT LLC 1.04% of their portfolio CHARLOTTE, NC 240,375240.4k $10.2m $10.2m 1.04% Reduced -8.8k -8,804
48 IronBridge Private Wealth, LLC 4.84% of their portfolio Austin, TX 233,416233.4k $9.9m $9.9m 4.84% Added +34.8k +34,791
49 TECTONIC ADVISORS LLC 0.80% of their portfolio FRISCO, TX 224,238224.2k $9.5m $9.5m 0.80% Reduced -861 -861
50 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.56% of their portfolio EDINA, MN 223,650223.7k $9.5m $9.5m 0.56% Reduced -3.1k -3,101
51 Prospera Financial Services Inc 0.31% of their portfolio Dallas, TX 219,785219.8k $9.3m $9.3m 0.31% Added +105.3k +105,269
52 Checchi Capital Advisers, LLC 0.75% of their portfolio BEVERLY HILLS, CA 216,087216.1k $9.2m $9.2m 0.75% Added +16.7k +16,662
53 PFG Advisors 0.70% of their portfolio Phoenix, AZ 202,978203.0k $8.6m $8.6m 0.70% Added +3.1k +3,077
54 Spectrum Wealth Counsel, LLC 1.17% of their portfolio INDIANAPOLIS, IN 198,122198.1k $8.4m $8.4m 1.17% First filing
55 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 195,663195.7k $8.3m $8.3m 0.03% Added +3.2k +3,229
56 Hilton Capital Management, LLC 0.88% of their portfolio Garden City, NY 192,380192.4k $8.2m $8.2m 0.88% Added +1.4k +1,398
57 Riggs Asset Managment Co. Inc. 2.60% of their portfolio DALLAS, PA 192,248192.2k $8.2m $8.2m 2.60% Added +59.3k +59,313
58 EVERGREEN CAPITAL MANAGEMENT LLC 0.33% of their portfolio Bellevue, WA 188,693188.7k $8.0m $8.0m 0.33% Reduced -151 -151
59 NICOLET ADVISORY SERVICES, LLC 0.87% of their portfolio GREEN BAY, WI 187,973188.0k $8.1m $8.1m 0.87% Reduced -24.7k -24,660
60 WEALTH ALLIANCE, LLC 1.12% of their portfolio MELLVILLE, NY 187,443187.4k $8.0m $8.0m 1.12% Added +12.0k +11,972
61 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 180,547180.5k $7.7m $7.7m 0.04% Added +29.3k +29,346
62 Bullseye Investment Management, LLC 4.75% of their portfolio CINCINNATI, OH 176,660176.7k $7.5m $7.5m 4.75% Reduced -129.0k -128,979
63 MUHLENKAMP & CO INC 2.43% of their portfolio WEXFORD, PA 174,555174.6k $7.4m $7.4m 2.43% Unchanged
64 FWL INVESTMENT MANAGEMENT, LLC 4.31% of their portfolio Dallas, TX 174,161174.2k $7.4m $7.4m 4.31% Reduced -57.1k -57,085
65 Lake Hills Wealth Management, LLC 7.37% of their portfolio AUSTIN, TX 173,317173.3k $7.4m $7.4m 7.37% Added +147.7k +147,680
66 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 169,599169.6k $7.2m $7.2m 0.06% Added +9.8k +9,810
67 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.12% of their portfolio RADNOR, PA 160,991161.0k $6.8m $6.8m 0.12% Reduced -13.3k -13,293
68 Elgethun Capital Management 1.94% of their portfolio SIOUX FALLS, SD 160,729160.7k $6.8m $6.8m 1.94% Added +2.6k +2,602
69 MCKINLEY CAPITAL MANAGEMENT LLC 0.87% of their portfolio ANCHORAGE, AK 158,700158.7k $6.7m $6.7m 0.87% Added +4.6k +4,631
70 SHIKIAR ASSET MANAGEMENT INC 2.02% of their portfolio NEW YORK, NY 153,395153.4k $6.5m $6.5m 2.02% Added +9.6k +9,620
71 Left Brain Wealth Management, LLC 3.54% of their portfolio NAPERVILLE, IL 143,839143.8k $6.1m $6.1m 3.54% Reduced -1.9k -1,864
72 Brick & Kyle, Associates 2.88% of their portfolio NEWTOWN, PA 136,365136.4k $5.8m $5.8m 2.88% Added +361 +361
73 COWA, LLC 3.56% of their portfolio Tulsa, OK 134,212134.2k $5.7m $5.7m 3.56% Added +14.2k +14,183
74 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 132,579132.6k $5.6m $5.6m 0.08% Reduced -33.0k -32,962
75 COMMERCE BANK 0.04% of their portfolio KANSAS CITY, MO 132,334132.3k $5.6m $5.6m 0.04% Reduced -199 -199
76 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 131,775131.8k $5.6m $5.6m 0.02% Added +3.5k +3,477
77 Madison Park Capital Advisors, LLC 5.37% of their portfolio SEATTLE, WA 130,888130.9k $5.6m $5.6m 5.37% First filing
78 SCS Capital Management LLC 0.06% of their portfolio BOSTON, MA 129,030129.0k $5.5m $5.5m 0.06% Added +64.5k +64,515
79 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 127,749127.7k $5.4m $5.4m 0.01% Reduced -3.7k -3,657
80 INDEPENDENT FINANCIAL GROUP, LLC 0.28% of their portfolio SAN DIEGO, CA 123,603123.6k $5.3m $5.3m 0.28% Added +9.0k +8,999
81 CW Advisors, LLC 0.09% of their portfolio BOSTON, MA 113,264113.3k $4.8m $4.8m 0.09% Reduced -20.7k -20,695
82 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 113,077113.1k $4.8m $4.8m 0.04% Reduced -20.6k -20,582
83 HERBST GROUP, LLC 3.07% of their portfolio WESTPORT, CT 112,471112.5k $4.8m $4.8m 3.07% Added +807 +807
84 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 110,984111.0k $4.7m $4.7m 0.05% Reduced -1.3k -1,253
85 Advisory Services Network, LLC 0.11% of their portfolio ATLANTA, GA 110,353110.4k $4.7m $4.7m 0.11% Reduced -87.8k -87,846
86 Wealthspire Advisors, LLC 0.07% of their portfolio NEW YORK, NY 109,928109.9k $4.7m $4.7m 0.07% Reduced -41.2k -41,230
87 Integrated Advisors Network LLC 0.26% of their portfolio DALLAS, TX 109,451109.5k $4.7m $4.7m 0.26% Reduced -28.3k -28,275
88 RiverTree Advisors, LLC 3.12% of their portfolio WINTER PARK, FL 107,919107.9k $4.6m $4.6m 3.12% New
89 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 105,246105.2k $4.5m $4.5m 0.04% Added +36.1k +36,062
90 HORIZON KINETICS ASSET MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 101,700101.7k $4.3m $4.3m 0.09% Unchanged
91 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 101,301101.3k $4.3m $4.3m 0.01% Added +35.3k +35,283
92 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 99,75699.8k $4.2m $4.2m 0.00% Added +89.2k +89,157
93 Violich Capital Management, Inc. 0.68% of their portfolio MILL VALLEY, CA 98,80098.8k $4.2m $4.2m 0.68% Added +2.4k +2,400
94 SOUTHERN FARM BUREAU LIFE INSURANCE 0.72% of their portfolio JACKSON, MS 97,82597.8k $4.2m $4.2m 0.72% Unchanged
95 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 96,99397.0k $4.2m $4.2m 0.04% Added +798 +798
96 NWAM LLC 0.33% of their portfolio MERCER ISLAND, WA 96,47696.5k $4.1m $4.1m 0.33% Added +3.3k +3,282
97 COMERICA BANK 0.02% of their portfolio DALLAS, TX 96,34496.3k $4.1m $4.1m 0.02% Added +4.3k +4,283
98 North Star Investment Management Corp. 0.31% of their portfolio CHICAGO, IL 93,56293.6k $4.0m $4.0m 0.31% Added +12.0k +11,988
99 Mariner, LLC 0.01% of their portfolio Overland Park, KS 89,94589.9k $3.8m $3.8m 0.01% Added +27.7k +27,659
100 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 89,07489.1k $3.8m $3.8m 0.01% Reduced -103.1k -103,100