Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

507 institutional holders +61 vs Q3 2023
139,256,613139.3m shares reported held*
$7.2bnreported value*
55 new 197 added 183 reduced 22 sold out net bought ≈ $949.2m (+18.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($900.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.66. Options: 2 managers hold calls ($5.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446Q4 23: 507507Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446
Q4 2023507

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23Q2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 230 bought or addedQ3 23: 199 cut or sold outQ3 23Q4 23: 252 bought or addedQ4 23: 205 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219
Q3 2023230199
Q4 2023252205

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $17.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $27.0kQ2 23 puts: $2.9mQ2 23P/C 107.47Q3 23 calls: $58.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $5.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$17.0k$00.00
Q2 2023$27.0k$2.9m107.47
Q3 2023$58.5k$00.00
Q4 2023$5.0k$00.00

Biggest buyers

MORGAN STANLEY Added +13,097,637+13.1m
JPMORGAN CHASE & CO Added +1,402,563+1.4m
COMMONWEALTH EQUITY SERVICES, LLC Added +933,923+933.9k
LPL Financial LLC Added +688,801+688.8k
Raymond James Financial Services Advisors, Inc. Added +557,879+557.9k
BANK OF AMERICA CORP /DE/ Added +554,217+554.2k
HighTower Advisors, LLC Added +431,299+431.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +360,168+360.2k
Kestra Advisory Services, LLC Added +324,217+324.2k
Integrated Wealth Concepts LLC Added +306,402+306.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -778,833-778.8k
Advance Capital Management, Inc. Reduced -736,868-736.9k
Goldstein Advisors, LLC Reduced -447,266-447.3k
Koshinski Asset Management, Inc. Reduced -442,132-442.1k
Mariner, LLC Reduced -309,920-309.9k
UBS Group AG Reduced -302,438-302.4k
Cambridge Investment Research Advisors, Inc. Reduced -185,505-185.5k
Sanchez Wealth Management Group Reduced -136,448-136.4k
Concorde Asset Management, LLC Reduced -123,094-123.1k
REGATTA CAPITAL GROUP, LLC Reduced -111,890-111.9k

Biggest calls

SIMPLEX TRADING, LLC Unchanged $5.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 26,093,22626.1m $1.3bn $1.3bn 0.06% Added +13.1m +13,097,637
2 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 16,821,22516.8m $869.2m $869.2m 0.53% Added +688.8k +688,801
3 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 7,955,0148.0m $411.0m $411.0m 0.12% Added +79.6k +79,637
4 Raymond James Financial Services Advisors, Inc. 0.49% of their portfolio ST. PETERSBURG, FL 5,803,2825.8m $299.9m $299.9m 0.49% Added +557.9k +557,879
5 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 4,144,9754.1m $214.2m $214.2m 0.06% Added +74.5k +74,524
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,062,0074.1m $209.9m $209.9m 0.02% Added +554.2k +554,217
7 COMMONWEALTH EQUITY SERVICES, LLC 0.38% of their portfolio WALTHAM, MA 3,989,2674.0m $206.1m $206.1m 0.38% Added +933.9k +933,923
8 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 3,622,7203.6m $187.2m $187.2m 0.33% Reduced -778.8k -778,833
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,308,9293.3m $171.0m $171.0m 0.07% Reduced -302.4k -302,438
10 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,919,9442.9m $150.9m $150.9m 0.06% Added +78.3k +78,257
11 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,705,8732.7m $139.8m $139.8m 0.10% Added +251.0k +250,954
12 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,526,0602.5m $130.5m $130.5m 0.03% Reduced -29.1k -29,124
13 Advance Capital Management, Inc. 9.14% of their portfolio SOUTHFIELD, MI 2,238,5792.2m $115.7m $115.7m 9.14% Reduced -736.9k -736,868
14 Kestra Advisory Services, LLC 0.91% of their portfolio AUSTIN, TX 2,165,3332.2m $111.9m $111.9m 0.91% Added +324.2k +324,217
15 Cambridge Investment Research Advisors, Inc. 0.37% of their portfolio FAIRFIELD, IA 1,701,9121.7m $87.9m $87.9m 0.37% Reduced -185.5k -185,505
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 1,615,9471.6m $83.5m $83.5m 0.09% Added +360.2k +360,168
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,475,1241.5m $76.2m $76.2m 0.00% Added +1.4m +1,402,563
18 Private Advisor Group, LLC 0.57% of their portfolio MORRISTOWN, NJ 1,412,7441.4m $73.0m $73.0m 0.57% Added +137.0k +137,015
19 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 1,203,1061.2m $62.2m $62.2m 0.08% Added +84.9k +84,893
20 Fifth Third Securities, Inc. 5.38% of their portfolio Cincinnati, OH 1,005,1851.0m $51.9m $51.9m 5.38% Reduced -15.4k -15,374
21 Csenge Advisory Group 3.16% of their portfolio CLEARWATER, FL 982,731982.7k $50.8m $50.8m 3.16% Added +13.1k +13,084
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 901,064901.1k $46.6m $46.6m 0.04% Added +9.8k +9,763
23 Equitable Holdings, Inc. 0.56% of their portfolio NEW YORK, NY 871,013871.0k $45.0m $45.0m 0.56% Reduced -68.6k -68,575
24 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 858,005858.0k $44.3m $44.3m 0.20% Reduced -56.4k -56,444
25 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 816,415816.4k $42.2m $42.2m 0.23% Added +83.5k +83,474
26 Cetera Investment Advisers 0.34% of their portfolio SCHAUMBURG, IL 813,051813.1k $42.0m $42.0m 0.34% Added +156.2k +156,239
27 Prospera Financial Services Inc 1.34% of their portfolio Dallas, TX 784,149784.1k $40.5m $40.5m 1.34% Added +68.0k +67,998
28 Integrated Wealth Concepts LLC 0.66% of their portfolio WALTHAM, MA 778,625778.6k $40.2m $40.2m 0.66% Added +306.4k +306,402
29 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 773,910773.9k $40.0m $40.0m 0.07% Added +431.3k +431,299
30 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 719,958720.0k $36.9m $36.9m 0.35% Added +127.7k +127,676
31 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 692,284692.3k $35.8m $35.8m 0.08% Reduced -14.8k -14,825
32 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 671,199671.2k $34.7m $34.7m 0.06% Added +70.2k +70,168
33 RVW Wealth, LLC 3.49% of their portfolio LOS ANGELES, CA 615,092615.1k $31.8m $31.8m 3.49% Added +25.9k +25,894
34 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 606,436606.4k $31.3m $31.3m 0.10% Reduced -15.3k -15,274
35 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 596,975597.0k $30.8m $30.8m 0.42% Added +8.1k +8,072
36 D.A. DAVIDSON & CO. 0.29% of their portfolio GREAT FALLS, MT 577,863577.9k $29.9m $29.9m 0.29% Added +194.3k +194,280
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.73% of their portfolio AUSTIN, TX 556,148556.1k $28.7m $28.7m 0.73% Added +216.6k +216,616
38 HARBOUR INVESTMENTS, INC. 1.12% of their portfolio MADISON, WI 524,830524.8k $27.1m $27.1m 1.12% Added +52.3k +52,344
39 Atria Wealth Solutions, Inc. 0.32% of their portfolio NEW YORK, NY 494,573494.6k $25.6m $25.6m 0.32% Added +60.4k +60,369
40 Ascension Capital Advisors, Inc. 15.39% of their portfolio Houston, TX 461,129461.1k $23.8m $23.8m 15.39% Reduced -4.3k -4,326
41 AFFINITY WEALTH MANAGEMENT LLC 4.58% of their portfolio WILMINGTON, DE 432,064432.1k $22.3m $22.3m 4.58% Added +97.1k +97,134
42 Cetera Advisors LLC 0.31% of their portfolio DENVER, CO 430,011430.0k $22.2m $22.2m 0.31% Reduced -25.9k -25,852
43 Financial Partners Group, Inc 3.80% of their portfolio Overland Park, KS 410,509410.5k $21.2m $21.2m 3.80% Added +14.1k +14,104
44 Sweet Financial Partners, LLC 4.96% of their portfolio FAIRMONT, MN 403,973404.0k $20.9m $20.9m 4.96% Reduced -9.6k -9,618
45 Aptus Capital Advisors, LLC 0.58% of their portfolio FAIRHOPE, AL 380,519380.5k $19.7m $19.7m 0.58% Reduced -2.3k -2,339
46 FDx Advisors, Inc. 1.51% of their portfolio BERWYN, PA 377,696377.7k $19.5m $19.5m 1.51% Reduced -15.4k -15,420
47 GUARDIAN WEALTH ADVISORS, LLC / NC 2.95% of their portfolio RALEIGH, NC 375,802375.8k $19.4m $19.4m 2.95% Reduced -1.8k -1,789
48 ABLE Financial Group, LLC 8.39% of their portfolio SCOTTSDALE, AZ 375,743375.7k $19.4m $19.4m 8.39% Added +12.6k +12,615
49 Western Wealth Management, LLC 1.39% of their portfolio GOLDEN, CO 372,451372.5k $19.2m $19.2m 1.39% Reduced -10.9k -10,866
50 Stratos Wealth Partners, LTD. 0.35% of their portfolio BEACHWOOD, OH 361,584361.6k $18.7m $18.7m 0.35% Added +36.8k +36,829
51 Mariner, LLC 0.04% of their portfolio Overland Park, KS 344,677344.7k $17.8m $17.8m 0.04% Reduced -309.9k -309,920
52 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 335,775335.8k $17.4m $17.4m 0.04% Reduced -103.8k -103,778
53 Good Life Advisors, LLC 1.70% of their portfolio READING, PA 332,201332.2k $17.2m $17.2m 1.70% Reduced -6.2k -6,192
54 Solano Wealth Management, Inc. 10.26% of their portfolio Fairfield, CA 328,735328.7k $17.0m $17.0m 10.26% Added +10.2k +10,208
55 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 321,895321.9k $16.6m $16.6m 0.06% Reduced -504 -504
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.33% of their portfolio ST. LOUIS, MO 314,424314.4k $16.2m $16.2m 0.33% Reduced -10.3k -10,257
57 GeoWealth Management, LLC 1.33% of their portfolio CHICAGO, IL 310,201310.2k $16.0m $16.0m 1.33% Added +306.2k +306,241
58 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 305,539305.5k $15.8m $15.8m 0.02% Added +158.3k +158,285
59 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 304,822304.8k $15.7m $15.7m 0.08% Added +87.2k +87,216
60 PARK NATIONAL CORP /OH/ 0.62% of their portfolio NEWARK, OH 294,110294.1k $15.2m $15.2m 0.62% Added +8.8k +8,763
61 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 289,462289.5k $15.0m $15.0m 0.02% Reduced -19.4k -19,360
62 Jaffetilchin Investment Partners, LLC 1.38% of their portfolio TAMPA, FL 274,557274.6k $14.2m $14.2m 1.38% Added +44.0k +44,014
63 Financial Advocates Investment Management 0.90% of their portfolio OLYMPIA, WA 267,819267.8k $13.8m $13.8m 0.90% Added +72.1k +72,107
64 IHT Wealth Management, LLC 0.61% of their portfolio Chicago, IL 263,807263.8k $13.6m $13.6m 0.61% Added +19.4k +19,436
65 Valmark Advisers, Inc. 0.25% of their portfolio AKRON, OH 253,875253.9k $13.1m $13.1m 0.25% Added +6.5k +6,460
66 BEACON FINANCIAL GROUP 1.58% of their portfolio DALLAS, TX 250,359250.4k $12.9m $12.9m 1.58% Added +144.3k +144,307
67 Arax Advisory Partners 1.42% of their portfolio NEW YORK, NY 247,327247.3k $12.8m $12.8m 1.42% Added +6.8k +6,798
68 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 247,020247.0k $12.8m $12.8m 0.13% Reduced -48.8k -48,775
69 CWM, LLC 0.07% of their portfolio OMAHA, NE 245,010245.0k $12.7m $12.7m 0.07% Added +8.6k +8,620
70 First Heartland Consultants, Inc. 1.49% of their portfolio LAKE ST. LOUIS, MO 238,470238.5k $12.3m $12.3m 1.49% Added +786 +786
71 Legacy Capital Wealth Partners, LLC 3.37% of their portfolio LITTLE ROCK, AR 230,279230.3k $11.9m $11.9m 3.37% Reduced -20.4k -20,417
72 REAP Financial Group, LLC 3.42% of their portfolio AUSTIN, TX 227,097227.1k $11.7m $11.7m 3.42% First filing
73 Traction Financial Partners, LLC 7.65% of their portfolio LITTLETON, CO 220,841220.8k $11.4m $11.4m 7.65% First filing
74 Ergawealth Advisors, Inc. 6.96% of their portfolio OAK BROOK, IL 219,104219.1k $11.3m $11.3m 6.96% Added +33.8k +33,833
75 Eldridge Investment Advisors, Inc. 2.88% of their portfolio MANCHESTER, NH 213,095213.1k $11.0m $11.0m 2.88% Reduced -7.4k -7,368
76 Gladstone Institutional Advisory LLC 0.62% of their portfolio Bedminster, NJ 213,030213.0k $11.0m $11.0m 0.62% Added +190.4k +190,390
77 REGATTA CAPITAL GROUP, LLC 2.86% of their portfolio EL SEGUNDO, CA 210,574210.6k $10.9m $10.9m 2.86% Reduced -111.9k -111,890
78 Hobart Private Capital, LLC 3.56% of their portfolio CHARLOTTE, NC 208,038208.0k $10.7m $10.7m 3.56% New
79 First Horizon Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 205,250205.2k $10.6m $10.6m 0.35% Reduced -7.0k -7,030
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 204,427204.4k $10.6m $10.6m 0.03% Reduced -319 -319
81 Advisory Alpha, LLC 0.48% of their portfolio HOLLAND, MI 204,015204.0k $10.5m $10.5m 0.48% Reduced -2.5k -2,550
82 INDEPENDENT FINANCIAL GROUP, LLC 0.55% of their portfolio SAN DIEGO, CA 200,833200.8k $10.4m $10.4m 0.55% Added +10.7k +10,713
83 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 192,075192.1k $9.9m $9.9m 0.03% Reduced -66.8k -66,792
84 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 191,446191.4k $9.9m $9.9m 0.04% Added +70.9k +70,893
85 PFG Advisors 0.79% of their portfolio Phoenix, AZ 190,237190.2k $9.8m $9.8m 0.79% Reduced -6.9k -6,903
86 Foundations Investment Advisors, LLC 0.26% of their portfolio PHOENIX, AZ 189,198189.2k $9.7m $9.7m 0.26% Added +4.8k +4,764
87 TBH Global Asset Management, LLC 1.98% of their portfolio Brentwood, TN 188,197188.2k $9.7m $9.7m 1.98% Reduced -49.3k -49,260
88 SILVER OAK SECURITIES, INCORPORATED 1.28% of their portfolio JACKSON, TN 184,370184.4k $9.5m $9.5m 1.28% Added +1.6k +1,645
89 US FINANCIAL ADVISORS, LLC 3.54% of their portfolio BRAINTREE, MA 183,854183.9k $9.5m $9.5m 3.54% Added +5.3k +5,259
90 HOWARD FINANCIAL SERVICES, LTD. 1.83% of their portfolio DALLAS, TX 183,461183.5k $9.5m $9.5m 1.83% Added +15.9k +15,909
91 Pine Valley Investments Ltd Liability Co 0.79% of their portfolio MARLTON, NJ 181,457181.5k $9.4m $9.4m 0.79% Reduced -4.4k -4,374
92 U.S. Capital Wealth Advisors, LLC 0.37% of their portfolio AUSTIN, TX 180,618180.6k $9.3m $9.3m 0.37% Reduced -656 -656
93 Sanchez Wealth Management Group 3.39% of their portfolio JACKSONVILLE, FL 179,942179.9k $9.3m $9.3m 3.39% Reduced -136.4k -136,448
94 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 175,449175.4k $9.1m $9.1m 0.15% Reduced -1.0k -1,030
95 Key Client Fiduciary Advisors, LLC 5.25% of their portfolio Fairfield, NJ 174,198174.2k $9.0m $9.0m 5.25% Added +1.8k +1,764
96 Concurrent Investment Advisors, LLC 0.42% of their portfolio Tampa, FL 171,533171.5k $8.9m $8.9m 0.42% First filing
97 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 170,774170.8k $8.8m $8.8m 0.03% Added +4.1k +4,089
98 Perennial Investment Advisors, LLC 1.45% of their portfolio Los Angeles, CA 168,741168.7k $8.7m $8.7m 1.45% Added +153.4k +153,362
99 Plotkin Financial Advisors, LLC 6.51% of their portfolio CHEVY CHASE, MD 165,761165.8k $8.6m $8.6m 6.51% Reduced -6.9k -6,852
100 Invst, LLC 1.07% of their portfolio INDIANAPOLIS, IN 163,708163.7k $8.4m $8.4m 1.07% Reduced -2.7k -2,738