Vault-13

FIRST TR EXCHNG TRADED FD VI BUFG

VEST BUFFERED · ETP · CUSIP 33740U778

70 institutional holders +5 vs Q3 2023
6,882,6086.9m shares reported held*
$146.5mreported value*
7 new 28 added 28 reduced 6 sold out net bought ≈ $3.2m (+152.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.29.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 59Q1 23: 61Q2 23: 58Q3 23: 65Q4 23: 7070Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202252
Q4 202259
Q1 202361
Q2 202358
Q3 202365
Q4 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 34 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222730
Q1 20232934
Q2 20232539
Q3 20233328
Q4 20233534

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.0mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$1.0m—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

ICA Group Wealth Management, LLC New +114,532+114.5k
HARBOUR INVESTMENTS, INC. Added +107,314+107.3k
Cetera Investment Advisers Added +82,876+82.9k
Pitti Group Wealth Management, LLC Added +78,277+78.3k
KINGSWOOD WEALTH ADVISORS, LLC New +59,046+59.0k
Geneos Wealth Management Inc. New +46,125+46.1k
LPL Financial LLC Added +45,179+45.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +44,288+44.3k
CWM, LLC Added +37,991+38.0k
ASSETMARK, INC Added +34,677+34.7k

Biggest sellers

Avidian Wealth Enterprises, LLC Sold out -289,645-289.6k
Financial Advocates Investment Management Sold out -60,302-60.3k
STEPHENS INC /AR/ Reduced -54,365-54.4k
Cetera Advisors LLC Reduced -45,345-45.3k
Jaffetilchin Investment Partners, LLC Reduced -40,543-40.5k
Sigma Planning Corp Reduced -29,852-29.9k
Ameritas Advisory Services, LLC Sold out -25,081-25.1k
Avior Wealth Management, LLC Reduced -19,845-19.8k
OSAIC HOLDINGS, INC. Reduced -19,607-19.6k
Lunt Capital Management, Inc. Reduced -13,203-13.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 773,079773.1k $16.5m $16.5m 0.01% Added +25.4k +25,375
2 CWM, LLC 0.08% of their portfolio OMAHA, NE 738,054738.1k $15.7m $15.7m 0.08% Added +38.0k +37,991
3 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 732,345732.3k $15.6m $15.6m 0.03% Added +8.7k +8,711
4 STEPHENS INC /AR/ 0.22% of their portfolio LITTLE ROCK, AR 603,011603.0k $12.8m $12.8m 0.22% Reduced -54.4k -54,365
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 315,946315.9k $6.7m $6.7m 0.01% Reduced -19.6k -19,607
6 WORLD EQUITY GROUP, INC. 1.01% of their portfolio SCHAUMBURG, IL 237,575237.6k $5.1m $5.1m 1.01% Added +26.6k +26,599
7 Pitti Group Wealth Management, LLC 5.07% of their portfolio VICTOR, NY 218,848218.8k $4.7m $4.7m 5.07% Added +78.3k +78,277
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 214,147214.1k $4.6m $4.6m 0.01% Added +406 +406
9 SYNOVUS FINANCIAL CORP 0.06% of their portfolio Columbus, GA 211,781211.8k $4.5m $4.5m 0.06% Added +3.7k +3,686
10 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 174,297174.3k $3.7m $3.7m 0.05% Reduced -45.3k -45,345
11 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 149,566149.6k $3.2m $3.2m 0.02% Added +24.3k +24,269
12 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 145,957146.0k $3.1m $3.1m 0.08% Reduced -809 -809
13 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 129,191129.2k $2.7m $2.7m 0.05% Reduced -10.4k -10,432
14 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 128,539128.5k $2.7m $2.7m 0.11% Added +107.3k +107,314
15 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 115,687115.7k $2.5m $2.5m 0.01% Reduced -7.1k -7,075
16 ICA Group Wealth Management, LLC 0.54% of their portfolio DENVER, CO 114,532114.5k $2.4m $2.4m 0.54% New
17 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 108,910108.9k $2.3m $2.3m 0.01% Added +34.7k +34,677
18 Valtinson Bruner Financial Planning LLC 1.18% of their portfolio NEW BRIGHTON, MN 107,488107.5k $2.3m $2.3m 1.18% Reduced -2.5k -2,536
19 Ellsworth Advisors, LLC 0.72% of their portfolio HUDSON, OH 106,784106.8k $2.3m $2.3m 0.72% Added +889 +889
20 Authentikos Wealth Advisory, LLC 2.22% of their portfolio MORGAN HILL, CA 98,44298.4k $2.1m $2.1m 2.22% Reduced -3.0k -2,973
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 95,33295.3k $2.0m $2.0m 0.02% Added +82.9k +82,876
22 Lunt Capital Management, Inc. 0.98% of their portfolio HOLLADAY, UT 88,85988.9k $1.9m $1.9m 0.98% Reduced -13.2k -13,203
23 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 69,35869.4k $1.5m $1.5m 0.04% Added +1.8k +1,842
24 FreeGulliver LLC 1.81% of their portfolio NEW ORLEANS, LA 64,16664.2k $1.4m $1.4m 1.81% First filing
25 KINGSWOOD WEALTH ADVISORS, LLC 0.14% of their portfolio SAN DIEGO, CA 59,04659.0k $1.3m $1.3m 0.14% New
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,90358.9k $1.3m $1.3m 0.00% Added +45.2k +45,179
27 PERSONAL CFO SOLUTIONS, LLC 0.21% of their portfolio CHESTER, NJ 57,23157.2k $1.2m $1.2m 0.21% Added +2.8k +2,800
28 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 54,24354.2k $1.2m $1.2m 0.02% Reduced -686 -686
29 Financial Guidance Group, Inc. 0.72% of their portfolio Palm Harbor, FL 48,37948.4k $1.0m $1.0m 0.72% Added +10.8k +10,850
30 FSB PREMIER WEALTH MANAGEMENT, INC. 0.51% of their portfolio WATERLOO, IA 48,23448.2k $1.0m $1.0m 0.51% Added +95 +95
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,19646.2k $983.1k $983.1k 0.01% Reduced -1.0k -1,032
32 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 46,12546.1k $981.5k $981.5k 0.05% New
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,28844.3k $942.4k $942.4k 0.00% New
34 GUARDIAN WEALTH ADVISORS, LLC / NC 0.14% of their portfolio RALEIGH, NC 42,34242.3k $901.0k $901.0k 0.14% Reduced -10.9k -10,882
35 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 41,07041.1k $874.0k $874.0k 0.09% Reduced -40.5k -40,543
36 Centennial Wealth Advisory LLC 0.44% of their portfolio Traverse City, MI 40,66440.7k $865.3k $865.3k 0.44% Added +25.8k +25,751
37 Harvest Investment Services, LLC 0.34% of their portfolio Oakbrook Terrace, IL 34,65534.7k $737.5k $737.5k 0.34% Added +3.6k +3,555
38 Onyx Bridge Wealth Group LLC 0.13% of their portfolio TARRYTOWN, NY 29,99530.0k $638.3k $638.3k 0.13% Reduced -5.6k -5,625
39 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 29,23629.2k $622.1k $622.1k 0.02% Added +539 +539
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 28,69428.7k $610.6k $610.6k 0.01% Added +1.4k +1,436
41 SILVER OAK SECURITIES, INCORPORATED 0.07% of their portfolio JACKSON, TN 26,21426.2k $557.8k $557.8k 0.07% Added +13.5k +13,474
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,17126.2k $557.0k $557.0k 0.00% Reduced -7.3k -7,343
43 IAMS WEALTH MANAGEMENT, LLC 0.35% of their portfolio OMAHA, NE 25,77625.8k $548.5k $548.5k 0.35% Unchanged
44 Sound View Wealth Advisors Group, LLC 0.06% of their portfolio SAVANNAH, GA 25,18625.2k $536.0k $536.0k 0.06% Reduced -2.0k -2,001
45 ROVIN CAPITAL /UT/ /ADV 0.24% of their portfolio MESA, AZ 25,16725.2k $536.0k $536.0k 0.24% Reduced -2.6k -2,632
46 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 24,31124.3k $517.3k $517.3k 0.03% Reduced -19.8k -19,845
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,66623.7k $503.6k $503.6k 0.00% Added +1.4k +1,436
48 DHJJ Financial Advisors, Ltd. 0.23% of their portfolio NAPERVILLE, IL 23,61123.6k $502.4k $502.4k 0.23% Reduced -80 -80
49 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 23,60023.6k $502.2k $502.2k 0.08% Reduced -1.0k -1,000
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,78122.8k $484.8k $484.8k 0.00% Added +12.0k +11,962
51 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 18,00418.0k $383.1k $383.1k 0.01% Added +182 +182
52 Financial Network Wealth Advisors LLC 0.41% of their portfolio MURRAY, UT 18,00418.0k $383.1k $383.1k 0.41% First filing
53 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 17,96018.0k $382.2k $382.2k 0.03% Reduced -1.0k -1,000
54 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 16,99517.0k $362.0k $362.0k 0.04% Added +5.2k +5,159
55 KFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio GRANGER, IN 13,45413.5k $286.3k $286.3k 0.13% Unchanged
56 American Trust 0.02% of their portfolio LEXINGTON, KY 12,98913.0k $276.4k $276.4k 0.02% New
57 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 12,40512.4k $264.0k $264.0k 0.01% Reduced -2.2k -2,153
58 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 12,25812.3k $260.9k $260.9k 0.01% Added +1.4k +1,390
59 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 11,74211.7k $250.0k $250.0k 0.02% Reduced -209 -209
60 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 11,59011.6k $247.0k $247.0k 0.05% Reduced -110 -110
61 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 9,9309.9k $211.3k $211.3k 0.02% Reduced -29.9k -29,852
62 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,8089.8k $208.7k $208.7k 0.01% New
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,0005.0k $106.4k $106.4k 0.00% Reduced -5.7k -5,715
64 Kelly Financial Services LLC 0.04% of their portfolio BRAINTREE, MA 4,5314.5k $96.4k $96.4k 0.04% Reduced -113 -113
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0904.1k $87.0k $87.0k 0.01% Unchanged
66 REAP Financial Group, LLC 0.02% of their portfolio AUSTIN, TX 2,5432.5k $54.1k $54.1k 0.02% First filing
67 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2692.3k $48.3k $48.3k 0.00% Reduced -4.9k -4,851
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2051.2k $25.6k $25.6k 0.00% Added +34 +34
69 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 100100 $2.1k $2.1k 0.00% First filing
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5353 $1.0k $1.0k 0.00% New