Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

63 institutional holders +9 vs Q3 2023
3,103,5773.1m shares reported held*
$89.5mreported value*
16 new 18 added 18 reduced 12 sold out net bought ≈ $110.1k (+1.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.84.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 50Q3 23: 54Q4 23: 6363Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350
Q3 202354
Q4 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 30 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529
Q2 20232731
Q3 20232929
Q4 20233430

Biggest buyers

SUMMIT WEALTH & RETIREMENT PLANNING, INC. Added +188,961+189.0k
JANE STREET GROUP, LLC Added +177,780+177.8k
Sound Financial Strategies Group, LLC New +148,752+148.8k
Raymond James Financial Services Advisors, Inc. New +125,403+125.4k
Naviter Wealth, LLC New +61,333+61.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +51,700+51.7k
Astor Investment Management LLC New +26,274+26.3k
OSAIC HOLDINGS, INC. Added +25,670+25.7k
NATIONAL BANK OF CANADA /FI/ New +25,041+25.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +21,934+21.9k

Biggest sellers

First Heartland Consultants, Inc. Reduced -222,482-222.5k
HighTower Advisors, LLC Sold out -219,782-219.8k
TRUIST FINANCIAL CORP Reduced -210,722-210.7k
MONEY CONCEPTS CAPITAL CORP Sold out -55,197-55.2k
R. W. Roge & Company, Inc. Reduced -36,744-36.7k
WealthShield Partners, LLC Reduced -30,242-30.2k
Global Assets Advisory, LLC Reduced -30,119-30.1k
CAPTRUST FINANCIAL ADVISORS Reduced -24,023-24.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -23,641-23.6k
Triton Wealth Management, PLLC Reduced -21,455-21.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthcare Advisory Partners LLC 0.36% of their portfolio WEST CHESTER, PA 310,110310.1k $8.9m $8.9m 0.36% Added +16.2k +16,166
2 Ancora Advisors LLC 0.19% of their portfolio Cleveland, OH 280,651280.7k $8.1m $8.1m 0.19% Reduced -18.9k -18,941
3 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 2.78% of their portfolio EAGLE, ID 227,953228.0k $6.6m $6.6m 2.78% Added +189.0k +188,961
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 225,404225.4k $6.5m $6.5m 0.01% Added +177.8k +177,780
5 Sound Financial Strategies Group, LLC 3.61% of their portfolio MADISON, MS 148,752148.8k $4.3m $4.3m 3.61% New
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 144,072144.1k $4.2m $4.2m 0.00% Added +2.8k +2,750
7 First Heartland Consultants, Inc. 0.50% of their portfolio LAKE ST. LOUIS, MO 143,451143.5k $4.1m $4.1m 0.50% Reduced -222.5k -222,482
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 125,403125.4k $3.6m $3.6m 0.01% New
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 123,772123.8k $3.6m $3.6m 0.01% Reduced -24.0k -24,023
10 Stegent Equity Advisors, Inc. 4.18% of their portfolio HOUSTON, TX 122,535122.5k $3.5m $3.5m 4.18% Added +12.6k +12,590
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 106,770106.8k $3.1m $3.1m 0.00% Reduced -23.6k -23,641
12 Longview Financial Advisors, Inc. 2.26% of their portfolio HUNTSVILLE, AL 97,75097.8k $2.8m $2.8m 2.26% First filing
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 95,40395.4k $2.7m $2.7m 0.00% Added +25.7k +25,670
14 RedJay Asset Management Inc. 2.37% of their portfolio TORONTO, Z4 80,00080.0k $2.3m $2.3m 2.37% First filing
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 76,92176.9k $2.2m $2.2m 0.00% Added +51.7k +51,700
16 Naviter Wealth, LLC 0.36% of their portfolio LITTLE ROCK, AR 61,33361.3k $1.8m $1.8m 0.36% New
17 Fermata Advisors, LLC 0.38% of their portfolio SONOMA, CA 55,83555.8k $1.6m $1.6m 0.38% Added +7.8k +7,798
18 WEALTHCARE CAPITAL MANAGEMENT LLC 0.15% of their portfolio RICHMOND, VA 44,72944.7k $1.3m $1.3m 0.15% Reduced -10.1k -10,102
19 Moors & Cabot, Inc. 0.07% of their portfolio BOSTON, MA 39,15039.1k $1.1m $1.1m 0.07% Added +20.8k +20,750
20 Cambria Investment Management, L.P. 0.07% of their portfolio Manhattan Beach, CA 37,32937.3k $1.1m $1.1m 0.07% Reduced -553 -553
21 ORG Partners LLC 0.17% of their portfolio ROANOKE, IN 35,68935.7k $1.0m $1.0m 0.17% Reduced -583 -583
22 R. W. Roge & Company, Inc. 0.62% of their portfolio BOHEMIA, NY 33,67733.7k $970.0k $970.0k 0.62% Reduced -36.7k -36,744
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 31,35431.4k $903.6k $903.6k 0.01% Reduced -3.9k -3,891
24 Astor Investment Management LLC 0.29% of their portfolio CHICAGO, IL 26,27426.3k $757.2k $757.2k 0.29% New
25 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 25,04125.0k $717.4k $717.4k 0.00% New
26 CSS LLC/IL 0.05% of their portfolio CHICAGO, IL 22,37022.4k $644.7k $644.7k 0.05% Added +4.9k +4,881
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,93421.9k $632.1k $632.1k 0.00% New
28 Provident Wealth Management, LLC 0.28% of their portfolio BRENTWOOD, TN 21,81721.8k $628.8k $628.8k 0.28% Reduced -43 -43
29 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 21,42321.4k $617.4k $617.4k 0.05% Added +2.4k +2,436
30 Legacy Edge Advisors, LLC 0.13% of their portfolio SYOSSET, NY 20,45020.4k $589.4k $589.4k 0.13% First filing
31 Cumberland Partners Ltd 0.06% of their portfolio TORONTO, A6 18,93118.9k $616.6k $616.6k 0.06% Unchanged
32 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 18,52518.5k $533.9k $533.9k 0.03% Unchanged
33 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 17,05217.1k $491.4k $491.4k 0.02% New
34 NVWM, LLC 0.14% of their portfolio YARDLEY, PA 16,30516.3k $469.9k $469.9k 0.14% Added +12.6k +12,593
35 WealthShield Partners, LLC 0.08% of their portfolio CARY, NC 16,09316.1k $463.8k $463.8k 0.08% Reduced -30.2k -30,242
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,41114.4k $415.3k $415.3k 0.00% Reduced -210.7k -210,722
37 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 14,32414.3k $412.8k $412.8k 0.05% Added +348 +348
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,56113.6k $390.8k $390.8k 0.00% New
39 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,55113.6k $390.5k $390.5k 0.00% Added +13.4k +13,394
40 Savvy Advisors, Inc. 0.38% of their portfolio NEW YORK, NY 13,52613.5k $389.8k $389.8k 0.38% First filing
41 Global Assets Advisory, LLC 0.45% of their portfolio ORLANDO, FL 12,15912.2k $348.7k $348.7k 0.45% Reduced -30.1k -30,119
42 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 11,29311.3k $325.5k $325.5k 0.01% New
43 Triton Wealth Management, PLLC 0.21% of their portfolio SUN CITY, AZ 11,12411.1k $318.5k $318.5k 0.21% Reduced -21.5k -21,455
44 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,84010.8k $312.4k $312.4k 0.01% Reduced -163 -163
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,12310.1k $291.7k $291.7k 0.00% Reduced -1.5k -1,485
46 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,07910.1k $290.5k $290.5k 0.01% Added +78 +78
47 AlphaStar Capital Management, LLC 0.03% of their portfolio CORNELIUS, NC 9,95410.0k $286.9k $286.9k 0.03% Added +3.5k +3,528
48 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,3029.3k $268.1k $268.1k 0.00% Reduced -4.5k -4,452
49 FMA Wealth Management, LLC 0.24% of their portfolio DUXBURY, MA 9,1629.2k $264.0k $264.0k 0.24% First filing
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,9068.9k $256.7k $256.7k 0.00% Added +8.8k +8,845
51 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 8,8028.8k $253.7k $253.7k 0.01% Added +874 +874
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,8057.8k $225.0k $225.0k 0.00% New
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,5957.6k $218.9k $218.9k 0.00% New
54 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,2967.3k $210.3k $210.3k 0.00% Unchanged
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9282.9k $84.4k $84.4k 0.00% New
56 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,1321.1k $32.6k $32.6k 0.00% New
57 Balefire, LLC 0.01% of their portfolio DALLAS, TX 614614 $17.7k $17.7k 0.01% New
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 368368 $10.7k $10.7k 0.00% Reduced -257 -257
59 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 130130 $3.7k $3.7k 0.00% New
60 Hobbs Group Advisors, LLC 0.00% of their portfolio COLUMBIA, SC 123123 $3.5k $3.5k 0.00% First filing
61 Able Wealth Management LLC 0.00% of their portfolio Toms River, NJ 111111 $3.2k $3.2k 0.00% First filing
62 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 100100 $2.0k $2.0k 0.00% New
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged