Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,218 institutional holders +119 vs Q3 2023
103,014,976103.0m shares reported held*
$27.0bnreported value*
100 new 383 added 376 reduced 39 sold out net bought ≈ $1.4bn (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $262.49. Options: 3 managers hold calls ($24.8m notional), 3 hold puts ($31.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,065Q2 23: 1,108Q3 23: 1,099Q4 23: 1,2181,218Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065
Q2 20231,108
Q3 20231,099
Q4 20231,218

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 472 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23Q2 23: 370 bought or addedQ2 23: 439 cut or sold outQ2 23Q3 23: 310 bought or addedQ3 23: 466 cut or sold outQ3 23Q4 23: 483 bought or addedQ4 23: 415 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487
Q2 2023370439
Q3 2023310466
Q4 2023483415

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $9.2mQ1 23 puts: $1.6mQ1 23P/C 0.18Q2 23 calls: $13.0mQ2 23 puts: $139.5mQ2 23P/C 10.76Q3 23 calls: $15.3mQ3 23 puts: $1.7mQ3 23P/C 0.11Q4 23 calls: $24.8mQ4 23 puts: $31.4mQ4 23P/C 1.27
Numbers
QuarterCallsPutsP/C
Q1 2023$9.2m$1.6m0.18
Q2 2023$13.0m$139.5m10.76
Q3 2023$15.3m$1.7m0.11
Q4 2023$24.8m$31.4m1.27

Biggest buyers

JPMORGAN CHASE & CO Added +2,963,608+3.0m
MORGAN STANLEY Added +2,350,795+2.4m
RHUMBLINE ADVISERS Added +407,812+407.8k
BANK OF AMERICA CORP /DE/ Added +299,476+299.5k
JONES FINANCIAL COMPANIES LLLP Added +227,252+227.3k
MILLENNIUM MANAGEMENT LLC Added +204,891+204.9k
TWO SIGMA INVESTMENTS, LP Added +189,700+189.7k
ROYAL BANK OF CANADA Added +173,209+173.2k
ENVESTNET ASSET MANAGEMENT INC Added +146,971+147.0k
Cerity Partners LLC Added +111,197+111.2k

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -641,000-641.0k
BlackRock Inc. Reduced -634,542-634.5k
National Mutual Insurance Federation of Agricultural Cooperatives Reduced -412,000-412.0k
Winthrop Advisory Group LLC Reduced -206,063-206.1k
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -194,222-194.2k
OSAIC HOLDINGS, INC. Reduced -187,128-187.1k
UBS Group AG Reduced -117,302-117.3k
First Western Trust Bank Reduced -102,333-102.3k
HighTower Advisors, LLC Reduced -102,023-102.0k
BOKF, NA Reduced -92,602-92.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.9m91.3k shares
CITADEL ADVISORS LLC Reduced $813.0k3.1k shares
Cutler Group LLC / CA Reduced $73.0k3.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $29.2m111.5k shares
CITADEL ADVISORS LLC Added $2.1m8.1k shares
Cutler Group LLC / CA Added $51.0k43.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.21% of their portfolio BOSTON, MA 10,442,80310.4m $2.7bn $2.7bn 0.21% Added +24.1k +24,058
2 JONES FINANCIAL COMPANIES LLLP 3.30% of their portfolio DES PERES, MO 8,379,8158.4m $2.2bn $2.2bn 3.30% Added +227.3k +227,252
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 4,724,4244.7m $1.2bn $1.2bn 0.05% Added +2.4m +2,350,795
4 ENVESTNET ASSET MANAGEMENT INC 0.49% of their portfolio Berwyn, PA 4,512,8214.5m $1.2bn $1.2bn 0.49% Added +147.0k +146,971
5 BlackRock Inc. 0.03% of their portfolio New York, NY 4,014,5904.0m $1.1bn $1.1bn 0.03% Reduced -634.5k -634,542
6 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 3,765,1323.8m $987.4m $987.4m 0.11% Added +299.5k +299,476
7 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 3,490,7983.5m $915.5m $915.5m 0.05% Added +3.0m +2,963,608
8 M&T Bank Corp 2.85% of their portfolio BUFFALO, NY 2,954,7183.0m $774.9m $774.9m 2.85% Added +31.6k +31,595
9 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 2,741,4862.7m $719.0m $719.0m 0.13% Reduced -69.7k -69,686
10 PNC Financial Services Group, Inc. 0.53% of their portfolio Pittsburgh, PA 2,555,4932.6m $670.2m $670.2m 0.53% Reduced -47.7k -47,652
11 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 2,256,2062.3m $591.7m $591.7m 0.36% Added +6.3k +6,285
12 GOLDMAN SACHS GROUP INC 0.12% of their portfolio NEW YORK, NY 2,045,1582.0m $536.4m $536.4m 0.12% Reduced -11.0k -11,004
13 Millburn Ridgefield LLC /DE/ 12.43% of their portfolio New York, NY 1,547,7201.5m $405.9m $405.9m 12.43% Reduced -80.2k -80,198
14 Catalyst Capital Advisors LLC 10.91% of their portfolio San Juan, PR 1,547,7201.5m $405.9m $405.9m 10.91% Reduced -80.2k -80,198
15 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 1,427,2481.4m $374.3m $374.3m 0.11% Added +30.6k +30,635
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.38% of their portfolio MILWAUKEE, WI 1,297,0501.3m $340.2m $340.2m 0.38% Added +12.4k +12,363
17 JOHNSON INVESTMENT COUNSEL INC 3.78% of their portfolio Cincinnati, OH 1,225,7991.2m $321.5m $321.5m 3.78% Added +25.4k +25,434
18 Pathstone Holdings, LLC 1.65% of their portfolio ENGLEWOOD, NJ 1,158,9301.2m $304.0m $304.0m 1.65% First filing
19 BOKF, NA 5.82% of their portfolio TULSA, OK 1,133,7841.1m $297.3m $297.3m 5.82% Reduced -92.6k -92,602
20 DAIDO LIFE INSURANCE CO 33.45% of their portfolio TOKYO, M0 1,130,3981.1m $296.5m $296.5m 33.45% Unchanged
21 UBS Group AG 0.10% of their portfolio ZURICH, V8 951,247951.2k $249.5m $249.5m 0.10% Reduced -117.3k -117,302
22 CAPTRUST FINANCIAL ADVISORS 0.74% of their portfolio RALEIGH, NC 823,499823.5k $216.0m $216.0m 0.74% Added +1.8k +1,780
23 MERCER GLOBAL ADVISORS INC /ADV 0.64% of their portfolio DENVER, CO 817,438817.4k $214.4m $214.4m 0.64% Reduced -15.5k -15,533
24 Legacy Wealth Management, LLC 16.56% of their portfolio MEMPHIS, TN 797,321797.3k $209.1m $209.1m 16.56% Reduced -6.1k -6,077
25 National Mutual Insurance Federation of Agricultural Cooperatives 2.36% of their portfolio TOKYO, JAPAN, M0 791,000791.0k $207.4m $207.4m 2.36% Reduced -412.0k -412,000
26 CHURCHILL MANAGEMENT Corp 3.08% of their portfolio Los Angeles, CA 764,023764.0k $200.4m $200.4m 3.08% Reduced -25.0k -25,037
27 RHUMBLINE ADVISERS 0.20% of their portfolio BOSTON, MA 745,124745.1k $195.4m $195.4m 0.20% Added +407.8k +407,812
28 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 723,271723.3k $189.7m $189.7m 0.05% Added +173.2k +173,209
29 COMERICA BANK 0.87% of their portfolio DALLAS, TX 718,571718.6k $188.5m $188.5m 0.87% Added +1.5k +1,500
30 Capstone Financial Advisors, Inc. 13.28% of their portfolio DOWNERS GROVE, IL 706,941706.9k $185.4m $185.4m 13.28% Reduced -19.3k -19,267
31 Cerity Partners LLC 0.62% of their portfolio NEW YORK, NY 705,160705.2k $184.9m $184.9m 0.62% Added +111.2k +111,197
32 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 687,738687.7k $180.4m $180.4m 0.60% Reduced -19.8k -19,819
33 Creative Planning 0.33% of their portfolio OVERLAND PARK, KS 679,933679.9k $178.3m $178.3m 0.33% Added +33.6k +33,645
34 Focus Partners Wealth 2.14% of their portfolio ST LOUIS, MO 622,555622.6k $163.3m $163.3m 2.14% First filing
35 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 597,676597.7k $156.7m $156.7m 0.23% Reduced -9.8k -9,783
36 RED CEDAR INVESTMENT MANAGEMENT, LLC 21.79% of their portfolio GRAND RAPIDS, MI 577,017577.0k $151.3m $151.3m 21.79% Reduced -13.9k -13,852
37 Empower Advisory Group, LLC 0.59% of their portfolio Greenwood Village, CO 568,592568.6k $149.1m $149.1m 0.59% Reduced -12.8k -12,791
38 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 548,613548.6k $144.0m $144.0m 0.25% Reduced -187.1k -187,128
39 HighTower Advisors, LLC 0.23% of their portfolio CHICAGO, IL 531,793531.8k $139.5m $139.5m 0.23% Reduced -102.0k -102,023
40 Mariner, LLC 0.32% of their portfolio Overland Park, KS 509,260509.3k $133.6m $133.6m 0.32% Added +1.2k +1,189
41 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 502,029502.0k $131.6m $131.6m 0.04% Reduced -72.3k -72,291
42 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 474,134474.1k $124.3m $124.3m 0.20% Added +67.9k +67,861
43 HALBERT HARGROVE GLOBAL ADVISORS, LLC 8.35% of their portfolio LONG BEACH, CA 458,062458.1k $120.1m $120.1m 8.35% Reduced -31.9k -31,913
44 CIBC Private Wealth Group LLC 0.24% of their portfolio ATLANTA, GA 438,340438.3k $115.0m $115.0m 0.24% Added +70.8k +70,783
45 SCHRODER INVESTMENT MANAGEMENT GROUP 0.15% of their portfolio London, X0 429,419429.4k $112.6m $112.6m 0.15% Reduced -194.2k -194,222
46 FIFTH THIRD BANCORP 0.47% of their portfolio CINCINNATI, OH 423,799423.8k $111.1m $111.1m 0.47% Reduced -9.0k -8,975
47 HSBC HOLDINGS PLC 0.09% of their portfolio LONDON, X0 373,904373.9k $98.1m $98.1m 0.09% Reduced -2.4k -2,447
48 STATE OF WISCONSIN INVESTMENT BOARD 0.27% of their portfolio MADISON, WI 366,200366.2k $96.0m $96.0m 0.27% Reduced -70.3k -70,300
49 MPS Loria Financial Planners, LLC 33.57% of their portfolio Burr Ridge, IL 364,465364.5k $95.6m $95.6m 33.57% Reduced -1.1k -1,099
50 Arbor Investment Advisors, LLC 14.70% of their portfolio WINSTON SALEM, NC 358,255358.3k $94.0m $94.0m 14.70% Added +1.7k +1,730
51 Raymond James Financial Services Advisors, Inc. 0.15% of their portfolio ST. PETERSBURG, FL 349,686349.7k $91.7m $91.7m 0.15% Reduced -23.6k -23,592
52 Waverly Advisors, LLC 3.32% of their portfolio BIRMINGHAM, AL 338,134338.1k $88.7m $88.7m 3.32% Reduced -8.5k -8,451
53 Twele Capital Management, Inc. 13.82% of their portfolio MINNETONKA, MN 328,172328.2k $86.1m $86.1m 13.82% Reduced -29.9k -29,850
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 308,948308.9k $81.0m $81.0m 0.24% Added +4.2k +4,219
55 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 290,429290.4k $76.5m $76.5m 0.02% Added +24.0k +23,970
56 AMG National Trust Bank 2.15% of their portfolio GREENWOOD VILLAGE, CO 261,137261.1k $68.5m $68.5m 2.15% Reduced -742 -742
57 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 250,584250.6k $65.7m $65.7m 0.06% Added +204.9k +204,891
58 Baird Financial Group, Inc. 0.15% of their portfolio MILWAUKEE, WI 247,677247.7k $65.0m $65.0m 0.15% Reduced -610 -610
59 BOK Financial Private Wealth, Inc. 5.16% of their portfolio DENVER, CO 242,280242.3k $63.5m $63.5m 5.16% Reduced -14.6k -14,614
60 Envestnet Portfolio Solutions, Inc. 0.26% of their portfolio BERWYN, PA 241,098241.1k $63.2m $63.2m 0.26% Added +70.9k +70,936
61 Ballentine Partners, LLC 1.24% of their portfolio Waltham, MA 232,222232.2k $60.9m $60.9m 1.24% Added +142 +142
62 JFS WEALTH ADVISORS, LLC 5.17% of their portfolio HERMITAGE, PA 231,883231.9k $60.8m $60.8m 5.17% Added +22.3k +22,335
63 Parkside Advisors LLC 16.55% of their portfolio BERKELEY, CA 227,866227.9k $59.8m $59.8m 16.55% Added +4.8k +4,752
64 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 220,842220.8k $57.9m $57.9m 0.04% Added +44.2k +44,157
65 McKinley Carter Wealth Services, Inc. 4.24% of their portfolio WHEELING, WV 220,702220.7k $57.9m $57.9m 4.24% Reduced -4.7k -4,728
66 TWO SIGMA INVESTMENTS, LP 0.14% of their portfolio NEW YORK, NY 220,300220.3k $57.8m $57.8m 0.14% Added +189.7k +189,700
67 WASHINGTON TRUST Co 2.24% of their portfolio WESTERLY, RI 215,499215.5k $56.5m $56.5m 2.24% Reduced -509 -509
68 LAKE STREET ADVISORS GROUP, LLC 2.82% of their portfolio PORTSMOUTH, NH 213,909213.9k $56.1m $56.1m 2.82% Added +637 +637
69 OBSIDIAN CIO, LLC 14.67% of their portfolio NEW YORK, NY 203,718203.7k $53.4m $53.4m 14.67% Added +12.7k +12,667
70 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 194,659194.7k $51.1m $51.1m 0.01% Reduced -32.4k -32,447
71 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 190,842190.8k $50.0m $50.0m 0.09% Added +7.4k +7,432
72 EPIQ Capital Group, LLC 23.29% of their portfolio San Francisco, CA 186,381186.4k $48.9m $48.9m 23.29% Added +6.7k +6,664
73 BRIGHTON JONES LLC 2.02% of their portfolio SEATTLE, WA 182,412182.4k $47.8m $47.8m 2.02% Added +2.7k +2,748
74 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 176,420176.4k $46.3m $46.3m 0.06% Added +33.0k +32,963
75 TELEMUS CAPITAL, LLC 3.68% of their portfolio Southfield, MI 170,275170.3k $44.7m $44.7m 3.68% Reduced -4.7k -4,726
76 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 165,944165.9k $43.5m $43.5m 0.08% Added +3.8k +3,766
77 HBC Financial Services, PLLC 29.31% of their portfolio SEATTLE, WA 164,802164.8k $43.2m $43.2m 29.31% Reduced -6.6k -6,565
78 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 163,215163.2k $42.8m $42.8m 0.20% Added +900 +900
79 Geisinger Health 12.75% of their portfolio DANVILLE, PA 155,387155.4k $40.8m $40.8m 12.75% Added +655 +655
80 CHOREO, LLC 1.09% of their portfolio ROCKFORD, IL 152,764152.8k $40.1m $40.1m 1.09% Reduced -3.4k -3,389
81 Equitable Holdings, Inc. 0.49% of their portfolio NEW YORK, NY 151,256151.3k $39.7m $39.7m 0.49% Reduced -16.0k -15,962
82 Jordan Park Group LLC 2.63% of their portfolio SAN FRANCISCO, CA 145,992146.0k $38.3m $38.3m 2.63% Reduced -4.7k -4,715
83 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 145,901145.9k $38.3m $38.3m 0.05% Reduced -101 -101
84 Conservest Capital Advisors, Inc. 3.99% of their portfolio WYNNEWOOD, PA 142,940142.9k $37.5m $37.5m 3.99% Reduced -2.0k -2,030
85 ETF Portfolio Partners, Inc. 12.37% of their portfolio LEAWOOD, KS 140,693140.7k $36.9m $36.9m 12.37% Reduced -725 -725
86 St. Louis Trust Co 6.27% of their portfolio SAINT LOUIS, MO 138,818138.8k $36.4m $36.4m 6.27% Added +225 +225
87 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 135,674135.7k $35.6m $35.6m 0.15% Added +8.4k +8,438
88 Single Point Partners, LLC 8.76% of their portfolio BOSTON, MA 134,019134.0k $35.1m $35.1m 8.76% Reduced -1.3k -1,265
89 WADE G W & INC 1.13% of their portfolio Wellesley, MA 132,474132.5k $34.7m $34.7m 1.13% Added +36.7k +36,663
90 US FINANCIAL ADVISORS, LLC 12.67% of their portfolio BRAINTREE, MA 129,659129.7k $34.0m $34.0m 12.67% Added +3.8k +3,826
91 Keel Point, LLC 4.04% of their portfolio HUNTSVILLE, AL 128,855128.9k $33.8m $33.8m 4.04% Added +1.6k +1,566
92 Brewster Financial Planning LLC 30.56% of their portfolio BROOKLYN, NY 128,841128.8k $33.8m $33.8m 30.56% Added +743 +743
93 DT Investment Partners, LLC 3.71% of their portfolio CHADDS FORD, PA 127,031127.0k $34.3m $34.3m 3.71% Added +2.3k +2,282
94 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 124,712124.7k $32.7m $32.7m 0.18% Reduced -14.9k -14,942
95 COMMERCE BANK 0.23% of their portfolio KANSAS CITY, MO 123,870123.9k $32.5m $32.5m 0.23% Added +567 +567
96 PRINCIPAL SECURITIES, INC. 1.21% of their portfolio DES MOINES, IA 123,597123.6k $32.4m $32.4m 1.21% First filing
97 Private Advisor Group, LLC 0.25% of their portfolio MORRISTOWN, NJ 123,450123.5k $32.4m $32.4m 0.25% Added +6.8k +6,788
98 American Financial Advisors, LLC 4.55% of their portfolio Marietta, GA 117,291117.3k $30.8m $30.8m 4.55% Added +1.6k +1,591
99 Franklin, Parlapiano, Turner & Welch, LLC 8.77% of their portfolio HOUSTON, TX 116,702116.7k $30.6m $30.6m 8.77% Reduced -3.3k -3,315
100 Busey Bank 1.17% of their portfolio URBANA, IL 116,003116.0k $30.4m $30.4m 1.17% Reduced -2.5k -2,494