Vault-13

FIRST TR EXCHNG TRADED FD VI DDEC

FT VEST U.S. · ETP · CUSIP 33740U406

80 institutional holders +22 vs Q3 2023
5,565,5155.6m shares reported held*
$199.0mreported value*
20 new 27 added 19 reduced 3 sold out net bought ≈ $43.2m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.76.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 48Q4 22: 62Q1 23: 65Q2 23: 60Q3 23: 58Q4 23: 8080Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202248
Q4 202262
Q1 202365
Q2 202360
Q3 202358
Q4 202380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 22 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223527
Q1 20233133
Q2 20231735
Q3 20231736
Q4 20234722

Biggest buyers

SMART Wealth LLC New +403,796+403.8k
ENVESTNET ASSET MANAGEMENT INC Added +117,632+117.6k
OSAIC HOLDINGS, INC. Added +108,157+108.2k
CreativeOne Wealth, LLC Added +104,574+104.6k
BEACON FINANCIAL GROUP New +85,359+85.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +80,950+81.0k
Donald L. Hagan, LLC New +79,170+79.2k
Kestra Advisory Services, LLC Added +63,903+63.9k
Hartford Financial Management Inc. Added +56,945+56.9k
Raymond James Financial Services Advisors, Inc. Added +54,467+54.5k

Biggest sellers

Mutual Advisors, LLC Sold out -232,885-232.9k
LPL Financial LLC Reduced -120,074-120.1k
Global Retirement Partners, LLC Reduced -59,467-59.5k
OLD MISSION CAPITAL LLC Sold out -46,538-46.5k
Navalign, LLC Sold out -11,311-11.3k
NewEdge Advisors, LLC Reduced -10,427-10.4k
Ameritas Advisory Services, LLC Reduced -6,645-6.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -5,903-5.9k
Strategic Blueprint, LLC Reduced -3,428-3.4k
Grant Street Asset Management, Inc. Reduced -3,307-3.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.3 pts · filed 2026-10-22 41.6% +4.3 pts 3.7m≈ $174.0m 2026-10-22

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SPINNAKER TRUST 4.53% of their portfolio PORTLAND, ME 1,861,8861.9m $66.6m $66.6m 4.53% Added +15.7k +15,748
2 SMART Wealth LLC 7.89% of their portfolio Omaha, NE 403,796403.8k $14.4m $14.4m 7.89% New
3 TOWNSQUARE CAPITAL LLC 0.18% of their portfolio Lehi, UT 295,569295.6k $10.6m $10.6m 0.18% Added +48.4k +48,359
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 268,347268.3k $9.6m $9.6m 0.02% Added +81.0k +80,950
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 238,567238.6k $8.5m $8.5m 0.01% Added +108.2k +108,157
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 194,514194.5k $7.0m $7.0m 0.00% Added +117.6k +117,632
7 CreativeOne Wealth, LLC 0.44% of their portfolio OVERLAND PARK, KS 191,317191.3k $6.8m $6.8m 0.44% Added +104.6k +104,574
8 Sowell Financial Services LLC 0.20% of their portfolio NORTH LITTLE ROCK, AR 102,094102.1k $3.7m $3.7m 0.20% Reduced -1.8k -1,785
9 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 97,08697.1k $3.5m $3.5m 0.03% Added +63.9k +63,903
10 REAP Financial Group, LLC 1.00% of their portfolio AUSTIN, TX 95,87895.9k $3.4m $3.4m 1.00% First filing
11 BEACON FINANCIAL GROUP 0.37% of their portfolio DALLAS, TX 85,35985.4k $3.1m $3.1m 0.37% New
12 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 81,75381.8k $2.9m $2.9m 0.12% Added +19.2k +19,242
13 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 79,98980.0k $2.9m $2.9m 0.02% Added +40.0k +39,956
14 Donald L. Hagan, LLC 1.57% of their portfolio Sarasota, FL 79,17079.2k $2.8m $2.8m 1.57% New
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 79,14279.1k $2.8m $2.8m 0.02% Added +37.8k +37,800
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 78,22378.2k $2.8m $2.8m 0.00% Added +54.5k +54,467
17 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 65,30065.3k $2.3m $2.3m 0.07% Unchanged
18 GUARDIAN WEALTH ADVISORS, LLC / NC 0.35% of their portfolio RALEIGH, NC 65,30065.3k $2.3m $2.3m 0.35% Unchanged
19 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 59,61859.6k $2.1m $2.1m 0.02% Added +17.6k +17,618
20 Hartford Financial Management Inc. 0.48% of their portfolio WEST HARTFORD, CT 58,69958.7k $2.1m $2.1m 0.48% Added +56.9k +56,945
21 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 58,69458.7k $2.1m $2.1m 0.01% Added +21.6k +21,594
22 MinichMacGregor Wealth Management, LLC 0.57% of their portfolio Saratoga Springs, NY 54,88554.9k $2.0m $2.0m 0.57% Reduced -2.9k -2,900
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 52,11052.1k $1.9m $1.9m 0.00% Reduced -120.1k -120,074
24 Strategic Blueprint, LLC 0.15% of their portfolio ATLANTA, GA 50,99851.0k $1.8m $1.8m 0.15% Reduced -3.4k -3,428
25 Trek Financial, LLC 0.15% of their portfolio Scottsdale, AZ 47,10947.1k $1.7m $1.7m 0.15% New
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,95244.0k $1.6m $1.6m 0.00% Added +6.9k +6,895
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,58443.6k $1.6m $1.6m 0.01% Added +26.8k +26,838
28 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 43,19443.2k $1.5m $1.5m 0.02% New
29 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 39,74839.7k $1.4m $1.4m 0.02% Reduced -2.0k -2,012
30 CWM, LLC 0.01% of their portfolio OMAHA, NE 37,96438.0k $1.4m $1.4m 0.01% New
31 Glen Eagle Advisors, LLC 0.24% of their portfolio KINGSTON, NJ 32,09432.1k $1.1m $1.1m 0.24% Unchanged
32 Tanglewood Legacy Advisors, LLC 0.62% of their portfolio HOUSTON, TX 31,99432.0k $1.1m $1.1m 0.62% Unchanged
33 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 31,35031.4k $1.1m $1.1m 0.05% Added +666 +666
34 Schulz Wealth, LTD. 0.97% of their portfolio MANSFIELD, TX 28,29328.3k $1.0m $1.0m 0.97% First filing
35 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 26,21226.2k $946.0k $946.0k 0.03% Added +24.8k +24,847
36 Sage Capital Advisors,llc 0.29% of their portfolio SIOUX FALLS, SD 25,51225.5k $912.2k $912.2k 0.29% Added +4.8k +4,775
37 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.33% of their portfolio WILLIAMSVILLE, NY 25,14625.1k $899.0k $899.0k 0.33% New
38 Integrity Financial Corp /WA 0.64% of their portfolio JACKSON, WY 24,63424.6k $880.9k $880.9k 0.64% Added +2.3k +2,315
39 WORLD EQUITY GROUP, INC. 0.17% of their portfolio SCHAUMBURG, IL 23,78723.8k $850.6k $850.6k 0.17% Reduced -2 -2
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,45022.4k $807.2k $807.2k 0.01% Reduced -10.4k -10,427
41 Encompass More Asset Management 0.86% of their portfolio Danville, CA 21,36021.4k $763.8k $763.8k 0.86% First filing
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,93818.9k $677.2k $677.2k 0.00% Added +3.3k +3,317
43 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 18,02518.0k $644.5k $644.5k 0.06% Reduced -300 -300
44 Ignite Planners, LLC 0.19% of their portfolio SAN CLEMENTE, CA 17,77517.8k $633.0k $633.0k 0.19% Added +8.9k +8,906
45 1ST SOURCE BANK 0.04% of their portfolio SOUTH BEND, IN 17,24517.2k $616.6k $616.6k 0.04% New
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 16,56616.6k $592.3k $592.3k 0.04% Reduced -5.9k -5,903
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,51316.5k $590.5k $590.5k 0.00% Added +6.7k +6,668
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,86315.9k $567.0k $567.0k 0.00% New
49 Alpha Financial Partners LLC 0.53% of their portfolio LEXINGTON, KY 14,92514.9k $533.7k $533.7k 0.53% New
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,55614.6k $520.5k $520.5k 0.00% Reduced -1.7k -1,714
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,06114.1k $503.0k $503.0k 0.00% New
52 ARBOR CAPITAL MANAGEMENT INC /ADV 0.33% of their portfolio ANCHORAGE, AK 12,32212.3k $436.9k $436.9k 0.33% New
53 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,03211.0k $394.5k $394.5k 0.01% Reduced -431 -431
54 SOA Wealth Advisors, LLC. 0.09% of their portfolio NEW YORK, NY 10,76810.8k $385.0k $385.0k 0.09% Reduced -10 -10
55 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 9,8249.8k $351.3k $351.3k 0.04% Unchanged
56 McKinley Carter Wealth Services, Inc. 0.03% of their portfolio WHEELING, WV 9,8009.8k $350.4k $350.4k 0.03% Added +1.4k +1,400
57 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,8548.9k $316.6k $316.6k 0.00% New
58 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 7,8387.8k $280.5k $280.5k 0.01% Reduced -59.5k -59,467
59 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 7,3647.4k $263.3k $263.3k 0.04% Reduced -34 -34
60 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,8756.9k $251.7k $251.7k 0.01% Reduced -6.6k -6,645
61 Grant Street Asset Management, Inc. 0.09% of their portfolio CANONSBURG, PA 6,7436.7k $241.1k $241.1k 0.09% Reduced -3.3k -3,307
62 Lakeridge Wealth Management LLC 0.17% of their portfolio MENTOR, OH 6,5656.6k $234.7k $234.7k 0.17% First filing
63 Smart Money Group LLC 0.09% of their portfolio EASTLAND, TX 6,0126.0k $215.0k $215.0k 0.09% New
64 Keystone Wealth Services, LLC 0.07% of their portfolio PALM DESERT, CA 5,8205.8k $208.1k $208.1k 0.07% New
65 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 5,6645.7k $202.5k $202.5k 0.00% New
66 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 4,9855.0k $178.0k $178.0k 0.01% New
67 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 4,9134.9k $175.7k $175.7k 0.02% New
68 AlphaMark Advisors, LLC 0.06% of their portfolio FT. WRIGHT, KY 4,5524.6k $163.0k $163.0k 0.06% New
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,2334.2k $151.4k $151.4k 0.00% Added +3.5k +3,493
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,0834.1k $146.0k $146.0k 0.00% Reduced -816 -816
71 Turtle Creek Wealth Advisors, LLC 0.04% of their portfolio DALLAS, TX 3,3653.4k $120.3k $120.3k 0.04% First filing
72 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,1433.1k $112.0k $112.0k 0.01% Reduced -209 -209
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,0583.1k $109.0k $109.0k 0.00% New
74 Creekmur Asset Management LLC 0.02% of their portfolio MORTON, IL 1,9942.0k $71.3k $71.3k 0.02% First filing
75 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6441.6k $58.8k $58.8k 0.00% Added +822 +822
76 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 1,3131.3k $47.0k $47.0k 0.01% Unchanged
77 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 745745 $26.6k $26.6k 0.01% Reduced -45 -45
78 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 400400 $14.3k $14.3k 0.00% Unchanged
79 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 250250 $8.9k $8.9k 0.00% Unchanged
80 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 212212 $7.6k $7.6k 0.00% Added +113 +113