Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

421 institutional holders +30 vs Q3 2023
70,076,61770.1m shares reported held*
$2.8bnreported value*
45 new 121 added 164 reduced 38 sold out net bought ≈ $178.0m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.57. Options: 2 managers hold calls ($2.1m notional), 2 hold puts ($1.2m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422Q1 23: 416Q2 23: 412Q3 23: 391Q4 23: 421421Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022387
Q4 2022422
Q1 2023416
Q2 2023412
Q3 2023391
Q4 2023421

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 222 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 210 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 202 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022222144
Q1 2023225163
Q2 2023172205
Q3 2023158210
Q4 2023166202

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $4.5mQ1 23 puts: $963.4kQ1 23P/C 0.22Q2 23 calls: $2.5mQ2 23 puts: $468.2kQ2 23P/C 0.19Q3 23 calls: $2.9mQ3 23 puts: $3.7mQ3 23P/C 1.28Q4 23 calls: $2.1mQ4 23 puts: $1.2mQ4 23P/C 0.59
Numbers
QuarterCallsPutsP/C
Q1 2023$4.5m$963.4k0.22
Q2 2023$2.5m$468.2k0.19
Q3 2023$2.9m$3.7m1.28
Q4 2023$2.1m$1.2m0.59

Biggest buyers

PRUDENTIAL PLC Added +4,635,075+4.6m
AMERIPRISE FINANCIAL INC Added +1,890,041+1.9m
MORGAN STANLEY Added +1,410,279+1.4m
Meiji Yasuda Life Insurance Co Added +928,298+928.3k
JPMORGAN CHASE & CO Added +422,748+422.7k
Financial Gravity Asset Management, Inc. Added +419,447+419.4k
CITADEL ADVISORS LLC New +245,828+245.8k
UBS Group AG Added +192,627+192.6k
GeoWealth Management, LLC New +138,337+138.3k
Barry Investment Advisors, LLC Added +93,553+93.6k

Biggest sellers

ROYAL BANK OF CANADA Reduced -664,153-664.2k
Heartwood Wealth Advisors LLC Reduced -597,523-597.5k
BANK OF AMERICA CORP /DE/ Reduced -577,389-577.4k
LPL Financial LLC Reduced -458,333-458.3k
Sage Advisory Services, Ltd.Co. Sold out -444,725-444.7k
Bank of New York Mellon Corp Sold out -381,835-381.8k
COMERICA BANK Reduced -309,817-309.8k
Allworth Financial LP Reduced -293,231-293.2k
WELLS FARGO & COMPANY/MN Reduced -229,777-229.8k
OSAIC HOLDINGS, INC. Reduced -191,061-191.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.0m50.8k shares
Cutler Group LLC / CA Added $95.0k41.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.2m31.2k shares
Cutler Group LLC / CA Reduced $1.0k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 8.87% of their portfolio LONDON, X0 21,268,63321.3m $833.5m $833.5m 8.87% Added +4.6m +4,635,075
2 Meiji Yasuda Life Insurance Co 9.02% of their portfolio TOKYO, M0 10,592,14610.6m $415.1m $415.1m 9.02% Added +928.3k +928,298
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,042,7364.0m $158.4m $158.4m 0.01% Added +1.4m +1,410,279
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,306,8463.3m $129.6m $129.6m 0.01% Reduced -577.4k -577,389
5 Financial Gravity Asset Management, Inc. 1.72% of their portfolio Lakeway, TX 3,245,0863.2m $154.9m $154.9m 1.72% Added +419.4k +419,447
6 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,688,8682.7m $105.4m $105.4m 0.06% Reduced -458.3k -458,333
7 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,460,0282.5m $96.4m $96.4m 0.03% Added +1.9m +1,890,041
8 Auto-Owners Insurance Co 2.43% of their portfolio LANSING, MI 2,050,0002.0m $80.4m $80.4m 2.43% Unchanged
9 First Command Advisory Services, Inc. 0.77% of their portfolio FORT WORTH, TX 1,683,9091.7m $66.0m $66.0m 0.77% Reduced -29.9k -29,868
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 998,324998.3k $39.1m $39.1m 0.02% Added +192.6k +192,627
11 Vestmark Advisory Solutions, Inc. 1.45% of their portfolio Wakefield, MA 729,573729.6k $28.6m $28.6m 1.45% Reduced -39.6k -39,617
12 Allworth Financial LP 0.20% of their portfolio FOLSOM, CA 681,835681.8k $26.7m $26.7m 0.20% Reduced -293.2k -293,231
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 597,786597.8k $23.4m $23.4m 0.01% Reduced -664.2k -664,153
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 567,098567.1k $22.2m $22.2m 0.01% Reduced -229.8k -229,777
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 535,066535.1k $21.0m $21.0m 0.00% Added +422.7k +422,748
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 435,713435.7k $17.1m $17.1m 0.00% Added +13.7k +13,730
17 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 416,566416.6k $16.3m $16.3m 0.03% Added +22.3k +22,325
18 Strategic Point Investment Advisors, LLC 2.99% of their portfolio PROVIDENCE, RI 395,094395.1k $15.5m $15.5m 2.99% Added +163 +163
19 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 370,145370.1k $14.5m $14.5m 0.01% Reduced -2.6k -2,577
20 Curran Financial Partners, LLC 5.31% of their portfolio DANIEL ISLAND, SC 360,949360.9k $13.8m $13.8m 5.31% Added +20.0k +20,009
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 344,426344.4k $13.5m $13.5m 0.02% Reduced -191.1k -191,061
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 332,136332.1k $13.0m $13.0m 0.01% Reduced -77.8k -77,755
23 COWA, LLC 7.59% of their portfolio Tulsa, OK 310,320310.3k $12.2m $12.2m 7.59% Reduced -20.5k -20,497
24 Hapanowicz & Associates Financial Services, Inc 7.09% of their portfolio PITTSBURGH, PA 293,851293.9k $11.5m $11.5m 7.09% Reduced -2.3k -2,311
25 Barry Investment Advisors, LLC 3.80% of their portfolio NEW BEDFORD, MA 286,684286.7k $11.2m $11.2m 3.80% Added +93.6k +93,553
26 Connectus Wealth, LLC 0.23% of their portfolio CINCINNATI, OH 284,162284.2k $11.1m $11.1m 0.23% Reduced -17.1k -17,142
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 245,828245.8k $9.6m $9.6m 0.01% New
28 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 216,825216.8k $8.5m $8.5m 0.03% Reduced -37.1k -37,113
29 BIP Wealth, LLC 0.66% of their portfolio ATLANTA, GA 215,340215.3k $8.4m $8.4m 0.66% Reduced -47.6k -47,575
30 FIRST HAWAIIAN BANK 0.26% of their portfolio HONOLULU, HI 214,311214.3k $8.4m $8.4m 0.26% Unchanged
31 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 208,599208.6k $8.2m $8.2m 0.03% Reduced -36.3k -36,282
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 197,638197.6k $7.7m $7.7m 0.01% Reduced -747 -747
33 SWS Partners 2.50% of their portfolio COLUMBUS, OH 195,601195.6k $7.7m $7.7m 2.50% Added +2.8k +2,755
34 Keystone Financial Planning, Inc. 2.50% of their portfolio CLEVELAND, OH 193,219193.2k $7.6m $7.6m 2.50% Added +6.4k +6,445
35 Wealthfront Advisers LLC 0.03% of their portfolio Palo Alto, CA 168,411168.4k $6.6m $6.6m 0.03% Added +52.0k +52,013
36 WealthPLAN Partners, LLC 0.66% of their portfolio OMAHA, NE 162,820162.8k $6.4m $6.4m 0.66% Added +89.3k +89,254
37 Genesee Capital Advisors, LLC 3.88% of their portfolio AUBURN, NY 160,593160.6k $6.3m $6.3m 3.88% Added +23.3k +23,254
38 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 160,378160.4k $6.3m $6.3m 0.01% Reduced -14.4k -14,369
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 159,608159.6k $6.3m $6.3m 0.01% Reduced -2.4k -2,377
40 CWM, LLC 0.03% of their portfolio OMAHA, NE 155,117155.1k $6.1m $6.1m 0.03% Reduced -15.1k -15,067
41 Erickson Financial Group, LLC 5.04% of their portfolio ALLENTOWN, PA 154,789154.8k $6.1m $6.1m 5.04% Added +798 +798
42 Systematic Alpha Investments, LLC 0.26% of their portfolio PRINCETON, NJ 147,601147.6k $5.8m $5.8m 0.26% Unchanged
43 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 143,197143.2k $5.6m $5.6m 0.08% Reduced -12.7k -12,738
44 GeoWealth Management, LLC 0.45% of their portfolio CHICAGO, IL 138,337138.3k $5.4m $5.4m 0.45% New
45 Crescent Grove Advisors, LLC 0.59% of their portfolio LAKE FOREST, IL 134,823134.8k $5.3m $5.3m 0.59% Added +8.3k +8,261
46 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 130,282130.3k $5.1m $5.1m 0.03% Added +92.5k +92,508
47 Curi Capital, LLC 0.15% of their portfolio CHICAGO, IL 127,750127.8k $5.0m $5.0m 0.15% Unchanged
48 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 127,156127.2k $5.0m $5.0m 0.04% Reduced -162.9k -162,908
49 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 121,718121.7k $4.8m $4.8m 0.01% Added +4.8k +4,766
50 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 118,755118.8k $4.7m $4.7m 0.02% Reduced -18.2k -18,165
51 StoneX Group Inc. 0.43% of their portfolio NEW YORK, NY 111,268111.3k $4.4m $4.4m 0.43% Added +33.7k +33,710
52 RDA Financial Network 1.55% of their portfolio AKRON, IA 104,336104.3k $4.1m $4.1m 1.55% Reduced -753 -753
53 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 101,898101.9k $4.0m $4.0m 0.02% Reduced -28.5k -28,477
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 100,442100.4k $3.9m $3.9m 0.00% Added +8.7k +8,655
55 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 100,389100.4k $3.9m $3.9m 0.13% Added +58.9k +58,885
56 Venture Visionary Partners LLC 0.19% of their portfolio Sylvania, OH 93,73593.7k $3.7m $3.7m 0.19% Added +18.5k +18,516
57 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 93,72793.7k $3.7m $3.7m 0.03% Reduced -314 -314
58 CALTON & ASSOCIATES, INC. 1.47% of their portfolio Tampa, FL 93,44493.4k $3.7m $3.7m 1.47% New
59 WEDBUSH SECURITIES INC 0.16% of their portfolio PASADENA, CA 90,75290.8k $3.6m $3.6m 0.16% Reduced -8.7k -8,658
60 Jefferies Financial Group Inc. 0.05% of their portfolio NEW YORK, NY 86,13086.1k $3.4m $3.4m 0.05% Reduced -24.8k -24,779
61 Mariner, LLC 0.01% of their portfolio Overland Park, KS 84,49684.5k $3.3m $3.3m 0.01% Reduced -24.1k -24,068
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 84,13184.1k $3.3m $3.3m 0.00% Added +6.4k +6,436
63 CGN Advisors LLC 0.46% of their portfolio MANHATTAN, KS 83,85083.8k $3.3m $3.3m 0.46% Reduced -5.1k -5,143
64 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 83,08583.1k $3.3m $3.3m 0.21% Reduced -311 -311
65 Western Wealth Management, LLC 0.23% of their portfolio GOLDEN, CO 82,63782.6k $3.2m $3.2m 0.23% Added +218 +218
66 Sonoma Private Wealth LLC 5.30% of their portfolio San Francisco, CA 81,69581.7k $3.2m $3.2m 5.30% Reduced -2.5k -2,512
67 Advisor OS, LLC 0.41% of their portfolio CHICAGO, IL 80,56180.6k $3.2m $3.2m 0.41% Added +2.6k +2,616
68 Heartwood Wealth Advisors LLC 0.42% of their portfolio RICHMOND, VA 80,13380.1k $3.1m $3.1m 0.42% Reduced -597.5k -597,523
69 SteelPeak Wealth, LLC 0.18% of their portfolio WOODLAND HILLS, CA 79,17779.2k $3.1m $3.1m 0.18% New
70 Independent Wealth Network Inc. 1.63% of their portfolio URBANDALE, IA 79,16279.2k $3.1m $3.1m 1.63% Added +1.8k +1,794
71 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 78,89078.9k $3.1m $3.1m 0.02% Reduced -12.2k -12,184
72 First PREMIER Bank 0.87% of their portfolio SIOUX FALLS, SD 78,82578.8k $3.1m $3.1m 0.87% Reduced -11.7k -11,677
73 Asset Management Resources, LLC 1.76% of their portfolio HYANNIS, MA 78,72278.7k $3.1m $3.1m 1.76% Added +10.8k +10,804
74 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 77,89177.9k $3.1m $3.1m 0.01% Added +895 +895
75 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 77,52377.5k $3.0m $3.0m 0.01% Reduced -13.7k -13,677
76 Global Strategic Investment Solutions, LLC 0.37% of their portfolio Scottsdale, AZ 75,72075.7k $3.0m $3.0m 0.37% Added +186 +186
77 Gunma Bank,Ltd. 2.85% of their portfolio GUNMA, M0 75,00075.0k $2.9m $2.9m 2.85% Reduced -140.0k -140,000
78 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 71,40071.4k $2.8m $2.8m 0.02% Unchanged
79 Farrow Financial, Inc. 2.02% of their portfolio SOUTH BURLINGTON, VT 68,51568.5k $2.7m $2.7m 2.02% First filing
80 WHITE PINE CAPITAL LLC 1.02% of their portfolio BLOOMINGTON, MN 67,26067.3k $2.6m $2.6m 1.02% Reduced -3.2k -3,221
81 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 66,77866.8k $2.6m $2.6m 0.02% Reduced -13.8k -13,770
82 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 64,32464.3k $2.5m $2.5m 0.07% Added +7.2k +7,191
83 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 64,21364.2k $2.5m $2.5m 0.04% Reduced -2.5k -2,550
84 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 63,67963.7k $2.5m $2.5m 0.00% Reduced -29.0k -29,008
85 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 62,85462.9k $2.5m $2.5m 0.12% Reduced -3.8k -3,752
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 62,83462.8k $2.5m $2.5m 0.00% Reduced -9.4k -9,449
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,28061.3k $2.4m $2.4m 0.00% Reduced -7.4k -7,372
88 WRAPMANAGER INC 0.70% of their portfolio MILL VALLEY, CA 60,51560.5k $2.4m $2.4m 0.70% Added +51.5k +51,451
89 Freedom Investment Management, Inc. 0.19% of their portfolio SOUTH WINDSOR, CT 59,80559.8k $2.3m $2.3m 0.19% Reduced -7.4k -7,365
90 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 58,56958.6k $2.3m $2.3m 0.07% Added +46.0k +45,979
91 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 58,00058.0k $2.3m $2.3m 0.00% Unchanged
92 SILVER OAK SECURITIES, INCORPORATED 0.29% of their portfolio JACKSON, TN 55,83455.8k $2.2m $2.2m 0.29% Added +54.4k +54,396
93 Balentine LLC 0.07% of their portfolio ATLANTA, GA 55,58955.6k $2.2m $2.2m 0.07% Added +49.7k +49,706
94 U.S. Capital Wealth Advisors, LLC 0.08% of their portfolio AUSTIN, TX 53,87353.9k $2.1m $2.1m 0.08% Reduced -6.9k -6,927
95 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 52,90352.9k $2.1m $2.1m 0.00% Reduced -5.7k -5,674
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 52,70852.7k $2.1m $2.1m 0.00% Added +35.9k +35,911
97 Faithward Advisors, LLC 0.43% of their portfolio LANCASTER, PA 51,39651.4k $1.9m $1.9m 0.43% Reduced -13.7k -13,739
98 WCG Wealth Advisors LLC 0.15% of their portfolio LAS VEGAS, NV 50,64350.6k $2.0m $2.0m 0.15% Added +168 +168
99 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 50,28250.3k $2.0m $2.0m 0.04% Reduced -48.2k -48,218
100 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 49,53349.5k $1.9m $1.9m 0.00% Added +4.7k +4,650