Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

467 institutional holders +51 vs Q3 2023
78,140,43578.1m shares reported held*
$6.0bnreported value*
40 new 128 added 217 reduced 22 sold out net bought ≈ $281.1m (+6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.00. Options: 2 managers hold calls ($280.1k notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425Q3 23: 416Q4 23: 467467Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425
Q3 2023416
Q4 2023467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 206 cut or sold outQ2 23Q3 23: 174 bought or addedQ3 23: 228 cut or sold outQ3 23Q4 23: 168 bought or addedQ4 23: 239 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206
Q3 2023174228
Q4 2023168239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $280.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$6.6m—
Q3 2023$0$0—
Q4 2023$280.1k$00.00

Biggest buyers

MORGAN STANLEY Added +6,772,367+6.8m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +2,948,510+2.9m
JPMORGAN CHASE & CO Added +481,689+481.7k
SILVER OAK SECURITIES, INCORPORATED New +420,530+420.5k
Stratos Wealth Partners, LTD. New +385,499+385.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +115,213+115.2k
Heck Capital Advisors, LLC Added +67,185+67.2k
OneAscent Financial Services LLC Added +54,903+54.9k
Waterloo Capital, L.P. Added +48,110+48.1k
FLOW TRADERS U.S. LLC New +45,618+45.6k

Biggest sellers

Cetera Investment Advisers Reduced -1,459,504-1.5m
OSAIC HOLDINGS, INC. Reduced -437,797-437.8k
LPL Financial LLC Reduced -244,531-244.5k
Keystone Financial Group Reduced -223,450-223.4k
Mariner, LLC Reduced -220,338-220.3k
BANK OF AMERICA CORP /DE/ Reduced -218,922-218.9k
KPP Advisory Services LLC Sold out -210,045-210.0k
Financial Advocates Investment Management Reduced -190,914-190.9k
RAYMOND JAMES & ASSOCIATES Reduced -159,399-159.4k
Intrua Financial, LLC Reduced -127,144-127.1k

Biggest calls

Belvedere Trading LLC New $280.1k3.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 14,081,71614.1m $1.1bn $1.1bn 0.05% Added +6.8m +6,772,367
2 LPL Financial LLC 0.41% of their portfolio FORT MILL, SC 8,379,4048.4m $670.7m $670.7m 0.41% Reduced -244.5k -244,531
3 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 4,247,0184.2m $339.9m $339.9m 0.10% Reduced -51.6k -51,628
4 Raymond James Financial Services Advisors, Inc. 0.44% of their portfolio ST. PETERSBURG, FL 3,417,6753.4m $273.6m $273.6m 0.44% Reduced -30.1k -30,143
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,986,0583.0m $37.3k $37.3k 0.00% Added +2.9m +2,948,510
6 RAYMOND JAMES & ASSOCIATES 0.16% of their portfolio ST PETERSBURG, FL 2,645,5362.6m $211.7m $211.7m 0.16% Reduced -159.4k -159,399
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,169,4352.2m $173.6m $173.6m 0.02% Reduced -218.9k -218,922
8 OSAIC HOLDINGS, INC. 0.28% of their portfolio SCOTTSDALE, AZ 1,999,8092.0m $160.1m $160.1m 0.28% Reduced -437.8k -437,797
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,960,6442.0m $156.9m $156.9m 0.06% Reduced -28.3k -28,322
10 COMMONWEALTH EQUITY SERVICES, LLC 0.28% of their portfolio WALTHAM, MA 1,932,5271.9m $154.7m $154.7m 0.28% Added +115.2k +115,213
11 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,664,4121.7m $133.2m $133.2m 0.03% Reduced -43.9k -43,863
12 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,524,5731.5m $122.0m $122.0m 0.05% Reduced -85.5k -85,545
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,312,0031.3m $105.0m $105.0m 0.03% Reduced -47.3k -47,305
14 Private Advisor Group, LLC 0.79% of their portfolio MORRISTOWN, NJ 1,264,9611.3m $101.2m $101.2m 0.79% Added +16.0k +16,039
15 Cambridge Investment Research Advisors, Inc. 0.40% of their portfolio FAIRFIELD, IA 1,181,9431.2m $94.6m $94.6m 0.40% Reduced -92.9k -92,861
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 984,112984.1k $78.8m $78.8m 0.00% Added +481.7k +481,689
17 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 894,258894.3k $71.6m $71.6m 0.09% Added +5.6k +5,555
18 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 820,348820.3k $65.7m $65.7m 0.10% Reduced -3.5k -3,541
19 Baird Financial Group, Inc. 0.11% of their portfolio MILWAUKEE, WI 610,672610.7k $48.9m $48.9m 0.11% Added +33.0k +32,964
20 HARBOUR INVESTMENTS, INC. 1.99% of their portfolio MADISON, WI 600,467600.5k $48.1m $48.1m 1.99% Added +45.2k +45,218
21 Cetera Advisors LLC 0.63% of their portfolio DENVER, CO 571,654571.7k $45.8m $45.8m 0.63% Reduced -3.1k -3,146
22 Fifth Third Securities, Inc. 4.48% of their portfolio Cincinnati, OH 541,128541.1k $43.3m $43.3m 4.48% Added +9.4k +9,405
23 Cetera Investment Advisers 0.34% of their portfolio SCHAUMBURG, IL 530,183530.2k $42.4m $42.4m 0.34% Reduced -1.5m -1,459,504
24 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 515,537515.5k $41.3m $41.3m 0.19% Reduced -26.9k -26,854
25 PARK NATIONAL CORP /OH/ 1.63% of their portfolio NEWARK, OH 497,927497.9k $39.9m $39.9m 1.63% Added +27.9k +27,904
26 Cetera Advisor Networks LLC 0.22% of their portfolio EL SEGUNDO, CA 497,848497.8k $39.8m $39.8m 0.22% Reduced -14.4k -14,363
27 Kowal Investment Group, LLC 9.12% of their portfolio BROOKFIELD, WI 488,399488.4k $39.1m $39.1m 9.12% Added +8.0k +7,966
28 Kestra Advisory Services, LLC 0.31% of their portfolio AUSTIN, TX 470,485470.5k $37.7m $37.7m 0.31% Added +5.2k +5,243
29 SILVER OAK SECURITIES, INCORPORATED 4.52% of their portfolio JACKSON, TN 420,530420.5k $33.7m $33.7m 4.52% New
30 NewEdge Advisors, LLC 0.31% of their portfolio NEW ORLEANS, LA 399,564399.6k $32.3m $32.3m 0.31% Reduced -51.1k -51,129
31 American Financial Advisors, LLC 4.70% of their portfolio Marietta, GA 397,066397.1k $31.8m $31.8m 4.70% Reduced -5.9k -5,862
32 Stratos Wealth Partners, LTD. 0.58% of their portfolio BEACHWOOD, OH 385,499385.5k $30.9m $30.9m 0.58% New
33 IFG Advisory, LLC 2.19% of their portfolio ATLANTA, GA 372,840372.8k $29.8m $29.8m 2.19% Reduced -8.6k -8,574
34 Atria Wealth Solutions, Inc. 0.32% of their portfolio NEW YORK, NY 315,620315.6k $25.3m $25.3m 0.32% Added +85 +85
35 D.A. DAVIDSON & CO. 0.25% of their portfolio GREAT FALLS, MT 315,213315.2k $25.2m $25.2m 0.25% Reduced -75.3k -75,347
36 Prospera Financial Services Inc 0.80% of their portfolio Dallas, TX 300,246300.2k $24.0m $24.0m 0.80% Added +19.0k +19,013
37 Archer Investment Corp 7.46% of their portfolio Carmel, IN 289,306289.3k $23.2m $23.2m 7.46% Added +446 +446
38 Gratus Wealth Advisors, LLC 4.37% of their portfolio VIRGINIA BEACH, VA 277,095277.1k $22.2m $22.2m 4.37% First filing
39 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 270,842270.8k $21.7m $21.7m 0.07% Reduced -9.2k -9,158
40 Mariner, LLC 0.05% of their portfolio Overland Park, KS 265,975266.0k $21.3m $21.3m 0.05% Reduced -220.3k -220,338
41 Randall & Associates Wealth Management 19.97% of their portfolio BUTLER, PA 255,808255.8k $20.5m $20.5m 19.97% First filing
42 AVANTAX ADVISORY SERVICES, INC. 0.20% of their portfolio DALLAS, TX 253,653253.7k $20.3m $20.3m 0.20% Added +17.8k +17,753
43 Solano Wealth Management, Inc. 11.48% of their portfolio Fairfield, CA 237,471237.5k $19.0m $19.0m 11.48% Added +5.9k +5,877
44 Concurrent Investment Advisors, LLC 0.90% of their portfolio Tampa, FL 237,276237.3k $19.0m $19.0m 0.90% First filing
45 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 234,987235.0k $19.0m $19.0m 0.10% Added +7.5k +7,504
46 Ergawealth Advisors, Inc. 11.00% of their portfolio OAK BROOK, IL 223,411223.4k $17.9m $17.9m 11.00% Reduced -14.9k -14,903
47 BENJAMIN F. EDWARDS & COMPANY, INC. 0.36% of their portfolio ST. LOUIS, MO 222,534222.5k $17.8m $17.8m 0.36% Reduced -7.8k -7,847
48 Regal Investment Advisors LLC 1.33% of their portfolio KENTWOOD, MI 218,902218.9k $17.5m $17.5m 1.33% Reduced -3.1k -3,098
49 ABLE Financial Group, LLC 7.42% of their portfolio SCOTTSDALE, AZ 214,529214.5k $17.2m $17.2m 7.42% Added +3.4k +3,444
50 KESTRA PRIVATE WEALTH SERVICES, LLC 0.43% of their portfolio AUSTIN, TX 209,622209.6k $16.8m $16.8m 0.43% Reduced -19.8k -19,774
51 Western Wealth Management, LLC 1.14% of their portfolio GOLDEN, CO 197,965198.0k $15.8m $15.8m 1.14% Reduced -35.1k -35,095
52 Vestmark Advisory Solutions, Inc. 0.80% of their portfolio Wakefield, MA 197,128197.1k $15.8m $15.8m 0.80% Added +3.5k +3,542
53 Scarborough Advisors, LLC 3.17% of their portfolio ANNAPOLIS, MD 192,615192.6k $15.4m $15.4m 3.17% Added +3.6k +3,598
54 Intrua Financial, LLC 2.32% of their portfolio Houston, TX 185,924185.9k $14.9m $14.9m 2.32% Reduced -127.1k -127,144
55 BANK HAPOALIM BM 2.02% of their portfolio TEL AVIV, L3 185,000185.0k $14.8m $14.8m 2.02% Reduced -3.9k -3,940
56 HBK Sorce Advisory LLC 0.57% of their portfolio ERIE, PA 184,262184.3k $14.7m $14.7m 0.57% Added +8.0k +8,020
57 Advisory Alpha, LLC 0.63% of their portfolio HOLLAND, MI 170,755170.8k $13.7m $13.7m 0.63% Reduced -5.9k -5,903
58 Heck Capital Advisors, LLC 2.06% of their portfolio Rhinelander, WI 157,918157.9k $12.6m $12.6m 2.06% Added +67.2k +67,185
59 tru Independence LLC 3.79% of their portfolio PORTLAND, OR 156,160156.2k $12.5m $12.5m 3.79% Added +28.4k +28,389
60 Valmark Advisers, Inc. 0.23% of their portfolio AKRON, OH 153,494153.5k $12.3m $12.3m 0.23% Added +6.4k +6,433
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 150,621150.6k $12.1m $12.1m 0.01% Added +10.8k +10,840
62 Sargent Investment Group, LLC 2.62% of their portfolio BETHESDA, MD 149,699149.7k $12.0m $12.0m 2.62% Reduced -3.6k -3,648
63 PCG Wealth Advisors, LLC 6.65% of their portfolio OVERLAND PARK, KS 148,733148.7k $11.9m $11.9m 6.65% Reduced -1.3k -1,286
64 Fermata Advisors, LLC 2.66% of their portfolio SONOMA, CA 139,189139.2k $11.1m $11.1m 2.66% Added +3.6k +3,576
65 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 137,879137.9k $11.0m $11.0m 0.18% Added +6.2k +6,161
66 First Horizon Advisors, Inc. 0.36% of their portfolio MEMPHIS, TN 136,463136.5k $10.9m $10.9m 0.36% Reduced -39.1k -39,058
67 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 136,463136.5k $10.9m $10.9m 0.04% Added +6.7k +6,671
68 PFG Advisors 0.87% of their portfolio Phoenix, AZ 135,284135.3k $10.8m $10.8m 0.87% Reduced -13.7k -13,694
69 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 133,728133.7k $10.7m $10.7m 0.02% Reduced -30.6k -30,571
70 OPPENHEIMER & CO INC 0.19% of their portfolio NEW YORK, NY 131,065131.1k $10.5m $10.5m 0.19% Added +5.7k +5,741
71 Ausdal Financial Partners, Inc. 1.27% of their portfolio Davenport, IA 128,427128.4k $10.3m $10.3m 1.27% Reduced -829 -829
72 Integrity Financial Corp /WA 7.44% of their portfolio JACKSON, WY 128,200128.2k $10.3m $10.3m 7.44% Reduced -5.3k -5,261
73 WORLD EQUITY GROUP, INC. 1.99% of their portfolio SCHAUMBURG, IL 123,092123.1k $9.9m $9.9m 1.99% Added +1.1k +1,100
74 RiverTree Advisors, LLC 6.61% of their portfolio WINTER PARK, FL 121,549121.5k $9.7m $9.7m 6.61% Added +15.2k +15,182
75 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 120,844120.8k $9.7m $9.7m 0.01% Reduced -2.8k -2,839
76 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 119,448119.4k $9.6m $9.6m 0.12% Added +4.5k +4,534
77 GREAT VALLEY ADVISOR GROUP, INC. 0.34% of their portfolio WILMINGTON, DE 119,419119.4k $9.6m $9.6m 0.34% Reduced -70.9k -70,908
78 Snowden Capital Advisors LLC 0.36% of their portfolio New York, NY 118,155118.2k $9.5m $9.5m 0.36% Added +3.0k +3,042
79 FSB PREMIER WEALTH MANAGEMENT, INC. 4.74% of their portfolio WATERLOO, IA 118,146118.1k $9.5m $9.5m 4.74% Reduced -3.4k -3,355
80 TD Capital Management LLC 1.07% of their portfolio MEMPHIS, TN 116,880116.9k $9.4m $9.4m 1.07% Reduced -2.5k -2,466
81 Walkner Condon Financial Advisors LLC 2.09% of their portfolio MADISON, WI 114,783114.8k $9.2m $9.2m 2.09% Added +5.4k +5,411
82 Good Life Advisors, LLC 0.87% of their portfolio READING, PA 110,495110.5k $8.8m $8.8m 0.87% Added +709 +709
83 Investors Research Corp 2.11% of their portfolio ATLANTA, GA 109,298109.3k $8.7m $8.7m 2.11% Added +3.8k +3,830
84 StoneX Group Inc. 0.87% of their portfolio NEW YORK, NY 108,754108.8k $8.7m $8.7m 0.87% Reduced -1.2k -1,187
85 Global Retirement Partners, LLC 0.36% of their portfolio San Rafael, CA 107,878107.9k $8.6m $8.6m 0.36% Reduced -50.9k -50,935
86 STRATEGIC PLANNING GROUP, LLC 2.86% of their portfolio Bountiful, UT 107,705107.7k $8.6m $8.6m 2.86% First filing
87 Nilsine Partners, LLC 1.31% of their portfolio GREENWOOD VILLAGE, CO 106,616106.6k $8.5m $8.5m 1.31% Reduced -6.0k -6,040
88 Holistic Financial Partners 5.02% of their portfolio INDIANAPOLIS, IN 104,230104.2k $8.3m $8.3m 5.02% Added +6.7k +6,694
89 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 102,410102.4k $8.2m $8.2m 0.11% Reduced -38.2k -38,240
90 WINTRUST INVESTMENTS LLC 0.80% of their portfolio CHICAGO, IL 101,470101.5k $8.1m $8.1m 0.80% Reduced -23.4k -23,365
91 Perennial Investment Advisors, LLC 1.31% of their portfolio Los Angeles, CA 98,60598.6k $7.9m $7.9m 1.31% Reduced -69.1k -69,055
92 SHELTON WEALTH MANAGEMENT, LLC 5.60% of their portfolio FORT WORTH, TX 98,48098.5k $7.9m $7.9m 5.60% Reduced -27.2k -27,214
93 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 98,36098.4k $7.9m $7.9m 0.00% Reduced -2.5k -2,479
94 ICA Group Wealth Management, LLC 1.65% of their portfolio DENVER, CO 92,60892.6k $7.4m $7.4m 1.65% Added +5.1k +5,121
95 Ameritas Advisory Services, LLC 0.40% of their portfolio Lincoln, NE 88,75088.8k $7.2m $7.2m 0.40% Added +34.6k +34,601
96 LANARK FINANCIAL, INC. 0.71% of their portfolio BIRMINGHAM, AL 88,09788.1k $7.1m $7.1m 0.71% Reduced -1.7k -1,738
97 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 86,15486.2k $6.9m $6.9m 0.03% Added +8.4k +8,405
98 SignalPoint Asset Management, LLC 2.02% of their portfolio SPRINGFIELD, MO 85,52985.5k $6.8m $6.8m 2.02% Reduced -4.9k -4,919
99 Dynamic Advisor Solutions LLC 0.24% of their portfolio PHOENIX, AZ 81,14181.1k $6.5m $6.5m 0.24% Added +24.3k +24,262
100 Gateway Wealth Partners, LLC 2.58% of their portfolio APPLETON, WI 80,12980.1k $6.4m $6.4m 2.58% Reduced -50.3k -50,277