Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

617 institutional holders +95 vs Q3 2023
98,629,05798.6m shares reported held*
$8.4bnreported value*
93 new 293 added 131 reduced 31 sold out net bought ≈ $1.8bn (+21.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.85. Options: 2 managers hold calls ($3.2m notional), 2 hold puts ($500.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460Q3 23: 522Q4 23: 617617Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460
Q3 2023522
Q4 2023617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 300 bought or addedQ2 23: 112 cut or sold outQ2 23Q3 23: 340 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 386 bought or addedQ4 23: 162 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112
Q3 2023340140
Q4 2023386162

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ1 23 calls: $85.0mQ1 23 puts: $243.6kQ1 23P/C 0.00Q2 23 calls: $14.4mQ2 23 puts: $2.7mQ2 23P/C 0.19Q3 23 calls: $1.8mQ3 23 puts: $910.1kQ3 23P/C 0.51Q4 23 calls: $3.2mQ4 23 puts: $500.7kQ4 23P/C 0.15
Numbers
QuarterCallsPutsP/C
Q1 2023$85.0m$243.6k0.00
Q2 2023$14.4m$2.7m0.19
Q3 2023$1.8m$910.1k0.51
Q4 2023$3.2m$500.7k0.15

Biggest buyers

MORGAN STANLEY Added +8,630,835+8.6m
Mesirow Financial Investment Management, Inc. New +2,256,098+2.3m
LPL Financial LLC Added +1,478,248+1.5m
BANK OF AMERICA CORP /DE/ Added +1,361,628+1.4m
Raymond James Financial Services Advisors, Inc. Added +845,137+845.1k
UBS Group AG Added +802,983+803.0k
PRUDENTIAL PLC Added +553,070+553.1k
Sequoia Financial Advisors, LLC Added +357,481+357.5k
Harbor Group, Inc. New +339,534+339.5k
First International Bank & Trust New +324,153+324.2k

Biggest sellers

TTP Investments, Inc. Reduced -392,871-392.9k
One Capital Management, LLC Reduced -316,654-316.7k
Strategic Investment Solutions, Inc. /IL Reduced -304,472-304.5k
Thrivent Financial for Lutherans Reduced -203,867-203.9k
OSAIC HOLDINGS, INC. Reduced -201,746-201.7k
Almanack Investment Partners, LLC. Sold out -131,389-131.4k
Per Stirling Capital Management, LLC. Sold out -120,481-120.5k
Sigma Planning Corp Reduced -117,831-117.8k
WJ Wealth Management, LLC Reduced -105,706-105.7k
OneDigital Investment Advisors LLC Reduced -105,071-105.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m32.0k shares
CITADEL ADVISORS LLC Added $526.2k6.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $407.4k4.8k shares
CITADEL ADVISORS LLC Added $93.4k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 15,414,04815.4m $1.3bn $1.3bn 0.06% Added +8.6m +8,630,835
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 8,483,9648.5m $720.0m $720.0m 0.08% Added +1.4m +1,361,628
3 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 6,982,6117.0m $592.6m $592.6m 0.36% Added +1.5m +1,478,248
4 Raymond James Financial Services Advisors, Inc. 0.40% of their portfolio ST. PETERSBURG, FL 2,887,5022.9m $245.1m $245.1m 0.40% Added +845.1k +845,137
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,438,1832.4m $206.9m $206.9m 0.06% Added +305.4k +305,404
6 COMMONWEALTH EQUITY SERVICES, LLC 0.36% of their portfolio WALTHAM, MA 2,340,0462.3m $198.6m $198.6m 0.36% Added +323.2k +323,206
7 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,271,2762.3m $192.8m $192.8m 0.14% Added +164.9k +164,926
8 Mesirow Financial Investment Management, Inc. 6.83% of their portfolio CHICAGO, IL 2,256,0982.3m $191.5m $191.5m 6.83% New
9 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 2,245,3102.2m $191.1m $191.1m 0.06% Added +6.2k +6,233
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,922,1891.9m $163.1m $163.1m 0.07% Added +803.0k +802,983
11 Thrivent Financial for Lutherans 0.32% of their portfolio Minneapolis, MN 1,725,9461.7m $146.5m $146.5m 0.32% Reduced -203.9k -203,867
12 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,541,7521.5m $130.9m $130.9m 0.23% Reduced -201.7k -201,746
13 Provenance Wealth Advisors, LLC 13.81% of their portfolio FORT LAUDERDALE, FL 1,206,9371.2m $102.4m $102.4m 13.81% Reduced -11.8k -11,766
14 Cambridge Investment Research Advisors, Inc. 0.33% of their portfolio FAIRFIELD, IA 925,104925.1k $78.5m $78.5m 0.33% Added +154.4k +154,433
15 OneDigital Investment Advisors LLC 1.28% of their portfolio OVERLAND PARK, KS 862,001862.0k $73.2m $73.2m 1.28% Reduced -105.1k -105,071
16 SOUTHERN FARM BUREAU LIFE INSURANCE 12.40% of their portfolio JACKSON, MS 845,027845.0k $71.7m $71.7m 12.40% Unchanged
17 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 818,945818.9k $69.5m $69.5m 0.03% Added +2.5k +2,494
18 JNBA Financial Advisors 7.41% of their portfolio BLOOMINGTON, MN 767,431767.4k $65.1m $65.1m 7.41% Reduced -16.8k -16,810
19 CWM, LLC 0.35% of their portfolio OMAHA, NE 760,160760.2k $64.5m $64.5m 0.35% Added +1.8k +1,762
20 Employees' Retirement Fund of the City of Fort Worth 12.74% of their portfolio FORT WORTH, TX 748,564748.6k $63.5m $63.5m 12.74% Unchanged
21 Obermeyer Wealth Partners 4.07% of their portfolio ASPEN, CO 702,009702.0k $59.6m $59.6m 4.07% Added +56.4k +56,437
22 Davidson Capital Management Inc. 21.10% of their portfolio CORPUS CHRISTI, TX 684,657684.7k $58.1m $58.1m 21.10% Added +16.4k +16,363
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.17% of their portfolio PLYMOUTH, MN 682,152682.2k $57.9m $57.9m 0.17% Added +209.6k +209,565
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 646,847646.8k $54.9m $54.9m 0.06% Added +35.4k +35,386
25 FIRST FOUNDATION ADVISORS 2.50% of their portfolio Irvine, CA 646,167646.2k $54.8m $54.8m 2.50% Added +41.6k +41,628
26 Brookstone Capital Management 1.05% of their portfolio WHEATON, IL 636,730636.7k $54.0m $54.0m 1.05% Added +78.9k +78,906
27 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 603,465603.5k $51.2m $51.2m 0.09% Added +232.6k +232,568
28 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 598,573598.6k $50.8m $50.8m 0.01% Reduced -2.7k -2,708
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 593,528593.5k $50.4m $50.4m 0.01% Added +172.0k +171,982
30 SFMG, LLC 4.65% of their portfolio PLANO, TX 591,677591.7k $50.2m $50.2m 4.65% Added +2.2k +2,185
31 OVERSEA-CHINESE BANKING Corp Ltd 1.77% of their portfolio SINGAPORE, U0 586,850586.9k $49.8m $49.8m 1.77% Reduced -68.7k -68,664
32 Verde Capital Management 18.27% of their portfolio CLARKSTON, MI 569,540569.5k $48.3m $48.3m 18.27% Reduced -46.5k -46,467
33 Private Advisor Group, LLC 0.37% of their portfolio MORRISTOWN, NJ 566,010566.0k $48.0m $48.0m 0.37% Reduced -32.7k -32,731
34 PRUDENTIAL PLC 0.51% of their portfolio LONDON, X0 559,523559.5k $47.5m $47.5m 0.51% Added +553.1k +553,070
35 Kelman-Lazarov, Inc. 9.95% of their portfolio MEMPHIS, TN 541,477541.5k $46.0m $46.0m 9.95% Reduced -4.4k -4,364
36 CAHILL FINANCIAL ADVISORS INC 6.54% of their portfolio EDINA, MN 521,097521.1k $44.2m $44.2m 6.54% Added +31.0k +30,981
37 Apexium Financial, LP 2.99% of their portfolio Dallas, TX 490,945490.9k $41.7m $41.7m 2.99% Added +14.0k +13,951
38 Whitaker-Myers Wealth Managers, LTD. 19.65% of their portfolio Mansfield, OH 464,960465.0k $39.5m $39.5m 19.65% Added +40.3k +40,337
39 FINANCIAL MANAGEMENT NETWORK INC 10.84% of their portfolio MISSION VIEJO, CA 447,082447.1k $37.1m $37.1m 10.84% Added +21.0k +21,015
40 REGATTA CAPITAL GROUP, LLC 9.66% of their portfolio EL SEGUNDO, CA 432,903432.9k $36.7m $36.7m 9.66% Added +34.3k +34,320
41 Leelyn Smith, LLC 7.96% of their portfolio GENEVA, IL 428,050428.1k $36.3m $36.3m 7.96% Added +18.0k +17,955
42 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 426,000426.0k $36.2m $36.2m 0.07% Reduced -2.0k -2,000
43 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 420,328420.3k $35.7m $35.7m 0.04% Reduced -5.7k -5,708
44 Tanager Wealth Management LLP 6.09% of their portfolio Goring On Thames, X0 394,491394.5k $33.5m $33.5m 6.09% Added +16.9k +16,901
45 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 379,833379.8k $32.2m $32.2m 0.18% Added +56.4k +56,363
46 Sequoia Financial Advisors, LLC 0.40% of their portfolio Akron, OH 378,652378.7k $32.1m $32.1m 0.40% Added +357.5k +357,481
47 CEERA INVESTMENTS, LLC 14.86% of their portfolio BELLAIRE, TX 371,840371.8k $31.6m $31.6m 14.86% Added +21.7k +21,654
48 LEVEL FOUR ADVISORY SERVICES, LLC 1.71% of their portfolio DALLAS, TX 358,234358.2k $30.4m $30.4m 1.71% Added +25.1k +25,057
49 TTP Investments, Inc. 12.91% of their portfolio San Jose, CA 353,285353.3k $30.0m $30.0m 12.91% Reduced -392.9k -392,871
50 STEPHENS INC /AR/ 0.51% of their portfolio LITTLE ROCK, AR 350,129350.1k $29.7m $29.7m 0.51% Added +98.1k +98,139
51 Smart Money Group LLC 12.74% of their portfolio EASTLAND, TX 344,560344.6k $29.2m $29.2m 12.74% Reduced -10.8k -10,827
52 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 343,411343.4k $29.1m $29.1m 0.10% Added +100.2k +100,182
53 Harbor Group, Inc. 8.26% of their portfolio BEDFORD, NH 339,534339.5k $28.8m $28.8m 8.26% New
54 Geneos Wealth Management Inc. 1.39% of their portfolio ENGLEWOOD, CO 331,447331.4k $28.1m $28.1m 1.39% Added +5.5k +5,527
55 G2 CAPITAL MANAGEMENT, LLC / OH 9.53% of their portfolio COLUMBUS, OH 330,434330.4k $28.0m $28.0m 9.53% Reduced -8.6k -8,568
56 First International Bank & Trust 10.76% of their portfolio WATFORD CITY, ND 324,153324.2k $27.5m $27.5m 10.76% New
57 TOMPKINS FINANCIAL CORP 3.25% of their portfolio ITHACA, NY 316,523316.5k $26.9m $26.9m 3.25% New
58 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 311,500311.5k $26.4m $26.4m 0.09% Reduced -24.5k -24,484
59 PALO ALTO WEALTH ADVISORS, LLC 19.57% of their portfolio PALO ALTO, CA 305,018305.0k $25.9m $25.9m 19.57% Added +7.4k +7,440
60 Planned Solutions, Inc. 11.70% of their portfolio FOLSOM, CA 294,675294.7k $25.0m $25.0m 11.70% Reduced -3.5k -3,453
61 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 286,192286.2k $24.3m $24.3m 0.11% Added +13.9k +13,881
62 Summit Asset Management, LLC 5.79% of their portfolio MEMPHIS, TN 285,229285.2k $24.2m $24.2m 5.79% Added +4.2k +4,212
63 Beaumont Asset Management, L.L.C. 16.35% of their portfolio BEAUMONT, TX 273,445273.4k $23.2m $23.2m 16.35% Reduced -5.1k -5,096
64 Visionary Wealth Advisors 1.70% of their portfolio O'FALLON, IL 271,869271.9k $23.1m $23.1m 1.70% Reduced -6.4k -6,437
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 271,232271.2k $23.0m $23.0m 0.00% Added +164.6k +164,585
66 MAI Capital Management 0.29% of their portfolio INDEPENDENCE, OH 254,546254.5k $21.6m $21.6m 0.29% Added +28.4k +28,438
67 New England Private Wealth Advisors LLC 3.82% of their portfolio WELLESLEY, MA 244,028244.0k $20.7m $20.7m 3.82% Added +70.6k +70,630
68 Activest Wealth Management 11.42% of their portfolio AVENTURA, FL 243,842243.8k $20.7m $20.7m 11.42% Added +19.5k +19,520
69 VALLEY WEALTH MANAGERS, INC. 1.61% of their portfolio PARAMUS, NJ 242,875242.9k $20.6m $20.6m 1.61% Added +9.0k +8,969
70 Beaumont Financial Advisors, LLC 1.85% of their portfolio NEEDHAM, MA 238,886238.9k $20.3m $20.3m 1.85% Added +60.1k +60,133
71 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 237,262237.3k $20.1m $20.1m 0.03% Reduced -1.8k -1,800
72 MinichMacGregor Wealth Management, LLC 5.33% of their portfolio Saratoga Springs, NY 217,310217.3k $18.4m $18.4m 5.33% New
73 Roundview Capital LLC 1.70% of their portfolio PRINCETON, NJ 216,917216.9k $18.4m $18.4m 1.70% Added +35.5k +35,493
74 Drake & Associates, LLC 7.49% of their portfolio WAUKESHA, WI 215,469215.5k $18.3m $18.3m 7.49% New
75 Legacy CG, LLC 6.78% of their portfolio PLANO, TX 210,492210.5k $17.9m $17.9m 6.78% Added +7.4k +7,434
76 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 210,216210.2k $17.8m $17.8m 0.06% Added +37.0k +37,009
77 GeoWealth Management, LLC 1.47% of their portfolio CHICAGO, IL 209,432209.4k $17.8m $17.8m 1.47% Added +206.0k +205,979
78 Harbour Trust & Investment Management Co 2.50% of their portfolio MICHIGAN CITY, IN 208,757208.8k $17.7m $17.7m 2.50% First filing
79 Core Wealth Advisors, Inc. 6.49% of their portfolio LAKELAND, FL 207,983208.0k $17.7m $17.7m 6.49% Added +3.3k +3,310
80 Aspen Wealth Strategies, LLC 12.61% of their portfolio ARVADA, CO 204,329204.3k $17.3m $17.3m 12.61% Added +193.7k +193,710
81 Smith Anglin Financial, LLC 1.99% of their portfolio DALLAS, TX 204,055204.1k $17.3m $17.3m 1.99% Reduced -20.1k -20,082
82 Federation des caisses Desjardins du Quebec 0.16% of their portfolio LEVIS, A8 203,556203.6k $17.3m $17.3m 0.16% Reduced -1.4k -1,354
83 Ratio Wealth Group 3.72% of their portfolio DENVER, CO 202,850202.8k $17.2m $17.2m 3.72% New
84 Stratos Wealth Partners, LTD. 0.31% of their portfolio BEACHWOOD, OH 192,793192.8k $16.4m $16.4m 0.31% Added +18.8k +18,770
85 Ethos Financial Group, LLC 3.42% of their portfolio KING OF PRUSSIA, PA 189,108189.1k $16.1m $16.1m 3.42% Added +42.0k +41,982
86 Prospera Financial Services Inc 0.52% of their portfolio Dallas, TX 186,365186.4k $15.8m $15.8m 0.52% Added +40.0k +40,004
87 Buttonwood Financial Advisors Inc. 8.58% of their portfolio BALTIMORE, MD 185,598185.6k $15.8m $15.8m 8.58% Added +27.1k +27,104
88 Provident Wealth Management, LLC 6.83% of their portfolio BRENTWOOD, TN 183,634183.6k $15.6m $15.6m 6.83% Reduced -2.1k -2,077
89 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 182,644182.6k $15.5m $15.5m 0.13% Added +7.0k +7,013
90 WealthPLAN Partners, LLC 1.57% of their portfolio OMAHA, NE 180,089180.1k $15.3m $15.3m 1.57% Added +5.7k +5,743
91 DAVENPORT & Co LLC 0.10% of their portfolio RICHMOND, VA 173,194173.2k $14.7m $14.7m 0.10% Added +10.7k +10,699
92 Dynamic Advisor Solutions LLC 0.53% of their portfolio PHOENIX, AZ 172,332172.3k $14.3m $14.3m 0.53% Added +3.6k +3,619
93 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 172,093172.1k $14.5m $14.5m 0.14% Added +10.7k +10,653
94 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 168,133168.1k $14.3m $14.3m 0.19% Added +10.8k +10,829
95 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 166,899166.9k $14.2m $14.2m 0.02% Added +25.3k +25,340
96 Darrow Company, Inc. 10.67% of their portfolio Needham, MA 163,671163.7k $13.9m $13.9m 10.67% Added +4.8k +4,771
97 Aberdeen Group plc 0.03% of their portfolio EDINBURGH, X0 161,269161.3k $13.7m $13.7m 0.03% Added +35.9k +35,904
98 Wealthcare Advisory Partners LLC 0.54% of their portfolio WEST CHESTER, PA 161,024161.0k $13.7m $13.7m 0.54% Added +38.0k +37,973
99 EP Wealth Advisors, LLC 0.17% of their portfolio TORRANCE, CA 159,422159.4k $13.5m $13.5m 0.17% Added +150.8k +150,806
100 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 150,990151.0k $12.8m $12.8m 0.10% Reduced -1.9k -1,916