Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2023-10-18

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$432.0m reported value -2.2% vs Q2 2023

201positions

34.1%in top 10

13 new 99 added 64 reduced 27 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	120,514	$20.6m4.78%	4.78%	Reduced -6.3k	-6,323 -5.0%
2	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	817,874	$17.3m4.01%	4.01%	Added +79.1k	+79,107 10.7%
3	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	514,956	$16.2m3.75%	3.75%	Added +42.0k	+41,969 8.9%
4	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	346,136	$15.1m3.49%	3.49%	Added +35.3k	+35,291 11.3%
5	ISHARES TR RUS 1000 GRW ETF IWF	IWF	54,737	$14.6m3.37%	3.37%	Reduced -8.9k	-8,859 -13.9%
6	NVIDIA CORPORATION COM NVDA	NVDA	33,456	$14.6m3.37%	3.37%	Reduced -461	-461 -1.4%
7	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	469,249	$13.8m3.19%	3.19%	Reduced -15.5k	-15,451 -3.2%
8	ISHARES TR S&P 500 VAL ETF IVE	IVE	80,156	$12.3m2.85%	2.85%	Reduced -1.6k	-1,564 -1.9%
9	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	224,531	$11.4m2.65%	2.65%	Added +37.7k	+37,668 20.2%
10	ISHARES TR IBOXX HI YD ETF HYG	HYG	153,431	$11.3m2.62%	2.62%	Added +14.0k	+14,024 10.1%
11	ISHARES TR US TREAS BD ETF GOVT	GOVT	464,816	$10.2m2.37%	2.37%	Added +53.1k	+53,090 12.9%
12	MICROSOFT CORP COM MSFT	MSFT	28,831	$9.1m2.11%	2.11%	Added +39	+39 0.1%
13	ISHARES TR RUS MDCP VAL ETF IWS	IWS	80,457	$8.4m1.94%	1.94%	Added +17.8k	+17,751 28.3%
14	ISHARES TR RUS MD CP GR ETF IWP	IWP	87,862	$8.0m1.86%	1.86%	Added +19.3k	+19,311 28.2%
15	META PLATFORMS INC CL A META	META	23,387	$7.0m1.63%	1.63%	Reduced -313	-313 -1.3%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	137,934	$6.7m1.56%	1.56%	Added +748	+748 0.6%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	78,320	$6.5m1.50%	1.50%	Added +17.0k	+16,960 27.6%
18	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	98,550	$5.8m1.35%	1.35%	Reduced -2.3k	-2,320 -2.3%
19	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	118,244	$4.9m1.13%	1.13%	Reduced -2.1k	-2,121 -1.8%
20	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	154,520	$4.2m0.97%	0.97%	Added +49.1k	+49,055 46.5%
21	T ROWE PRICE ETF INC TOTAL RETURN ETF TOTR	TOTR	106,164	$4.1m0.96%	0.96%	Added +46.6k	+46,635 78.3%
22	ISHARES TR RUS 2000 GRW ETF IWO	IWO	18,449	$4.1m0.96%	0.96%	Added +3.1k	+3,079 20.0%
23	ISHARES TR SP SMCP600VL ETF IJS	IJS	46,212	$4.1m0.95%	0.95%	Added +20.9k	+20,904 82.6%
24	RELIANCE INC COM RS	RS	14,496	$3.8m0.88%	0.88%	Added +534	+534 3.8%
25	HOME DEPOT INC COM HD	HD	11,144	$3.4m0.78%	0.78%	Added +209	+209 1.9%
26	UNITEDHEALTH GROUP INC COM UNH	UNH	6,647	$3.4m0.78%	0.78%	Added +116	+116 1.8%
27	HUBBELL INC COM HUBB	HUBB	10,558	$3.3m0.77%	0.77%	Reduced -123	-123 -1.1%
28	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	49,461	$3.2m0.75%	0.75%	Added +9.9k	+9,901 25.0%
29	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	19,563	$3.2m0.74%	0.74%	Added +3.3k	+3,271 20.1%
30	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	103,117	$3.2m0.74%	0.74%	Reduced -118	-118 -0.1%
31	CENCORA INC COM COR	COR	17,551	$3.2m0.73%	0.73%	Reduced -170	-170 -1.0%
32	AMAZON COM INC COM AMZN	AMZN	24,843	$3.2m0.73%	0.73%	Reduced -391	-391 -1.6%
33	WALMART INC COM WMT	WMT	18,548	$3.0m0.69%	0.69%	Reduced -16	-16 -0.1%
34	MARSH & MCLENNAN COS INC COM MRSH	MRSH	15,523	$3.0m0.68%	0.68%	Added +161	+161 1.1%
35	VISA INC COM CL A V	V	12,150	$2.8m0.65%	0.65%	Added +157	+157 1.3%
36	OKTA INC CL A OKTA	OKTA	33,501	$2.7m0.63%	0.63%	Reduced -2.9k	-2,900 -8.0%
37	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	15,233	$2.7m0.63%	0.63%	Added +175	+175 1.2%
38	AVNET INC COM AVT	AVT	56,101	$2.7m0.63%	0.63%	Added +963	+963 1.8%
39	MORGAN STANLEY COM NEW MS	MS	33,082	$2.7m0.63%	0.63%	Added +567	+567 1.7%
40	QUALCOMM INC COM QCOM	QCOM	24,071	$2.7m0.62%	0.62%	Added +937	+937 4.0%
41	NETAPP INC COM NTAP	NTAP	35,116	$2.7m0.62%	0.62%	Added +523	+523 1.5%
42	APPLIED MATLS INC COM AMAT	AMAT	19,164	$2.7m0.61%	0.61%	Added +202	+202 1.1%
43	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	6,641	$2.6m0.60%	0.60%	Added +376	+376 6.0%
44	JPMORGAN CHASE & CO COM JPM	JPM	17,966	$2.6m0.60%	0.60%	Added +295	+295 1.7%
45	EMERSON ELEC CO COM EMR	EMR	26,869	$2.6m0.60%	0.60%	Added +472	+472 1.8%
46	CONSTELLATION BRANDS INC CL A STZ	STZ	10,249	$2.6m0.60%	0.60%	Added +186	+186 1.9%
47	CUMMINS INC COM CMI	CMI	10,919	$2.5m0.58%	0.58%	Added +147	+147 1.4%
48	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	8,708	$2.4m0.55%	0.55%	Reduced -2.4k	-2,360 -21.3%
49	QUEST DIAGNOSTICS INC COM DGX	DGX	19,057	$2.3m0.54%	0.54%	Added +247	+247 1.3%
50	MOSAIC CO NEW COM MOS	MOS	64,402	$2.3m0.53%	0.53%	Added +2.9k	+2,935 4.8%
51	SOUTHERN COPPER CORP COM SCCO	SCCO	28,093	$2.1m0.49%	0.49%	Added +689	+689 2.5%
52	AGILENT TECHNOLOGIES INC COM A	A	18,872	$2.1m0.49%	0.49%	Added +557	+557 3.0%
53	CATERPILLAR INC COM CAT	CAT	7,699	$2.1m0.49%	0.49%	Added +2.1k	+2,065 36.6%
54	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	66,674	$2.1m0.49%	0.49%	Added +13.7k	+13,749 26.0%
55	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	68,868	$2.1m0.49%	0.49%	Added +16.3k	+16,317 31.1%
56	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	65,389	$2.1m0.48%	0.48%	Added +13.5k	+13,478 26.0%
57	ARCHER DANIELS MIDLAND CO COM ADM	ADM	27,080	$2.0m0.47%	0.47%	Added +1.8k	+1,849 7.3%
58	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	35,445	$2.0m0.47%	0.47%	Added +8.6k	+8,601 32.0%
59	JACOBS SOLUTIONS INC COM J	J	14,877	$2.0m0.47%	0.47%	Added +688	+688 4.8%
60	ISHARES TR CORE S&P US VLU IUSV	IUSV	27,038	$2.0m0.47%	0.47%	Added +9.2k	+9,204 51.6%
61	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	62,696	$2.0m0.46%	0.46%	Added +14.9k	+14,942 31.3%
62	WILLIAMS COS INC COM WMB	WMB	59,346	$2.0m0.46%	0.46%	Added +4.3k	+4,343 7.9%
63	DOW INC COM DOW	DOW	38,457	$2.0m0.46%	0.46%	Added +1.9k	+1,881 5.1%
64	US BANCORP DEL COM NEW USB	USB	59,610	$2.0m0.46%	0.46%	Added +16.2k	+16,198 37.3%
65	ISHARES TR CORE US AGGBD ET AGG	AGG	20,681	$1.9m0.45%	0.45%	Reduced -81	-81 -0.4%
66	PRICE T ROWE GROUP INC COM TROW	TROW	18,492	$1.9m0.45%	0.45%	Added +800	+800 4.5%
67	ALPHABET INC CAP STK CL C GOOG	GOOG	14,462	$1.9m0.44%	0.44%	Added +45	+45 0.3%
68	SPDR SER TR S&P DIVID ETF SDY	SDY	16,226	$1.9m0.43%	0.43%	Unchanged
69	ALBEMARLE CORP COM ALB	ALB	10,892	$1.9m0.43%	0.43%	Added +876	+876 8.8%
70	ILLINOIS TOOL WKS INC COM ITW	ITW	7,932	$1.8m0.42%	0.42%	Added +528	+528 7.1%
71	NIKE INC CL B NKE	NKE	18,867	$1.8m0.42%	0.42%	Added +2.0k	+1,996 11.8%
72	AIR PRODS & CHEMS INC COM APD	APD	5,899	$1.7m0.39%	0.39%	Added +1.1k	+1,125 23.6%
73	TARGET CORP COM TGT	TGT	15,023	$1.7m0.38%	0.38%	Added +744	+744 5.2%
74	NEXTERA ENERGY INC COM NEE	NEE	28,847	$1.7m0.38%	0.38%	Added +8.6k	+8,640 42.8%
75	SCHWAB CHARLES CORP COM SCHW	SCHW	29,163	$1.6m0.37%	0.37%	Added +251	+251 0.9%
76	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,407	$1.5m0.36%	0.36%	Added +200	+200 4.8%
77	CHUBB LIMITED COM CB	CB	7,353	$1.5m0.35%	0.35%	Added +881	+881 13.6%
78	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	22,135	$1.5m0.35%	0.35%	Added +471	+471 2.2%
79	AGCO CORP COM AGCO	AGCO	12,770	$1.5m0.35%	0.35%	Added +2.1k	+2,075 19.4%
80	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	23,228	$1.5m0.35%	0.35%	Added +549	+549 2.4%
81	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	44,445	$1.5m0.35%	0.35%	Reduced -14.7k	-14,673 -24.8%
82	SPDR SER TR BBG CONV SEC ETF CWB	CWB	20,628	$1.4m0.32%	0.32%	Reduced -11	-11 -0.1%
83	CROWN CASTLE INC COM CCI	CCI	14,730	$1.4m0.31%	0.31%	Added +5.6k	+5,622 61.7%
84	CHURCH & DWIGHT CO INC COM CHD	CHD	14,334	$1.3m0.30%	0.30%	Reduced -75	-75 -0.5%
85	INTERNATIONAL PAPER CO COM IP	IP	35,676	$1.3m0.29%	0.29%	Added +933	+933 2.7%
86	ISHARES TR BROAD USD HIGH USHY	USHY	36,356	$1.3m0.29%	0.29%	Added +18.0k	+18,032 98.4%
87	MERCK & CO INC COM MRK	MRK	11,703	$1.2m0.28%	0.28%	Added +37	+37 0.3%
88	MARVELL TECHNOLOGY INC COM MRVL	MRVL	21,926	$1.2m0.27%	0.27%	Added +1.3k	+1,278 6.2%
89	ISHARES TR RUS MID CAP ETF IWR	IWR	17,055	$1.2m0.27%	0.27%	Reduced -125	-125 -0.7%
90	TESLA INC COM TSLA	TSLA	4,650	$1.2m0.27%	0.27%	Reduced -1.1k	-1,114 -19.3%
91	GREENBRIER COS INC COM GBX	GBX	28,964	$1.2m0.27%	0.27%	Added +12.3k	+12,253 73.3%
92	ISHARES TR CORE MSCI EAFE IEFA	IEFA	17,794	$1.1m0.27%	0.27%	Reduced -12.1k	-12,054 -40.4%
93	EXXON MOBIL CORP COM XOM	XOM	9,652	$1.1m0.26%	0.26%	Added +4	+4 0.0%
94	CISCO SYS INC COM CSCO	CSCO	21,087	$1.1m0.26%	0.26%	Reduced -185	-185 -0.9%
95	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	42,942	$1.1m0.26%	0.26%	Added +9.2k	+9,244 27.4%
96	GRANITE CONSTR INC COM GVA	GVA	29,548	$1.1m0.26%	0.26%	Added +13.5k	+13,487 84.0%
97	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	50,086	$1.1m0.26%	0.26%	Added +10.5k	+10,455 26.4%
98	NXP SEMICONDUCTORS N V COM NXPI	NXPI	5,533	$1.1m0.26%	0.26%	Added +202	+202 3.8%
99	UNITED PARCEL SERVICE INC CL B UPS	UPS	6,856	$1.1m0.25%	0.25%	Added +272	+272 4.1%
100	J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT JPEM	JPEM	20,872	$1.1m0.24%	0.24%	Added +4.7k	+4,727 29.3%

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
HP INC HPQ	HPQ	84,030	$2.6m84.0k shares
KNIGHT-SWIFT TRANSN HLDGS IN KNX	KNX	42,224	$2.3m42.2k shares
CLEARWAY ENERGY INC CWEN	CWEN	76,268	$2.2m76.3k shares
BERKSHIRE HATHAWAY INC DEL BRK.A	BRK.A	4	$2.1m4 shares
PIMCO ETF TR MINT	MINT	19,941	$2.0m19.9k shares
WHIRLPOOL CORP WHR	WHR	8,597	$1.3m8.6k shares
WISDOMTREE TR DGRW	DGRW	13,550	$903.2k13.6k shares
ISHARES TR SHY	SHY	8,131	$659.3k8.1k shares
STRATEGY SHS SSUS	SSUS	15,377	$546.0k15.4k shares
DIREXION SHS ETF TR COM	COM	18,425	$542.2k18.4k shares
FORGEROCK INC		23,927	$491.5k23.9k shares
VANGUARD BD INDEX FDS BND	BND	4,152	$301.8k4.2k shares
DIMENSIONAL ETF TRUST DFUS	DFUS	5,725	$275.7k5.7k shares
NETFLIX INC NFLX	NFLX	622	$274.0k622 shares
VANGUARD INDEX FDS VTV	VTV	1,891	$268.7k1.9k shares
BOEING CO BA	BA	1,266	$267.3k1.3k shares
ISHARES TR EEM	EEM	6,743	$266.7k6.7k shares
SPDR SER TR JNK	JNK	2,788	$256.6k2.8k shares
SELECT SECTOR SPDR TR XLP	XLP	3,107	$230.4k3.1k shares
CHIPOTLE MEXICAN GRILL INC CMG	CMG	105	$224.6k105 shares
SYSCO CORP SYY	SYY	2,825	$209.6k2.8k shares
PAYPAL HLDGS INC PYPL	PYPL	3,060	$204.2k3.1k shares
MASTERCARD INCORPORATED MA	MA	511	$201.0k511 shares
ADAMS DIVERSIFIED EQUITY FD ADX	ADX	11,515	$193.6k11.5k shares
NUVEEN S&P 500 BUY-WRITE INC		13,394	$179.1k13.4k shares