Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

265 institutional holders +63 vs Q3 2023
96,683,50796.7m shares reported held*
$2.7bnreported value*
49 new 150 added 35 reduced 3 sold out net bought ≈ $490.8m (+17.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.23. Options: 2 managers hold calls ($11.0k notional), 2 hold puts ($2.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 94Q4 22: 124Q1 23: 144Q2 23: 173Q3 23: 202Q4 23: 265265Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202294
Q4 2022124
Q1 2023144
Q2 2023173
Q3 2023202
Q4 2023265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 134 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 199 bought or addedQ4 23: 38 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210511
Q1 202311028
Q2 202313434
Q3 202315843
Q4 202319938

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 23 calls: $22.5kQ1 23 puts: $4.5kQ1 23P/C 0.20Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $9.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $11.0kQ4 23 puts: $2.0kQ4 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q1 2023$22.5k$4.5k0.20
Q2 2023$0$0—
Q3 2023$9.0k$00.00
Q4 2023$11.0k$2.0k0.18

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,794,496+2.8m
Capital Group Private Client Services, Inc. Added +2,252,167+2.3m
LPL Financial LLC Added +1,470,436+1.5m
COMMONWEALTH EQUITY SERVICES, LLC Added +1,321,699+1.3m
WELLS FARGO & COMPANY/MN Added +908,945+908.9k
ROYAL BANK OF CANADA Added +589,234+589.2k
Vantage Financial Partners Ltd., Inc. New +459,292+459.3k
Geneos Wealth Management Inc. Added +444,334+444.3k
JPMORGAN CHASE & CO New +388,342+388.3k
ENVESTNET ASSET MANAGEMENT INC Added +385,624+385.6k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -444,250-444.2k
Ameritas Advisory Services, LLC Reduced -87,901-87.9k
OLD MISSION CAPITAL LLC Reduced -51,561-51.6k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -48,116-48.1k
Bridge Advisory, LLC Reduced -42,094-42.1k
Koshinski Asset Management, Inc. Reduced -32,295-32.3k
OSAIC HOLDINGS, INC. Reduced -30,000-30.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -25,661-25.7k
Sigma Planning Corp Reduced -24,290-24.3k
MARSHALL WACE, LLP Sold out -24,273-24.3k

Biggest calls

SIMPLEX TRADING, LLC Unchanged $11.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC New $2.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 4.02% of their portfolio Los Angeles, CA 13,768,74113.8m $388.7m $388.7m 4.02% Added +2.3m +2,252,167
2 COMMONWEALTH EQUITY SERVICES, LLC 0.40% of their portfolio WALTHAM, MA 7,760,4387.8m $219.1m $219.1m 0.40% Added +1.3m +1,321,699
3 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 5,950,9006.0m $168.0m $168.0m 0.10% Added +1.5m +1,470,436
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,610,0775.6m $158.4m $158.4m 0.02% Added +2.8m +2,794,496
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.16% of their portfolio MILWAUKEE, WI 5,071,0145.1m $143.2m $143.2m 0.16% Added +226.4k +226,416
6 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,324,6883.3m $93.9m $93.9m 0.04% Added +385.6k +385,624
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,370,8772.4m $66.9m $66.9m 0.02% Added +908.9k +908,945
8 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 2,356,8342.4m $66.5m $66.5m 0.28% Added +189.6k +189,619
9 MML INVESTORS SERVICES, LLC 0.29% of their portfolio SPRINGFIELD, MA 2,256,7412.3m $63.7m $63.7m 0.29% Added +244.6k +244,577
10 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 1.84% of their portfolio LOS ANGELES, CA 2,212,1372.2m $62.4m $62.4m 1.84% Reduced -48.1k -48,116
11 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 2,117,3492.1m $59.8m $59.8m 0.10% Reduced -30.0k -30,000
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,037,4822.0m $57.5m $57.5m 0.01% Added +589.2k +589,234
13 Financial Security Advisor, Inc. 22.46% of their portfolio VIRGINIA BEACH, VA 2,024,6782.0m $57.2m $57.2m 22.46% Added +58.2k +58,234
14 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 2,010,7542.0m $56.8m $56.8m 0.04% Added +230.6k +230,570
15 New England Capital Financial Advisors LLC 27.55% of their portfolio MERIDEN, CT 1,624,9741.6m $45.9m $45.9m 27.55% Reduced -11.6k -11,620
16 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,590,3491.6m $44.9m $44.9m 0.07% Added +132.9k +132,936
17 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,496,6051.5m $42.2m $42.2m 0.02% Added +264.8k +264,841
18 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 1,419,3831.4m $40.1m $40.1m 0.09% Added +176.4k +176,441
19 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 1,142,4181.1m $32.3m $32.3m 0.18% Added +223.3k +223,251
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 873,169873.2k $24.6m $24.6m 0.03% Added +154.0k +154,003
21 Gerber Kawasaki Wealth & Investment Management 1.43% of their portfolio SANTA MONICA, CA 843,881843.9k $23.8m $23.8m 1.43% Reduced -5.3k -5,265
22 Kestra Advisory Services, LLC 0.19% of their portfolio AUSTIN, TX 841,388841.4k $23.8m $23.8m 0.19% Added +159.2k +159,235
23 Arden Trust Co 3.44% of their portfolio WILMINGTON, DE 829,389829.4k $23.4m $23.4m 3.44% Added +369.9k +369,931
24 Global Retirement Partners, LLC 0.97% of their portfolio San Rafael, CA 827,746827.7k $23.3m $23.3m 0.97% Added +27.7k +27,701
25 Summit Investment Advisory Services, LLC 14.31% of their portfolio ROSEVILLE, MN 804,934804.9k $22.7m $22.7m 14.31% Added +11.1k +11,108
26 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 787,976788.0k $22.2m $22.2m 0.03% Added +64.0k +64,032
27 ADAMSBROWN WEALTH CONSULTANTS LLC 9.26% of their portfolio WICHITA, KS 753,616753.6k $21.3m $21.3m 9.26% Reduced -20.8k -20,788
28 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 742,742742.7k $21.0m $21.0m 0.07% Added +25.0k +24,980
29 BARNES PETTEY FINANCIAL ADVISORS, LLC 16.95% of their portfolio CLARKSDALE, MS 739,612739.6k $20.9m $20.9m 16.95% Added +28.9k +28,892
30 Wealthcare Advisory Partners LLC 0.81% of their portfolio WEST CHESTER, PA 721,388721.4k $20.4m $20.4m 0.81% Added +139.4k +139,391
31 LINCOLN NATIONAL CORP 0.35% of their portfolio RADNOR, PA 698,978699.0k $19.7m $19.7m 0.35% Added +123.9k +123,890
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 664,389664.4k $18.8m $18.8m 0.05% Added +68.6k +68,590
33 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 607,342607.3k $17.2m $17.2m 0.16% Added +58.8k +58,845
34 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 606,469606.5k $17.1m $17.1m 0.06% Added +3.5k +3,538
35 Ergawealth Advisors, Inc. 10.16% of their portfolio OAK BROOK, IL 584,954585.0k $16.5m $16.5m 10.16% Reduced -2.3k -2,335
36 Cetera Advisors LLC 0.22% of their portfolio DENVER, CO 569,249569.2k $16.1m $16.1m 0.22% Added +11.3k +11,289
37 HoyleCohen, LLC 1.27% of their portfolio SAN DIEGO, CA 550,215550.2k $15.5m $15.5m 1.27% Added +4.1k +4,144
38 Confluence Wealth Services, Inc. 1.54% of their portfolio MCMURRAY, PA 499,081499.1k $14.1m $14.1m 1.54% Added +223.9k +223,896
39 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 488,883488.9k $13.8m $13.8m 0.11% Added +216.4k +216,423
40 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 464,306464.3k $13.1m $13.1m 0.16% Added +190.7k +190,734
41 Vantage Financial Partners Ltd., Inc. 3.94% of their portfolio ARLINGTON HEIGHTS, IL 459,292459.3k $13.0m $13.0m 3.94% New
42 Geneos Wealth Management Inc. 0.63% of their portfolio ENGLEWOOD, CO 448,640448.6k $12.7m $12.7m 0.63% Added +444.3k +444,334
43 OLD MISSION CAPITAL LLC 0.34% of their portfolio CHICAGO, IL 433,116433.1k $12.2m $12.2m 0.34% Reduced -51.6k -51,561
44 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 418,794418.8k $11.8m $11.8m 0.09% Added +136.4k +136,369
45 &PARTNERS 2.75% of their portfolio NASHVILLE, TN 399,578399.6k $11.3m $11.3m 2.75% Reduced -17.8k -17,810
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 388,342388.3k $11.0m $11.0m 0.00% New
47 Financial Council, LLC 7.21% of their portfolio TOWSON, MD 380,984381.0k $10.8m $10.8m 7.21% Reduced -967 -967
48 PFG Advisors 0.86% of their portfolio Phoenix, AZ 375,484375.5k $10.6m $10.6m 0.86% Added +72.2k +72,155
49 CWM, LLC 0.05% of their portfolio OMAHA, NE 347,622347.6k $9.8m $9.8m 0.05% Added +178.6k +178,594
50 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 339,581339.6k $9.6m $9.6m 0.02% Reduced -14.4k -14,411
51 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.46% of their portfolio RICHMOND, VA 339,369339.4k $9.6m $9.6m 0.46% Reduced -1.2k -1,228
52 Main Line Retirement Advisors, LLC 8.04% of their portfolio WHITEFISH, MT 327,845327.8k $9.3m $9.3m 8.04% First filing
53 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 316,370316.4k $8.9m $8.9m 0.22% Added +127.2k +127,181
54 Bedel Financial Consulting, Inc. 1.40% of their portfolio INDIANAPOLIS, IN 270,062270.1k $7.6m $7.6m 1.40% Added +7.0k +6,963
55 Strategic Family Wealth Counselors, L.L.C. 3.11% of their portfolio FAIRFIELD, NJ 262,556262.6k $7.4m $7.4m 3.11% Added +14.5k +14,520
56 Aptus Capital Advisors, LLC 0.19% of their portfolio FAIRHOPE, AL 224,470224.5k $6.3m $6.3m 0.19% Added +117.2k +117,178
57 Investments & Financial Planning, LLC 4.73% of their portfolio LEXINGTON, KY 223,656223.7k $6.3m $6.3m 4.73% Added +101.8k +101,773
58 HARBOUR INVESTMENTS, INC. 0.26% of their portfolio MADISON, WI 220,183220.2k $6.2m $6.2m 0.26% Added +61.1k +61,139
59 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 219,644219.6k $6.2m $6.2m 0.06% Added +5.7k +5,691
60 Souders Financial Advisors 1.04% of their portfolio CINCINNATI, OH 214,832214.8k $6.1m $6.1m 1.04% Added +7.2k +7,188
61 WINTRUST INVESTMENTS LLC 0.60% of their portfolio CHICAGO, IL 214,444214.4k $6.1m $6.1m 0.60% Reduced -1.3k -1,266
62 Ballew Advisors, Inc 4.53% of their portfolio Jackson, MS 214,103214.1k $6.0m $6.0m 4.53% Reduced -714 -714
63 Investmark Advisory Group LLC 3.44% of their portfolio Shelton, CT 208,014208.0k $5.9m $5.9m 3.44% Added +19.9k +19,862
64 BELLEVUE ASSET MANAGEMENT, LLC 5.17% of their portfolio BELLEVUE, WA 207,242207.2k $5.9m $5.9m 5.17% New
65 Armor Investment Advisors, LLC 2.97% of their portfolio RALEIGH, NC 199,244199.2k $5.6m $5.6m 2.97% Added +9.6k +9,595
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 191,162191.2k $5.4m $5.4m 0.01% Added +118.7k +118,660
67 DAYMARK WEALTH PARTNERS, LLC 0.33% of their portfolio CINCINNATI, OH 189,919189.9k $5.4m $5.4m 0.33% New
68 ECLECTIC ASSOCIATES INC /ADV 2.56% of their portfolio FULLERTON, CA 189,163189.2k $5.3m $5.3m 2.56% Added +23.7k +23,720
69 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 179,459179.5k $5.1m $5.1m 0.17% Added +28.4k +28,356
70 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 175,958176.0k $5.0m $5.0m 0.01% Reduced -11.4k -11,436
71 Valmark Advisers, Inc. 0.09% of their portfolio AKRON, OH 165,992166.0k $4.7m $4.7m 0.09% Added +65.2k +65,194
72 LongView Wealth Management 2.01% of their portfolio ATLANTA, GA 160,243160.2k $4.5m $4.5m 2.01% First filing
73 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 158,681158.7k $4.5m $4.5m 0.06% Added +6.6k +6,581
74 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 153,602153.6k $4.3m $4.3m 0.01% Added +134.2k +134,226
75 FinDec Wealth Services, Inc. 2.88% of their portfolio Stockton, CA 152,436152.4k $4.3m $4.3m 2.88% New
76 BEACON FINANCIAL GROUP 0.51% of their portfolio DALLAS, TX 148,291148.3k $4.2m $4.2m 0.51% Added +88.5k +88,512
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 147,845147.8k $4.2m $4.2m 0.08% Added +14.3k +14,334
78 AA Financial Advisors, LLC 2.50% of their portfolio Columbus, OH 133,203133.2k $3.8m $3.8m 2.50% First filing
79 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 132,182132.2k $3.7m $3.7m 0.03% Added +26.9k +26,910
80 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 131,997132.0k $3.7m $3.7m 0.01% Added +10.2k +10,180
81 Merit Financial Group, LLC 0.11% of their portfolio ALPHARETTA, GA 126,536126.5k $3.6m $3.6m 0.11% Added +6.3k +6,315
82 Vawter Financial, Ltd. 2.76% of their portfolio COLUMBUS, OH 124,849124.8k $3.5m $3.5m 2.76% Added +8.8k +8,795
83 Destiny Wealth Partners, LLC 0.64% of their portfolio TAVARES, FL 124,344124.3k $3.4m $3.4m 0.64% Reduced -17.0k -17,001
84 Haverford Trust Co 0.04% of their portfolio Radnor, PA 123,789123.8k $3.5m $3.5m 0.04% New
85 Burford Brothers, Inc. 2.46% of their portfolio DALLAS, TX 123,195123.2k $3.5m $3.5m 2.46% First filing
86 Faithward Advisors, LLC 0.78% of their portfolio LANCASTER, PA 118,632118.6k $3.5m $3.5m 0.78% Added +8.5k +8,540
87 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 114,539114.5k $3.2m $3.2m 0.01% Added +32.7k +32,686
88 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 113,300113.3k $3.2m $3.2m 0.00% Added +75.7k +75,700
89 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 1.45% of their portfolio RALEIGH, NC 112,619112.6k $3.2m $3.2m 1.45% Added +14.9k +14,920
90 Simplicity Solutions, LLC 0.08% of their portfolio MINNEAPOLIS, MN 107,330107.3k $3.0m $3.0m 0.08% Added +17.3k +17,321
91 Bleakley Financial Group, LLC 0.10% of their portfolio PARSIPPANY, NJ 107,330107.3k $3.0m $3.0m 0.10% Added +17.3k +17,321
92 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 105,005105.0k $3.0m $3.0m 0.10% Added +30.6k +30,600
93 CALTON & ASSOCIATES, INC. 1.15% of their portfolio Tampa, FL 100,814100.8k $2.8m $2.8m 1.15% New
94 ACAS, LLC 3.16% of their portfolio RANCHO SANTA FE, CA 98,22698.2k $2.8m $2.8m 3.16% Added +42.6k +42,572
95 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 97,83097.8k $2.8m $2.8m 0.00% Added +86.8k +86,838
96 Midwest Heritage Bank, FSB 1.87% of their portfolio WEST DES MOINES, IA 97,34397.3k $2.7m $2.7m 1.87% Added +2.6k +2,601
97 WR Wealth Planners, LLC 1.01% of their portfolio COLUMBIA, MO 96,61996.6k $2.7m $2.7m 1.01% Added +70.3k +70,348
98 Bridgewealth Advisory Group, LLC 2.06% of their portfolio Fresno, CA 95,09695.1k $2.7m $2.7m 2.06% Added +41.6k +41,586
99 Kuhn & Co Investment Counsel 2.51% of their portfolio Chicago, IL 86,82086.8k $2.5m $2.5m 2.51% First filing
100 Mariner, LLC 0.01% of their portfolio Overland Park, KS 86,00786.0k $2.4m $2.4m 0.01% Added +27.2k +27,174