Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

482 institutional holders +27 vs Q3 2023
96,699,87896.7m shares reported held*
$4.1bnreported value*
45 new 169 added 190 reduced 43 sold out net bought ≈ $729.7m (+17.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.97. Options: 3 managers hold calls ($1.3m notional), 2 hold puts ($61.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461Q3 23: 455Q4 23: 482482Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461
Q3 2023455
Q4 2023482

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 194 bought or addedQ4 22: 339 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 281 cut or sold outQ2 23Q3 23: 205 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 214 bought or addedQ4 23: 233 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022194339
Q1 2023184309
Q2 2023189281
Q3 2023205229
Q4 2023214233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 23 calls: $2.9mQ1 23 puts: $25.2mQ1 23P/C 8.59Q2 23 calls: $375.8kQ2 23 puts: $21.4mQ2 23P/C 56.91Q3 23 calls: $612.1kQ3 23 puts: $21.4mQ3 23P/C 34.99Q4 23 calls: $1.3mQ4 23 puts: $61.8mQ4 23P/C 46.81
Numbers
QuarterCallsPutsP/C
Q1 2023$2.9m$25.2m8.59
Q2 2023$375.8k$21.4m56.91
Q3 2023$612.1k$21.4m34.99
Q4 2023$1.3m$61.8m46.81

Biggest buyers

MORGAN STANLEY Added +7,326,713+7.3m
BANK OF AMERICA CORP /DE/ Added +1,764,962+1.8m
GOLDMAN SACHS GROUP INC Added +1,595,780+1.6m
Symetra Investment Management Co New +1,449,550+1.4m
RENAISSANCE TECHNOLOGIES LLC Added +1,182,400+1.2m
LORD, ABBETT & CO. LLC Added +1,093,862+1.1m
Bain Capital Credit, LP Added +1,066,566+1.1m
Kensington Asset Management, LLC New +960,400+960.4k
Counterpoint Mutual Funds LLC New +732,219+732.2k
BNP PARIBAS FINANCIAL MARKETS New +590,458+590.5k

Biggest sellers

Ocean Park Asset Management, LLC Reduced -690,199-690.2k
JPMORGAN CHASE & CO Reduced -655,532-655.5k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -412,890-412.9k
Stadion Money Management, LLC Sold out -396,950-396.9k
ACT Advisors, LLC. Sold out -372,557-372.6k
New York Life Investment Management LLC Reduced -370,483-370.5k
Nuveen Asset Management, LLC Sold out -351,614-351.6k
Merit Financial Group, LLC Reduced -345,386-345.4k
COUNTRY TRUST BANK Reduced -249,834-249.8k
L & S Advisors Inc Reduced -248,950-248.9k

Biggest calls

CITADEL ADVISORS LLC Added $1.3m30.4k shares
SIMPLEX TRADING, LLC Unchanged $46.0k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $58.7m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.1m74.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 12,582,35812.6m $527.6m $527.6m 0.02% Added +7.3m +7,326,713
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 6,539,3736.5m $274.2m $274.2m 0.03% Added +1.8m +1,764,962
3 State of Tennessee, Department of Treasury 0.77% of their portfolio NASHVILLE, TN 4,675,1734.7m $196.0m $196.0m 0.77% Added +387.5k +387,485
4 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 3,954,8624.0m $165.8m $165.8m 0.04% Added +1.6m +1,595,780
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,231,7393.2m $135.5m $135.5m 0.01% Reduced -7.8k -7,772
6 Ensign Peak Advisors, Inc 0.24% of their portfolio SALT LAKE CITY, UT 2,920,0002.9m $122.4m $122.4m 0.24% Unchanged
7 PARTNERS CAPITAL INVESTMENT GROUP, LLP 2.57% of their portfolio BOSTON, MA 2,794,6602.8m $117.2m $117.2m 2.57% Reduced -412.9k -412,890
8 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,554,9812.6m $107.1m $107.1m 0.03% Reduced -247.5k -247,500
9 New York Life Investment Management LLC 1.04% of their portfolio New York, NY 2,422,0252.4m $101.6m $101.6m 1.04% Reduced -370.5k -370,483
10 LORD, ABBETT & CO. LLC 0.17% of their portfolio JERSEY CITY, NJ 2,218,7142.2m $93.0m $93.0m 0.17% Added +1.1m +1,093,862
11 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,168,7962.2m $90.9m $90.9m 0.06% Added +129.3k +129,283
12 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 1,829,7001.8m $76.7m $76.7m 0.12% Added +1.2m +1,182,400
13 Symetra Investment Management Co 35.82% of their portfolio Farmington, CT 1,449,5501.4m $60.8m $60.8m 35.82% New
14 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,444,1501.4m $60.6m $60.6m 0.01% Reduced -119.3k -119,300
15 Bain Capital Credit, LP 10.00% of their portfolio Boston, MA 1,376,7801.4m $57.7m $57.7m 10.00% Added +1.1m +1,066,566
16 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,344,8561.3m $56.4m $56.4m 0.02% Reduced -105.8k -105,848
17 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,049,1781.0m $44.0m $44.0m 0.02% Reduced -18.5k -18,519
18 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,048,2361.0m $44.0m $44.0m 0.08% Added +260.5k +260,516
19 Ocean Park Asset Management, LLC 2.14% of their portfolio SANTA MONICA, CA 1,043,3001.0m $43.7m $43.7m 2.14% Reduced -690.2k -690,199
20 Kensington Asset Management, LLC 2.10% of their portfolio AUSTIN, TX 960,400960.4k $40.3m $40.3m 2.10% New
21 GUGGENHEIM CAPITAL LLC 0.30% of their portfolio CHICAGO, IL 931,422931.4k $39.1m $39.1m 0.30% Reduced -26.4k -26,403
22 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 880,435880.4k $36.9m $36.9m 0.02% Reduced -13.8k -13,792
23 Money Design Co.,Ltd. 2.04% of their portfolio TOKYO, M0 860,567860.6k $36.1m $36.1m 2.04% Added +22.5k +22,476
24 Endurance Services Ltd 6.42% of their portfolio PURCHASE, NY 773,100773.1k $32.4m $32.4m 6.42% First filing
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 772,055772.1k $32.4m $32.4m 0.01% Reduced -30.3k -30,276
26 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 732,526732.5k $30.7m $30.7m 0.05% Added +230.3k +230,316
27 Counterpoint Mutual Funds LLC 6.30% of their portfolio San Diego, CA 732,219732.2k $30.7m $30.7m 6.30% New
28 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 722,500722.5k $30.3m $30.3m 0.04% Reduced -58.7k -58,667
29 Hilton Capital Management, LLC 2.98% of their portfolio Garden City, NY 663,954664.0k $27.8m $27.8m 2.98% Added +1.9k +1,933
30 CONNING INC. 0.94% of their portfolio HARTFORD, CT 641,275641.3k $26.9m $26.9m 0.94% Added +1 +1
31 EMORY UNIVERSITY 15.53% of their portfolio ATLANTA, GA 599,096599.1k $25.1m $25.1m 15.53% First filing
32 Aristotle Pacific Capital, LLC 10.34% of their portfolio NEWPORT BEACH, CA 596,105596.1k $25.0m $25.0m 10.34% Unchanged
33 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 590,458590.5k $24.8m $24.8m 0.05% New
34 Zega Financial, LLC 10.23% of their portfolio Palm Beach Gardens, FL 585,225585.2k $24.5m $24.5m 10.23% First filing
35 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.59% of their portfolio SAN FRANCISCO, CA 579,203579.2k $24.3m $24.3m 1.59% Added +33.7k +33,709
36 OLD MISSION CAPITAL LLC 0.65% of their portfolio CHICAGO, IL 553,986554.0k $23.2m $23.2m 0.65% New
37 Ameritas Advisory Services, LLC 1.19% of their portfolio Lincoln, NE 515,652515.7k $21.6m $21.6m 1.19% Reduced -75.9k -75,867
38 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 500,000500.0k $21.0m $21.0m 0.01% New
39 Matthew Goff Investment Advisor, LLC 4.19% of their portfolio HOUSTON, TX 451,027451.0k $18.9m $18.9m 4.19% Reduced -9.7k -9,701
40 COUNTRY TRUST BANK 0.53% of their portfolio Bloomington, IL 450,883450.9k $18.9m $18.9m 0.53% Reduced -249.8k -249,834
41 CW Advisors, LLC 0.34% of their portfolio BOSTON, MA 439,549439.5k $18.4m $18.4m 0.34% Added +11.1k +11,068
42 BlackRock Inc. 0.00% of their portfolio New York, NY 435,000435.0k $18.2m $18.2m 0.00% Added +410.0k +410,000
43 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 434,447434.4k $18.2m $18.2m 0.03% Added +28.6k +28,575
44 Concord Wealth Partners 3.63% of their portfolio ABINGDON, VA 432,264432.3k $18.1m $18.1m 3.63% Reduced -66.2k -66,174
45 FIRST MANHATTAN CO. LLC. 0.06% of their portfolio NEW YORK, NY 424,703424.7k $17.8m $17.8m 0.06% Added +373.9k +373,925
46 Concord Asset Management, LLC/VA 4.64% of their portfolio ABINGDON, VA 375,985376.0k $15.8m $15.8m 4.64% Reduced -5.9k -5,885
47 Blackstone Inc. 0.07% of their portfolio NEW YORK, NY 366,367366.4k $15.4m $15.4m 0.07% Added +173.4k +173,448
48 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 362,962363.0k $15.2m $15.2m 0.01% Added +327.8k +327,790
49 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 360,916360.9k $15.1m $15.1m 0.02% Reduced -12.9k -12,862
50 Cercano Management LLC 0.49% of their portfolio BELLEVUE, WA 352,776352.8k $14.8m $14.8m 0.49% Unchanged
51 Greystone Financial Group, LLC 3.42% of their portfolio BLOOMFIELD HILLS, MI 352,238352.2k $14.8m $14.8m 3.42% Reduced -16.1k -16,085
52 MARINER INVESTMENT GROUP LLC 3.84% of their portfolio NEW YORK, NY 337,578337.6k $14.2m $14.2m 3.84% First filing
53 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 317,638317.6k $13.3m $13.3m 0.03% Reduced -26.2k -26,181
54 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 298,274298.3k $12.5m $12.5m 0.01% Reduced -7.2k -7,237
55 Drake & Associates, LLC 4.92% of their portfolio WAUKESHA, WI 286,748286.7k $12.0m $12.0m 4.92% Added +1.9k +1,883
56 Dakota Wealth Management 0.46% of their portfolio PALM BEACH GARDENS, FL 281,408281.4k $11.8m $11.8m 0.46% Added +36.1k +36,054
57 MISSION WEALTH MANAGEMENT, LP 0.36% of their portfolio Santa Barbara, CA 260,616260.6k $10.9m $10.9m 0.36% Added +15.5k +15,473
58 Destiny Wealth Partners, LLC 1.98% of their portfolio TAVARES, FL 251,912251.9k $10.5m $10.5m 1.98% Reduced -13.9k -13,950
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 250,838250.8k $10.5m $10.5m 0.00% Reduced -655.5k -655,532
60 OPPENHEIMER ASSET MANAGEMENT INC. 0.15% of their portfolio NEW YORK, NY 249,686249.7k $10.5m $10.5m 0.15% Reduced -6.8k -6,832
61 SG Americas Securities, LLC 0.11% of their portfolio NEW YORK, NY 247,895247.9k $10.4m $10.4m 0.11% New
62 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 245,914245.9k $10.3m $10.3m 0.02% Reduced -14.6k -14,592
63 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 243,399243.4k $10.2m $10.2m 0.01% Reduced -14.9k -14,905
64 HARBOR ADVISORY CORP /MA/ 3.61% of their portfolio PORTSMOUTH, NH 240,756240.8k $10.1m $10.1m 3.61% Added +13.5k +13,524
65 Darwin Wealth Management, LLC 2.67% of their portfolio TAMPA, FL 237,675237.7k $10.0m $10.0m 2.67% Reduced -21.3k -21,341
66 Dynamic Advisor Solutions LLC 0.37% of their portfolio PHOENIX, AZ 237,290237.3k $9.9m $9.9m 0.37% Added +42.6k +42,625
67 Donoghue Forlines LLC 3.02% of their portfolio Boston, MA 230,027230.0k $9.6m $9.6m 3.02% Added +76.2k +76,249
68 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 225,700225.7k $9.5m $9.5m 0.00% Added +136.3k +136,300
69 Goldstone Financial Group, LLC 2.43% of their portfolio OAKBROOK TERRACE, IL 224,800224.8k $9.4m $9.4m 2.43% Added +54.0k +54,029
70 STABLEFORD CAPITAL II LLC 4.01% of their portfolio SCOTTSDALE, AZ 223,080223.1k $9.4m $9.4m 4.01% Added +100.5k +100,470
71 HENGEHOLD CAPITAL MANAGEMENT LLC 1.07% of their portfolio CINCINNATI, OH 216,321216.3k $9.1m $9.1m 1.07% Added +12.3k +12,257
72 Glovista Investments LLC 4.20% of their portfolio JERSEY CITY, NJ 215,569215.6k $9.0m $9.0m 4.20% New
73 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 214,506214.5k $9.0m $9.0m 0.01% Unchanged
74 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 213,274213.3k $8.9m $8.9m 0.02% Added +74.7k +74,696
75 Refined Wealth Management 6.93% of their portfolio SALT LAKE CITY, UT 211,831211.8k $8.9m $8.9m 6.93% Added +1.4k +1,375
76 Petix & Botte Co 2.54% of their portfolio LA MESA, CA 206,104206.1k $8.6m $8.6m 2.54% Added +4.4k +4,367
77 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.51% of their portfolio BOSTON, MA 203,969204.0k $8.6m $8.6m 0.51% New
78 MOODY NATIONAL BANK TRUST DIVISION 0.67% of their portfolio GALVESTON, TX 203,969204.0k $8.6m $8.6m 0.67% New
79 Asset Allocation & Management Company, LLC 5.49% of their portfolio CHICAGO, IL 195,551195.6k $8.2m $8.2m 5.49% Reduced -169.2k -169,175
80 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 195,495195.5k $8.2m $8.2m 0.03% Added +30.5k +30,478
81 SCOTIA CAPITAL INC. 0.05% of their portfolio TORONTO, A6 192,289192.3k $8.1m $8.1m 0.05% Reduced -14.7k -14,683
82 Secure Asset Management, LLC 2.09% of their portfolio Troy, MI 185,675185.7k $7.8m $7.8m 2.09% Added +83.5k +83,509
83 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 184,288184.3k $7.7m $7.7m 0.13% Added +3.7k +3,732
84 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 182,951183.0k $7.7m $7.7m 0.03% Added +2.5k +2,493
85 Fragasso Financial Advisors Inc 0.69% of their portfolio SEWICKLEY, PA 181,041181.0k $7.6m $7.6m 0.69% Added +1.0k +1,015
86 Hennion & Walsh Asset Management, Inc. 0.43% of their portfolio Parsippany, NJ 180,483180.5k $7.6m $7.6m 0.43% Reduced -20.5k -20,474
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 177,275177.3k $7.4m $7.4m 0.00% Reduced -65.9k -65,887
88 Prentice Wealth Management LLC 2.79% of their portfolio Rochester, NY 170,926170.9k $7.2m $7.2m 2.79% Added +7.7k +7,688
89 Baker Avenue Asset Management, LP 0.31% of their portfolio SAN FRANCISCO, CA 170,218170.2k $7.1m $7.1m 0.31% Added +12.9k +12,926
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.18% of their portfolio AUSTIN, TX 169,826169.8k $7.1m $7.1m 0.18% Added +156.6k +156,626
91 Shilanski & Associates, Inc. 2.70% of their portfolio ANCHORAGE, AK 168,950168.9k $7.1m $7.1m 2.70% Added +12.5k +12,528
92 ADELL HARRIMAN & CARPENTER INC 0.65% of their portfolio HOUSTON, TX 167,230167.2k $7.0m $7.0m 0.65% Reduced -67.9k -67,880
93 NewSquare Capital LLC 0.67% of their portfolio NEWTOWN SQUARE, PA 166,952167.0k $7.0m $7.0m 0.67% Reduced -1.1k -1,103
94 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 165,541165.5k $6.9m $6.9m 0.02% Reduced -25.3k -25,339
95 Regal Investment Advisors LLC 0.52% of their portfolio KENTWOOD, MI 164,833164.8k $6.9m $6.9m 0.52% Reduced -111.4k -111,426
96 RAINEY & RANDALL WEALTH ADVISORS INC. 1.76% of their portfolio Celebration, FL 164,689164.7k $6.9m $6.9m 1.76% Added +7.4k +7,408
97 Little Harbor Advisors, LLC 4.68% of their portfolio MARBLEHEAD, MA 155,142155.1k $6.5m $6.5m 4.68% Unchanged
98 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 151,940151.9k $6.4m $6.4m 0.03% Added +69.3k +69,288
99 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 150,045150.0k $6.3m $6.3m 0.01% Added +141.9k +141,931
100 Hilltop Partners LLC 2.45% of their portfolio MISHAWAKA, IN 148,683148.7k $6.2m $6.2m 2.45% Added +19.1k +19,133