Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

348 institutional holders +27 vs Q3 2023
102,507,789102.5m shares reported held*
$4.6bnreported value*
28 new 139 added 142 reduced 23 sold out net bought ≈ $535.5m (+12.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.59. Options: 2 managers hold calls ($4.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348348Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 215 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 170 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 165 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119
Q2 2023215106
Q3 2023170151
Q4 2023167165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $1.0kQ2 23 puts: $19.5mQ2 23P/C 19549.09Q3 23 calls: $1.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $4.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$1.0k$19.5m19549.09
Q3 2023$1.0k$00.00
Q4 2023$4.0k$00.00

Biggest buyers

MORGAN STANLEY Added +9,130,592+9.1m
BANK OF AMERICA CORP /DE/ Added +1,987,952+2.0m
WELLS FARGO & COMPANY/MN Added +1,314,185+1.3m
LPL Financial LLC Added +856,338+856.3k
HighTower Advisors, LLC Added +798,353+798.4k
GOLDMAN SACHS GROUP INC New +418,000+418.0k
First Pacific Financial New +256,158+256.2k
EdgeRock Capital LLC New +241,946+241.9k
MGO ONE SEVEN LLC Added +230,719+230.7k
AE Wealth Management LLC Added +223,145+223.1k

Biggest sellers

Bogart Wealth, LLC Reduced -948,880-948.9k
GDS Wealth Management Reduced -893,801-893.8k
Horizon Investments, LLC Reduced -565,889-565.9k
OSAIC HOLDINGS, INC. Reduced -523,069-523.1k
Bank of New York Mellon Corp Reduced -467,131-467.1k
JANE STREET GROUP, LLC Sold out -420,062-420.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -340,909-340.9k
Mariner, LLC Reduced -270,373-270.4k
Coppell Advisory Solutions LLC Reduced -259,233-259.2k
FLYNN ZITO CAPITAL MANAGEMENT, LLC Reduced -212,809-212.8k

Biggest calls

SIMPLEX TRADING, LLC Added $4.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 18,777,67618.8m $837.6m $837.6m 0.04% Added +9.1m +9,130,592
2 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 8,160,9358.2m $364.0m $364.0m 0.22% Added +856.3k +856,338
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 6,269,1226.3m $279.6m $279.6m 0.08% Added +1.3m +1,314,185
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7.92% of their portfolio LOS ANGELES, CA 6,034,2306.0m $269.2m $269.2m 7.92% Added +176.9k +176,913
5 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,426,9884.4m $197.5m $197.5m 0.08% Added +90.7k +90,739
6 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,712,0163.7m $165.6m $165.6m 0.07% Added +61.5k +61,475
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,226,9533.2m $143.9m $143.9m 0.02% Added +2.0m +1,987,952
8 Raymond James Financial Services Advisors, Inc. 0.23% of their portfolio ST. PETERSBURG, FL 3,173,0683.2m $141.5m $141.5m 0.23% Reduced -9.5k -9,506
9 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 2,109,3002.1m $94.1m $94.1m 0.16% Reduced -523.1k -523,069
10 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,966,4422.0m $87.7m $87.7m 0.07% Reduced -150.8k -150,808
11 LVZ, Inc. 7.43% of their portfolio Holland, MI 1,179,2971.2m $52.6m $52.6m 7.43% Added +10.8k +10,789
12 Allen Capital Group, LLC 7.93% of their portfolio GRAND ISLAND, NE 1,073,9121.1m $47.9m $47.9m 7.93% Added +140.7k +140,714
13 Pine Valley Investments Ltd Liability Co 3.90% of their portfolio MARLTON, NJ 1,041,2591.0m $46.4m $46.4m 3.90% Added +101.7k +101,658
14 Kestra Advisory Services, LLC 0.35% of their portfolio AUSTIN, TX 972,968973.0k $43.4m $43.4m 0.35% Added +139.0k +138,985
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 948,324948.3k $42.3m $42.3m 0.01% Reduced -467.1k -467,131
16 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 896,486896.5k $40.0m $40.0m 0.05% Added +42.3k +42,343
17 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 868,866868.9k $38.1m $38.1m 0.19% Added +223.1k +223,145
18 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 848,437848.4k $37.8m $37.8m 0.06% Added +798.4k +798,353
19 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 841,492841.5k $37.5m $37.5m 0.30% Reduced -56.3k -56,271
20 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 838,765838.8k $37.4m $37.4m 0.06% Reduced -1.5k -1,541
21 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 838,720838.7k $37.4m $37.4m 0.01% Added +134.0k +133,995
22 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 838,198838.2k $37.4m $37.4m 0.16% Added +107.5k +107,502
23 Private Advisor Group, LLC 0.29% of their portfolio MORRISTOWN, NJ 824,437824.4k $36.8m $36.8m 0.29% Reduced -202.9k -202,873
24 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 797,369797.4k $35.6m $35.6m 0.07% Reduced -131.3k -131,323
25 American Financial Advisors, LLC 4.67% of their portfolio Marietta, GA 707,127707.1k $31.5m $31.5m 4.67% Reduced -14.0k -14,026
26 Long Run Wealth Advisors, LLC 8.96% of their portfolio Lake Placid, NY 695,268695.3k $31.0m $31.0m 8.96% Added +12.8k +12,792
27 Spire Wealth Management 0.99% of their portfolio MCLEAN, VA 677,843677.8k $29.8m $29.8m 0.99% Reduced -29.8k -29,795
28 Horizon Investments, LLC 0.65% of their portfolio Charlotte, NC 525,091525.1k $23.3m $23.3m 0.65% Reduced -565.9k -565,889
29 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 518,719518.7k $23.1m $23.1m 0.23% Added +154.2k +154,183
30 Cyndeo Wealth Partners, LLC 2.11% of their portfolio ST. PETERSBURG, FL 512,214512.2k $22.8m $22.8m 2.11% Reduced -27.8k -27,834
31 Advance Capital Management, Inc. 1.76% of their portfolio SOUTHFIELD, MI 499,592499.6k $22.3m $22.3m 1.76% Reduced -51.7k -51,656
32 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 490,355490.4k $21.9m $21.9m 0.12% Reduced -29.7k -29,710
33 Coppell Advisory Solutions LLC 4.07% of their portfolio COPPELL, TX 458,031458.0k $20.4m $20.4m 4.07% Reduced -259.2k -259,233
34 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 449,598449.6k $20.1m $20.1m 0.04% Reduced -864 -864
35 AXXCESS WEALTH MANAGEMENT, LLC 0.58% of their portfolio CARLSBAD, CA 438,805438.8k $19.6m $19.6m 0.58% Added +11.8k +11,847
36 Prospera Financial Services Inc 0.65% of their portfolio Dallas, TX 437,885437.9k $19.5m $19.5m 0.65% Added +70.6k +70,578
37 Rehmann Capital Advisory Group 1.60% of their portfolio LANSING, MI 431,880431.9k $19.3m $19.3m 1.60% Added +65.1k +65,123
38 Drake & Associates, LLC 7.76% of their portfolio WAUKESHA, WI 425,152425.2k $19.0m $19.0m 7.76% Added +9.3k +9,267
39 Seascape Capital Management 7.94% of their portfolio PORTSMOUTH, NH 421,896421.9k $18.8m $18.8m 7.94% Reduced -7.9k -7,935
40 Sweet Financial Partners, LLC 4.47% of their portfolio FAIRMONT, MN 421,532421.5k $18.8m $18.8m 4.47% Reduced -69.4k -69,449
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 418,000418.0k $18.6m $18.6m 0.00% New
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.46% of their portfolio AUSTIN, TX 405,394405.4k $18.1m $18.1m 0.46% Reduced -1.8k -1,780
43 FDx Advisors, Inc. 1.39% of their portfolio BERWYN, PA 404,366404.4k $18.0m $18.0m 1.39% Reduced -65.2k -65,230
44 HOWARD FINANCIAL SERVICES, LTD. 3.39% of their portfolio DALLAS, TX 393,896393.9k $17.6m $17.6m 3.39% Added +54.0k +53,973
45 O'Connor Financial Group LLC 10.19% of their portfolio QUINCY, IL 369,629369.6k $16.5m $16.5m 10.19% Added +10.9k +10,857
46 Mach-1 Financial Group, LLC 6.23% of their portfolio Rogers, AR 366,353366.4k $16.3m $16.3m 6.23% Added +142.2k +142,188
47 Alpha Financial Advisors, LLC 8.21% of their portfolio CHARLOTTE, NC 363,149363.1k $16.2m $16.2m 8.21% Reduced -237 -237
48 Capital Asset Advisory Services LLC 1.00% of their portfolio Williamston, MI 362,974363.0k $16.2m $16.2m 1.00% Added +8.1k +8,121
49 Atria Investments, Inc 0.25% of their portfolio Charlotte, NC 356,240356.2k $15.9m $15.9m 0.25% Added +96.8k +96,763
50 Commonwealth Financial Services, LLC 3.71% of their portfolio VIENNA, WV 352,713352.7k $15.7m $15.7m 3.71% Added +122.4k +122,449
51 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 346,511346.5k $15.5m $15.5m 0.05% Reduced -57.8k -57,773
52 Financial Advocates Investment Management 0.99% of their portfolio OLYMPIA, WA 339,411339.4k $15.1m $15.1m 0.99% Added +29.5k +29,472
53 Visionary Wealth Advisors 1.09% of their portfolio O'FALLON, IL 331,194331.2k $14.8m $14.8m 1.09% Added +108.0k +107,974
54 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 330,439330.4k $14.7m $14.7m 0.06% Reduced -30.9k -30,853
55 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 329,707329.7k $14.7m $14.7m 0.03% Added +202.8k +202,792
56 Larson Financial Group LLC 1.24% of their portfolio ST LOUIS, MO 317,731317.7k $14.2m $14.2m 1.24% Added +74.3k +74,254
57 Cetera Advisors LLC 0.19% of their portfolio DENVER, CO 303,185303.2k $13.5m $13.5m 0.19% Added +88.7k +88,729
58 Dominguez Wealth Management Solutions, Inc. 11.14% of their portfolio WILLIAMSBURG, VA 301,215301.2k $13.4m $13.4m 11.14% Reduced -93.3k -93,292
59 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 293,735293.7k $13.1m $13.1m 0.16% Added +41.7k +41,719
60 Bluespring Wealth Management, LLC 1.54% of their portfolio AUSTIN, TX 291,117291.1k $13.0m $13.0m 1.54% Added +4.4k +4,444
61 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 289,386289.4k $12.9m $12.9m 0.01% Reduced -1.3k -1,291
62 Intrua Financial, LLC 1.90% of their portfolio Houston, TX 273,233273.2k $12.2m $12.2m 1.90% Reduced -74.6k -74,621
63 First Pacific Financial 3.49% of their portfolio VANCOUVER, WA 256,158256.2k $11.4m $11.4m 3.49% New
64 Solano Wealth Management, Inc. 6.81% of their portfolio Fairfield, CA 252,728252.7k $11.3m $11.3m 6.81% Reduced -1.2k -1,158
65 FSB PREMIER WEALTH MANAGEMENT, INC. 5.42% of their portfolio WATERLOO, IA 242,760242.8k $10.8m $10.8m 5.42% Reduced -2.7k -2,726
66 EdgeRock Capital LLC 7.79% of their portfolio DENVER, CO 241,946241.9k $10.7m $10.7m 7.79% New
67 Gladstone Institutional Advisory LLC 0.60% of their portfolio Bedminster, NJ 237,921237.9k $10.6m $10.6m 0.60% Added +9.7k +9,732
68 MGO ONE SEVEN LLC 0.61% of their portfolio Beachwood, OH 236,754236.8k $10.6m $10.6m 0.61% Added +230.7k +230,719
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 236,294236.3k $10.5m $10.5m 0.03% Added +197.8k +197,849
70 FOUNDERS FINANCIAL SECURITIES LLC 1.16% of their portfolio TOWSON, MD 235,116235.1k $10.5m $10.5m 1.16% Added +13.5k +13,540
71 TCP Asset Management, LLC 3.77% of their portfolio Upper Arlington, OH 228,582228.6k $10.2m $10.2m 3.77% Added +5.8k +5,821
72 Cornerstone Wealth Management, LLC 0.87% of their portfolio ST. PETERS, MO 227,956228.0k $10.2m $10.2m 0.87% Added +12.7k +12,720
73 HARBOUR INVESTMENTS, INC. 0.41% of their portfolio MADISON, WI 223,639223.6k $10.0m $10.0m 0.41% Added +37.7k +37,716
74 SignalPoint Asset Management, LLC 2.88% of their portfolio SPRINGFIELD, MO 219,367219.4k $9.8m $9.8m 2.88% Reduced -1.1k -1,081
75 IAMS WEALTH MANAGEMENT, LLC 6.28% of their portfolio OMAHA, NE 217,630217.6k $9.7m $9.7m 6.28% Added +10.5k +10,497
76 Snowden Capital Advisors LLC 0.37% of their portfolio New York, NY 215,194215.2k $9.6m $9.6m 0.37% Added +1.0k +1,047
77 Darwin Wealth Management, LLC 2.54% of their portfolio TAMPA, FL 211,913211.9k $9.5m $9.5m 2.54% Reduced -13.7k -13,727
78 CFO4Life Group, LLC 1.79% of their portfolio COPPELL, TX 209,810209.8k $9.4m $9.4m 1.79% Reduced -7.8k -7,828
79 Sanchez Wealth Management Group 3.33% of their portfolio JACKSONVILLE, FL 204,558204.6k $9.1m $9.1m 3.33% Reduced -156.6k -156,612
80 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 197,895197.9k $8.8m $8.8m 0.03% Added +72.9k +72,901
81 Concurrent Investment Advisors, LLC 0.41% of their portfolio Tampa, FL 193,298193.3k $8.6m $8.6m 0.41% First filing
82 TWIN PEAKS WEALTH ADVISORS, LLC 5.46% of their portfolio SAN FRANCISCO, CA 191,674191.7k $8.5m $8.5m 5.46% First filing
83 StoneX Group Inc. 0.85% of their portfolio NEW YORK, NY 191,041191.0k $8.5m $8.5m 0.85% Added +29.8k +29,834
84 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 185,989186.0k $8.2m $8.2m 0.08% Reduced -18.4k -18,404
85 LexAurum Advisors, LLC 2.11% of their portfolio OVERLAND PARK, KS 180,516180.5k $8.1m $8.1m 2.11% Reduced -2.1k -2,130
86 Andina Capital Management, LLC 6.78% of their portfolio LOGAN, UT 176,576176.6k $7.9m $7.9m 6.78% First filing
87 SILVER OAK SECURITIES, INCORPORATED 1.05% of their portfolio JACKSON, TN 174,594174.6k $7.8m $7.8m 1.05% Added +60.2k +60,211
88 Opes Wealth Management LLC 1.83% of their portfolio MENLO PARK, CA 170,725170.7k $7.6m $7.6m 1.83% Added +7.8k +7,770
89 ICA Group Wealth Management, LLC 1.68% of their portfolio DENVER, CO 168,752168.8k $7.5m $7.5m 1.68% Reduced -25.9k -25,920
90 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 165,543165.5k $7.3m $7.3m 0.09% Added +15.1k +15,103
91 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 165,543165.5k $7.3m $7.3m 0.09% Added +15.1k +15,103
92 IFP Advisors, Inc 0.34% of their portfolio TAMPA, FL 163,191163.2k $7.3m $7.3m 0.34% Reduced -52.5k -52,459
93 Triumph Capital Management 3.06% of their portfolio DENVER, CO 161,710161.7k $7.2m $7.2m 3.06% Added +21.7k +21,745
94 Advisory Alpha, LLC 0.33% of their portfolio HOLLAND, MI 159,908159.9k $7.1m $7.1m 0.33% Added +5.2k +5,246
95 ERn Financial, LLC 1.32% of their portfolio MIDDLETON, WI 159,026159.0k $7.0m $7.0m 1.32% Reduced -9.2k -9,222
96 HBW ADVISORY SERVICES LLC 1.30% of their portfolio SIMI VALLEY, CA 155,340155.3k $6.9m $6.9m 1.30% Added +262 +262
97 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 151,048151.0k $6.7m $6.7m 0.13% Added +24.8k +24,808
98 First Heartland Consultants, Inc. 0.79% of their portfolio LAKE ST. LOUIS, MO 147,704147.7k $6.6m $6.6m 0.79% Added +7.1k +7,121
99 Financial Designs Corp 5.20% of their portfolio CLAREMONT, CA 142,486142.5k $6.4m $6.4m 5.20% New
100 Cedrus LLC 3.92% of their portfolio Littleton, CO 141,823141.8k $6.3m $6.3m 3.92% Added +2.6k +2,633