Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

231 institutional holders +30 vs Q3 2023
15,553,02915.6m shares reported held*
$1.8bnreported value*
34 new 85 added 66 reduced 17 sold out net bought ≈ $419.4m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $117.46. Options: 4 managers hold calls ($3.4m notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201Q4 23: 231231Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201
Q4 2023231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 81 cut or sold outQ3 23Q4 23: 119 bought or addedQ4 23: 83 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747
Q3 202310181
Q4 202311983

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $402.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $256.6kQ2 23P/C 0.11Q3 23 calls: $2.6mQ3 23 puts: $374.4kQ3 23P/C 0.14Q4 23 calls: $3.4mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$402.6k$00.00
Q2 2023$2.4m$256.6k0.11
Q3 2023$2.6m$374.4k0.14
Q4 2023$3.4m$00.00

Biggest buyers

MORGAN STANLEY Added +2,438,985+2.4m
JPMORGAN CHASE & CO Added +498,585+498.6k
WELLS FARGO & COMPANY/MN Added +268,754+268.8k
LPL Financial LLC Added +235,405+235.4k
Garrett Wealth Advisory Group, LLC Added +78,390+78.4k
Corient Private Wealth LP New +69,412+69.4k
KICKSTAND VENTURES, LLC. New +51,314+51.3k
BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
Rockefeller Capital Management L.P. Added +44,552+44.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +42,511+42.5k

Biggest sellers

UBS Group AG Reduced -95,210-95.2k
OSAIC HOLDINGS, INC. Reduced -79,905-79.9k
Private Advisory Group LLC Reduced -77,822-77.8k
AdvisorShares Investments LLC Reduced -73,273-73.3k
SEGALL BRYANT & HAMILL, LLC Sold out -69,323-69.3k
AE Wealth Management LLC Reduced -56,388-56.4k
Sigma Planning Corp Reduced -35,175-35.2k
Raymond James Financial Services Advisors, Inc. Reduced -34,869-34.9k
GOLDMAN SACHS GROUP INC Sold out -24,085-24.1k
Davis Investment Partners, LLC Reduced -20,174-20.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.3m19.8k shares
SIMPLEX TRADING, LLC New $1.1m9.2k shares
Cutler Group LLC / CA New $2.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,364,2284.4m $512.6m $512.6m 0.02% Added +2.4m +2,438,985
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,466,4691.5m $172.2m $172.2m 0.05% Added +268.8k +268,754
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 898,651898.7k $105.5m $105.5m 0.06% Added +235.4k +235,405
4 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 732,106732.1k $86.0m $86.0m 0.06% Reduced -19.1k -19,140
5 TOTAL INVESTMENT MANAGEMENT INC 9.19% of their portfolio SCOTTSDALE, AZ 616,380616.4k $72.4m $72.4m 9.19% Added +104 +104
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 532,792532.8k $62.6m $62.6m 0.03% Reduced -95.2k -95,210
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 499,414499.4k $58.7m $58.7m 0.00% Added +498.6k +498,585
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 401,491401.5k $47.2m $47.2m 0.01% Added +8.7k +8,720
9 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 354,408354.4k $41.6m $41.6m 0.07% Reduced -79.9k -79,905
10 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 329,045329.0k $38.6m $38.6m 0.06% Reduced -34.9k -34,869
11 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 329,031329.0k $38.6m $38.6m 0.07% Reduced -6.3k -6,276
12 AdvisorShares Investments LLC 8.40% of their portfolio BETHESDA, MD 305,615305.6k $35.9m $35.9m 8.40% Reduced -73.3k -73,273
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 236,368236.4k $27.8m $27.8m 0.01% Added +12.0k +12,001
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 220,686220.7k $25.9m $25.9m 0.01% Added +27.8k +27,771
15 AFFINITY WEALTH MANAGEMENT LLC 4.81% of their portfolio WILMINGTON, DE 199,308199.3k $23.4m $23.4m 4.81% Added +38.2k +38,207
16 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 161,081161.1k $18.9m $18.9m 0.03% Reduced -1.5k -1,536
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.46% of their portfolio AUSTIN, TX 154,374154.4k $18.1m $18.1m 0.46% Reduced -1.8k -1,791
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 152,254152.3k $17.9m $17.9m 0.02% Added +2.6k +2,582
19 Frisch Financial Group, Inc. 6.65% of their portfolio MELVILLE, NY 150,134150.1k $17.6m $17.6m 6.65% Added +31.7k +31,726
20 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 144,602144.6k $17.0m $17.0m 0.13% Added +7.9k +7,940
21 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 142,267142.3k $16.7m $16.7m 0.07% Added +34.8k +34,761
22 Good Life Advisors, LLC 1.53% of their portfolio READING, PA 132,055132.1k $15.5m $15.5m 1.53% Reduced -727 -727
23 AIFG Consultants Ltd. 10.45% of their portfolio HALFMOON, NY 116,992117.0k $13.7m $13.7m 10.45% Reduced -8.0k -8,045
24 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 114,808114.8k $13.5m $13.5m 0.03% Reduced -4.9k -4,881
25 Garrett Wealth Advisory Group, LLC 4.79% of their portfolio WEATHERFORD, TX 97,81397.8k $11.5m $11.5m 4.79% Added +78.4k +78,390
26 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 85,67785.7k $10.1m $10.1m 0.08% Reduced -1.9k -1,937
27 New England Private Wealth Advisors LLC 1.69% of their portfolio WELLESLEY, MA 77,95378.0k $9.2m $9.2m 1.69% Added +463 +463
28 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 74,70374.7k $8.9m $8.9m 0.05% Reduced -56.4k -56,388
29 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 69,41269.4k $8.2m $8.2m 0.01% New
30 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 67,41267.4k $8.0m $8.0m 0.08% Reduced -9.9k -9,936
31 Strategic Blueprint, LLC 0.65% of their portfolio ATLANTA, GA 67,22267.2k $7.9m $7.9m 0.65% Added +9.5k +9,495
32 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 65,91665.9k $7.7m $7.7m 0.10% Added +13.8k +13,786
33 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 65,72365.7k $7.7m $7.7m 0.03% Added +44.6k +44,552
34 NTV Asset Management LLC 1.28% of their portfolio Charleston, WV 64,59664.6k $7.6m $7.6m 1.28% Reduced -450 -450
35 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.84% of their portfolio New Cumberland, PA 59,08359.1k $6.9m $6.9m 2.84% Added +4.5k +4,487
36 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 57,28857.3k $6.7m $6.7m 0.03% Added +3.5k +3,516
37 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 56,57456.6k $6.6m $6.6m 0.05% Reduced -202 -202
38 StoneCrest Wealth Management, Inc. 6.15% of their portfolio CHANDLER, AZ 54,63954.6k $6.4m $6.4m 6.15% First filing
39 KICKSTAND VENTURES, LLC. 1.73% of their portfolio PITTSFORD, NY 51,31451.3k $6.0m $6.0m 1.73% New
40 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $5.9m $5.9m 0.01% New
41 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 48,83548.8k $5.7m $5.7m 0.09% Added +2.1k +2,134
42 Darwin Wealth Management, LLC 1.43% of their portfolio TAMPA, FL 45,39745.4k $5.3m $5.3m 1.43% Reduced -11.7k -11,698
43 Davis Investment Partners, LLC 2.39% of their portfolio CHARLOTTE, NC 43,27343.3k $4.9m $4.9m 2.39% Reduced -20.2k -20,174
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 42,51142.5k $5.0m $5.0m 0.01% New
45 Gratus Wealth Advisors, LLC 0.96% of their portfolio VIRGINIA BEACH, VA 41,57941.6k $4.9m $4.9m 0.96% First filing
46 POM Investment Strategies, LLC 4.43% of their portfolio RALEIGH, NC 41,12741.1k $4.8m $4.8m 4.43% First filing
47 Shakespeare Wealth Management, LLC 1.38% of their portfolio Pewaukee, WI 38,03238.0k $4.5m $4.5m 1.38% Reduced -1.6k -1,587
48 CX Institutional 0.24% of their portfolio AUBURN, IN 37,86837.9k $4.4m $4.4m 0.24% New
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 37,84037.8k $4.4m $4.4m 0.00% Added +380 +380
50 CHOREO, LLC 0.12% of their portfolio ROCKFORD, IL 37,70137.7k $4.4m $4.4m 0.12% New
51 Vestmark Advisory Solutions, Inc. 0.21% of their portfolio Wakefield, MA 35,71235.7k $4.2m $4.2m 0.21% Added +667 +667
52 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 35,37535.4k $4.2m $4.2m 0.02% Added +4.7k +4,713
53 Ausdal Financial Partners, Inc. 0.49% of their portfolio Davenport, IA 33,61833.6k $3.9m $3.9m 0.49% Added +1.0k +1,003
54 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 33,40333.4k $3.9m $3.9m 0.13% Added +28.4k +28,387
55 WINTRUST INVESTMENTS LLC 0.37% of their portfolio CHICAGO, IL 32,23432.2k $3.8m $3.8m 0.37% Added +455 +455
56 Dana Investment Advisors, Inc. 0.18% of their portfolio BROOKFIELD, WI 31,87531.9k $3.7m $3.7m 0.18% Added +12.5k +12,546
57 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 31,68031.7k $3.7m $3.7m 0.04% Added +22.1k +22,062
58 IronBridge Private Wealth, LLC 1.69% of their portfolio Austin, TX 29,50029.5k $3.5m $3.5m 1.69% Added +2.6k +2,590
59 Crumly & Associates Inc. 0.90% of their portfolio SPRINGFIELD, IL 26,46626.5k $3.1m $3.1m 0.90% New
60 Richard W. Paul & Associates, LLC 1.30% of their portfolio NOVI, MI 26,44426.4k $3.1m $3.1m 1.30% Reduced -1.1k -1,132
61 Secure Asset Management, LLC 0.83% of their portfolio Troy, MI 26,20926.2k $3.1m $3.1m 0.83% Reduced -827 -827
62 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 26,11226.1k $3.1m $3.1m 0.03% Added +11.6k +11,578
63 Beck Bode, LLC 0.67% of their portfolio DEDHAM, MA 25,48525.5k $3.0m $3.0m 0.67% Reduced -775 -775
64 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 25,01625.0k $3.0m $3.0m 0.08% Reduced -1.3k -1,291
65 COZAD ASSET MANAGEMENT INC 0.33% of their portfolio CHAMPAIGN, IL 24,54424.5k $2.9m $2.9m 0.33% Added +595 +595
66 Gladstone Institutional Advisory LLC 0.16% of their portfolio Bedminster, NJ 24,46124.5k $2.9m $2.9m 0.16% Reduced -804 -804
67 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 23,18623.2k $2.7m $2.7m 0.15% Added +9.2k +9,227
68 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22,67322.7k $2.7m $2.7m 0.00% Added +7.9k +7,922
69 GUARDIAN WEALTH ADVISORS, LLC / NC 0.40% of their portfolio RALEIGH, NC 22,21922.2k $2.6m $2.6m 0.40% Added +621 +621
70 Baker Avenue Asset Management, LP 0.11% of their portfolio SAN FRANCISCO, CA 20,58820.6k $2.4m $2.4m 0.11% Added +890 +890
71 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 18,81318.8k $2.2m $2.2m 0.01% Added +10.7k +10,695
72 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 18,64018.6k $2.2m $2.2m 0.06% Added +529 +529
73 Cyndeo Wealth Partners, LLC 0.20% of their portfolio ST. PETERSBURG, FL 18,63918.6k $2.2m $2.2m 0.20% New
74 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 18,48318.5k $2.2m $2.2m 0.07% New
75 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 17,77117.8k $2.1m $2.1m 0.06% Added +4.0k +3,972
76 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 17,58517.6k $2.1m $2.1m 0.11% New
77 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 16,61916.6k $2.0m $2.0m 0.03% Added +1.7k +1,681
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,57616.6k $1.9m $1.9m 0.00% Added +415 +415
79 COMERICA BANK 0.01% of their portfolio DALLAS, TX 16,16516.2k $1.9m $1.9m 0.01% Added +369 +369
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,53215.5k $1.8m $1.8m 0.00% Added +4.5k +4,521
81 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 14,73214.7k $1.7m $1.7m 0.01% Added +945 +945
82 Sachetta, LLC 0.80% of their portfolio LYNNFIELD, MA 14,40814.4k $1.7m $1.7m 0.80% First filing
83 Summit Financial Group, Inc. 0.64% of their portfolio MOOREFIELD, WV 14,23014.2k $1.7m $1.7m 0.64% Added +580 +580
84 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 13,98114.0k $1.6m $1.6m 0.07% New
85 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 13,45813.5k $1.6m $1.6m 0.08% Reduced -82 -82
86 HARBOR INVESTMENT ADVISORY, LLC 0.18% of their portfolio LUTHERVILLE, MD 13,27313.3k $1.6m $1.6m 0.18% Added +10.2k +10,202
87 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 13,17313.2k $1.5m $1.5m 0.03% Added +100 +100
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 12,60312.6k $1.5m $1.5m 0.03% Added +154 +154
89 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 12,55012.6k $1.5m $1.5m 0.05% First filing
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,28212.3k $1.4m $1.4m 0.02% Reduced -296 -296
91 BlueChip Wealth Advisors LLC 0.98% of their portfolio Milton, GA 11,88611.9k $1.4m $1.4m 0.98% First filing
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,54811.5k $1.4m $1.4m 0.00% Reduced -5.7k -5,713
93 Measured Wealth Private Client Group, LLC 0.49% of their portfolio PORTSMOUTH, NH 11,41311.4k $1.3m $1.3m 0.49% Reduced -149 -149
94 WealthBridge Capital Management, LLC 0.50% of their portfolio WESTERVILLE, OH 11,33511.3k $1.3m $1.3m 0.50% Added +1 +1
95 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 10,73310.7k $1.3m $1.3m 0.05% Added +5.3k +5,312
96 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 10,37810.4k $1.2m $1.2m 0.15% Reduced -12.0k -12,041
97 Trinity Wealth Management, LLC 0.69% of their portfolio BERWYN, PA 9,8669.9k $1.2m $1.2m 0.69% Reduced -349 -349
98 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,7979.8k $1.2m $1.2m 0.02% Added +288 +288
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,4639.5k $1.1m $1.1m 0.00% New
100 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 9,4009.4k $1.1m $1.1m 0.00% Added +3.8k +3,800