Vault-13

ISHARES TR IXJ

GLOB HLTHCRE ETF · ETP · CUSIP 464287325

261 institutional holders -7 vs Q3 2023
33,536,38333.5m shares reported held*
$2.9bnreported value*
27 new 71 added 81 reduced 37 sold out net sold ≈ $129.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $87.12. Options: 1 managers hold calls ($43.4k notional), 1 hold puts ($190.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 236Q4 22: 270Q1 23: 258Q2 23: 272Q3 23: 268Q4 23: 261261Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022236
Q4 2022270
Q1 2023258
Q2 2023272
Q3 2023268
Q4 2023261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 132 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 103 bought or addedQ1 23: 117 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 94 cut or sold outQ3 23Q4 23: 98 bought or addedQ4 23: 118 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213280
Q1 2023103117
Q2 202311596
Q3 202310294
Q4 202398118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $200.1kQ1 23 puts: $425.1kQ1 23P/C 2.12Q2 23 calls: $102.0kQ2 23 puts: $8.5kQ2 23P/C 0.08Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $43.4kQ4 23 puts: $190.8kQ4 23P/C 4.40
Numbers
QuarterCallsPutsP/C
Q1 2023$200.1k$425.1k2.12
Q2 2023$102.0k$8.5k0.08
Q3 2023$0$0—
Q4 2023$43.4k$190.8k4.40

Biggest buyers

MORGAN STANLEY Added +636,727+636.7k
JPMORGAN CHASE & CO Added +476,223+476.2k
Fisher Asset Management, LLC Added +473,566+473.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +95,693+95.7k
Federation des caisses Desjardins du Quebec Added +76,804+76.8k
GREENWOOD CAPITAL ASSOCIATES LLC Added +73,342+73.3k
ELEMENT POINTE ADVISORS, LLC New +26,629+26.6k
RENAISSANCE TECHNOLOGIES LLC New +21,100+21.1k
WELLS FARGO & COMPANY/MN Added +20,272+20.3k
BANK OF MONTREAL /CAN/ Added +14,888+14.9k

Biggest sellers

Phoenix Financial Ltd. Reduced -1,256,000-1.3m
FIL Ltd Reduced -739,399-739.4k
BlackRock Inc. Reduced -549,937-549.9k
Corient Private Wealth LP Reduced -348,228-348.2k
BANK OF AMERICA CORP /DE/ Reduced -267,484-267.5k
Richard Bernstein Advisors LLC Reduced -149,929-149.9k
CAPTRUST FINANCIAL ADVISORS Reduced -41,104-41.1k
CPR Investments Inc. Sold out -39,744-39.7k
OSAIC HOLDINGS, INC. Reduced -38,617-38.6k
Integrated Wealth Concepts LLC Reduced -34,049-34.0k

Biggest calls

CITADEL ADVISORS LLC New $43.4k500 shares

Biggest puts

CITADEL ADVISORS LLC New $190.8k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -1.5 pts · filed 2026-10-27 24.2% -1.5 pts 10.2m≈ $1.0bn 2026-10-27
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-02-07 10.1% new 4.2m≈ $417.0m 2025-02-07

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.03% of their portfolio New York, NY 14,756,53514.8m $1.3bn $1.3bn 0.03% Reduced -549.9k -549,937
2 Fisher Asset Management, LLC 0.23% of their portfolio PLANO, TX 5,067,0965.1m $439.4m $439.4m 0.23% Added +473.6k +473,566
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,484,8453.5m $302.2m $302.2m 0.03% Reduced -267.5k -267,484
4 Richard Bernstein Advisors LLC 3.15% of their portfolio NEW YORK, NY 1,639,4711.6m $142.2m $142.2m 3.15% Reduced -149.9k -149,929
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,262,9001.3m $109.5m $109.5m 0.01% Added +476.2k +476,223
6 Phoenix Financial Ltd. 2.03% of their portfolio Givatayim, L3 1,256,0001.3m $122.7m $122.7m 2.03% Reduced -1.3m -1,256,000
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,177,1341.2m $102.1m $102.1m 0.00% Added +636.7k +636,727
8 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 504,383504.4k $43.7m $43.7m 0.01% Reduced -10.1k -10,099
9 Federation des caisses Desjardins du Quebec 0.33% of their portfolio LEVIS, A8 411,814411.8k $35.7m $35.7m 0.33% Added +76.8k +76,804
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 293,787293.8k $25.5m $25.5m 0.01% Added +2.3k +2,320
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 285,374285.4k $24.7m $24.7m 0.01% Added +10.0k +10,043
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 250,048250.0k $21.7m $21.7m 0.01% Added +6.5k +6,470
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 169,898169.9k $14.7m $14.7m 0.00% Added +20.3k +20,272
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 117,648117.6k $10.2m $10.2m 0.01% Reduced -1.9k -1,946
15 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 115,760115.8k $10.0m $10.0m 0.01% Unchanged
16 NOTTINGHAM ADVISORS, INC. 1.22% of their portfolio AMHERST, NY 114,556114.6k $8.8m $8.8m 1.22% Added +11.8k +11,810
17 GREENWOOD CAPITAL ASSOCIATES LLC 0.59% of their portfolio GREENWOOD, SC 104,182104.2k $9.0m $9.0m 0.59% Added +73.3k +73,342
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 95,69395.7k $8.3m $8.3m 0.01% New
19 Money Design Co.,Ltd. 0.47% of their portfolio TOKYO, M0 95,30495.3k $8.3m $8.3m 0.47% Reduced -8.8k -8,750
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 89,28289.3k $7.7m $7.7m 0.01% Added +686 +686
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 85,65085.7k $7.4m $7.4m 0.01% Reduced -339 -339
22 U.S. Capital Wealth Advisors, LLC 0.23% of their portfolio AUSTIN, TX 66,49466.5k $5.8m $5.8m 0.23% Added +362 +362
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 65,11765.1k $5.6m $5.6m 0.01% Reduced -38.6k -38,617
24 Clarity Wealth Advisors, LLC 2.03% of their portfolio SAN JOSE, CA 61,82161.8k $5.4m $5.4m 2.03% Reduced -1.1k -1,131
25 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 61,07861.1k $5.3m $5.3m 0.01% Reduced -9.9k -9,921
26 FIL Ltd 0.00% of their portfolio HAMILTON, D0 54,66154.7k $4.7m $4.7m 0.00% Reduced -739.4k -739,399
27 FCA CORP /TX 1.54% of their portfolio HOUSTON, TX 51,65251.7k $4.5m $4.5m 1.54% Added +341 +341
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 50,65250.7k $4.4m $4.4m 0.00% Added +2.8k +2,810
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 50,40650.4k $4.4m $4.4m 0.01% Added +2.7k +2,705
30 SG Americas Securities, LLC 0.05% of their portfolio NEW YORK, NY 49,50049.5k $4.3m $4.3m 0.05% Unchanged
31 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 43,02543.0k $3.7m $3.7m 0.01% Reduced -1.3k -1,314
32 Apexium Financial, LP 0.26% of their portfolio Dallas, TX 42,13142.1k $3.7m $3.7m 0.26% Reduced -379 -379
33 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 42,00042.0k $3.6m $3.6m 0.01% Reduced -500 -500
34 Banco Santander, S.A. 0.04% of their portfolio Madrid, U3 41,70641.7k $3.6m $3.6m 0.04% Reduced -945 -945
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 39,02939.0k $3.4m $3.4m 0.01% Added +305 +305
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 34,74134.7k $3.0m $3.0m 0.00% Added +14.9k +14,888
37 Eldridge Investment Advisors, Inc. 0.72% of their portfolio MANCHESTER, NH 31,52231.5k $2.7m $2.7m 0.72% Added +2.5k +2,550
38 Arete Wealth Advisors, LLC 0.19% of their portfolio CHICAGO, IL 28,68928.7k $2.5m $2.5m 0.19% Added +1.1k +1,077
39 Slow Capital, Inc. 0.41% of their portfolio GREENBRAE, CA 27,26027.3k $2.4m $2.4m 0.41% Reduced -2.1k -2,075
40 TRANSATLANTIQUE PRIVATE WEALTH LLC 1.09% of their portfolio NEW YORK, NY 27,03527.0k $2.3m $2.3m 1.09% Reduced -2.4k -2,404
41 ELEMENT POINTE ADVISORS, LLC 0.66% of their portfolio MIAMI, FL 26,62926.6k $2.3m $2.3m 0.66% New
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,17026.2k $2.3m $2.3m 0.00% Added +7.1k +7,104
43 TRANSCEND CAPITAL ADVISORS, LLC 0.20% of their portfolio MADISON, NJ 25,74625.7k $2.2m $2.2m 0.20% Reduced -4.0k -4,041
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,32025.3k $2.2m $2.2m 0.00% Reduced -3.3k -3,338
45 Community Bank, N.A. 0.29% of their portfolio DeWitt, NY 25,24725.2k $2.2m $2.2m 0.29% Added +225 +225
46 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 25,05025.1k $2.2m $2.2m 0.01% Reduced -725 -725
47 Marotta Asset Management 0.46% of their portfolio CHARLOTTESVILLE, VA 24,67924.7k $2.1m $2.1m 0.46% Unchanged
48 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 24,14724.1k $2.1m $2.1m 0.07% Reduced -403 -403
49 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 22,35822.4k $1.9m $1.9m 0.03% Reduced -34.0k -34,049
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,61021.6k $1.9m $1.9m 0.00% Reduced -2.4k -2,376
51 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 21,10021.1k $1.8m $1.8m 0.00% New
52 White Lighthouse Investment Management Inc. 0.39% of their portfolio BEDFORD, MA 20,79720.8k $1.8m $1.8m 0.39% Unchanged
53 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 20,23320.2k $1.8m $1.8m 0.03% Added +5.9k +5,874
54 New Insight Wealth Advisors 1.18% of their portfolio SAN RAMON, CA 20,14120.1k $1.7m $1.7m 1.18% First filing
55 Cedar Brook Financial Partners, LLC 0.40% of their portfolio CLEVELAND, OH 19,92319.9k $1.8m $1.8m 0.40% Added +219 +219
56 ICICI Prudential Asset Management Co Ltd 0.20% of their portfolio MUMBAI, K7 19,77519.8k $1.7m $1.7m 0.20% Unchanged
57 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 19,54419.5k $1.7m $1.7m 0.01% Reduced -3.4k -3,385
58 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 18,59718.6k $1.6m $1.6m 0.02% Added +1.3k +1,256
59 Ayalon Insurance Comp Ltd. 0.58% of their portfolio Ramat Gan, L3 18,39518.4k $1.6m $1.6m 0.58% Reduced -18.4k -18,395
60 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 18,36118.4k $2.0m $2.0m 0.02% Reduced -3.2k -3,195
61 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,72717.7k $1.5m $1.5m 0.00% Reduced -146 -146
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,46217.5k $1.5m $1.5m 0.00% Reduced -1.5k -1,470
63 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 17,32017.3k $1.5m $1.5m 0.03% Added +522 +522
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,70016.7k $1.4m $1.4m 0.00% Reduced -12.7k -12,707
65 Family Firm, Inc. 0.37% of their portfolio BETHESDA, MD 16,66216.7k $1.4m $1.4m 0.37% Added +35 +35
66 Crescent Grove Advisors, LLC 0.15% of their portfolio LAKE FOREST, IL 16,00016.0k $1.4m $1.4m 0.15% Unchanged
67 GSA CAPITAL PARTNERS LLP 0.12% of their portfolio LONDON, X0 15,99716.0k $1.4m $1.4m 0.12% Added +2.8k +2,800
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,70115.7k $1.4m $1.4m 0.01% Reduced -2.3k -2,292
69 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 15,54015.5k $1.4m $1.4m 0.00% Added +143 +143
70 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 15,27215.3k $1.3m $1.3m 0.02% Added +1.0k +1,003
71 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 15,11515.1k $1.3m $1.3m 0.02% Added +4.4k +4,356
72 Crestone Asset Management LLC 0.30% of their portfolio BOULDER, CO 15,11515.1k $1.3m $1.3m 0.30% Added +1.1k +1,074
73 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 15,05315.1k $1.3m $1.3m 0.00% Added +11.0k +10,998
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,82314.8k $1.3m $1.3m 0.00% New
75 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 14,75614.8k $1.3m $1.3m 0.01% Reduced -1.1k -1,129
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,68614.7k $1.3m $1.3m 0.00% Reduced -1.5k -1,508
77 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 14,30014.3k $1.2m $1.2m 0.02% Unchanged
78 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,90913.9k $1.2m $1.2m 0.01% Reduced -301 -301
79 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,69113.7k $1.2m $1.2m 0.00% Reduced -41.1k -41,104
80 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 13,36213.4k $1.2m $1.2m 0.05% Added +1.7k +1,723
81 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 13,17813.2k $1.1m $1.1m 0.00% Added +114 +114
82 Bulltick Wealth Management, LLC 0.25% of their portfolio Miami, FL 12,37412.4k $1.1m $1.1m 0.25% Reduced -6.4k -6,443
83 MERIDIAN INVESTMENT COUNSEL INC. 0.36% of their portfolio LAFAYETTE, CA 12,25612.3k $1.1m $1.1m 0.36% Unchanged
84 WCG Wealth Advisors LLC 0.08% of their portfolio LAS VEGAS, NV 12,00912.0k $1.0m $1.0m 0.08% New
85 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,69611.7k $1.0m $1.0m 0.00% Reduced -184 -184
86 Avidian Wealth Enterprises, LLC 0.06% of their portfolio Houston, TX 11,53411.5k $1.0m $1.0m 0.06% Reduced -311 -311
87 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 10,72310.7k $929.9k $929.9k 0.01% Reduced -1.1k -1,091
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,67810.7k $926.0k $926.0k 0.00% Added +3.7k +3,704
89 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 10,46610.5k $907.6k $907.6k 0.01% New
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,28310.3k $891.8k $891.8k 0.00% Added +10 +10
91 Maltin Wealth Management, Inc. 0.50% of their portfolio RIDGEWOOD, NJ 9,1209.1k $790.9k $790.9k 0.50% Added +239 +239
92 FMR LLC 0.00% of their portfolio BOSTON, MA 8,8578.9k $768.1k $768.1k 0.00% Added +2.5k +2,539
93 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 8,6338.6k $748.7k $748.7k 0.00% Added +6.0k +6,038
94 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,4568.5k $745.6k $745.6k 0.00% Added +1.5k +1,535
95 Anchor Investment Management, LLC 0.08% of their portfolio COLUMBIA, SC 8,2638.3k $716.6k $716.6k 0.08% Added +471 +471
96 ELCO Management Co., LLC 0.47% of their portfolio New York, NY 8,2588.3k $716.1k $716.1k 0.47% Unchanged
97 LM Advisors LLC 0.14% of their portfolio SAN DIEGO, CA 7,9137.9k $686.2k $686.2k 0.14% First filing
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,5597.6k $655.5k $655.5k 0.00% Reduced -760 -760
99 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 7,3487.3k $637.2k $637.2k 0.02% Reduced -553 -553
100 EHRLICH FINANCIAL GROUP 0.63% of their portfolio LAGUNA NIGUEL, CA 7,2817.3k $631.4k $631.4k 0.63% First filing