Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

133 institutional holders -11 vs Q3 2023
10,816,21010.8m shares reported held*
$339.0mreported value*
11 new 26 added 72 reduced 26 sold out net sold ≈ $165.0m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.34. Options: 1 managers hold calls ($81.8k notional), 1 hold puts ($3.1k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149Q3 23: 144Q4 23: 133133Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149
Q3 2023144
Q4 2023133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 98 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175
Q2 20235889
Q3 20234884
Q4 20233798

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $243.6kQ1 23 puts: $18.5kQ1 23P/C 0.08Q2 23 calls: $42.8kQ2 23 puts: $3.1kQ2 23P/C 0.07Q3 23 calls: $24.4kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $81.8kQ4 23 puts: $3.1kQ4 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q1 2023$243.6k$18.5k0.08
Q2 2023$42.8k$3.1k0.07
Q3 2023$24.4k$00.00
Q4 2023$81.8k$3.1k0.04

Biggest buyers

Bank of New York Mellon Corp Added +35,161+35.2k
Qube Research & Technologies Ltd Added +12,446+12.4k
RENAISSANCE TECHNOLOGIES LLC New +11,500+11.5k
MORGAN STANLEY Added +11,263+11.3k
Private Advisor Group, LLC New +8,474+8.5k
NCM Capital Management, LLC Added +7,990+8.0k
Corient Private Wealth LP Added +7,777+7.8k
HRT FINANCIAL LP New +7,564+7.6k
U.S. Capital Wealth Advisors, LLC New +7,136+7.1k
LAKE STREET ADVISORS GROUP, LLC New +6,803+6.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,531,514-2.5m
EQUITABLE TRUST CO Reduced -510,036-510.0k
TMD Wealth Management, LLC Sold out -474,897-474.9k
JANE STREET GROUP, LLC Reduced -187,233-187.2k
LPL Financial LLC Reduced -179,083-179.1k
OLD MISSION CAPITAL LLC Reduced -159,148-159.1k
UBS Group AG Reduced -122,884-122.9k
TWIN FOCUS CAPITAL PARTNERS, LLC Reduced -114,425-114.4k
Allegheny Financial Group Reduced -80,067-80.1k
Aptus Capital Advisors, LLC Reduced -68,140-68.1k

Biggest calls

CITADEL ADVISORS LLC Added $81.8k2.6k shares

Biggest puts

CITADEL ADVISORS LLC New $3.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SHUFRO ROSE & CO LLC 3.32% of their portfolio NEW YORK, NY 1,144,4431.1m $34.8m $34.8m 3.32% Reduced -7.4k -7,399
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 808,898808.9k $25.5m $25.5m 0.02% Reduced -179.1k -179,083
3 EQUITABLE TRUST CO 1.41% of their portfolio NASHVILLE, TN 597,298597.3k $18.8m $18.8m 1.41% Reduced -510.0k -510,036
4 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 483,650483.6k $15.2m $15.2m 0.05% Reduced -51.3k -51,293
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 466,611466.6k $14.7m $14.7m 0.01% Reduced -16.9k -16,875
6 One Charles Private Wealth Services, LLC 6.61% of their portfolio HINGHAM, MA 396,750396.8k $12.5m $12.5m 6.61% Reduced -6.9k -6,910
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 323,798323.8k $10.2m $10.2m 0.00% Reduced -63.4k -63,438
8 Engrave Wealth Partners LLC 2.67% of their portfolio SPRING, TX 297,500297.5k $9.4m $9.4m 2.67% Reduced -33.5k -33,550
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 280,017280.0k $8.8m $8.8m 0.02% Reduced -14.4k -14,415
10 JNBA Financial Advisors 0.97% of their portfolio BLOOMINGTON, MN 270,294270.3k $8.5m $8.5m 0.97% Added +2.7k +2,738
11 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 264,043264.0k $8.3m $8.3m 0.03% Reduced -10.2k -10,186
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 240,318240.3k $7.6m $7.6m 0.00% Reduced -221 -221
13 Edge Capital Group, LLC 0.42% of their portfolio ATLANTA, GA 237,053237.1k $7.5m $7.5m 0.42% Reduced -6.9k -6,899
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 224,302224.3k $7.1m $7.1m 0.00% Reduced -122.9k -122,884
15 Lowe Wealth Advisors, LLC 3.24% of their portfolio COLUMBIA, MD 207,845207.8k $6.5m $6.5m 3.24% Added +1.7k +1,695
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 193,552193.6k $6.1m $6.1m 0.01% Reduced -17.1k -17,072
17 Cullen/Frost Bankers, Inc. 0.09% of their portfolio San Antonio, TX 189,476189.5k $6.0m $6.0m 0.09% Added +85 +85
18 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 185,009185.0k $5.8m $5.8m 0.02% Reduced -14.3k -14,279
19 STEEL GROVE CAPITAL ADVISORS, LLC 0.76% of their portfolio MEMPHIS, TN 178,887178.9k $5.6m $5.6m 0.76% Reduced -34.3k -34,336
20 Moors & Cabot, Inc. 0.31% of their portfolio BOSTON, MA 160,659160.7k $5.1m $5.1m 0.31% Reduced -5.2k -5,220
21 TWIN FOCUS CAPITAL PARTNERS, LLC 0.97% of their portfolio Boston, MA 151,756151.8k $4.8m $4.8m 0.97% Reduced -114.4k -114,425
22 Longview Financial Advisors, Inc. 3.60% of their portfolio HUNTSVILLE, AL 142,356142.4k $4.5m $4.5m 3.60% First filing
23 Aptus Capital Advisors, LLC 0.13% of their portfolio FAIRHOPE, AL 137,657137.7k $4.3m $4.3m 0.13% Reduced -68.1k -68,140
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 129,532129.5k $4.1m $4.1m 0.00% Added +35.2k +35,161
25 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 115,594115.6k $3.6m $3.6m 0.01% Added +7.8k +7,777
26 Philip James Wealth Mangement, LLC 2.74% of their portfolio MILTON, GA 112,298112.3k $3.5m $3.5m 2.74% First filing
27 Sugarloaf Wealth Management, LLC 0.85% of their portfolio DULUTH, GA 112,108112.1k $3.5m $3.5m 0.85% Reduced -3.0k -2,984
28 GUARDIAN WEALTH ADVISORS, LLC / NC 0.53% of their portfolio RALEIGH, NC 111,150111.2k $3.5m $3.5m 0.53% Reduced -6.5k -6,520
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 110,834110.8k $3.5m $3.5m 0.00% Reduced -2.5m -2,531,514
30 Atlas Wealth Partners, LLC 17.23% of their portfolio WYOMISSING, PA 103,012103.0k $3.1m $3.1m 17.23% Added +4.6k +4,567
31 NewEdge Wealth, LLC 0.08% of their portfolio STAMFORD, CT 100,848100.8k $3.2m $3.2m 0.08% Reduced -50.3k -50,327
32 Pekin Hardy Strauss, Inc. 0.47% of their portfolio CHICAGO, IL 100,080100.1k $3.1m $3.1m 0.47% Reduced -17.5k -17,489
33 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 96,29196.3k $3.0m $3.0m 0.08% Reduced -159.1k -159,148
34 TrinityPoint Wealth, LLC 0.52% of their portfolio MILFORD, CT 91,11891.1k $2.9m $2.9m 0.52% Reduced -11.2k -11,154
35 HORIZON KINETICS ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 85,11285.1k $2.7m $2.7m 0.06% Added +498 +498
36 NCM Capital Management, LLC 1.60% of their portfolio RAMSEY, NJ 83,93583.9k $2.6m $2.6m 1.60% Added +8.0k +7,990
37 EagleClaw Capital Managment, LLC 0.53% of their portfolio BOSTON, MA 81,01081.0k $2.5m $2.5m 0.53% Added +800 +800
38 Auxano Advisors, LLC 0.79% of their portfolio BELLEVUE, WA 75,15875.2k $2.4m $2.4m 0.79% Reduced -9.8k -9,813
39 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 73,43973.4k $2.3m $2.3m 0.15% Added +147 +147
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,02167.0k $2.1m $2.1m 0.00% Reduced -413 -413
41 Old Port Advisors 0.69% of their portfolio PORTLAND, ME 66,36966.4k $2.1m $2.1m 0.69% Added +5.7k +5,663
42 MACROVIEW INVESTMENT MANAGEMENT LLC 2.41% of their portfolio BETHESDA, MD 64,32864.3k $2.0m $2.0m 2.41% Reduced -3.4k -3,361
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 63,12663.1k $2.0m $2.0m 0.00% Reduced -187.2k -187,233
44 PECAUT & CO. 0.79% of their portfolio SIOUX CITY, IA 62,15062.1k $2.0m $2.0m 0.79% Unchanged
45 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 61,72561.7k $1.9m $1.9m 0.06% Reduced -3.6k -3,564
46 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 51,69651.7k $1.6m $1.6m 0.09% Added +3.6k +3,559
47 New England Private Wealth Advisors LLC 0.28% of their portfolio WELLESLEY, MA 47,68447.7k $1.5m $1.5m 0.28% Reduced -53.4k -53,358
48 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 46,31946.3k $1.5m $1.5m 0.02% Added +761 +761
49 PARSONS CAPITAL MANAGEMENT INC/RI 0.09% of their portfolio PROVIDENCE, RI 42,04542.0k $1.3m $1.3m 0.09% Reduced -1.1k -1,096
50 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 40,91340.9k $1.3m $1.3m 0.00% Added +1.7k +1,700
51 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.78% of their portfolio JUPITER, FL 40,86140.9k $1.3m $1.3m 0.78% Reduced -13.2k -13,192
52 Compass Ion Advisors, LLC 0.20% of their portfolio CONSHOHOCKEN, PA 40,81940.8k $1.3m $1.3m 0.20% Reduced -383 -383
53 Abacus Planning Group, Inc. 0.26% of their portfolio COLUMBIA, SC 39,72439.7k $1.3m $1.3m 0.26% Reduced -59.8k -59,763
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,05439.1k $1.2m $1.2m 0.00% Reduced -36.2k -36,211
55 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 38,85438.9k $1.2m $1.2m 0.01% Added +2.6k +2,595
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,69036.7k $1.2m $1.2m 0.00% Reduced -29.8k -29,781
57 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 35,00335.0k $1.1m $1.1m 0.02% Reduced -3.9k -3,870
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 34,69534.7k $1.1m $1.1m 0.01% Reduced -4.7k -4,730
59 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 33,83333.8k $1.1m $1.1m 0.00% Added +12.4k +12,446
60 GYL Financial Synergies, LLC 0.09% of their portfolio West Hartford, CT 33,78933.8k $1.1m $1.1m 0.09% Reduced -785 -785
61 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 31,92331.9k $1.0m $1.0m 0.02% Added +106 +106
62 Clayton Financial Group LLC 0.59% of their portfolio ST. LOUIS, MO 30,22630.2k $951.2k $951.2k 0.59% First filing
63 Baker Ellis Asset Management LLC 0.14% of their portfolio Vancouver, WA 27,23027.2k $856.9k $856.9k 0.14% Reduced -412 -412
64 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,04525.0k $788.2k $788.2k 0.04% Reduced -1.5k -1,488
65 Allegheny Financial Group 0.24% of their portfolio Pittsburgh, PA 24,23024.2k $762.5k $762.5k 0.24% Reduced -80.1k -80,067
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,20724.2k $761.8k $761.8k 0.00% Reduced -2.4k -2,396
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,55022.6k $709.6k $709.6k 0.00% Added +350 +350
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,80021.8k $686.0k $686.0k 0.00% Reduced -9.1k -9,112
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 20,77220.8k $653.7k $653.7k 0.00% Added +11.3k +11,263
70 MBE Wealth Management, LLC 0.33% of their portfolio TOMAH, WI 20,21620.2k $636.2k $636.2k 0.33% Reduced -11.0k -11,024
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,19120.2k $635.4k $635.4k 0.00% Unchanged
72 Defender Capital, LLC. 0.21% of their portfolio CHARLOTTE, NC 18,90018.9k $594.8k $594.8k 0.21% Added +5.0k +5,000
73 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,35118.4k $577.5k $577.5k 0.01% Reduced -2.5k -2,529
74 Fernwood Investment Management, LLC 0.18% of their portfolio QUINCY, MA 17,47217.5k $549.9k $549.9k 0.18% Reduced -324 -324
75 STAR Financial Bank 0.49% of their portfolio FORT WAYNE, IN 16,99117.0k $534.7k $534.7k 0.49% Reduced -11.5k -11,502
76 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,33116.3k $513.9k $513.9k 0.01% Reduced -8.0k -8,046
77 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.18% of their portfolio BETHLEHEM, PA 15,03115.0k $473.0k $473.0k 0.18% Unchanged
78 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,28014.3k $449.4k $449.4k 0.02% Added +960 +960
79 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $440.6k $440.6k 0.02% Unchanged
80 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,94813.9k $439.0k $439.0k 0.00% Reduced -13.5k -13,545
81 Meixler Investment Management, Ltd. 0.36% of their portfolio SHOW LOW, AZ 13,58913.6k $427.6k $427.6k 0.36% Reduced -4.0k -4,012
82 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.16% of their portfolio THE WOODLANDS, TX 12,42512.4k $376.2k $376.2k 0.16% Reduced -1.6k -1,550
83 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,50011.5k $362.0k $362.0k 0.00% New
84 GARRISON POINT ADVISORS, LLC 0.23% of their portfolio Walnut Creek, CA 10,28710.3k $323.7k $323.7k 0.23% Unchanged
85 Second Line Capital, LLC 0.12% of their portfolio METAIRIE, LA 9,4629.5k $297.8k $297.8k 0.12% First filing
86 Waterloo Capital, L.P. 0.05% of their portfolio AUSTIN, TX 9,3649.4k $294.7k $294.7k 0.05% Reduced -2.9k -2,926
87 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,3509.3k $294.2k $294.2k 0.00% Reduced -1.2k -1,196
88 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 9,2869.3k $292.2k $292.2k 0.02% Added +31 +31
89 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,8628.9k $278.9k $278.9k 0.01% Reduced -11.0k -10,984
90 Fort Point Capital Partners LLC 0.04% of their portfolio San Francisco, CA 8,8418.8k $278.2k $278.2k 0.04% Reduced -2.3k -2,297
91 Autumn Glory Partners, LLC 0.15% of their portfolio DALLAS, TX 8,5138.5k $260.3k $260.3k 0.15% Unchanged
92 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,4748.5k $266.7k $266.7k 0.00% New
93 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 8,4008.4k $264.3k $264.3k 0.00% Unchanged
94 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,1078.1k $245.9k $245.9k 0.00% Reduced -1.1k -1,096
95 KMG FIDUCIARY PARTNERS, LLC 0.03% of their portfolio TOLEDO, OH 7,9007.9k $248.6k $248.6k 0.03% Unchanged
96 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 7,7937.8k $245.2k $245.2k 0.01% Reduced -2.4k -2,372
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,7517.8k $243.9k $243.9k 0.00% Reduced -1.0k -1,005
98 Crescent Grove Advisors, LLC 0.03% of their portfolio LAKE FOREST, IL 7,6557.7k $240.9k $240.9k 0.03% Reduced -1.3k -1,310
99 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 7,5647.6k $238.0k $238.0k 0.00% New
100 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 7,1367.1k $224.6k $224.6k 0.01% New