Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

140 institutional holders +5 vs Q3 2023
39,695,51539.7m shares reported held*
$1.8bnreported value*
17 new 42 added 38 reduced 16 sold out net bought ≈ $62.7m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.10.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132Q3 23: 135Q4 23: 140140Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132
Q3 2023135
Q4 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 54 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226536
Q1 20235847
Q2 20237040
Q3 20236738
Q4 20235954

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $94.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $89.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $305.6kQ3 23 puts: $24.8kQ3 23P/C 0.08Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$94.9k$00.00
Q2 2023$89.9k$00.00
Q3 2023$305.6k$24.8k0.08
Q4 2023$0$0—

Biggest buyers

Warwick Investment Management, Inc. New +827,358+827.4k
Financial Engines Advisors L.L.C. Added +367,702+367.7k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +88,772+88.8k
Cerity Partners LLC New +47,923+47.9k
NorthRock Partners, LLC New +35,195+35.2k
HighTower Advisors, LLC New +21,649+21.6k
ARMSTRONG ADVISORY GROUP, INC Added +21,261+21.3k
CITADEL ADVISORS LLC Added +20,991+21.0k
MORGAN STANLEY Added +11,928+11.9k
Aptus Capital Advisors, LLC Added +11,324+11.3k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -67,381-67.4k
JANE STREET GROUP, LLC Reduced -28,688-28.7k
IFP Advisors, Inc Reduced -19,299-19.3k
Tower Research Capital LLC (TRC) Reduced -11,296-11.3k
Kaizen Financial Strategies Reduced -11,061-11.1k
Strategic Investment Solutions, Inc. /IL Reduced -10,292-10.3k
GOLDMAN SACHS GROUP INC Sold out -8,178-8.2k
ROYAL BANK OF CANADA Reduced -8,002-8.0k
WADDELL & ASSOCIATES, LLC Reduced -6,354-6.4k
Koshinski Asset Management, Inc. Sold out -5,298-5.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.73% of their portfolio SANTA CLARA, CA 25,155,13325.2m $1.2bn $1.2bn 2.73% Added +367.7k +367,702
2 Legacy Wealth Management, LLC 31.42% of their portfolio MEMPHIS, TN 8,613,9608.6m $396.8m $396.8m 31.42% Added +835 +835
3 ARMSTRONG ADVISORY GROUP, INC 5.57% of their portfolio NEEDHAM, MA 1,246,8261.2m $57.4m $57.4m 5.57% Added +21.3k +21,261
4 WADDELL & ASSOCIATES, LLC 6.04% of their portfolio MEMPHIS, TN 975,639975.6k $44.9m $44.9m 6.04% Reduced -6.4k -6,354
5 Warwick Investment Management, Inc. 11.21% of their portfolio BRYAN, TX 827,358827.4k $38.1m $38.1m 11.21% New
6 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 12.04% of their portfolio WALTHAM, MA 414,737414.7k $19.1m $19.1m 12.04% Added +88.8k +88,772
7 Plum Street Advisors, LLC 11.85% of their portfolio NEW ORLEANS, LA 386,351386.4k $17.8m $17.8m 11.85% First filing
8 Focus Partners Wealth 0.16% of their portfolio ST LOUIS, MO 269,944269.9k $12.4m $12.4m 0.16% First filing
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 259,758259.8k $12.0m $12.0m 0.00% Added +8.5k +8,478
10 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,403102.4k $4.7m $4.7m 0.01% Reduced -472 -472
11 Cedar Brook Financial Partners, LLC 0.98% of their portfolio CLEVELAND, OH 95,29795.3k $4.4m $4.4m 0.98% Reduced -151 -151
12 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 67,79767.8k $3.1m $3.1m 0.12% Reduced -450 -450
13 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 67,46367.5k $3.1m $3.1m 0.00% Added +9.3k +9,253
14 Parkside Advisors LLC 0.82% of their portfolio BERKELEY, CA 64,30064.3k $3.0m $3.0m 0.82% Unchanged
15 Donor Advised Charitable Giving, Inc. 0.15% of their portfolio LONE TREE, CO 60,14460.1k $2.8m $2.8m 0.15% Unchanged
16 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 47,92347.9k $2.2m $2.2m 0.01% New
17 Cassady Schiller Wealth Management, LLC 1.05% of their portfolio CINCINNATI, OH 45,42445.4k $2.1m $2.1m 1.05% Added +96 +96
18 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.64% of their portfolio BETHLEHEM, PA 36,55436.6k $1.7m $1.7m 0.64% Unchanged
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,91835.9k $1.7m $1.7m 0.01% Added +1.0k +1,031
20 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 35,86635.9k $1.7m $1.7m 0.00% Reduced -481 -481
21 NorthRock Partners, LLC 0.07% of their portfolio MINNEAPOLIS, MN 35,19535.2k $1.6m $1.6m 0.07% New
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,58732.6k $1.5m $1.5m 0.00% Added +21.0k +20,991
23 Kohmann Bosshard Financial Services, LLC 0.21% of their portfolio FAIRLAWN, OH 30,31530.3k $1.4m $1.4m 0.21% Unchanged
24 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 26,15426.2k $1.2m $1.2m 0.04% Added +11.3k +11,324
25 GUARDIAN WEALTH ADVISORS, LLC / NC 0.18% of their portfolio RALEIGH, NC 26,15426.2k $1.2m $1.2m 0.18% Added +11.3k +11,324
26 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 25,70025.7k $1.2m $1.2m 0.00% Added +10.9k +10,900
27 COLLECTIVE FAMILY OFFICE LLC 0.39% of their portfolio YORK, PA 23,83123.8k $1.1m $1.1m 0.39% Reduced -2.7k -2,700
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,44323.4k $1.1m $1.1m 0.00% Added +8.9k +8,854
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,36122.4k $1.0m $1.0m 0.00% Reduced -1.4k -1,378
30 Red Tortoise LLC 0.58% of their portfolio ATLANTA, GA 22,35822.4k $1.0m $1.0m 0.58% Added +3.3k +3,311
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,64921.6k $997.0k $997.0k 0.00% New
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,09221.1k $971.5k $971.5k 0.00% Added +11.9k +11,928
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,85918.9k $868.6k $868.6k 0.00% Reduced -67.4k -67,381
34 Sherrill & Hutchins Financial Advisory, Inc 0.81% of their portfolio ATLANTA, GA 18,80018.8k $865.9k $865.9k 0.81% First filing
35 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.21% of their portfolio COLUMBIA, SC 18,46418.5k $850.5k $850.5k 0.21% Added +1.5k +1,500
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,54617.5k $808.0k $808.0k 0.00% Reduced -8.0k -8,002
37 Everhart Financial Group, Inc. 0.25% of their portfolio Dublin, OH 15,41715.4k $710.1k $710.1k 0.25% Unchanged
38 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,38815.4k $708.8k $708.8k 0.01% Added +140 +140
39 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,03415.0k $692.5k $692.5k 0.06% Reduced -147 -147
40 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 15,02315.0k $692.0k $692.0k 0.05% Reduced -306 -306
41 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 13,33513.3k $614.2k $614.2k 0.01% Reduced -23 -23
42 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 13,18313.2k $607.2k $607.2k 0.01% Unchanged
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,78512.8k $588.9k $588.9k 0.00% Reduced -28.7k -28,688
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,27312.3k $565.0k $565.0k 0.00% Added +999 +999
45 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,23412.2k $563.6k $563.6k 0.01% Reduced -492 -492
46 SMI Advisory Services, LLC 0.14% of their portfolio COLUMBUS, IN 12,09612.1k $557.5k $557.5k 0.14% Reduced -19 -19
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,03112.0k $554.2k $554.2k 0.00% Added +10.2k +10,230
48 Red Door Wealth Management, LLC 0.11% of their portfolio Memphis, TN 11,03211.0k $508.1k $508.1k 0.11% Reduced -702 -702
49 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 10,60310.6k $488.4k $488.4k 0.01% Added +61 +61
50 Kaizen Financial Strategies 0.37% of their portfolio CAMPBELL, CA 10,46710.5k $482.1k $482.1k 0.37% Reduced -11.1k -11,061
51 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 10,13410.1k $466.8k $466.8k 0.03% Added +1.0k +1,026
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,03010.0k $462.2k $462.2k 0.00% Added +4.4k +4,376
53 Crewe Advisors LLC 0.07% of their portfolio SALT LAKE CITY, UT 10,00710.0k $460.9k $460.9k 0.07% Added +154 +154
54 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 9,99010.0k $460.0k $460.0k 0.03% Unchanged
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,95910.0k $458.7k $458.7k 0.00% Added +3.5k +3,489
56 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 9,6859.7k $446.1k $446.1k 0.03% Reduced -316 -316
57 SOL Capital Management CO 0.06% of their portfolio ROCKVILLE, MD 9,5009.5k $438.0k $438.0k 0.06% Unchanged
58 Vise Technologies, Inc. 0.09% of their portfolio NEW YORK, NY 8,7678.8k $403.8k $403.8k 0.09% Reduced -225 -225
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,6978.7k $400.6k $400.6k 0.00% Reduced -443 -443
60 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,6398.6k $397.9k $397.9k 0.00% Reduced -234 -234
61 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,6088.6k $396.5k $396.5k 0.01% Reduced -1.5k -1,467
62 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 8,4138.4k $387.5k $387.5k 0.00% New
63 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 8,3428.3k $384.3k $384.3k 0.01% First filing
64 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 8,1448.1k $375.1k $375.1k 0.02% Unchanged
65 Pinion Investment Advisors, LLC 0.22% of their portfolio WICHITA, KS 7,9828.0k $367.7k $367.7k 0.22% Added +32 +32
66 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 7,9197.9k $364.7k $364.7k 0.01% Unchanged
67 Alamar Capital Management, LLC 0.29% of their portfolio SANTA BARBARA, CA 7,9117.9k $364.4k $364.4k 0.29% Added +20 +20
68 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 7,3047.3k $342.4k $342.4k 0.02% Unchanged
69 Omega Financial Group, LLC 0.14% of their portfolio Santa Barbara, CA 7,2527.3k $334.0k $334.0k 0.14% Reduced -1.7k -1,659
70 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 7,1997.2k $331.6k $331.6k 0.08% Reduced -194 -194
71 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 7,1507.2k $329.3k $329.3k 0.01% Reduced -2.5k -2,484
72 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,0057.0k $322.6k $322.6k 0.00% Added +5 +5
73 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,8096.8k $313.6k $313.6k 0.01% Unchanged
74 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7556.8k $311.1k $311.1k 0.00% Reduced -1.6k -1,581
75 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,1956.2k $285.3k $285.3k 0.00% Unchanged
76 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,9596.0k $274.5k $274.5k 0.00% Added +8 +8
77 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,8845.9k $271.0k $271.0k 0.00% Added +1 +1
78 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 5,6815.7k $261.7k $261.7k 0.01% Reduced -995 -995
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,6355.6k $259.5k $259.5k 0.00% Reduced -692 -692
80 Pure Financial Advisors, LLC 0.01% of their portfolio SAN DIEGO, CA 5,5475.5k $255.5k $255.5k 0.01% New
81 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,5045.5k $254.0k $254.0k 0.00% Unchanged
82 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,2825.3k $243.3k $243.3k 0.00% New
83 Peachtree Investment Partners, LLC 0.10% of their portfolio INDIAN RIVER SHORES,, FL 5,2475.2k $241.7k $241.7k 0.10% Added +21 +21
84 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 5,2405.2k $241.3k $241.3k 0.02% Reduced -5.2k -5,200
85 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 4,8564.9k $223.7k $223.7k 0.01% Unchanged
86 Thomasville National Bank 0.02% of their portfolio THOMASVILLE, GA 4,5004.5k $207.3k $207.3k 0.02% New
87 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 4,4424.4k $204.6k $204.6k 0.02% Unchanged
88 MCF Advisors LLC 0.02% of their portfolio LEXINGTON, KY 4,0004.0k $184.3k $184.3k 0.02% New
89 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,6453.6k $167.9k $167.9k 0.00% Reduced -712 -712
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,5663.6k $164.2k $164.2k 0.00% Added +3.5k +3,460
91 Element Wealth, LLC 0.10% of their portfolio RIDGELAND, MS 3,5123.5k $161.8k $161.8k 0.10% Unchanged
92 ELEVATION WEALTH PARTNERS, LLC 0.08% of their portfolio WALNUT CREEK, CA 3,3323.3k $137.6k $137.6k 0.08% New
93 Richardson Capital Management LLC 1.41% of their portfolio MENOMONEE FALLS, WI 2,7352.7k $1.4m $1.4m 1.41% First filing
94 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 2,5302.5k $116.5k $116.5k 0.00% Unchanged
95 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 2,5082.5k $115.5k $115.5k 0.01% Added +586 +586
96 Pflug Koory, LLC 0.06% of their portfolio OMAHA, NE 2,4182.4k $111.4k $111.4k 0.06% Unchanged
97 RE Dickinson Investment Advisors, LLC 0.06% of their portfolio COUNCIL BLUFFS, IA 1,9121.9k $88.0k $88.0k 0.06% Added +15 +15
98 CLEAR INVESTMENT RESEARCH, LLC 0.12% of their portfolio ALPHARETTA, GA 1,8831.9k $86.7k $86.7k 0.12% New
99 McIlrath & Eck, LLC 0.02% of their portfolio ARLINGTON, WA 1,8691.9k $86.1k $86.1k 0.02% Unchanged
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4191.4k $65.4k $65.4k 0.00% Reduced -3 -3