Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

123 institutional holders +14 vs Q3 2023
44,859,55744.9m shares reported held*
$850.5mreported value*
19 new 57 added 36 reduced 9 sold out net bought ≈ $286.3m (+15.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.96.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110Q3 23: 109Q4 23: 123123Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110
Q3 2023109
Q4 2023123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 61 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 45 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022436
Q1 20237810
Q2 20238126
Q3 20234961
Q4 20237645

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.3mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$6.3m—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +11,088,967+11.1m
WELLS FARGO & COMPANY/MN Added +1,271,577+1.3m
ROYAL BANK OF CANADA Added +1,070,596+1.1m
LPL Financial LLC Added +443,197+443.2k
TAP Consulting, LLC New +360,434+360.4k
Janney Montgomery Scott LLC New +290,888+290.9k
Csenge Advisory Group Added +218,480+218.5k
EWG Elevate Inc. New +169,212+169.2k
Raymond James Financial Services Advisors, Inc. Added +107,223+107.2k
CITADEL ADVISORS LLC New +98,107+98.1k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -225,055-225.1k
Sterling Manor Financial, LLC Sold out -187,938-187.9k
ICA Group Wealth Management, LLC Reduced -174,044-174.0k
OneAscent Wealth Management LLC Sold out -103,878-103.9k
JANE STREET GROUP, LLC Sold out -101,989-102.0k
HighTower Advisors, LLC Sold out -89,860-89.9k
JPMORGAN CHASE & CO Sold out -70,760-70.8k
Sigma Planning Corp Reduced -58,278-58.3k
Visionary Wealth Advisors Reduced -51,390-51.4k
Waterloo Capital, L.P. Sold out -45,898-45.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 19,213,35419.2m $364.3m $364.3m 0.02% Added +11.1m +11,088,967
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 6,379,3726.4m $121.0m $121.0m 0.07% Added +443.2k +443,197
3 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 2,515,1052.5m $47.7m $47.7m 0.05% Reduced -225.1k -225,055
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,444,4231.4m $27.4m $27.4m 0.01% Added +1.3m +1,271,577
5 Csenge Advisory Group 1.71% of their portfolio CLEARWATER, FL 1,443,7021.4m $27.4m $27.4m 1.71% Added +218.5k +218,480
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,277,0581.3m $24.2m $24.2m 0.01% Added +1.1m +1,070,596
7 STEPHENS INC /AR/ 0.41% of their portfolio LITTLE ROCK, AR 1,253,5191.3m $23.8m $23.8m 0.41% Added +33.1k +33,141
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,165,3981.2m $22.1m $22.1m 0.01% Added +97.1k +97,067
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 656,574656.6k $12.4m $12.4m 0.02% Reduced -35.6k -35,604
10 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 645,332645.3k $12.2m $12.2m 0.10% Added +79.6k +79,603
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 444,204444.2k $8.4m $8.4m 0.01% Added +24.2k +24,211
12 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 429,526429.5k $8.1m $8.1m 0.03% Added +71.7k +71,668
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 371,538371.5k $7.0m $7.0m 0.01% Added +10.7k +10,680
14 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 370,768370.8k $7.0m $7.0m 0.03% Added +11.2k +11,250
15 TAP Consulting, LLC 1.63% of their portfolio KIRKWOOD, MO 360,434360.4k $6.8m $6.8m 1.63% New
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 290,888290.9k $5.5m $5.5m 0.02% New
17 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 278,092278.1k $5.3m $5.3m 0.05% Added +38.7k +38,701
18 Visionary Wealth Advisors 0.33% of their portfolio O'FALLON, IL 239,052239.1k $4.5m $4.5m 0.33% Reduced -51.4k -51,390
19 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 232,572232.6k $4.4m $4.4m 0.04% Reduced -10.4k -10,367
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 223,946223.9k $4.2m $4.2m 0.00% Added +41.6k +41,593
21 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 222,150222.2k $4.2m $4.2m 0.02% Added +76.6k +76,552
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 202,437202.4k $3.8m $3.8m 0.10% Added +14.6k +14,577
23 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 196,227196.2k $3.7m $3.7m 0.18% Added +96.2k +96,165
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 195,989196.0k $3.7m $3.7m 0.01% Added +107.2k +107,223
25 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 190,291190.3k $3.6m $3.6m 0.02% Reduced -6.9k -6,916
26 EWG Elevate Inc. 1.33% of their portfolio ROSEVILLE, CA 169,212169.2k $3.2m $3.2m 1.33% New
27 Concurrent Investment Advisors, LLC 0.14% of their portfolio Tampa, FL 159,657159.7k $3.0m $3.0m 0.14% First filing
28 IAMS WEALTH MANAGEMENT, LLC 1.95% of their portfolio OMAHA, NE 158,689158.7k $3.0m $3.0m 1.95% Reduced -10.7k -10,654
29 TCP Asset Management, LLC 1.10% of their portfolio Upper Arlington, OH 156,447156.4k $3.0m $3.0m 1.10% Added +3.5k +3,454
30 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 146,251146.3k $2.8m $2.8m 0.04% Reduced -9.3k -9,269
31 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 145,442145.4k $2.8m $2.8m 0.02% Added +87.4k +87,381
32 Insight Advisors, LLC/ PA 0.54% of their portfolio Newtown, PA 134,200134.2k $2.5m $2.5m 0.54% Added +3.5k +3,483
33 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 133,664133.7k $2.5m $2.5m 0.03% Added +64.1k +64,062
34 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 114,622114.6k $2.2m $2.2m 0.01% Added +14.6k +14,626
35 Independent Advisor Alliance 0.08% of their portfolio CHARLOTTE, NC 114,347114.3k $2.2m $2.2m 0.08% Added +1.2k +1,161
36 Rehmann Capital Advisory Group 0.17% of their portfolio LANSING, MI 108,726108.7k $2.1m $2.1m 0.17% Reduced -6.2k -6,208
37 Archer Investment Corp 0.66% of their portfolio Carmel, IN 108,305108.3k $2.1m $2.1m 0.66% Reduced -3.7k -3,705
38 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 102,785102.8k $1.9m $1.9m 0.13% Added +35.8k +35,833
39 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 100,794100.8k $1.9m $1.9m 0.07% Added +1.5k +1,474
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 98,10798.1k $1.9m $1.9m 0.00% New
41 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 96,66296.7k $1.8m $1.8m 0.02% Added +2.4k +2,391
42 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 92,02292.0k $1.7m $1.7m 0.01% Reduced -14.5k -14,463
43 Kure Advisory, LLC 0.88% of their portfolio PLYMOUTH, MN 89,98690.0k $1.7m $1.7m 0.88% Reduced -1.3k -1,275
44 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 87,60987.6k $1.7m $1.7m 0.02% Added +6.9k +6,922
45 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 87,00987.0k $1.6m $1.6m 0.00% Reduced -8.1k -8,142
46 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 84,10884.1k $1.6m $1.6m 0.12% Reduced -58.3k -58,278
47 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 80,43280.4k $1.5m $1.5m 0.06% Added +5.0k +5,037
48 Imprint Wealth LLC 1.15% of their portfolio MOUNT PLEASANT, SC 75,17675.2k $1.4m $1.4m 1.15% Added +6.6k +6,574
49 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 74,04074.0k $1.4m $1.4m 0.05% Reduced -5.2k -5,206
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 73,01173.0k $1.4m $1.4m 0.00% Reduced -5.8k -5,809
51 BEACON FINANCIAL GROUP 0.16% of their portfolio DALLAS, TX 70,68570.7k $1.3m $1.3m 0.16% Added +45.5k +45,523
52 CREATIVE FINANCIAL DESIGNS INC /ADV 0.13% of their portfolio KOKOMO, IN 65,92165.9k $1.2m $1.2m 0.13% Reduced -13.3k -13,292
53 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 60,58060.6k $1.1m $1.1m 0.02% Added +7.3k +7,281
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,15660.2k $1.1m $1.1m 0.00% Added +40.2k +40,165
55 Virtue Capital Management, LLC 0.22% of their portfolio BRENTWOOD, TN 58,50358.5k $1.1m $1.1m 0.22% Reduced -21.6k -21,618
56 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 54,75054.8k $1.0m $1.0m 0.03% Added +9.5k +9,500
57 GUARDIAN WEALTH ADVISORS, LLC / NC 0.16% of their portfolio RALEIGH, NC 54,75054.8k $1.0m $1.0m 0.16% Added +9.5k +9,500
58 Maia Wealth LLC 0.41% of their portfolio DENVER, CO 54,05154.1k $1.0m $1.0m 0.41% First filing
59 ICA Group Wealth Management, LLC 0.23% of their portfolio DENVER, CO 53,24153.2k $1.0m $1.0m 0.23% Reduced -174.0k -174,044
60 Darwin Wealth Management, LLC 0.27% of their portfolio TAMPA, FL 52,71352.7k $999.4k $999.4k 0.27% Reduced -3.8k -3,807
61 PCG Wealth Advisors, LLC 0.54% of their portfolio OVERLAND PARK, KS 50,82550.8k $963.6k $963.6k 0.54% Reduced -8.0k -8,012
62 Braun-Bostich & Associates Inc. 0.86% of their portfolio CANONSBURG, PA 50,22150.2k $952.2k $952.2k 0.86% New
63 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 50,01350.0k $945.2k $945.2k 0.01% Added +1.7k +1,669
64 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 50,01350.0k $945.2k $945.2k 0.01% Added +1.7k +1,669
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,00047.0k $891.1k $891.1k 0.00% New
66 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 44,76944.8k $848.8k $848.8k 0.01% Added +19.4k +19,414
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 43,88643.9k $832.1k $832.1k 0.00% Added +10.6k +10,649
68 Platform Technology Partners 0.31% of their portfolio NEW YORK, NY 42,01442.0k $792.4k $792.4k 0.31% Added +26.5k +26,467
69 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 41,32641.3k $783.5k $783.5k 0.03% New
70 WealthBridge Capital Management, LLC 0.29% of their portfolio WESTERVILLE, OH 40,36740.4k $765.4k $765.4k 0.29% Reduced -1.5k -1,529
71 Trilogy Capital Inc. 0.05% of their portfolio IRVINE, CA 40,20640.2k $762.3k $762.3k 0.05% Added +236 +236
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 39,77639.8k $754.2k $754.2k 0.07% Unchanged
73 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 37,59737.6k $714.9k $714.9k 0.07% New
74 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 36,44136.4k $690.9k $690.9k 0.03% Added +1.1k +1,141
75 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 33,53133.5k $635.7k $635.7k 0.07% Reduced -5.9k -5,876
76 Clarus Wealth Advisors 0.37% of their portfolio PEORIA, AZ 33,36033.4k $631.5k $631.5k 0.37% First filing
77 Security Financial Services, INC. 0.15% of their portfolio Fort Wayne, IN 32,38632.4k $614.0k $614.0k 0.15% Reduced -3.2k -3,182
78 Walkner Condon Financial Advisors LLC 0.12% of their portfolio MADISON, WI 27,78627.8k $526.8k $526.8k 0.12% Reduced -17.0k -16,996
79 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 27,20527.2k $515.8k $515.8k 0.01% Reduced -4.5k -4,533
80 FSB PREMIER WEALTH MANAGEMENT, INC. 0.25% of their portfolio WATERLOO, IA 26,31026.3k $498.8k $498.8k 0.25% Added +3.7k +3,720
81 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,99426.0k $492.8k $492.8k 0.01% Reduced -485 -485
82 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 25,68125.7k $486.9k $486.9k 0.08% Unchanged
83 Coppell Advisory Solutions LLC 0.10% of their portfolio COPPELL, TX 25,28625.3k $479.4k $479.4k 0.10% Added +17.9k +17,872
84 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 24,65324.7k $467.4k $467.4k 0.19% Added +620 +620
85 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,51624.5k $465.0k $465.0k 0.00% Added +14.0k +13,992
86 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 20,98621.0k $397.9k $397.9k 0.01% Reduced -1.1k -1,092
87 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 20,42020.4k $387.2k $387.2k 0.00% Added +5.9k +5,873
88 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,65219.7k $372.6k $372.6k 0.01% Reduced -11.5k -11,513
89 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,02018.0k $341.7k $341.7k 0.01% New
90 Core Wealth Partners LLC 0.28% of their portfolio SANTA ROSA, CA 17,83017.8k $338.1k $338.1k 0.28% New
91 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 16,78116.8k $318.2k $318.2k 0.01% New
92 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 16,37916.4k $310.5k $310.5k 0.02% New
93 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 14,05114.1k $266.4k $266.4k 0.04% Reduced -4.2k -4,200
94 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,91813.9k $263.9k $263.9k 0.01% Added +2.0k +1,981
95 Prosperity Wealth Management, Inc. 0.17% of their portfolio San Ramon, CA 13,72513.7k $260.2k $260.2k 0.17% New
96 Concorde Asset Management, LLC 0.17% of their portfolio ANN ARBOR, MI 12,86012.9k $243.8k $243.8k 0.17% Reduced -357 -357
97 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 12,71112.7k $241.0k $241.0k 0.01% Reduced -524 -524
98 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 12,63912.6k $239.6k $239.6k 0.02% Added +537 +537
99 TFB Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 12,60512.6k $239.0k $239.0k 0.12% New
100 TrueWealth Advisors, LLC 0.09% of their portfolio BIRMINGHAM, AL 11,63011.6k $220.5k $220.5k 0.09% Reduced -727 -727