Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

274 institutional holders -1 vs Q3 2023
89,640,57689.6m shares reported held*
$2.0bnreported value*
20 new 65 added 146 reduced 39 sold out net bought ≈ $133.9m (+6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($304.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.44. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291Q2 23: 280Q3 23: 275Q4 23: 274274Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291
Q2 2023280
Q3 2023275
Q4 2023274

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23Q2 23: 104 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 176 cut or sold outQ3 23Q4 23: 85 bought or addedQ4 23: 185 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168
Q2 2023104177
Q3 2023101176
Q4 202385185

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 23 calls: $28.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $22.0kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$28.0k$00.00
Q2 2023$22.0k$00.00
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +7,382,138+7.4m
FIRST TRUST ADVISORS LP Added +5,133,895+5.1m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +479,766+479.8k
Csenge Advisory Group Added +276,773+276.8k
AMERIPRISE FINANCIAL INC New +238,988+239.0k
Cyndeo Wealth Partners, LLC Added +180,663+180.7k
CASTLE WEALTH MANAGEMENT LLC New +145,570+145.6k
Kestra Advisory Services, LLC Added +136,912+136.9k
Bridge Advisory, LLC New +96,078+96.1k
AXXCESS WEALTH MANAGEMENT, LLC New +94,195+94.2k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -1,082,996-1.1m
OSAIC HOLDINGS, INC. Reduced -827,044-827.0k
UBS Group AG Reduced -813,294-813.3k
LPL Financial LLC Reduced -343,513-343.5k
ROYAL BANK OF CANADA Reduced -338,493-338.5k
Composition Wealth, LLC Reduced -325,383-325.4k
Janney Montgomery Scott LLC Reduced -244,117-244.1k
Cetera Advisor Networks LLC Reduced -223,992-224.0k
CITIGROUP INC Reduced -210,100-210.1k
RAYMOND JAMES & ASSOCIATES Reduced -210,069-210.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 32,028,11432.0m $718.7m $718.7m 0.20% Reduced -145.3k -145,253
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 16,323,61616.3m $366.3m $366.3m 0.02% Added +7.4m +7,382,138
3 FIRST TRUST ADVISORS LP 0.13% of their portfolio Wheaton, IL 5,143,2865.1m $115.4m $115.4m 0.13% Added +5.1m +5,133,895
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,697,1193.7m $83.0m $83.0m 0.05% Reduced -343.5k -343,513
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,843,5022.8m $63.8m $63.8m 0.03% Reduced -813.3k -813,294
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,721,9971.7m $38.6m $38.6m 0.01% Reduced -338.5k -338,493
7 Composition Wealth, LLC 0.92% of their portfolio LOS ANGELES, CA 1,499,8641.5m $33.7m $33.7m 0.92% Reduced -325.4k -325,383
8 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,040,9031.0m $23.4m $23.4m 0.04% Reduced -827.0k -827,044
9 Magnus Financial Group LLC 3.01% of their portfolio NEW YORK, NY 1,024,0241.0m $23.0m $23.0m 3.01% Added +3.5k +3,472
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 870,484870.5k $19.5m $19.5m 0.04% Reduced -181.4k -181,415
11 Financial Partners Group, Inc 3.48% of their portfolio Overland Park, KS 865,648865.6k $19.4m $19.4m 3.48% Reduced -119.3k -119,332
12 Csenge Advisory Group 1.11% of their portfolio CLEARWATER, FL 794,694794.7k $17.8m $17.8m 1.11% Added +276.8k +276,773
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 751,162751.2k $16.9m $16.9m 0.01% Reduced -207.8k -207,780
14 Flaharty Asset Management, LLC 2.61% of their portfolio CLEARWATER, FL 737,270737.3k $16.5m $16.5m 2.61% Added +17.3k +17,282
15 Petix & Botte Co 4.82% of their portfolio LA MESA, CA 729,217729.2k $16.4m $16.4m 4.82% Added +4.6k +4,559
16 Cyndeo Wealth Partners, LLC 1.46% of their portfolio ST. PETERSBURG, FL 703,518703.5k $15.8m $15.8m 1.46% Added +180.7k +180,663
17 IFP Advisors, Inc 0.74% of their portfolio TAMPA, FL 698,432698.4k $15.7m $15.7m 0.74% Added +49.1k +49,080
18 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 676,348676.3k $15.2m $15.2m 0.12% Added +136.9k +136,912
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 552,054552.1k $12.4m $12.4m 0.02% Added +479.8k +479,766
20 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 493,576493.6k $11.1m $11.1m 0.05% Reduced -45.6k -45,645
21 CWM, LLC 0.06% of their portfolio OMAHA, NE 483,889483.9k $10.9m $10.9m 0.06% Reduced -106.4k -106,397
22 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 464,834464.8k $10.4m $10.4m 0.01% Reduced -197.5k -197,541
23 Valmark Advisers, Inc. 0.19% of their portfolio AKRON, OH 453,123453.1k $10.2m $10.2m 0.19% Added +2.4k +2,408
24 HFG Wealth Management, LLC 2.46% of their portfolio The Woodlands, TX 446,535446.5k $10.0m $10.0m 2.46% First filing
25 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 373,085373.1k $8.4m $8.4m 0.01% Reduced -190.4k -190,359
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 323,802323.8k $7.3m $7.3m 0.02% Reduced -244.1k -244,117
27 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 322,543322.5k $7.2m $7.2m 0.04% Reduced -224.0k -223,992
28 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 316,037316.0k $7.1m $7.1m 0.06% Reduced -58.3k -58,294
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 307,154307.2k $6.9m $6.9m 0.01% Reduced -12.1k -12,097
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 291,051291.1k $6.5m $6.5m 0.00% Reduced -210.1k -210,069
31 PCG Wealth Advisors, LLC 3.64% of their portfolio OVERLAND PARK, KS 290,766290.8k $6.5m $6.5m 3.64% Reduced -90.3k -90,256
32 Mainsail Financial Group, LLC 4.62% of their portfolio BELLEVUE, WA 266,718266.7k $6.0m $6.0m 4.62% Added +17.7k +17,674
33 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 264,916264.9k $5.9m $5.9m 0.07% Reduced -176.6k -176,565
34 Wolf Group Capital Advisors 2.80% of their portfolio FAIRFAX, VA 259,430259.4k $5.9m $5.9m 2.80% Reduced -7.9k -7,935
35 Choice Wealth Advisors LLC 3.52% of their portfolio WATERVILLE, ME 253,596253.6k $5.7m $5.7m 3.52% Added +20.3k +20,329
36 Darwin Wealth Management, LLC 1.47% of their portfolio TAMPA, FL 244,047244.0k $5.5m $5.5m 1.47% Reduced -11.0k -10,951
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 238,988239.0k $5.4m $5.4m 0.00% New
38 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 233,012233.0k $5.4m $5.4m 0.03% Added +328 +328
39 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 229,638229.6k $5.2m $5.2m 0.01% Reduced -6.8k -6,799
40 SHELTON WEALTH MANAGEMENT, LLC 3.64% of their portfolio FORT WORTH, TX 228,367228.4k $5.1m $5.1m 3.64% Reduced -88.0k -88,030
41 Solitude Financial Services 2.58% of their portfolio CHARLOTTESVILLE, VA 209,709209.7k $4.7m $4.7m 2.58% Added +17.6k +17,583
42 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 201,633201.6k $4.5m $4.5m 0.01% Reduced -150.8k -150,835
43 Crumly & Associates Inc. 1.29% of their portfolio SPRINGFIELD, IL 197,388197.4k $4.4m $4.4m 1.29% Added +34.8k +34,846
44 W1M Investment Management Ltd 0.11% of their portfolio London, X0 194,240194.2k $4.4m $4.4m 0.11% Added +2.0k +2,000
45 Foundations Investment Advisors, LLC 0.12% of their portfolio PHOENIX, AZ 188,375188.4k $4.3m $4.3m 0.12% Added +10.4k +10,409
46 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 181,975182.0k $4.1m $4.1m 0.23% Added +27.7k +27,686
47 B. Riley Wealth Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 180,096180.1k $4.0m $4.0m 0.11% Reduced -11.2k -11,202
48 Concurrent Investment Advisors, LLC 0.19% of their portfolio Tampa, FL 179,197179.2k $4.0m $4.0m 0.19% First filing
49 INSPIRION WEALTH ADVISORS, LLC 0.65% of their portfolio LIBERTYVILLE, IL 161,313161.3k $3.6m $3.6m 0.65% Reduced -31.9k -31,949
50 Sargent Investment Group, LLC 0.79% of their portfolio BETHESDA, MD 160,287160.3k $3.6m $3.6m 0.79% Reduced -71 -71
51 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 159,225159.2k $3.6m $3.6m 0.15% Reduced -19.3k -19,265
52 KLR INVESTMENT ADVISORS, LLC 2.56% of their portfolio PROVIDENCE, RI 157,584157.6k $3.5m $3.5m 2.56% Added +9.4k +9,365
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 157,267157.3k $3.5m $3.5m 0.01% Reduced -108.9k -108,871
54 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 156,291156.3k $3.5m $3.5m 0.04% Reduced -7.9k -7,864
55 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 156,291156.3k $3.5m $3.5m 0.04% Reduced -7.9k -7,864
56 AllSquare Wealth Management LLC 2.11% of their portfolio ALBANY, NY 153,296153.3k $3.4m $3.4m 2.11% Reduced -2.2k -2,230
57 CASTLE WEALTH MANAGEMENT LLC 1.96% of their portfolio BOYNTON BEACH, FL 145,570145.6k $3.3m $3.3m 1.96% New
58 ABLE Financial Group, LLC 1.27% of their portfolio SCOTTSDALE, AZ 131,121131.1k $2.9m $2.9m 1.27% Reduced -7.3k -7,299
59 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 128,142128.1k $2.9m $2.9m 0.05% Reduced -12.3k -12,260
60 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 121,530121.5k $2.7m $2.7m 0.02% Reduced -3.5k -3,537
61 Financial Advocates Investment Management 0.18% of their portfolio OLYMPIA, WA 120,251120.3k $2.7m $2.7m 0.18% Reduced -127.5k -127,525
62 RFG Advisory, LLC 0.10% of their portfolio BIRMINGHAM, AL 118,507118.5k $2.7m $2.7m 0.10% Reduced -8.4k -8,365
63 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 113,838113.8k $2.6m $2.6m 0.03% Reduced -34.0k -33,999
64 GeoWealth Management, LLC 0.20% of their portfolio CHICAGO, IL 109,327109.3k $2.5m $2.5m 0.20% Reduced -4.2k -4,218
65 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 109,182109.2k $2.5m $2.5m 0.08% Added +3.3k +3,292
66 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.14% of their portfolio LEAWOOD, KS 106,193106.2k $2.4m $2.4m 1.14% Added +2.6k +2,565
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 101,786101.8k $2.3m $2.3m 0.00% Reduced -1.1m -1,082,996
68 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 100,253100.3k $2.2m $2.2m 0.04% Reduced -3.0k -2,996
69 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 99,90499.9k $2.2m $2.2m 0.15% Reduced -29.3k -29,272
70 Asset Allocation Strategies LLC 0.87% of their portfolio FARMINGTON, MI 98,99199.0k $2.2m $2.2m 0.87% Added +12.2k +12,230
71 PRINCIPAL SECURITIES, INC. 0.08% of their portfolio DES MOINES, IA 97,20997.2k $2.2m $2.2m 0.08% First filing
72 Cedrus LLC 1.35% of their portfolio Littleton, CO 96,85296.9k $2.2m $2.2m 1.35% Added +13.9k +13,889
73 Bridge Advisory, LLC 1.08% of their portfolio PASADENA, CA 96,07896.1k $2.2m $2.2m 1.08% New
74 COMERICA BANK 0.01% of their portfolio DALLAS, TX 94,25794.3k $2.1m $2.1m 0.01% Reduced -28.0k -27,986
75 Capital Asset Advisory Services LLC 0.13% of their portfolio Williamston, MI 94,19594.2k $2.1m $2.1m 0.13% Added +82.5k +82,550
76 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 94,19594.2k $2.1m $2.1m 0.06% New
77 Waterfront Wealth Inc. 0.62% of their portfolio OVERLAND PARK, KS 94,08694.1k $2.1m $2.1m 0.62% Reduced -3.4k -3,440
78 Ashton Thomas Private Wealth, LLC 0.13% of their portfolio SCOTTSDALE, AZ 93,75693.8k $2.1m $2.1m 0.13% Reduced -13.6k -13,592
79 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 93,17293.2k $2.1m $2.1m 0.02% Reduced -40.4k -40,425
80 GUARDIAN WEALTH ADVISORS, LLC / NC 0.31% of their portfolio RALEIGH, NC 91,47991.5k $2.1m $2.1m 0.31% Added +12.0k +12,042
81 Cadent Capital Advisors, LLC 1.03% of their portfolio TULSA, OK 90,69790.7k $2.0m $2.0m 1.03% Reduced -5.0k -4,978
82 Walkner Condon Financial Advisors LLC 0.46% of their portfolio MADISON, WI 90,12890.1k $2.0m $2.0m 0.46% Reduced -99.7k -99,650
83 TAP Consulting, LLC 0.47% of their portfolio KIRKWOOD, MO 87,99688.0k $2.0m $2.0m 0.47% Reduced -154.5k -154,465
84 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 86,95487.0k $2.0m $2.0m 0.04% Added +52.2k +52,183
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 86,26986.3k $1.9m $1.9m 0.05% Reduced -15.9k -15,861
86 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 86,09886.1k $1.9m $1.9m 0.03% Reduced -39.5k -39,486
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 85,83485.8k $1.9m $1.9m 0.00% Reduced -210.1k -210,100
88 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 85,39185.4k $1.9m $1.9m 0.11% Reduced -119.3k -119,262
89 Koshinski Asset Management, Inc. 0.29% of their portfolio DECATUR, IL 85,20885.2k $1.9m $1.9m 0.29% Added +21.2k +21,244
90 SMART Wealth LLC 1.03% of their portfolio Omaha, NE 84,16484.2k $1.9m $1.9m 1.03% Added +20.9k +20,877
91 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 82,40982.4k $1.8m $1.8m 0.06% New
92 National Wealth Management Group, LLC 1.77% of their portfolio CINCINNATI, OH 81,42981.4k $1.8m $1.8m 1.77% Reduced -15.3k -15,302
93 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.17% of their portfolio CEDAR RAPIDS, IA 81,08581.1k $1.8m $1.8m 0.17% Added +15.4k +15,428
94 Transamerica Financial Advisors, LLC 0.24% of their portfolio CEDAR RAPIDS, IA 78,41378.4k $1.8m $1.8m 0.24% Added +78.2k +78,197
95 Randall & Associates Wealth Management 1.72% of their portfolio BUTLER, PA 78,34678.3k $1.8m $1.8m 1.72% First filing
96 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 77,85977.9k $1.7m $1.7m 0.02% Reduced -3.0k -3,029
97 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 77,46977.5k $1.7m $1.7m 0.01% Reduced -7.0k -7,037
98 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 74,34674.3k $1.7m $1.7m 0.06% Reduced -20.2k -20,177
99 Balefire, LLC 0.60% of their portfolio DALLAS, TX 72,58872.6k $1.6m $1.6m 0.60% Added +9.3k +9,325
100 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 70,40870.4k $1.6m $1.6m 0.01% Reduced -18.3k -18,276