ETF SER SOLUTIONS
DEFIANCE HTL AIR · ETP · CUSIP 26922B873
25
institutional holders
-1 vs Q3 2023
541.0k
shares reported held*
$11.6mreported value*
2 new
7 added
6 reduced
3 sold out
net bought ≈ $2.1m (+95.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.50.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 21 |
| Q4 2022 | 27 |
| Q1 2023 | 25 |
| Q2 2023 | 22 |
| Q3 2023 | 26 |
| Q4 2023 | 25 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 14 | 8 |
| Q1 2023 | 7 | 13 |
| Q2 2023 | 6 | 14 |
| Q3 2023 | 11 | 10 |
| Q4 2023 | 9 | 9 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +102.3k |
| BANK OF MONTREAL /CAN/ | Added | +24.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +6.0k |
| OSAIC HOLDINGS, INC. | Added | +3.0k |
| BANK OF AMERICA CORP /DE/ | Added | +616 |
| UBS Group AG | Added | +595 |
| Advisory Services Network, LLC | New | +434 |
| MORGAN STANLEY | New | +4 |
| PFS Partners, LLC | Added | +2 |
Biggest sellers
| CITADEL ADVISORS LLC | Reduced | -25.9k |
| WealthPLAN Partners, LLC | Reduced | -6.5k |
| Aptus Capital Advisors, LLC | Sold out | -2.6k |
| GUARDIAN WEALTH ADVISORS, LLC / NC | Sold out | -2.6k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Reduced | -2.2k |
| LPL Financial LLC | Reduced | -1.3k |
| Prospera Financial Services Inc | Reduced | -290 |
| ROYAL BANK OF CANADA | Reduced | -213 |
| Allworth Financial LP | Sold out | -200 |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.00% of their portfolio | 189.1k $4.1m | Added +102.3k |
| LPL Financial LLC 0.00% of their portfolio | 104.0k $2.2m | Reduced -1.3k |
| WealthPLAN Partners, LLC 0.19% of their portfolio | 86.8k $1.9m | Reduced -6.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 45.5k $977.0k | Added +6.0k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 28.9k $629.5k | Added +24.4k |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 21.4k $460.7k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 16.2k $348.2k | Reduced -2.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 13.8k $296.0k | Reduced -213 |
| Prospera Financial Services Inc 0.01% of their portfolio | 10.4k $223.5k | Reduced -290 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.1k $217.8k | Reduced -25.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 4.0k $86.4k | Added +3.0k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 2.0k $42.1k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 1.8k $38.7k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 1.2k $26.0k | Unchanged |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio | 1.2k $25.8k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.0k $22.5k | Added +616 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.0k $21.0k | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio | 663 $14.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 658 $14.1k | Added +595 |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 555 $11.9k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 434 $9.3k | New |
| PFS Partners, LLC 0.00% of their portfolio | 202 $4.4k | Added +2 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 116 $2.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 4 $94 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |